Hannon Gregory Paul

SEC source: 0001538186-26-000012 · wk-form4_1790892059.xml · derivative · entry 2

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: Not disclosed

Underlying: Common Stock · 25,791 shares

Expires 2031-12-31

F3 · derivative.exercise_price: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $4.85 per share (approximately 5.16 shares of Common Stock for each $25.00 of principal amount of the Notes being converted).

F5 · price: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.

F3 · derivative.exercise_date: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $4.85 per share (approximately 5.16 shares of Common Stock for each $25.00 of principal amount of the Notes being converted).

F3 · derivative.underlying_shares: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $4.85 per share (approximately 5.16 shares of Common Stock for each $25.00 of principal amount of the Notes being converted).

F4 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Preferred Stock or in shares of the Series D Preferred Stock, in each case as set forth in the Notes.

F2 · ownership.nature: These securities are owned directly by Oakmont Capital Inc. and indirectly by Gregory Paul Hannon in his capacity as the Vice President and Director of Oakmont Capital Inc. Gregory Paul Hannon disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001538186-26-000009 · wk-form4_1782994382.xml · derivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: 1,054

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date.

F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on May 20, 2026, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on June 30, 2026, would be paid in the form of Series D Preferred Stock. On June 30, 2026, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F3 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on June 30, 2026, was determined based on a per share value of $20.698249, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · derivative.expiration_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.000000004 shares of the Issuer's common stock (a conversion price of $6,154,444,800 per share of common stock). Series D Preferred Stock has no expiration date.

F4 · ownership.nature: These securities are owned directly by Oakmont Capital Inc. and indirectly by Gregory Paul Hannon in his capacity as the Vice President and Director of Oakmont Capital Inc. Gregory Paul Hannon disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001538186-26-000006 · wk-form4_1781021275.xml · derivative · entry 2

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: Not disclosed

Underlying: Common Stock · 180,437 shares

Expires 2031-12-31

F3 · derivative.exercise_price: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $0.69 per share (approximately 36.09 shares of Common Stock for each $25.00 of principal amount of the Notes being converted).

F5 · price: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $82.50 per $25.00 of aggregate principal amount.

F3 · derivative.exercise_date: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $0.69 per share (approximately 36.09 shares of Common Stock for each $25.00 of principal amount of the Notes being converted).

F3 · derivative.underlying_shares: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $0.69 per share (approximately 36.09 shares of Common Stock for each $25.00 of principal amount of the Notes being converted).

F4 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock ("Series B Preferred Stock") or in shares of the Series D Preferred Stock, in each case as set forth in the Notes.

F2 · ownership.nature: These securities are owned directly by Oakmont Capital Inc. and indirectly by Gregory Paul Hannon in his capacity as the Vice President and Director of Oakmont Capital Inc. Gregory Paul Hannon disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001538186-26-000002 · wk-form4_1767642485.xml · derivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: 526

Underlying: Common Stock · 0 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000015 shares of the Issuer's common stock (a conversion price of $170,956,800 per share of common stock).

F2 · shares: As disclosed in the Issuer's Form 8-K filed with the Securities and Exchange Commission on November 20, 2025, the Issuer determined that interest on the Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") payable on December 31, 2025, would be paid in the form of Series D Preferred Stock. On December 31, 2025, the Issuer issued shares of the Series D Preferred Stock to the Reporting Person as payment of interest with respect to the Notes, in accordance with the terms thereof and of the Indenture among the Issuer and Wilmington Savings Fund Society, FSB, as Trustee, governing the terms of the Notes (the "Indenture").

F4 · price: In accordance with the terms of the Indenture, the number of shares of Series D Preferred Stock paid as interest on the Notes on December 31, 2025, was determined based on a per share value of $20.789285, calculated as the product of (x) the average of the per share volume-weighted average prices for Series D Preferred Stock for the 15 consecutive trading days ending on the third business day immediately preceding the interest payment date, and (y) 0.55.

F1 · derivative.exercise_date: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000015 shares of the Issuer's common stock (a conversion price of $170,956,800 per share of common stock).

F3 · derivative.expiration_date: Series D Preferred Stock has no expiration date.

F1 · derivative.underlying_shares: Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000015 shares of the Issuer's common stock (a conversion price of $170,956,800 per share of common stock).

