Last 12 months
Inside the activity.
0 purchase rows · 282 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 17 |
| Dec 2025 | 0 | 36 |
| Jan 2026 | 0 | 49 |
| Feb 2026 | 0 | 28 |
| Mar 2026 | 0 | 55 |
| Apr 2026 | 0 | 21 |
| May 2026 | 0 | 20 |
| Jun 2026 | 0 | 18 |
| Jul 2026 | 0 | 14 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 6 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2019 Filed Jan 9, 2019 01:15 UTC |
Carter David MPresident, DRSS Division
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509412-19-000001 · primary_doc.xml · derivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2019 Filed Jan 9, 2019 01:10 UTC |
Carrai Phillip DPresident, TTS Division
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509409-19-000001 · primary_doc.xml · derivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, TTS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2019 Filed Jan 9, 2019 01:05 UTC |
Adelman JonahPresident, ME Division
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001469818-19-000001 · primary_doc.xml · derivative · entry 1 Adelman Jonah · CIK 0001469818 · President, ME Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2019 Filed Aug 6, 2019 21:24 UTC |
Goodwin Benjamin M.SVP, Corp. Dev. & Gov. Affairs
|
GrantRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001335786-19-000001 · primary_doc.xml · derivative · entry 6 Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 100% on the fifth anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| December 05, 2018 Filed Dec 6, 2018 18:08 UTC |
CARANO BANDEL LDirector · 10% owner
OAK X AFFILIATES FUND LP10% owner
OAK INVESTMENT PARTNERS IX L P10% owner
OAK IX AFFILIATES FUND LP10% owner
OAK IX AFFILIATES FUND A LP10% owner
|
GrantDirector Option (Right to Buy) · Derivative | 1,093 | Not disclosed Strike: $12.81 | Not disclosed |
DisclosureSEC source: 0001183755-18-000006 · edgar.xml · derivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · 10% owner OAK IX AFFILIATES FUND LP · CIK 0001112201 · 10% owner OAK IX AFFILIATES FUND A LP · CIK 0001112125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,155 Underlying: Common Stock · 1,093 shares Expires 2028-12-05 F1 · shares: Represents options received in lieu of cash fees from Mr. Carano's service on the Issuer's Board of Directors as approved by the Board of Directors. The grant is effective December 5, 2018. F3 · price: Not applicable F2 · derivative.exercise_date: The Director Options became fully exerciseable on the date of the grant. F4 · ownership.direct: Includes Director Option to purchase 141 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); Director Option to purchase 2 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"); and Director Option to purchase 950 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates and a Managing Member of Oak Associates XIII, L.L.C., the General Partner of Oak XIII. Read SEC document |
| October 10, 2018 Filed Oct 11, 2018 16:44 UTC |
CARANO BANDEL LDirector · 10% owner
OAK X AFFILIATES FUND LP10% owner
OAK INVESTMENT PARTNERS IX L P10% owner
OAK IX AFFILIATES FUND LP10% owner
OAK IX AFFILIATES FUND A LP10% owner
|
GrantDirector Option (Right to Buy) · Derivative | 1,012 | Not disclosed Strike: $13.84 | Not disclosed |
DisclosureSEC source: 0001183755-18-000005 · edgar.xml · derivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · 10% owner OAK IX AFFILIATES FUND LP · CIK 0001112201 · 10% owner OAK IX AFFILIATES FUND A LP · CIK 0001112125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,579 Underlying: Common Stock · 1,012 shares Expires 2028-10-10 F1 · shares: Represents options received in lieu of cash fees from Mr. Carano's service on the Issuer's Board of Directors as approved by the Board of Directors. The grant is effective October 10, 2018. F3 · price: Not applicable F2 · derivative.exercise_date: The Director Options became fully exerciseable on the date of the grant. F4 · ownership.direct: Includes Director Option to purchase 130 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); Director Option to purchase 2 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"); and Director Option to purchase 880 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates and a Managing Member of Oak Associates XIII, L.L.C., the General Partner of Oak XIII. Read SEC document |
| August 09, 2018 Filed Aug 10, 2018 20:00 UTC |
MILLS THOMAS E IVPresident, MS Division
|
SaleCommon Stock | 73,372 | $13.19 | $967,879.40 |
