Tapewire

Nasdaq · USD

KTOS

KRATOS DEFENSE & SECURITY SOLUTIONS, INC.

Export transactions ↓
Tapewire entity
3567
SEC CIK
0001069258
Parsed reports
831

Last 12 months

Inside the activity.

0 purchase rows · 282 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025017
Dec 2025036
Jan 2026049
Feb 2026028
Mar 2026055
Apr 2026021
May 2026020
Jun 2026018
Jul 2026014
Aug 2026018
Sep 202606
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2017 Filed Sep 16, 2017 00:27 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 93,389 $0.00 $0.00
Disclosure

SEC source: 0001695434-17-000006 · primary_doc.xml · nonDerivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: RSUs were granted and previously reported on a Form 3 filed January 13, 2017. Of these RSUs, 93,389 shares were released on September 14, 2017.

Read SEC document
September 14, 2017 Filed Sep 16, 2017 00:27 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-17-000006 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, one tranche of 10,000 shares was released on September 14, 2017.

Read SEC document
September 12, 2017 Filed Sep 13, 2017 15:09 UTC
CARANO BANDEL LDirector · 10% owner
GrantDirector Option (Right to Buy) · Derivative 1,137 Not disclosed Strike: $12.32 Not disclosed
Disclosure

SEC source: 0001183755-17-000005 · edgar.xml · derivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner

OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner

OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · 10% owner

OAK IX AFFILIATES FUND LP · CIK 0001112201 · 10% owner

OAK IX AFFILIATES FUND A LP · CIK 0001112125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,896

Underlying: Common Stock · 1,137 shares

Expires 2027-09-12

F1 · shares: Represents options received in lieu of cash fees from Mr. Carano's service on the Issuer's Board of Directors as approved by the Board of Directors. The grant is effective September 12, 2017.

F3 · price: Not applicable

F2 · derivative.exercise_date: The Director Options became fully exerciseable on the date of the grant.

F4 · ownership.direct: Includes Director Option to purchase 147 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); Director Option to purchase 2 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"); and Director Option to purchase 988 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates and a Managing Member of Oak Associates XIII, L.L.C., the General Partner of Oak XIII.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 12:49 UTC
DEMARCO ERIC MDirector · President & CEO
PurchaseCommon Stock 8,905 $11.19 $99,646.95
Disclosure

SEC source: 0001082440-17-000003 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,557

F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.05 to $11.28 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4.

F2 · balance_after: Includes 31,001 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,906 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:34 UTC
Lund Deanna HEVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001094718-17-000010 · primary_doc.xml · derivative · entry 3

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 12,500 shares was released on August 2, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 12,500 shares was released on August 2, 2017.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:34 UTC
Lund Deanna HEVP & CFO
Tax withholdingCommon Stock 4,697 $12.26 $57,585.22
Disclosure

SEC source: 0001094718-17-000010 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,210

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,010 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:34 UTC
Lund Deanna HEVP & CFO
Exercise / conversionCommon Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001094718-17-000010 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 12,500 shares was released on August 2, 2017.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,010 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:56 UTC
MILLS THOMAS E IVPresident, MS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000008 · primary_doc.xml · derivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:56 UTC
MILLS THOMAS E IVPresident, MS Division
Tax withholdingCommon Stock 912 $12.26 $11,181.12
Disclosure

SEC source: 0001080997-17-000008 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,230

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,608 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:56 UTC
MILLS THOMAS E IVPresident, MS Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000008 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,608 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:26 UTC
Goodwin Benjamin M.President, PSS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001335786-17-000007 · primary_doc.xml · derivative · entry 3

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:26 UTC
Goodwin Benjamin M.President, PSS Division
Tax withholdingCommon Stock 1,127 $12.26 $13,817.02
Disclosure

SEC source: 0001335786-17-000007 · primary_doc.xml · nonDerivative · entry 2

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,066

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 2,767 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:26 UTC
Goodwin Benjamin M.President, PSS Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001335786-17-000007 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,193

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

F4 · balance_after: Includes 2,767 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:46 UTC
Mendoza MarieVP & General Counsel
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001660112-17-000004 · primary_doc.xml · derivative · entry 3

Mendoza Marie · CIK 0001660112 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 2,500 shares was released on August 2, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 2,500 shares was released on August 2, 2017.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:46 UTC
Mendoza MarieVP & General Counsel
Tax withholdingCommon Stock 939 $12.26 $11,512.14
Disclosure

SEC source: 0001660112-17-000004 · primary_doc.xml · nonDerivative · entry 2

Mendoza Marie · CIK 0001660112 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,906

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 235 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,678 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:46 UTC
Mendoza MarieVP & General Counsel
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001660112-17-000004 · primary_doc.xml · nonDerivative · entry 1

Mendoza Marie · CIK 0001660112 · VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 2,500 shares was released on August 2, 2017.