F5 · ownership.nature: These securities are owned directly by Oakmont Capital Inc. and indirectly by Gregory Paul Hannon in his capacity as the Vice President and Director of Oakmont Capital Inc. Gregory Paul Hannon disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001104659-25-123359 · tm2533995-2_4seq1.xml · derivative · entry 7

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2025-12-29

F1 · kind: On March 31, 2025, Oakmont Capital Inc. ("Oakmont") entered into an Option Agreement with David Capital Partners Special Situation Fund, LP ("DCPSS"), pursuant to which Oakmont granted DCPSS an option to purchase 500,000 shares of common stock, par value $0.01 per share (the "Common Stock"), of Kingsway Financial Services Inc. (the "Company") at an exercise price of $8.25 per share. The Option Agreement was set to expire at 5:00 p.m. Eastern Time on December 29, 2025, and was amended on December 17, 2025 so that the option became exercisable at any time prior to 5:00 p.m. Eastern Time on December 29, 2025.

F1 · derivative.exercise_date: On March 31, 2025, Oakmont Capital Inc. ("Oakmont") entered into an Option Agreement with David Capital Partners Special Situation Fund, LP ("DCPSS"), pursuant to which Oakmont granted DCPSS an option to purchase 500,000 shares of common stock, par value $0.01 per share (the "Common Stock"), of Kingsway Financial Services Inc. (the "Company") at an exercise price of $8.25 per share. The Option Agreement was set to expire at 5:00 p.m. Eastern Time on December 29, 2025, and was amended on December 17, 2025 so that the option became exercisable at any time prior to 5:00 p.m. Eastern Time on December 29, 2025.

F1 · derivative.expiration_date: On March 31, 2025, Oakmont Capital Inc. ("Oakmont") entered into an Option Agreement with David Capital Partners Special Situation Fund, LP ("DCPSS"), pursuant to which Oakmont granted DCPSS an option to purchase 500,000 shares of common stock, par value $0.01 per share (the "Common Stock"), of Kingsway Financial Services Inc. (the "Company") at an exercise price of $8.25 per share. The Option Agreement was set to expire at 5:00 p.m. Eastern Time on December 29, 2025, and was amended on December 17, 2025 so that the option became exercisable at any time prior to 5:00 p.m. Eastern Time on December 29, 2025.

SEC source: 0001104659-25-123359 · tm2533995-2_4seq1.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 1,987,830

F1 · kind: On March 31, 2025, Oakmont Capital Inc. ("Oakmont") entered into an Option Agreement with David Capital Partners Special Situation Fund, LP ("DCPSS"), pursuant to which Oakmont granted DCPSS an option to purchase 500,000 shares of common stock, par value $0.01 per share (the "Common Stock"), of Kingsway Financial Services Inc. (the "Company") at an exercise price of $8.25 per share. The Option Agreement was set to expire at 5:00 p.m. Eastern Time on December 29, 2025, and was amended on December 17, 2025 so that the option became exercisable at any time prior to 5:00 p.m. Eastern Time on December 29, 2025.

F1 · price: On March 31, 2025, Oakmont Capital Inc. ("Oakmont") entered into an Option Agreement with David Capital Partners Special Situation Fund, LP ("DCPSS"), pursuant to which Oakmont granted DCPSS an option to purchase 500,000 shares of common stock, par value $0.01 per share (the "Common Stock"), of Kingsway Financial Services Inc. (the "Company") at an exercise price of $8.25 per share. The Option Agreement was set to expire at 5:00 p.m. Eastern Time on December 29, 2025, and was amended on December 17, 2025 so that the option became exercisable at any time prior to 5:00 p.m. Eastern Time on December 29, 2025.

SEC source: 0001538186-25-000007 · wk-form4_1763413373.xml · derivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: Not disclosed

Underlying: Common Stock · 179,359 shares

Expires 2031-12-31

F1 · derivative.exercise_price: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $1.74 per share (approximately 14.35 common shares for each $25.00 of principal amount of the Notes being converted).

F3 · price: The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $80.00 per $25.00 of aggregate principal amount.

F1 · derivative.exercise_date: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $1.74 per share (approximately 14.35 common shares for each $25.00 of principal amount of the Notes being converted).

F1 · derivative.underlying_shares: The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $1.74 per share (approximately 14.35 common shares for each $25.00 of principal amount of the Notes being converted).

