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Nasdaq · USD

LASR

NLIGHT, INC.

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4397
SEC CIK
0001124796
Parsed reports
416

Last 12 months

Inside the activity.

0 purchase rows · 95 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202508
Jan 202604
Feb 202600
Mar 2026019
Apr 202600
May 2026035
Jun 2026010
Jul 202600
Aug 202608
Sep 202609
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 12, 2021 Filed Mar 16, 2021 00:45 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-21-000067 · wf-form4_161585549613121.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,691

Underlying: Common Stock · 7,500 shares

Expires 2028-02-17

F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the vesting commencement date.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 00:45 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 7,500 $34.92 $261,900.00
Disclosure

SEC source: 0001124796-21-000067 · wf-form4_161585549613121.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,483

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported transaction involves sale transactions from $34.64 to $35.43 per share. The weighted average price per share was $34.92. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
March 12, 2021 Filed Mar 16, 2021 00:45 UTC
Bareket RanChief Financial Officer
OtherCommon Stock 7,500 $9.70 $72,750.00
Disclosure

SEC source: 0001124796-21-000067 · wf-form4_161585549613121.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,983

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 20:53 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-21-000036 · wf-form4_161350879572806.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,191

Underlying: Common Stock · 7,500 shares

Expires 2028-02-17

F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth (5th) anniversary of the vesting commencement date.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 20:53 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 7,500 $40.24 $301,800.00
Disclosure

SEC source: 0001124796-21-000036 · wf-form4_161350879572806.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,483

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported transaction involves sale transactions from $37.50 to $41.31 per share. The weighted average price per share was $40.24. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
February 12, 2021 Filed Feb 16, 2021 20:53 UTC
Bareket RanChief Financial Officer
OtherCommon Stock 7,500 $9.70 $72,750.00
Disclosure

SEC source: 0001124796-21-000036 · wf-form4_161350879572806.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,983

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:18 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 133,596 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-21-000034 · wf-form4_161254549294458.xml · derivative · entry 6

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,404

Underlying: Common Stock · 133,596 shares

Expires 2025-06-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:18 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 6,404 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-21-000034 · wf-form4_161254549294458.xml · derivative · entry 5

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,404 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:18 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 60,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-21-000034 · wf-form4_161254549294458.xml · derivative · entry 4

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:18 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 133,596 $0.75 $100,197.00
Disclosure

SEC source: 0001124796-21-000034 · wf-form4_161254549294458.xml · nonDerivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:18 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 6,404 $0.75 $4,803.00
Disclosure

SEC source: 0001124796-21-000034 · wf-form4_161254549294458.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
February 03, 2021 Filed Feb 5, 2021 17:18 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 60,000 $0.75 $45,000.00
Disclosure

SEC source: 0001124796-21-000034 · wf-form4_161254549294458.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 15:12 UTC GrantCommon Stock 56 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000026 · wf-form4_161158754113665.xml · nonDerivative · entry 1

Gossman William · CIK 0001738257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,754

F1 · shares: The reporting person has been granted restricted stock units in connection with service on the Issuer's board of directors. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. All restricted stock units will vest on December 31, 2021 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 15:10 UTC GrantCommon Stock 28 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000024 · wf-form4_161158740286982.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,997

F1 · shares: The reporting person has been granted restricted stock units in connection with service on the Issuer's board of directors. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. All restricted stock units will vest on December 31, 2021 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 21, 2021 Filed Jan 25, 2021 15:07 UTC GrantCommon Stock 28 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000022 · wf-form4_161158722078630.xml · nonDerivative · entry 1

Nichols Camille · CIK 0001831365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

F1 · shares: The reporting person has been granted restricted stock units in connection with service on the Issuer's board of directors. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. All restricted stock units will vest on December 31, 2021 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 16:48 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 7,500 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-21-000020 · wf-form4_161064288949313.xml · derivative · entry 3

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,691

Underlying: Common Stock · 7,500 shares

Expires 2028-02-17

F4 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the vesting commencement date.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 16:48 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 7,500 $37.74 $283,050.00
Disclosure

SEC source: 0001124796-21-000020 · wf-form4_161064288949313.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,483

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported transaction involves sale transactions from $37.20 to $38.39 per share. The weighted average price per share was $37.74. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
January 12, 2021 Filed Jan 14, 2021 16:48 UTC
Bareket RanChief Financial Officer
OtherCommon Stock 7,500 $9.70 $72,750.00
Disclosure

SEC source: 0001124796-21-000020 · wf-form4_161064288949313.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,983

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 17:45 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-21-000018 · wf-form4_161012792299415.xml · derivative · entry 3

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,025

Underlying: Common Stock · 50,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 17:45 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 50,000 $32.25 $1,612,500.00
Disclosure

SEC source: 0001124796-21-000018 · wf-form4_161012792299415.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,665

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported transaction involves sale transactions from $31.61 to $32.83 per share. The weighted average price per share was $32.25. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 17:45 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 50,000 $0.75 $37,500.00
Disclosure