F4 · balance_after: Includes 235 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,678 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:09 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-17-000005 · primary_doc.xml · derivative · entry 3

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 2,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 2,500 shares was released on August 2, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 2,500 shares was released on August 2, 2017.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:09 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Tax withholdingCommon Stock 939 $12.26 $11,512.14
Disclosure

SEC source: 0001675014-17-000005 · primary_doc.xml · nonDerivative · entry 2

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,732

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 1,569 shares purchased through Issuer's Employee Stock Purchase Plan; approximately 1,604 shares held in Issuer's 401(k) Plan; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of an RSU agreement, as reported on a Form 3 previously filed May 20, 2016.

Read SEC document
August 02, 2017 Filed Aug 5, 2017 00:09 UTC
Cervantes de Burgreen MariaVP & Corporate Controller
Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001675014-17-000005 · primary_doc.xml · nonDerivative · entry 1

Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,671

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 2,500 shares was released on August 2, 2017.

F4 · balance_after: Includes 1,569 shares purchased through Issuer's Employee Stock Purchase Plan; approximately 1,604 shares held in Issuer's 401(k) Plan; and 10,000 RSUs that vest on May 12, 2021, subject to the terms of an RSU agreement, as reported on a Form 3 previously filed May 20, 2016.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:59 UTC
Carter David MPresident, DRSS Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-17-000008 · primary_doc.xml · derivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:59 UTC
Carter David MPresident, DRSS Division
Tax withholdingCommon Stock 993 $12.26 $12,174.18
Disclosure

SEC source: 0001509412-17-000008 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,458

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 11,070 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,139 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:59 UTC
Carter David MPresident, DRSS Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-17-000008 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

F4 · balance_after: Includes 11,070 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,139 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:49 UTC
Carrai Phillip DPresident, TTS Division
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000008 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 10,000 shares was released on August 2, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 10,000 shares was released on August 2, 2017.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:49 UTC
Carrai Phillip DPresident, TTS Division
Tax withholdingCommon Stock 3,310 $12.26 $40,580.60
Disclosure

SEC source: 0001509409-17-000008 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,299

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 18,872 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,394 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:49 UTC
Carrai Phillip DPresident, TTS Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000008 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 10,000 shares was released on August 2, 2017.

F4 · balance_after: Includes 18,872 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,394 shares held in Issuer's 401(k) Plan.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:38 UTC
Adelman JonahPresident, ME Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-17-000005 · primary_doc.xml · derivative · entry 2

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 23:38 UTC
Adelman JonahPresident, ME Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-17-000005 · primary_doc.xml · nonDerivative · entry 1

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on August 2, 2017.

F3 · balance_after: Includes 30,000 RSUs granted on August 21, 2015 which vest 100% on August 21, 2020, as reported on the Form 3 filed August 24, 2015.

Read SEC document
July 24, 2017 Filed Jul 27, 2017 01:07 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-17-000005 · primary_doc.xml · derivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, one tranche of 10,000 shares was released on July 24, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, one tranche of 10,000 shares was released on July 24, 2017.

Read SEC document
July 24, 2017 Filed Jul 27, 2017 01:07 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-17-000005 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, one tranche of 10,000 shares was released on July 24, 2017.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 01:11 UTC Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-17-000009 · primary_doc.xml · derivative · entry 3

Lund Deanna H · CIK 0001094718 · EVP &CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on July 10, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on July 10, 2017.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 01:11 UTC Tax withholdingCommon Stock 2,254 $11.35 $25,582.90
Disclosure

SEC source: 0001094718-17-000009 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · EVP &CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,271

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,874 shares held in Issuer's 401(k) Plan.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 01:11 UTC Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-17-000009 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP &CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on July 10, 2017.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 14,874 shares held in Issuer's 401(k) Plan.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 21:20 UTC
MILLS THOMAS E IVPresident, MS Division
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000007 · primary_doc.xml · derivative · entry 3

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on July 10, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on July 10, 2017.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 21:20 UTC
MILLS THOMAS E IVPresident, MS Division
Tax withholdingCommon Stock 608 $11.35 $6,900.80
Disclosure

SEC source: 0001080997-17-000007 · primary_doc.xml · nonDerivative · entry 2

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,018

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,484 shares held in Issuer's 401(k) Plan.

