KWY

SEC source: 0001072627-18-000024 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,210

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000023 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,282

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000022 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,381

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-18-000021 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090,957

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000020 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,864

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000019 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,052

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000018 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,038

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-18-000017 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090,530

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000016 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,556

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000015 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,846

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000014 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,745

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-18-000013 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,090,164

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000012 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,294

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000011 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,670

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000010 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,453

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-18-000009 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089,798

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000008 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,496

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000007 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,030

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000004 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,139

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-18-000003 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089,404

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000002 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,748

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000001 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,306

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-18-000005 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,943,389

F1 · shares: This Form 4 reports an acquisition on December 29, 2017, by the following entities: (a) Stilwell Activist Fund, L.P. (SAF) of 557 shares of KFS common stock at $5.086 USD per share, and (b) Stilwell Activist Investments, L.P. (SAI) of 1,943 shares of KFS common stock at $5.086 USD per share.

F2 · balance_after: After giving effect to the transactions reported herein, the shares of KFS common stock reported under Column 5 of Table I above are held directly by the following persons or entities: Joseph Stilwell (162,500 shares); Stilwell Associates, L.P. (Associates) (903,066 shares); SAI (2,561,109 shares); and (SAF) (316,714 shares). Of the total shares of KFS common stock reported under Column 5 of Table I above, 3,780,889 shares are beneficially owned indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC, which is the general partner of SAI, Associates and SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. The address of SAI, Associates and SAF is the same as the address reported in Item 1 of this Form 4.

SEC source: 0001072627-17-000212 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,940,889

F1 · shares: This Form 4 reports an acquisition on December 28, 2017, by the following entity: Stilwell Activist Investments, L.P. (SAI) of 2,566 shares of KFS common stock at $5.0496 USD per share.

F2 · balance_after: After giving effect to the transactions reported herein, the shares of KFS common stock reported under Column 5 of Table I above are held directly by the following persons or entities: Joseph Stilwell (162,500 shares); Stilwell Associates, L.P. (Associates) (903,066 shares); SAI (2,559,166 shares); and Stilwell Activist Fund, L.P. (SAF) (316,157 shares). Of the total shares of KFS common stock reported under Column 5 of Table I above, 3,778,389 shares are beneficially owned indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC, which is the general partner of SAI, Associates and SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. The address of SAI, Associates and SAF is the same as the address reported in Item 1 of this Form 4.

SEC source: 0001072627-17-000211 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,938,323

F1 · shares: This Form 4 reports an acquisition on December 27, 2017, by the following entities: (a) Stilwell Activist Fund, L.P. (SAF) of 550 shares of KFS common stock at $4.95 USD per share, and (b) Stilwell Activist Investments, L.P. (SAI) of 1,950 shares of KFS common stock at $4.95 USD per share.

F2 · balance_after: After giving effect to the transactions reported herein, the shares of KFS common stock reported under Column 5 of Table I above are held directly by the following persons or entities: Joseph Stilwell (162,500 shares); Stilwell Associates, L.P. (Associates) (903,066 shares); SAI (2,556,600 shares); and (SAF) (316,157 shares). Of the total shares of KFS common stock reported under Column 5 of Table I above, 3,775,823 shares are beneficially owned indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC, which is the general partner of SAI, Associates and SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. The address of SAI, Associates and SAF is the same as the address reported in Item 1 of this Form 4.

SEC source: 0001072627-17-000210 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,935,823

F1 · shares: This Form 4 reports an acquisition on December 26, 2017, by the following entity: Stilwell Activist Investments, L.P. (SAI) of 2,500 shares of KFS common stock at $5.05 USD per share.

F2 · balance_after: After giving effect to the transactions reported herein, the shares of KFS common stock reported under Column 5 of Table I above are held directly by the following persons or entities: Joseph Stilwell (162,500 shares); Stilwell Associates, L.P. (Associates) (903,066 shares); SAI (2,554,650 shares); and Stilwell Activist Fund, L.P. (SAF) (315,607 shares). Of the total shares of KFS common stock reported under Column 5 of Table I above, 3,773,323 shares are beneficially owned indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC, which is the general partner of SAI, Associates and SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. The address of SAI, Associates and SAF is the same as the address reported in Item 1 of this Form 4.

SEC source: 0001072627-17-000208 · primary_doc.xml · nonDerivative · entry 1

Schaevitz Gary · CIK 0001601096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,472

F1 · balance_after: Gary Schaevitz directly owns shares of common stock (202,096 shares), and indirectly by spouse (83,110 shares), by trust for children (86,266 shares), and by family members (24,000 shares).