SEC source: 0001124796-21-000018 · wf-form4_161012792299415.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes vested and unvested awards of restricted stock.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:08 UTC GrantCommon Stock 559 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000016 · wf-form4_160996728238394.xml · nonDerivative · entry 1

CARLISLE DOUGLAS C · CIK 0001230041 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,020

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2021 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:06 UTC GrantCommon Stock 466 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000014 · wf-form4_160996716759938.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,969

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2021 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:02 UTC GrantCommon Stock 466 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000010 · wf-form4_160996692970314.xml · nonDerivative · entry 1

Gossman William · CIK 0001738257 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,698

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2021 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:04 UTC GrantCommon Stock 684 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000012 · wf-form4_160996704042840.xml · nonDerivative · entry 1

MOORE GEOFFREY · CIK 0001247627 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,591

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2021 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 21:00 UTC GrantCommon Stock 466 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000008 · wf-form4_160996682549641.xml · nonDerivative · entry 1

Nichols Camille · CIK 0001831365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,222

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2021 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 20:57 UTC
Locke GaryDirector
GrantCommon Stock 528 $0.00 $0.00
Disclosure

SEC source: 0001124796-21-000006 · wf-form4_160996666486968.xml · nonDerivative · entry 1

Locke Gary · CIK 0001654708 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,953

F1 · shares: The reporting person has elected to receive restricted stock units in lieu of cash retainer fees payable for service on the Issuer's board of directors and any committees thereof. Each restricted stock unit represents a contingent right to receive, following vesting, one share of the Issuer's common stock. The number of restricted stock units issued represents the quotient of (A) the amount of such fees divided by (B) the Issuer's closing stock price on the grant date, rounded down to the nearest whole share. All restricted stock units will vest on December 31, 2021 subject to the non-employee director continuing to be a service provider through the applicable vesting date.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:03 UTC
Bareket RanChief Financial Officer
Tax withholdingCommon Stock 666 $32.65 $21,744.90
Disclosure

SEC source: 0001124796-21-000004 · wf-form4_160977982597643.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,483

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested shares of restricted stock.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 17:01 UTC
Keeney Scott HDirector · President and CEO
Tax withholdingCommon Stock 1,279 $32.65 $41,759.35
Disclosure

SEC source: 0001124796-21-000002 · wf-form4_160977967147763.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,665

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested shares of restricted stock.

Read SEC document
December 21, 2020 Filed Dec 22, 2020 15:58 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 109,162 $33.70 $3,678,759.40
Disclosure

SEC source: 0001124796-20-000172 · wf-form4_160865269683435.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,944

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $33.21 to $34.49 per share. The weighted average price per share was $33.70. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:32 UTC
Keeney Scott HDirector · President and CEO
GiftCommon Stock 3,782 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000170 · wf-form4_160822273162560.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,106

F2 · kind: This transaction represents a gift/charitable donation. No value was received for the gifted shares.

F3 · acquired: Transaction was voluntarily reported.

Read SEC document
December 15, 2020 Filed Dec 17, 2020 16:32 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 5,000 $33.35 $166,750.00
Disclosure

SEC source: 0001124796-20-000170 · wf-form4_160822273162560.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,888

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
December 11, 2020 Filed Dec 15, 2020 16:43 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 12,500 $33.68 $421,000.00
Disclosure

SEC source: 0001124796-20-000168 · wf-form4_160805058367741.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,149

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $32.93 to $34.58 per share. The weighted average price per share was $33.68. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:04 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 5,000 $27.71 $138,550.00
Disclosure

SEC source: 0001124796-20-000166 · wf-form4_160564707043704.xml · nonDerivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 487,888

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The reported transaction involves sale transactions from $27.48 to $28.29 per share. The weighted average price per share was $27.71. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

Read SEC document
November 16, 2020 Filed Nov 17, 2020 21:01 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 429 $27.79 $11,921.91
Disclosure

SEC source: 0001124796-20-000164 · wf-form4_160564686904757.xml · nonDerivative · entry 2

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,649

F2 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

Read SEC document
November 13, 2020 Filed Nov 17, 2020 21:04 UTC
Keeney Scott HDirector · President and CEO
GrantCommon Stock 429 $18.17 $7,794.93
Disclosure

SEC source: 0001124796-20-000166 · wf-form4_160564707043704.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,888

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 15, 2020 through November 13, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on May 15, 2020.

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November 13, 2020 Filed Nov 17, 2020 21:01 UTC
Bareket RanChief Financial Officer
GrantCommon Stock 429 $18.17 $7,794.93
Disclosure

SEC source: 0001124796-20-000164 · wf-form4_160564686904757.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,078

F1 · shares: Shares purchased pursuant to the nLIGHT, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP purchase period of May 15, 2020 through November 13, 2020. In accordance with the ESPP, these shares were purchased at a price equal to 85% of the closing price of the issuer's common stock on May 15, 2020.