Read SEC document
July 10, 2017 Filed Jul 11, 2017 21:20 UTC
MILLS THOMAS E IVPresident, MS Division
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001080997-17-000007 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,626

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on July 10, 2017.

F4 · balance_after: Includes 10,190 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 8,484 shares held in Issuer's 401(k) Plan.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 01:00 UTC
Goodwin Benjamin M.President, PSS Division
Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001335786-17-000006 · primary_doc.xml · derivative · entry 3

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on July 10, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on July 10, 2017.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 01:00 UTC
Goodwin Benjamin M.President, PSS Division
Tax withholdingCommon Stock 751 $11.35 $8,523.85
Disclosure

SEC source: 0001335786-17-000006 · primary_doc.xml · nonDerivative · entry 2

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,193

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 2,767 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 01:00 UTC
Goodwin Benjamin M.President, PSS Division
Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001335786-17-000006 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · President, PSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,944

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 2,000 shares was released on July 10, 2017.

F4 · balance_after: Includes 2,767 shares purchased through Issuer's Employee Stock Purchase Plan.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:47 UTC
Carter David MPresident, DRSS Division
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-17-000007 · primary_doc.xml · derivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 4,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 4,000 shares was released on July 10, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 4,000 shares was released on July 10, 2017.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:47 UTC
Carter David MPresident, DRSS Division
Tax withholdingCommon Stock 1,324 $11.35 $15,027.40
Disclosure

SEC source: 0001509412-17-000007 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,324

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 11,070 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,012 shares held in Issuer's 401(k) Plan.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:47 UTC
Carter David MPresident, DRSS Division
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001509412-17-000007 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,648

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 4,000 shares was released on July 10, 2017.

F4 · balance_after: Includes 11,070 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 12,012 shares held in Issuer's 401(k) Plan.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:35 UTC
Carrai Phillip DPresident, TTS Division
Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000007 · primary_doc.xml · derivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on July 10, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on July 10, 2017.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:35 UTC
Carrai Phillip DPresident, TTS Division
Tax withholdingCommon Stock 1,986 $11.35 $22,541.10
Disclosure

SEC source: 0001509409-17-000007 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,500

F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported in this Form 4.

F4 · balance_after: Includes 18,872 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,285 shares held in Issuer's 401(k) Plan.

Read SEC document
July 10, 2017 Filed Jul 12, 2017 00:35 UTC
Carrai Phillip DPresident, TTS Division
Exercise / conversionCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0001509409-17-000007 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, TTS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on July 10, 2017.

F4 · balance_after: Includes 18,872 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,285 shares held in Issuer's 401(k) Plan.

Read SEC document
July 05, 2017 Filed Jul 8, 2017 00:13 UTC
Fendley Steven S.President, US Division
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-17-000004 · primary_doc.xml · derivative · entry 2

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, one tranche of 10,000 shares was released on July 5, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, one tranche of 10,000 shares was released on July 5, 2017.

Read SEC document
July 05, 2017 Filed Jul 8, 2017 00:13 UTC
Fendley Steven S.President, US Division
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001695434-17-000004 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, one tranche of 10,000 shares was released on July 5, 2017.

Read SEC document
July 05, 2017 Filed Jul 8, 2017 00:03 UTC
Adelman JonahPresident, ME Division
Exercise / conversionRestricted Stock Units · Derivative 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-17-000004 · primary_doc.xml · derivative · entry 2

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 3,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on July 5, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on July 5, 2017.

Read SEC document
July 05, 2017 Filed Jul 8, 2017 00:03 UTC
Adelman JonahPresident, ME Division
Exercise / conversionCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001469818-17-000004 · primary_doc.xml · nonDerivative · entry 1

Adelman Jonah · CIK 0001469818 · President, ME Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, one tranche of 3,000 shares was released on July 5, 2017.

F3 · balance_after: Includes 30,000 RSUs granted on August 21, 2015 which vest 100% on August 21, 2020, as reported on the Form 3 filed August 24, 2015.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 01:11 UTC
Lund Deanna HEVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001094718-17-000008 · primary_doc.xml · derivative · entry 9

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on June 27, 2017.

F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 7, 2014. Of these RSUs, one tranche of 6,000 shares was released on June 27, 2017.

Read SEC document
June 27, 2017 Filed Jun 30, 2017 01:11 UTC
Lund Deanna HEVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001094718-17-000008 · primary_doc.xml · derivative · entry 8

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock.

F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 12,500 shares each were released on June 27, 2017.

F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed January 5, 2017. Of these RSUs, two tranches of 12,500 shares each were released on June 27, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.