DisclosureSEC source: 0001080997-18-000001 · primary_doc.xml · nonDerivative · entry 1 MILLS THOMAS E IV · CIK 0001080997 · President, MS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,768 F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.0507 to $13.37 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes approximately 9,518 shares held in Issuer's 401(k) Plan. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 12:39 UTC |
DEMARCO ERIC MDirector · President & CEO
|
PurchaseCommon Stock | 10,000 | $12.69 | $126,900.00 |
DisclosureSEC source: 0001082440-18-000004 · primary_doc.xml · nonDerivative · entry 1 DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,685 F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.47 to $12.86 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 33,221 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,604 shares held in Issuer's 401(k) Plan. Read SEC document |
| August 07, 2018 Filed Aug 8, 2018 13:01 UTC |
CARANO BANDEL LDirector · 10% owner
|
PurchaseCommon Stock | 10,000 | $12.70 | $126,957.00 |
DisclosureSEC source: 0001183755-18-000004 · edgar.xml · nonDerivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,098 F1 · ownership.direct: Represents shares of Common Stock directly owned by Bandel L. Carano. Read SEC document |
| July 09, 2018 Filed Jul 11, 2018 00:03 UTC |
Fendley Steven S.President, US Division
|
GrantRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001695434-18-000002 · primary_doc.xml · derivative · entry 1 Fendley Steven S. · CIK 0001695434 · President, US Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 20% on each anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 20% on each anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 12:17 UTC |
CARANO BANDEL LDirector · 10% owner
OAK X AFFILIATES FUND LP10% owner
OAK INVESTMENT PARTNERS IX L P10% owner
OAK IX AFFILIATES FUND LP10% owner
OAK IX AFFILIATES FUND A LP10% owner
|
GrantDirector Option (Right to Buy) · Derivative | 1,207 | Not disclosed Strike: $11.60 | Not disclosed |
DisclosureSEC source: 0001183755-18-000003 · edgar.xml · derivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · 10% owner OAK IX AFFILIATES FUND LP · CIK 0001112201 · 10% owner OAK IX AFFILIATES FUND A LP · CIK 0001112125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,861 Underlying: Common Stock · 1,207 shares Expires 2028-06-19 F1 · shares: Represents options received in lieu of cash fees from Mr. Carano's service on the Issuer's Board of Directors as approved by the Board of Directors. The grant is effective June 19, 2018. F3 · price: Not applicable F2 · derivative.exercise_date: The Director Options became fully exerciseable on the date of the grant. F4 · ownership.direct: Includes Director Option to purchase 156 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); Director Option to purchase 2 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"); and Director Option to purchase 1,049 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates and a Managing Member of Oak Associates XIII, L.L.C., the General Partner of Oak XIII. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 22:11 UTC |
Jarvis Scot BDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001014803-18-000002 · primary_doc.xml · derivative · entry 1 Jarvis Scot B · CIK 0001014803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 22:33 UTC |
Zegart AmyDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001620329-18-000001 · primary_doc.xml · derivative · entry 1 Zegart Amy · CIK 0001620329 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 22:27 UTC |
Liberatore Samuel NDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001435919-18-000001 · primary_doc.xml · derivative · entry 1 Liberatore Samuel N · CIK 0001435919 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 22:06 UTC |
HOGLUND WILLIAM ADirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001114923-18-000001 · primary_doc.xml · derivative · entry 1 HOGLUND WILLIAM A · CIK 0001114923 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 22:16 UTC |
Judd Jane ElizabethDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001509411-18-000003 · primary_doc.xml · derivative · entry 1 Judd Jane Elizabeth · CIK 0001509411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| June 19, 2018 Filed Jun 21, 2018 22:00 UTC |
ANDERSON SCOTT IDirector
|
GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001243621-18-000001 · primary_doc.xml · derivative · entry 1 ANDERSON SCOTT I · CIK 0001243621 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSUs vest 100% on the first anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| May 29, 2018 Filed May 31, 2018 13:19 UTC |
DEMARCO ERIC MDirector · President & CEO
|
PurchaseCommon Stock | 2,272 | $11.01 | $25,003.36 |
DisclosureSEC source: 0001082440-18-000003 · primary_doc.xml · nonDerivative · entry 2 DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 11,208 F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.89 to $11.11 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 29, 2018 Filed May 31, 2018 13:19 UTC |
DEMARCO ERIC MDirector · President & CEO
|
PurchaseCommon Stock | 2,272 | $11.00 | $25,001.09 |
DisclosureSEC source: 0001082440-18-000003 · primary_doc.xml · nonDerivative · entry 1 DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,651 F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.89 to $11.11 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 32,080 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,711 shares held in Issuer's 401(k) Plan. Read SEC document |
| May 25, 2018 Filed May 30, 2018 12:46 UTC |
DEMARCO ERIC MDirector · President & CEO
|
PurchaseCommon Stock | 2,257 | $11.07 | $24,994.02 |
DisclosureSEC source: 0001082440-18-000002 · primary_doc.xml · nonDerivative · entry 2 DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 8,936 F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.072 to $11.11 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 25, 2018 Filed May 30, 2018 12:46 UTC |
DEMARCO ERIC MDirector · President & CEO
|
PurchaseCommon Stock | 2,257 | $11.07 | $24,994.02 |
DisclosureSEC source: 0001082440-18-000002 · primary_doc.xml · nonDerivative · entry 1 DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,379 F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.072 to $11.12 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 32,080 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,711 shares held in Issuer's 401(k) Plan. Read SEC document |
| May 15, 2018 Filed May 16, 2018 13:04 UTC |
DEMARCO ERIC MDirector · President & CEO
|
PurchaseCommon Stock | 6,679 | $11.23 | $74,991.81 |
DisclosureSEC source: 0001082440-18-000001 · primary_doc.xml · nonDerivative · entry 2 DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · by spouse Disclosed balance after: 6,679 F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.08 to $11.44 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 15, 2018 Filed May 16, 2018 13:04 UTC |
DEMARCO ERIC MDirector · President & CEO
|
PurchaseCommon Stock | 6,681 | $11.23 | $74,994.23 |
DisclosureSEC source: 0001082440-18-000001 · primary_doc.xml · nonDerivative · entry 1 DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,091 F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.05 to $11.45 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 32,080 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,680 shares held in Issuer's 401(k) Plan. Read SEC document |
| May 15, 2018 Filed May 16, 2018 12:49 UTC |
Fendley Steven S.President, US Division
|
PurchaseCommon Stock | 3,000 | $11.42 | $34,260.00 |
DisclosureSEC source: 0001695434-18-000001 · primary_doc.xml · nonDerivative · entry 3 Fendley Steven S. · CIK 0001695434 · President, US Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,639 F4 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. Read SEC document |
| May 14, 2018 Filed May 16, 2018 12:49 UTC |
Fendley Steven S.President, US Division
|
Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001695434-18-000001 · primary_doc.xml · derivative · entry 5 Fendley Steven S. · CIK 0001695434 · President, US Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 6,250 shares were released on May 14, 2018. F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 6,250 shares were released on May 14, 2018. Read SEC document |
| May 14, 2018 Filed May 16, 2018 12:49 UTC |
Fendley Steven S.President, US Division
|
Exercise / conversionRestricted Stock Units · Derivative | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001695434-18-000001 · primary_doc.xml · derivative · entry 4 Fendley Steven S. · CIK 0001695434 · President, US Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 5,000 shares were released on May 14, 2018. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 5,000 shares were released on May 14, 2018. Read SEC document |
| May 14, 2018 Filed May 16, 2018 12:49 UTC |
Fendley Steven S.President, US Division