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November 11, 2020 Filed Nov 13, 2020 20:14 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 12,500 $29.31 $366,375.00
Disclosure

SEC source: 0001124796-20-000162 · wf-form4_160529843655319.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,649

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $28.62 to $29.79 per share. The weighted average price per share was $29.31. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

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November 05, 2020 Filed Nov 9, 2020 16:31 UTC GrantCommon Stock 4,756 $0.00 $0.00
Disclosure

SEC source: 0001124796-20-000160 · wf-form4_160493949387272.xml · nonDerivative · entry 1

Nichols Camille · CIK 0001831365 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,756

F1 · shares: Initial award of restricted stock units vesting one-third (33.33%) on each of the first three anniversaries of the grant date, subject to the non-employee director continuing to be a service provider with the company through each applicable vesting date.

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November 03, 2020 Filed Nov 5, 2020 19:09 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000149 · wf-form4_160460335346346.xml · derivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 100,000 shares

Expires 2025-04-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on March 6, 2016, and five percent (5%) of the shares subject to the option vested quarterly thereafter, for a period of four years. This option became fully vested on March 6, 2020.

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November 03, 2020 Filed Nov 5, 2020 19:09 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 100,000 $0.75 $75,000.00
Disclosure

SEC source: 0001124796-20-000149 · wf-form4_160460335346346.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 492,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 27, 2020 Filed Oct 28, 2020 22:42 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 18,000 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001124796-20-000139 · wf-form4_160392495787218.xml · derivative · entry 2

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,404

Underlying: Common Stock · 18,000 shares

Expires 2025-02-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option became fully vested and exercisable on February 26, 2016.

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October 27, 2020 Filed Oct 28, 2020 22:42 UTC
Keeney Scott HDirector · President and CEO
Exercise / conversionCommon Stock 18,000 $0.75 $13,500.00
Disclosure

SEC source: 0001124796-20-000139 · wf-form4_160392495787218.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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October 15, 2020 Filed Oct 19, 2020 19:50 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 5,000 $22.68 $113,400.00
Disclosure

SEC source: 0001124796-20-000137 · wf-form4_160313702234718.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,459

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $22.27 to $22.97 per share. The weighted average price per share was $22.68. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes vested and unvested shares of restricted stock.

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September 30, 2020 Filed Oct 1, 2020 23:44 UTC
Keeney Scott HDirector · President and CEO
Tax withholdingCommon Stock 1,278 $23.48 $30,007.44
Disclosure

SEC source: 0001124796-20-000135 · wf-form4_160159586351558.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 379,459

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested shares of restricted stock.

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September 30, 2020 Filed Oct 1, 2020 23:42 UTC
Bareket RanChief Financial Officer
Tax withholdingCommon Stock 665 $23.48 $15,614.20
Disclosure

SEC source: 0001124796-20-000133 · wf-form4_160159573508185.xml · nonDerivative · entry 1

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,149

F1 · shares: Shares withheld to cover tax liability in connection with the vesting of restricted stock units previously reported. These shares were not issued to or sold by the reporting person.

F2 · balance_after: Includes vested and unvested shares of restricted stock.

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September 15, 2020 Filed Sep 17, 2020 19:41 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 5,000 $22.16 $110,800.00
Disclosure

SEC source: 0001124796-20-000131 · wf-form4_160037165689687.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,737

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $21.62 to $22.45 per share. The weighted average price per share was $22.16. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes vested and unvested awards of restricted stock.

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September 03, 2020 Filed Sep 4, 2020 20:07 UTC
Keeney Scott HDirector · President and CEO
SaleCommon Stock 14,554 $22.39 $325,864.06
Disclosure

SEC source: 0001124796-20-000129 · wf-form4_159925004252026.xml · nonDerivative · entry 1

Keeney Scott H · CIK 0001738235 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,737

F1 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F2 · price: The reported transaction involves sale transactions from $21.84 to $23.38 per share. The weighted average price per share was $22.39. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes vested and unvested awards of restricted stock.

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August 18, 2020 Filed Aug 20, 2020 01:26 UTC
Bareket RanChief Financial Officer
OtherStock Option (Right to Buy) · Derivative 12,500 $0.00 Strike: $9.70 $0.00
Disclosure

SEC source: 0001124796-20-000127 · wf-form4_159788674468173.xml · derivative · entry 5

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,191

Underlying: Common Stock · 12,500 shares

Expires 2028-02-17

F6 · derivative.exercise_date: Twenty percent (20%) of the shares subject to the option vested on January 4, 2019, and one-twentieth (1/20th) of the shares subject to the option shall vest at the end of each quarter thereafter, for a period of four years, subject to optionee continuing to be a service provider on such dates such that the option shall be fully vested on the fifth anniversary of the date of grant.

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August 18, 2020 Filed Aug 20, 2020 01:26 UTC
Bareket RanChief Financial Officer
SaleCommon Stock 12,500 $24.21 $302,625.00
Disclosure

SEC source: 0001124796-20-000127 · wf-form4_159788674468173.xml · nonDerivative · entry 4

Bareket Ran · CIK 0001468711 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,814

F4 · shares: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The reported transaction involves sale transactions from $23.85 to $24.82 per share. The weighted average price per share was $24.21. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes vested and unvested awards of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.