F2 · derivative.underlying_shares: Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Convertible Preferred Stock or in shares of the Issuer's Series D Cumulative Convertible Preferred Stock, in each case as set forth in the Notes. The number of shares of the Issuer's common stock indicated in the Table is based on the outstanding principal amount of the Notes held by the Reporting Person.

F4 · ownership.nature: These securities are owned directly by Oakmont Capital Inc. and indirectly by Gregory Paul Hannon in his capacity as the Vice President and Director of Oakmont Capital Inc. Gregory Paul Hannon disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.

SEC source: 0001127602-25-004884 · form4.xml · derivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: 40,000

Underlying: Common Stock · 105,263.2 shares

Expires 2032-02-12

F1 · date: The shares of Class C Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032.

F1 · derivative.expiration_date: The shares of Class C Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032.

F1 · derivative.underlying_shares: The shares of Class C Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class C Preferred Stock, subject to customary adjustments. All outstanding shares of Class C Preferred Stock shall be redeemed by the Company on February 12, 2032.

SEC source: 0001127602-24-024517 · form4.xml · derivative · entry 5

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: 80,000

Underlying: Common Stock · 210,528 shares

Expires 2031-09-24

F1 · derivative.exercise_price: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031.

F1 · derivative.expiration_date: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031.

F1 · derivative.underlying_shares: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031.

SEC source: 0001127602-25-005204 · form4a.xml · derivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: 80,000

Underlying: Common Stock · 210,526.4 shares

Expires 2031-09-24

F1 · derivative.exercise_price: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031.

F1 · derivative.expiration_date: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031.

F1 · derivative.underlying_shares: The shares of Class B Preferred Stock of Kingsway Financial Services Inc. (the "Company") have a stated value of $25 per share and are convertible at any time into shares of Common Stock, par value $0.01 per share, of the Company (the "Common Stock") at a conversion basis equal to 2.63158 shares of Common Stock for each share of Class B Preferred Stock, subject to customary adjustments. All outstanding shares of Class B Preferred Stock shall be redeemed by the Company on September 24, 2031.

F2 · derivative.underlying_shares: This Form 4 amendment is adjusting the conversion basis to display results with five decimal places instead of the previous four due to a software glitch.

SEC source: 0001127602-23-019230 · form4.xml · nonDerivative · entry 2

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,487,830

SEC source: 0001127602-23-019230 · form4.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,492,728

SEC source: 0001127602-23-019069 · form4.xml · nonDerivative · entry 2

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,509,791

SEC source: 0001127602-23-019069 · form4.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,521,802

SEC source: 0001127602-23-018756 · form4.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,536,802

SEC source: 0001127602-23-018652 · form4.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,551,933

SEC source: 0001127602-23-011402 · form4.xml · nonDerivative · entry 8

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Retirement Plan (R)

Disclosed balance after: 29,500

SEC source: 0001127602-23-011402 · form4.xml · nonDerivative · entry 7

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Gilter Inc.

Disclosed balance after: 0

SEC source: 0001127602-23-011402 · form4.xml · nonDerivative · entry 6

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Retirement Plan (R)

Disclosed balance after: 25,500

SEC source: 0001127602-23-011402 · form4.xml · nonDerivative · entry 5

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 1272562 Ontario Inc.

Disclosed balance after: 0

SEC source: 0001127602-23-011402 · form4.xml · nonDerivative · entry 4

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Retirement Plan (R)

Disclosed balance after: 22,500

SEC source: 0001127602-23-011402 · form4.xml · nonDerivative · entry 3

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Retirement Plan (T)

Disclosed balance after: 0

SEC source: 0001127602-23-011402 · form4.xml · nonDerivative · entry 2

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Retirement Plan (R)

Disclosed balance after: 8,750

SEC source: 0001127602-23-011402 · form4.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Retirement Plan (C)

Disclosed balance after: 0

SEC source: 0001127602-23-011691 · form4a.xml · derivative · entry 5

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: 0

Underlying: Common Stock · 463,394 shares

Expires 2023-09-15

F1 · date: The reporting person is amending the Form 4 originally filed to report this Warrant exercise that also occurred on March 23, 2023.

