KTOS

SEC source: 0001509412-19-000005 · primary_doc.xml · derivative · entry 5

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

SEC source: 0001509412-19-000005 · primary_doc.xml · nonDerivative · entry 4

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,986

F3 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.45 to $17.55 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F5 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held in Issuer's 401(k) Plan.

SEC source: 0001509412-19-000005 · primary_doc.xml · nonDerivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,399

F2 · kind: Shares withheld to cover exercise price of options exercised.

F2 · shares: Shares withheld to cover exercise price of options exercised.

F5 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held in Issuer's 401(k) Plan.

SEC source: 0001509412-19-000005 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

F5 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held in Issuer's 401(k) Plan.

SEC source: 0001509412-19-000005 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,986

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

F5 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 139 shares held in Issuer's 401(k) Plan.

SEC source: 0001094718-19-000005 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,225

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.84 to $19.36 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,213 shares held in Issuer's 401(k) Plan.

SEC source: 0001094718-19-000005 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,325

F1 · kind: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.31 to $18.81 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,213 shares held in Issuer's 401(k) Plan.

SEC source: 0001509409-19-000004 · primary_doc.xml · nonDerivative · entry 2

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,058

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.60 to $19.77 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan

SEC source: 0001509409-19-000004 · primary_doc.xml · nonDerivative · entry 1

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,945

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.71 to $19.81 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 11,073 shares purchased through Issuer's Employee Stock Purchase Plan

SEC source: 0001335786-19-000003 · primary_doc.xml · nonDerivative · entry 3

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,171

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.214 to $19.48 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001335786-19-000003 · primary_doc.xml · nonDerivative · entry 2

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,453

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

SEC source: 0001335786-19-000003 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,537

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.203 to $19.48 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001082440-19-000002 · primary_doc.xml · derivative · entry 13

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98,848 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

SEC source: 0001082440-19-000002 · primary_doc.xml · derivative · entry 12

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

SEC source: 0001082440-19-000002 · primary_doc.xml · derivative · entry 11

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

SEC source: 0001082440-19-000002 · primary_doc.xml · derivative · entry 10

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 76,152 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

SEC source: 0001082440-19-000002 · primary_doc.xml · nonDerivative · entry 7

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,311

F3 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.37 to $19.76 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 35,208 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,893 shares held in Issuer's 401(k) Plan.

SEC source: 0001082440-19-000002 · primary_doc.xml · nonDerivative · entry 6

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,792

F3 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to $19.75 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F6 · balance_after: Includes 35,208 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,893 shares held in Issuer's 401(k) Plan.

SEC source: 0001082440-19-000002 · primary_doc.xml · nonDerivative · entry 5

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,792

F2 · kind: Shares withheld to cover exercise price of certain options exercised.

F2 · shares: Shares withheld to cover exercise price of certain options exercised.

F6 · balance_after: Includes 35,208 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,893 shares held in Issuer's 401(k) Plan.

SEC source: 0001082440-19-000002 · primary_doc.xml · nonDerivative · entry 4

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

F6 · balance_after: Includes 35,208 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,893 shares held in Issuer's 401(k) Plan.

SEC source: 0001082440-19-000002 · primary_doc.xml · nonDerivative · entry 3

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

F6 · balance_after: Includes 35,208 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,893 shares held in Issuer's 401(k) Plan.

SEC source: 0001082440-19-000002 · primary_doc.xml · nonDerivative · entry 2

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

F6 · balance_after: Includes 35,208 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,893 shares held in Issuer's 401(k) Plan.

SEC source: 0001082440-19-000002 · primary_doc.xml · nonDerivative · entry 1

DEMARCO ERIC M · CIK 0001082440 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Exercise of stock option right to buy, which was granted 1/4/2013.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

F6 · balance_after: Includes 35,208 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 15,893 shares held in Issuer's 401(k) Plan.

SEC source: 0001335786-19-000002 · primary_doc.xml · nonDerivative · entry 1

Goodwin Benjamin M. · CIK 0001335786 · SVP, Corp. Dev. & Gov. Affairs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,171

F1 · kind: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.705 to $19.90 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 3,634 shares purchased through Issuer's Employee Stock Purchase Plan

SEC source: 0001094718-19-000004 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,038

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F1 · shares: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.13 to $19.37 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F3 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,223 shares held in Issuer's 401(k) Plan.

SEC source: 0001509412-19-000004 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,896

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 49 shares held in Issuer's 401(k) Plan.