SEC source: 0001072627-17-000209 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,933,323

F1 · shares: This Form 4 reports an acquisition on December 22, 2017, by the following entities: (a) Stilwell Activist Fund, L.P. (SAF) of 825 shares of KFS common stock at $5.0333 USD per share, and (b) Stilwell Activist Investments, L.P. (SAI) of 6,675 shares of KFS common stock at $5.0333 USD per share.

F2 · balance_after: After giving effect to the transactions reported herein, the shares of KFS common stock reported under Column 5 of Table I above are held directly by the following persons or entities: Joseph Stilwell (162,500 shares); Stilwell Associates, L.P. (Associates) (903,066 shares); SAI (2,552,150 shares); and SAF (315,607 shares). Of the total shares of KFS common stock reported under Column 5 of Table I above, 3,770,823 shares are beneficially owned indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC, which is the general partner of SAI, Associates and SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. The address of SAI, Associates and SAF is the same as the address reported in Item 1 of this Form 4.

SEC source: 0001072627-17-000207 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,925,823

F1 · shares: This Form 4 reports an acquisition on December 21, 2017, by the following entities: (a) Stilwell Activist Fund, L.P. (SAF) of 550 shares of KFS common stock at $5.1750 USD per share, and (b) Stilwell Activist Investments, L.P. (SAI) of 4,450 shares of KFS common stock at $5.1750 USD per share.

F2 · balance_after: After giving effect to the transactions reported herein, the shares of KFS common stock reported under Column 5 of Table I above are held directly by the following persons or entities: Joseph Stilwell (162,500 shares); Stilwell Associates, L.P. (Associates) (903,066 shares); SAI (2,545,475 shares); and SAF (314,782 shares). Of the total shares of KFS common stock reported under Column 5 of Table I above, 3,763,323 shares are beneficially owned indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC, which is the general partner of SAI, Associates and SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. The address of SAI, Associates and SAF is the same as the address reported in Item 1 of this Form 4.

SEC source: 0001072627-17-000206 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,920,823

F1 · shares: This Form 4 reports an acquisition on December 20, 2017, by the following entities: (a) Stilwell Activist Fund, L.P. (SAF) of 825 shares of KFS common stock at $5.2333 USD per share, and (b) Stilwell Activist Investments, L.P. (SAI) of 6,675 shares of KFS common stock at $5.2333 USD per share.

F2 · balance_after: After giving effect to the transactions reported herein, the shares of KFS common stock reported under Column 5 of Table I above are held directly by the following persons or entities: Joseph Stilwell (162,500 shares); Stilwell Associates, L.P. (Associates) (903,066 shares); SAI (2,541,025 shares); and SAF (314,232 shares). Of the total shares of KFS common stock reported under Column 5 of Table I above, 3,758,323 shares are beneficially owned indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC, which is the general partner of SAI, Associates and SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. The address of SAI, Associates and SAF is the same as the address reported in Item 1 of this Form 4.

SEC source: 0001072627-17-000205 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,913,323

F1 · shares: This Form 4 reports an acquisition on December 19, 2017, by the following entities: (a) Stilwell Activist Fund, L.P. (SAF) of 550 shares of KFS common stock at $5.3852 USD per share, and (b) Stilwell Activist Investments, L.P. (SAI) of 1,950 shares of KFS common stock at $5.3852 USD per share.

F2 · balance_after: After giving effect to the transactions reported herein, the shares of KFS common stock reported under Column 5 of Table I above are held directly by the following persons or entities: Joseph Stilwell (162,500 shares); Stilwell Associates, L.P. (Associates) (903,066 shares); SAI (2,534,350 shares); and SAF (313,407 shares). Of the total shares of KFS common stock reported under Column 5 of Table I above, 3,750,823 shares are beneficially owned indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC, which is the general partner of SAI, Associates and SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. The address of SAI, Associates and SAF is the same as the address reported in Item 1 of this Form 4.

SEC source: 0001072627-18-000173 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924,705

F1 · balance_after: Includes 500,000 of restricted stock issued on September 5, 2018.

SEC source: 0001072627-17-000203 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,814

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000202 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,089,000

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000201 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,456

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000200 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,112

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000204 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,910,823

F1 · shares: This Form 4 reports an acquisition by Stilwell Activist Investments, L.P. (SAI) of 2,500 shares of KFS common stock at $5.10 USD per share on December 15, 2017.

F2 · balance_after: After giving effect to the transactions reported herein, the shares of KFS common stock reported under Column 5 of Table I above are held directly by the following persons or entities: Joseph Stilwell (162,500 shares); Stilwell Associates, L.P. (Associates) (903,066 shares); SAI (2,532,400 shares); and Stilwell Activist Fund, L.P. (SAF) (312,857 shares). Of the total shares of KFS common stock reported under Column 5 of Table I above, 3,748,323 shares are beneficially owned indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC, which is the general partner of SAI, Associates and SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. The address of SAI, Associates and SAF is the same as the address reported in Item 1 of this Form 4.