|
Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001695434-18-000001 · primary_doc.xml · nonDerivative · entry 2 Fendley Steven S. · CIK 0001695434 · President, US Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,639 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 6,250 shares were released on May 14, 2018. Read SEC document |
| May 14, 2018 Filed May 16, 2018 12:49 UTC |
Fendley Steven S.President, US Division
|
Exercise / conversionCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001695434-18-000001 · primary_doc.xml · nonDerivative · entry 1 Fendley Steven S. · CIK 0001695434 · President, US Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, 5,000 shares were released on May 14, 2018. Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 13:24 UTC |
CARANO BANDEL LDirector · 10% owner
OAK X AFFILIATES FUND LP10% owner
OAK INVESTMENT PARTNERS IX L P10% owner
OAK IX AFFILIATES FUND LP10% owner
OAK IX AFFILIATES FUND A LP10% owner
|
GrantDirector Option (Right to Buy) · Derivative | 1,442 | Not disclosed Strike: $9.71 | Not disclosed |
DisclosureSEC source: 0001183755-18-000001 · edgar.xml · derivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · 10% owner OAK IX AFFILIATES FUND LP · CIK 0001112201 · 10% owner OAK IX AFFILIATES FUND A LP · CIK 0001112125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,959 Underlying: Common Stock · 1,442 shares Expires 2028-03-21 F1 · shares: Represents options received in lieu of cash fees from Mr. Carano's service on the Issuer's Board of Directors as approved by the Board of Directors. The grant is effective March 21, 2018. F3 · price: Not applicable F2 · derivative.exercise_date: The Director Options became fully exerciseable on the date of the grant. F4 · ownership.direct: Includes Director Option to purchase 186 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); Director Option to purchase 3 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"); and Director Option to purchase 1,253 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates and a Managing Member of Oak Associates XIII, L.L.C., the General Partner of Oak XIII. Read SEC document |
| March 19, 2018 Filed Mar 19, 2018 21:02 UTC |
Carrai Phillip DPresident, TTS Division
|
PurchaseCommon Stock | 4,000 | $9.45 | $37,802.40 |
DisclosureSEC source: 0001509409-18-000001 · primary_doc.xml · nonDerivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, TTS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,876 F1 · balance_after: Includes 18,872 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,971 shares held in Issuer's 401(K) Plan. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 13:05 UTC |
Jarvis Scot BDirector
|
PurchaseCommon Stock | 3,000 | $10.00 | $30,000.00 |
DisclosureSEC source: 0001014803-18-000001 · primary_doc.xml · nonDerivative · entry 3 Jarvis Scot B · CIK 0001014803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,200 F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 13:05 UTC |
Jarvis Scot BDirector
|
PurchaseCommon Stock | 3,000 | $10.00 | $30,000.00 |
DisclosureSEC source: 0001014803-18-000001 · primary_doc.xml · nonDerivative · entry 2 Jarvis Scot B · CIK 0001014803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,200 F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. Read SEC document |
| March 16, 2018 Filed Mar 20, 2018 13:05 UTC |
Jarvis Scot BDirector
|
PurchaseCommon Stock | 4,000 | $10.07 | $40,280.00 |
DisclosureSEC source: 0001014803-18-000001 · primary_doc.xml · nonDerivative · entry 1 Jarvis Scot B · CIK 0001014803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,200 F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 22:34 UTC |
Zegart AmyDirector
|
PurchaseCommon Stock | 3,205 | $10.92 | $34,993.47 |
DisclosureSEC source: 0001509411-18-000002 · primary_doc.xml · nonDerivative · entry 1 Zegart Amy · CIK 0001620329 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Mallery-Zegart Family Trust Disclosed balance after: 7,305 Read SEC document |
| March 05, 2018 Filed Mar 6, 2018 22:17 UTC |
Judd Jane ElizabethDirector
|
PurchaseCommon Stock | 1,100 | $10.81 | $11,886.60 |
DisclosureSEC source: 0001509411-18-000001 · primary_doc.xml · nonDerivative · entry 1 Judd Jane Elizabeth · CIK 0001509411 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,100 Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 22:17 UTC |
Lund Deanna HEVP & CFO
|
GrantRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001469818-18-000006 · primary_doc.xml · derivative · entry 1 Lund Deanna H · CIK 0001094718 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock. F2 · derivative.exercise_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 22:08 UTC |
DEMARCO ERIC MDirector · President & CEO
|
GrantRestricted Stock Units · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001469818-18-000005 · primary_doc.xml · derivative · entry 1 DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 175,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock. F2 · derivative.exercise_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement, and are subject to a 5 year hold thereafter. F2 · derivative.expiration_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement, and are subject to a 5 year hold thereafter. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 17:35 UTC |
MILLS THOMAS E IVPresident, MS Division
|
GrantRestricted Stock Units · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001469818-18-000008 · primary_doc.xml · derivative · entry 1 MILLS THOMAS E IV · CIK 0001080997 · President, MS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock. F2 · derivative.exercise_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 21:55 UTC |
Cervantes de Burgreen MariaVP & Corporate Controller
|
GrantRestricted Stock Unit · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001469818-18-000004 · primary_doc.xml · derivative · entry 1 Cervantes de Burgreen Maria · CIK 0001675014 · VP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock. F2 · derivative.exercise_date: Restricted Stock Units vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: Restricted Stock Units vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 21:44 UTC |
Carter David MPresident, DRSS Division
|
GrantRestricted Stock Units · Derivative | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001469818-18-000003 · primary_doc.xml · derivative · entry 1 Carter David M · CIK 0001509412 · President, DRSS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 17,500 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock. F2 · derivative.exercise_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 21:34 UTC |
Carrai Phillip DPresident, TTS Division
|
GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001469818-18-000002 · primary_doc.xml · derivative · entry 1 Carrai Phillip D · CIK 0001509409 · President, TTS Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock. F2 · derivative.exercise_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 22:26 UTC |
Mendoza MarieVP & General Counsel
|
GrantRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001469818-18-000007 · primary_doc.xml · derivative · entry 1 Mendoza Marie · CIK 0001660112 · VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 12,500 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock. F2 · derivative.exercise_date: Restricted Stock Units vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: Restricted Stock Units vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 21:19 UTC |
Adelman JonahPresident, ME Division
|
GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001469818-18-000001 · primary_doc.xml · derivative · entry 1 Adelman Jonah · CIK 0001469818 · President, ME Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock. F2 · derivative.exercise_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. F2 · derivative.expiration_date: RSU's vest 100% on the five year anniversary of the date of grant, unless earlier vested or terminated pursuant to the terms of the RSU agreement. Read SEC document |
| January 04, 2018 Filed Jan 19, 2018 21:42 UTC |
Lund Deanna HEVP & CFO
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094718-18-000001 · primary_doc.xml · derivative · entry 3 Lund Deanna H · CIK 0001094718 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of issuer's common stock. F1 · derivative.exercise_date: RSU's were granted and previously reported on a Form 4 filed January 7, 2008. F1 · derivative.expiration_date: RSU's were granted and previously reported on a Form 4 filed January 7, 2008. Read SEC document |
| January 04, 2018 Filed Jan 19, 2018 21:42 UTC |
Lund Deanna HEVP & CFO
|
Tax withholdingCommon Stock | 5,378 | $10.95 | $58,889.10 |