SEC source: 0001695434-19-000004 · primary_doc.xml · nonDerivative · entry 1

Fendley Steven S. · CIK 0001695434 · President, US Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,889

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.99 to $19.24 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

SEC source: 0001509412-19-000003 · primary_doc.xml · nonDerivative · entry 3

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,567

F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.10 to $19.21 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001509412-19-000003 · primary_doc.xml · nonDerivative · entry 2

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,246

F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F4 · balance_after: Includes 10,003 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001183755-19-000007 · edgar.xml · nonDerivative · entry 2

CARANO BANDEL L · CIK 0001183755 · Director

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · less than 10% owner

OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · less than 10% owner

OAK X AFFILIATES FUND LP · CIK 0001143824 · less than 10% owner

OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · less than 10% owner

OAK IX AFFILIATES FUND LP · CIK 0001112201 · less than 10% owner

OAK IX AFFILIATES FUND A LP · CIK 0001112125 · less than 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 449,090

F2 · kind: Represents 957 shares of Common Stock sold by Oak Investment Partners IX, L.P. ("Oak IX"); 29 shares of Common Stock sold by Oak IX Affiliates Fund, L.P. ("Oak IX Affiliates"); 64 shares of Common Stock sold by Oak IX Affiliates Fund-A, L.P. ("Oak IX Affiliates-A"); 102,081 shares of Common Stock sold by Oak Investment Partners X, Limited Partnership ("Oak X"); 262 shares of Common Stock sold by Oak X Affiliates Fund, L.P. ("Oak X Affiliates"); 146,607 shares of Common Stock sold by Oak Investment Partners XIII, L.P. ("Oak XIII").

F3 · ownership.nature: Represents 1,721 shares of Common Stock beneficially owned by Oak IX; 183,636 shares of Common Stock beneficially owned by Oak X; 263,733 shares of Common Stock beneficially owned by Oak XIII.

F4 · ownership.nature: Common Stock sold was held by Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, Oak X, Oak X Affiliates, and Oak XIII. Oak Associates IX, L.L.C. is the General Partner of Oak IX; Oak IX Affiliates, L.L.C. is the General Partner of Oak IX Affiliates and Oak IX Affiliates-A; Oak Associates X, L.L.C. is the General Partner of Oak X; Oak X Affiliates, L.L.C. is the General Partner of Oak X Affiliates; and Oak Associates XIII, L.L.C. is the General Partner of Oak XIII and may be deemed to beneficially own the reported securities.

SEC source: 0001183755-19-000007 · edgar.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · less than 10% owner

OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · less than 10% owner

OAK X AFFILIATES FUND LP · CIK 0001143824 · less than 10% owner

OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · less than 10% owner

OAK IX AFFILIATES FUND LP · CIK 0001112201 · less than 10% owner

OAK IX AFFILIATES FUND A LP · CIK 0001112125 · less than 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,098

F1 · ownership.direct: Represents shares of Common Stock directly owned by Bandel L. Carano.

SEC source: 0001080997-19-000003 · primary_doc.xml · nonDerivative · entry 1

MILLS THOMAS E IV · CIK 0001080997 · President, MS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,717

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F2 · balance_after: Includes approximately 9,467 shares held in Issuer's 401(k) Plan.

SEC source: 0001509412-19-000003 · primary_doc.xml · nonDerivative · entry 1

Carter David M · CIK 0001509412 · President, DRSS Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,894

F1 · shares: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 8/7/2019 common stock closing price.

F1 · price: Transfer of common stock held through Issuer's 401(k) Plan as of transaction date, as valued based on 8/7/2019 common stock closing price.

F2 · balance_after: Includes 12,651 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001094718-19-000003 · primary_doc.xml · nonDerivative · entry 9

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,842

F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.2925 to $19.2929 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,224 shares held in Issuer's 401(k) Plan.

SEC source: 0001509409-19-000003 · primary_doc.xml · nonDerivative · entry 4

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,743

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.15 to $19.405 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F9 · balance_after: Includes 12,871 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001509409-19-000003 · primary_doc.xml · nonDerivative · entry 3

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,281

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.305 to $19.375 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F9 · balance_after: Includes 12,871 shares purchased through Issuer's Employee Stock Purchase Plan.

SEC source: 0001183755-19-000006 · edgar.xml · nonDerivative · entry 1

CARANO BANDEL L · CIK 0001183755 · Director · 10% owner

Oak Investment Partners XIII, Limited Partnership · CIK 0001466232 · 10% owner

OAK INVESTMENT PARTNERS X LTD PARTNERSHIP · CIK 0001131676 · 10% owner

OAK X AFFILIATES FUND LP · CIK 0001143824 · 10% owner

OAK INVESTMENT PARTNERS IX L P · CIK 0001095761 · 10% owner

OAK IX AFFILIATES FUND LP · CIK 0001112201 · 10% owner

OAK IX AFFILIATES FUND A LP · CIK 0001112125 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Note

Disclosed balance after: 699,090

F1 · kind: On August 5, 2019, Oak Investment Partners IX, L.P. ("Oak IX"), Oak IX Affiliates Fund, L.P. ("Oak IX Affiliates"), Oak IX Affiliates Fund-A, L.P. ("Oak IX Affiliates-A"), Oak Investment Partners X, L.P. ("Oak X"), Oak X Affiliates Fund, L.P. ("Oak X Affiliates"), and Oak Investment Partners XIII, L.P. ("Oak XIII") made in-kind distributions of 265,108, 2,824, 6,363, 1,345,243, 25,919, and 10,589,660 shares respectively, without any additional consideration of Common Stock of the Issuer to the Limited Partners of Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, Oak X, Oak X Affiliates, and Oak XIII.