SEC source: 0001072627-17-000199 · primary_doc.xml · nonDerivative · entry 2

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,908,323

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 312,857 shares; and Stilwell Activist Investments, L.P., 2,529,900 shares. The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities through Joseph Stilwell's capacity as the managing member and the owner of Stilwell Value LLC, which is the general partner of Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000196 · primary_doc.xml · nonDerivative · entry 1

Schaevitz Gary · CIK 0001601096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 390,472

F1 · balance_after: Gary Schaevitz directly owns shares of common stock (202,096 shares), and indirectly by spouse (83,110 shares), by trust for children (86,266 shares), and by family members (19,000 shares).

SEC source: 0001072627-17-000199 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,903,323

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 312,857 shares; and Stilwell Activist Investments, L.P., 2,529,900 shares. The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities through Joseph Stilwell's capacity as the managing member and the owner of Stilwell Value LLC, which is the general partner of Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000194 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,898,323

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Value Partners III, L.P., 0 shares; Stilwell Value Partners IV, L.P., 0 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 311,757 shares; and Stilwell Activist Investments, L.P., 2,521,000 shares; Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., 0 shares; The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities, other than Stilwell Associates Insurance Fund of the SALI Multi-Series Fund L.P., through Joseph Stilwell's capacity as the managing member and 99% owner of Stilwell Value LLC, which is the general partner of Stilwell Value Partners III, L.P., Stilwell Value Partners IV, L.P., Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000195 · primary_doc.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,898,323

F1 · balance_after: After giving effect to the transactions reported herein, the following individual and entities directly own shares of common stock as follows: Joseph Stilwell, 162,500 shares; Stilwell Associates, L.P., 903,066 shares; Stilwell Activist Fund, L.P., 311,757 shares; and Stilwell Activist Investments, L.P., 2,521,000 shares. The aggregate shares are owned indirectly by Joseph Stilwell and all listed entities through Joseph Stilwell's capacity as the managing member and the owner of Stilwell Value LLC, which is the general partner of Stilwell Associates L.P., Stilwell Activist Investments, L.P., and Stilwell Activist Fund, L.P.

SEC source: 0001072627-17-000198 · primary_doc.xml · nonDerivative · entry 1

Kavanagh Terence Michael · CIK 0001538185 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: 996,000

F1 · balance_after: Terence Michael Kavanagh directly owns shares of common stock (1,750 shares) and indirectly through Retirement Savings Plan (26,875 shares), E.J.K. Holdings, Inc. (6,000 shares), in trust for W. Aikman (125 shares) and Oakmont Capital Inc. (961,250 shares).

SEC source: 0001072627-17-000197 · primary_doc.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Oakmont Capital, Inc.

Disclosed balance after: 1,009,000

F1 · balance_after: Gregory Paul Hannon, indirectly owns shares of common stock through Retirement Savings Plan (22,500 shares), 1272562 Ontario Inc. (3,000 shares), Oakmont Capital Inc. (961,250 shares) his spouse (13,750 shares), trusts for his children (4,500 shares), and Gilter Inc. (4,000 shares).

SEC source: 0001072627-19-000040 · primary_doc.xml · nonDerivative · entry 3

OAKMONT CAPITAL INC · CIK 0001071674 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,922,500

SEC source: 0001072627-17-000193 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,489

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.

SEC source: 0001072627-17-000192 · primary_doc.xml · nonDerivative · entry 1

SWETS LARRY G JR · CIK 0001409891 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088,592

F1 · balance_after: Total reflects one-for-four share consolidation effected by the Company on July 3, 2012.

F2 · balance_after: Includes 1,382,665 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000191 · primary_doc.xml · nonDerivative · entry 1

Hickey William August Jr · CIK 0001538238 · CFO and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,162

F1 · balance_after: Includes 229,500 restricted common shares under the 2013 Equity Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000190 · primary_doc.xml · nonDerivative · entry 1

BAQAR HASSAN · CIK 0001529638 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,916

F1 · balance_after: Includes 115,500 restricted common shares under the 2013 Incentive Plan, approved by shareholders in May 2013.

SEC source: 0001072627-17-000189 · primary_doc.xml · nonDerivative · entry 1

Fitzgerald John Taylor Maloney · CIK 0001584349 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 868,163

F1 · balance_after: Includes 500,000 restricted stock units pursuant to the Restricted Stock Unit Agreement, dated August 24, 2016.