DisclosureSEC source: 0001094718-18-000001 · primary_doc.xml · nonDerivative · entry 2 Lund Deanna H · CIK 0001094718 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,939 F3 · shares: Shares withheld in a net transaction to satisfy the minimum tax liability, in accordance with Issuer's trading policies, in connection with shares released as reported on this form. F2 · balance_after: Includes 16,626 shares purchased through Issuer's Stock Purchase Plan and approximately 15,117 shares held in Issuer's 401k Plan. Read SEC document |
| January 04, 2018 Filed Jan 19, 2018 21:42 UTC |
Lund Deanna HEVP & CFO
|
Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001094718-18-000001 · primary_doc.xml · nonDerivative · entry 1 Lund Deanna H · CIK 0001094718 · EVP & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: RSU's were granted and previously reported on a Form 4 filed January 7, 2008. F2 · balance_after: Includes 16,626 shares purchased through Issuer's Stock Purchase Plan and approximately 15,117 shares held in Issuer's 401k Plan. Read SEC document |
| December 07, 2017 Filed Dec 8, 2017 16:29 UTC |
CARANO BANDEL LDirector · 10% owner
OAK X AFFILIATES FUND LP10% owner
OAK INVESTMENT PARTNERS IX L P10% owner
OAK IX AFFILIATES FUND LP10% owner
OAK IX AFFILIATES FUND A LP10% owner
|
GrantDirector Option (Right to Buy) · Derivative | 1,374 | Not disclosed Strike: $10.19 | Not disclosed |
DisclosureSEC source: 0001183755-17-000006 · edgar.xml · derivative · entry 1 CARANO BANDEL L · CIK 0001183755 · Director · 10% owner Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · 10% owner OAK IX AFFILIATES FUND LP · CIK 0001112201 · 10% owner OAK IX AFFILIATES FUND A LP · CIK 0001112125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,031 Underlying: Common Stock · 1,374 shares Expires 2027-12-07 F1 · shares: Represents options received in lieu of cash fees from Mr. Carano's service on the Issuer's Board of Directors as approved by the Board of Directors. The grant is effective December 7, 2017. F3 · price: Not applicable F2 · derivative.exercise_date: The Director Options became fully exerciseable on the date of the grant. F4 · ownership.direct: Includes Director Option to purchase 177 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); Director Option to purchase 3 shares of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"); and Director Option to purchase 1,194 shares of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners XIII, Limited Partnership ("Oak XIII"). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates and a Managing Member of Oak Associates XIII, L.L.C., the General Partner of Oak XIII. Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 13:48 UTC |
Jarvis Scot BDirector
|
PurchaseCommon Stock | 10,000 | $10.50 | $104,965.00 |
DisclosureSEC source: 0001014803-17-000002 · primary_doc.xml · nonDerivative · entry 1 Jarvis Scot B · CIK 0001014803 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,200 F1 · shares: Open market purchase of Issuer's common stock made in accordance with Issuer's trading policies. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.4892 to $10.50 inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| September 14, 2017 Filed Sep 16, 2017 00:27 UTC |
Fendley Steven S.President, US Division
|
Exercise / conversionRestricted Stock Units · Derivative | 93,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001695434-17-000006 · primary_doc.xml · derivative · entry 4 Fendley Steven S. · CIK 0001695434 · President, US Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 93,389 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock. F3 · derivative.exercise_date: RSUs were granted and previously reported on a Form 3 filed January 13, 2017. Of these RSUs, 93,389 shares were released on September 14, 2017. F3 · derivative.expiration_date: RSUs were granted and previously reported on a Form 3 filed January 13, 2017. Of these RSUs, 93,389 shares were released on September 14, 2017. Read SEC document |
| September 14, 2017 Filed Sep 16, 2017 00:27 UTC |
Fendley Steven S.President, US Division
|
Exercise / conversionRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001695434-17-000006 · primary_doc.xml · derivative · entry 3 Fendley Steven S. · CIK 0001695434 · President, US Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Issuer's common stock. F2 · derivative.exercise_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, one tranche of 10,000 shares was released on September 14, 2017. F2 · derivative.expiration_date: RSUs were granted and previously reported on a Form 4 filed April 12, 2017. Of these RSUs, one tranche of 10,000 shares was released on September 14, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.