F1 · shares: On August 5, 2019, Oak Investment Partners IX, L.P. ("Oak IX"), Oak IX Affiliates Fund, L.P. ("Oak IX Affiliates"), Oak IX Affiliates Fund-A, L.P. ("Oak IX Affiliates-A"), Oak Investment Partners X, L.P. ("Oak X"), Oak X Affiliates Fund, L.P. ("Oak X Affiliates"), and Oak Investment Partners XIII, L.P. ("Oak XIII") made in-kind distributions of 265,108, 2,824, 6,363, 1,345,243, 25,919, and 10,589,660 shares respectively, without any additional consideration of Common Stock of the Issuer to the Limited Partners of Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, Oak X, Oak X Affiliates, and Oak XIII.

F1 · price: On August 5, 2019, Oak Investment Partners IX, L.P. ("Oak IX"), Oak IX Affiliates Fund, L.P. ("Oak IX Affiliates"), Oak IX Affiliates Fund-A, L.P. ("Oak IX Affiliates-A"), Oak Investment Partners X, L.P. ("Oak X"), Oak X Affiliates Fund, L.P. ("Oak X Affiliates"), and Oak Investment Partners XIII, L.P. ("Oak XIII") made in-kind distributions of 265,108, 2,824, 6,363, 1,345,243, 25,919, and 10,589,660 shares respectively, without any additional consideration of Common Stock of the Issuer to the Limited Partners of Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, Oak X, Oak X Affiliates, and Oak XIII.

F2 · balance_after: Consists of 2,678 shares of Common Stock held by Oak IX; 29 shares of Common Stock held by Oak IX Affiliates; 64 shares of Common Stock held by Oak IX Affiliates-A; 285,717 shares of Common Stock held by Oak X; 262 shares of Common Stock held by Oak X Affiliates; 410,340 shares of Common Stock held by Oak XIII.

F3 · ownership.nature: Common Stock distributed was held by Oak IX, Oak IX Affiliates, Oak IX Affiliates-A, Oak X, Oak X Affiliates, and Oak XIII. Oak Associates IX, L.L.C. is the General Partner of Oak IX; Oak IX Affiliates, L.L.C. is the General Partner of Oak IX Affiliates and Oak IX Affiliates-A; Oak Associates X, L.L.C. is the General Partner of Oak X; Oak X Affiliates, L.L.C. is the General Partner of Oak X Affiliates; and Oak Associates XIII, L.L.C. is the General Partner of Oak XIII and may be deemed to beneficially own the reported securities.

SEC source: 0001094718-19-000003 · primary_doc.xml · derivative · entry 13

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of stock option right to buy, which was granted 1/4/2013.

SEC source: 0001094718-19-000003 · primary_doc.xml · derivative · entry 12

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 60,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of stock option right to buy, which was granted 1/4/2013.

SEC source: 0001094718-19-000003 · primary_doc.xml · derivative · entry 11

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of stock option right to buy, which was granted 1/4/2013.

SEC source: 0001094718-19-000003 · primary_doc.xml · derivative · entry 10

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,926 shares

Expires 2023-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Exercise of stock option right to buy, which was granted 1/4/2013.

SEC source: 0001094718-19-000003 · primary_doc.xml · nonDerivative · entry 8

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,919

F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.98 to $19.34 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,224 shares held in Issuer's 401(k) Plan.

SEC source: 0001094718-19-000003 · primary_doc.xml · nonDerivative · entry 7

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,906

F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.35 to $20.34 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,224 shares held in Issuer's 401(k) Plan.

SEC source: 0001094718-19-000003 · primary_doc.xml · nonDerivative · entry 6

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,047

F3 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.85 to $20.19 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,224 shares held in Issuer's 401(k) Plan.

SEC source: 0001094718-19-000003 · primary_doc.xml · nonDerivative · entry 5

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 391,087

F2 · shares: Shares withheld to cover exercise price of 125,000 options exercised.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,224 shares held in Issuer's 401(k) Plan.

SEC source: 0001094718-19-000003 · primary_doc.xml · nonDerivative · entry 4

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,224 shares held in Issuer's 401(k) Plan.

SEC source: 0001094718-19-000003 · primary_doc.xml · nonDerivative · entry 3

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,224 shares held in Issuer's 401(k) Plan.

SEC source: 0001094718-19-000003 · primary_doc.xml · nonDerivative · entry 2

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,224 shares held in Issuer's 401(k) Plan.

SEC source: 0001094718-19-000003 · primary_doc.xml · nonDerivative · entry 1

Lund Deanna H · CIK 0001094718 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,768

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of stock option right to buy, which was granted 1/4/2013.

F8 · balance_after: Includes 16,626 shares purchased through Issuer's Employee Stock Purchase Plan and approximately 16,224 shares held in Issuer's 401(k) Plan.

SEC source: 0001509409-19-000003 · primary_doc.xml · nonDerivative · entry 5

Carrai Phillip D · CIK 0001509409 · President, STC Division

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 46,644

F1 · shares: Open market sale of Issuer's common stock made in accordance with Issuer's trading policies.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.76 to $19.835 inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F10 · balance_after: Includes 6,921 shares purchased through Issuer's Employee Stock Purchase Plan and subsequently transferred to trust.