SEC source: 0001127602-23-011691 · form4a.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,576,695

F1 · date: The reporting person is amending the Form 4 originally filed to report this Warrant exercise that also occurred on March 23, 2023.

SEC source: 0001127602-23-011201 · form4.xml · derivative · entry 9

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc.

Disclosed balance after: 0

Underlying: Common Stock · 82,143.75 shares

Expires 2023-03-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock: Oakmont Capital Inc. converted 13,143 shares of Preferred Stock into 82,144 shares of Common Stock (rounded to the next whole share).

F1 · derivative.underlying_shares: The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock: Oakmont Capital Inc. converted 13,143 shares of Preferred Stock into 82,144 shares of Common Stock (rounded to the next whole share).

SEC source: 0001127602-23-011201 · form4.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,113,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock: Oakmont Capital Inc. converted 13,143 shares of Preferred Stock into 82,144 shares of Common Stock (rounded to the next whole share).

F2 · balance_after: The reporting person's previous Form 4 filings incorrectly listed the number of securities beneficially owned due to an administrative error which has been corrected in calculating the number of securities beneficially owned following the transaction reported herein.

SEC source: 0001127602-22-018489 · form4.xml · nonDerivative · entry 2

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,624,444

F2 · balance_after: Gregory Paul Hannon, indirectly owns shares of common stock through Retirement Savings Plan (22,500 shares), 1272562 Ontario Inc. (3,000 shares), Oakmont Capital Inc. (2,576,694) his spouse (13,750 shares), trusts for his children (4,500 shares), and Gilter Inc. (4,000 shares).

SEC source: 0001127602-22-018489 · form4.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,595,458

F1 · balance_after: Gregory Paul Hannon, indirectly owns shares of common stock through Retirement Savings Plan (22,500 shares), 1272562 Ontario Inc. (3,000 shares), Oakmont Capital Inc. (2,547,708 shares) his spouse (13,750 shares), trusts for his children (4,500 shares), and Gilter Inc. (4,000 shares).

SEC source: 0001127602-22-018195 · form4.xml · nonDerivative · entry 2

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,570,458

F2 · balance_after: Gregory Paul Hannon, indirectly owns shares of common stock through Retirement Savings Plan (22,500 shares), 1272562 Ontario Inc. (3,000 shares), Oakmont Capital Inc. (2,522,708 shares) his spouse (13,750 shares), trusts for his children (4,500 shares), and Gilter Inc. (4,000 shares).

SEC source: 0001127602-22-018195 · form4.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,566,600

F1 · balance_after: Gregory Paul Hannon, indirectly owns shares of common stock through Retirement Savings Plan (22,500 shares), 1272562 Ontario Inc. (3,000 shares), Oakmont Capital Inc. (2,518,850 shares) his spouse (13,750 shares), trusts for his children (4,500 shares), and Gilter Inc. (4,000 shares).

SEC source: 0001127602-22-018128 · form4.xml · nonDerivative · entry 2

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,560,146

F2 · balance_after: Gregory Paul Hannon, indirectly owns shares of common stock through Retirement Savings Plan (22,500 shares), 1272562 Ontario Inc. (3,000 shares), Oakmont Capital Inc. (2,512,396 shares) his spouse (13,750 shares), trusts for his children (4,500 shares), and Gilter Inc. (4,000 shares).

SEC source: 0001127602-22-018128 · form4.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Oakmont Capital Inc

Disclosed balance after: 2,525,486

F1 · balance_after: Gregory Paul Hannon, indirectly owns shares of common stock through Retirement Savings Plan (22,500 shares), 1272562 Ontario Inc. (3,000 shares), Oakmont Capital Inc. (2,477,736 shares) his spouse (13,750 shares), trusts for his children (4,500 shares), and Gilter Inc. (4,000 shares).

SEC source: 0001072627-17-000197 · primary_doc.xml · nonDerivative · entry 1

Hannon Gregory Paul · CIK 0001538186 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Oakmont Capital, Inc.

Disclosed balance after: 1,009,000

F1 · balance_after: Gregory Paul Hannon, indirectly owns shares of common stock through Retirement Savings Plan (22,500 shares), 1272562 Ontario Inc. (3,000 shares), Oakmont Capital Inc. (961,250 shares) his spouse (13,750 shares), trusts for his children (4,500 shares), and Gilter Inc. (4,000 shares).