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KROGER CO

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100
SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 30, 2021 Filed Apr 1, 2021 20:01 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionCommon Stock 50,720 $18.88 $957,593.60
Disclosure

SEC source: 0001209191-21-024082 · doc4.xml · nonDerivative · entry 2

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 424,784.5514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 30, 2021 Filed Apr 1, 2021 20:01 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Exercise / conversionCommon Stock 50,720 $10.98 $556,905.60
Disclosure

SEC source: 0001209191-21-024082 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 374,064.5514

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 16:25 UTC
Tuffin Mark CSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 21,000 $0.00 Strike: $18.88 $0.00
Disclosure

SEC source: 0001209191-21-023404 · doc4.xml · derivative · entry 3

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 16:25 UTC
Tuffin Mark CSenior Vice President
SaleCommon Stock 21,000 $36.88 $774,480.00
Disclosure

SEC source: 0001209191-21-023404 · doc4.xml · nonDerivative · entry 2

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,243

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.87 to $36.92, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 16:25 UTC
Tuffin Mark CSenior Vice President
Exercise / conversionCommon Stock 21,000 $18.88 $396,480.00
Disclosure

SEC source: 0001209191-21-023404 · doc4.xml · nonDerivative · entry 1

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 19:49 UTC
Tuffin Mark CSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 21,000 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-21-022544 · doc4.xml · derivative · entry 3

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
March 22, 2021 Filed Mar 23, 2021 19:49 UTC
Tuffin Mark CSenior Vice President
SaleCommon Stock 21,000 $36.00 $756,000.00
Disclosure

SEC source: 0001209191-21-022544 · doc4.xml · nonDerivative · entry 2

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,243

Read SEC document
March 22, 2021 Filed Mar 23, 2021 19:49 UTC
Tuffin Mark CSenior Vice President
Exercise / conversionCommon Stock 21,000 $10.98 $230,580.00
Disclosure

SEC source: 0001209191-21-022544 · doc4.xml · nonDerivative · entry 1

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,243

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:40 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 470 $35.75 $16,801.09
Disclosure

SEC source: 0001209191-21-021687 · doc4.xml · nonDerivative · entry 1

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 10,565

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:11 UTC
Adcock Mary EllenSenior Vice President
GiftCommon Stock 1,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-021685 · doc4.xml · nonDerivative · entry 2

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,839

Read SEC document
March 16, 2021 Filed Mar 18, 2021 15:11 UTC
Adcock Mary EllenSenior Vice President
SaleCommon Stock 5,260 $35.85 $188,544.70
Disclosure

SEC source: 0001209191-21-021685 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,579

Read SEC document
March 15, 2021 Filed Mar 16, 2021 18:23 UTC
McKinney Stephen MSenior Vice President
Tax withholdingCommon Stock 1,081 $35.87 $38,775.47
Disclosure

SEC source: 0001209191-21-020730 · doc4.xml · nonDerivative · entry 1

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,071.2035

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:26 UTC
Wheatley Christine SGroup Vice President
Tax withholdingCommon Stock 3,208 $35.46 $113,755.68
Disclosure

SEC source: 0001209191-21-020467 · doc4.xml · nonDerivative · entry 5

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,450

F5 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:25 UTC
Tuffin Mark CSenior Vice President
Tax withholdingCommon Stock 3,517 $35.46 $124,712.82
Disclosure

SEC source: 0001209191-21-020466 · doc4.xml · nonDerivative · entry 5

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,243

F5 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:22 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 26,014 $35.46 $922,456.44
Disclosure

SEC source: 0001209191-21-020462 · doc4.xml · nonDerivative · entry 5

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,179,634.4299

F5 · shares: Payment of tax liability associated with restricted stock.

F6 · balance_after: Between July 1, 2020 and September 30, 2020, the reporting person acquired 809.5729 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:21 UTC
Massa Timothy ASenior Vice President
Tax withholdingCommon Stock 5,722 $35.46 $202,902.12
Disclosure

SEC source: 0001209191-21-020459 · doc4.xml · nonDerivative · entry 5

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,298

F5 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:21 UTC
McKinney Stephen MSenior Vice President
Tax withholdingCommon Stock 3,542 $35.46 $125,599.32
Disclosure

SEC source: 0001209191-21-020460 · doc4.xml · nonDerivative · entry 4

McKinney Stephen M · CIK 0001733941 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,152.2035

F4 · shares: Payment of tax liability associated with restricted stock.

F5 · balance_after: Between July 1, 2020 and September 30, 2020, the reporting person acquired 224.9042 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:19 UTC
Kaufman Calvin JSenior Vice President
Tax withholdingCommon Stock 2,319 $35.46 $82,231.74
Disclosure

SEC source: 0001209191-21-020454 · doc4.xml · nonDerivative · entry 5

Kaufman Calvin J · CIK 0001433128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,612.5387

F5 · shares: Payment of tax liability associated with restricted stock.

F6 · balance_after: Between July 1, 2020 and September 30, 2020, the reporting person acquired 12.1475 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:17 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 256 $35.46 $9,077.76
Disclosure

SEC source: 0001209191-21-020450 · doc4.xml · nonDerivative · entry 6

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 11,035

F4 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:15 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Tax withholdingCommon Stock 10,659 $35.46 $377,968.14
Disclosure

SEC source: 0001209191-21-020447 · doc4.xml · nonDerivative · entry 4

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,264.8969

F4 · shares: Payment of tax liability associated with restricted stock.

F5 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:14 UTC
COSSET YAELSenior Vice President and CIO
Tax withholdingCommon Stock 7,455 $35.46 $264,354.30
Disclosure

SEC source: 0001209191-21-020445 · doc4.xml · nonDerivative · entry 5

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,572

F5 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:09 UTC
Aitken StuartSenior Vice President
Tax withholdingCommon Stock 7,894 $35.46 $279,921.24
Disclosure

SEC source: 0001209191-21-020438 · doc4.xml · nonDerivative · entry 5

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,810.1788

F5 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
March 12, 2021 Filed Mar 15, 2021 20:08 UTC
Adcock Mary EllenSenior Vice President
Tax withholdingCommon Stock 3,324 $35.46 $117,869.04
Disclosure

SEC source: 0001209191-21-020436 · doc4.xml · nonDerivative · entry 5

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,839

F5 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:26 UTC
Wheatley Christine SGroup Vice President
GrantNon-Qualified Stock Option · Derivative 33,215 $0.00 Strike: $34.94 $0.00
Disclosure

SEC source: 0001209191-21-020467 · doc4.xml · derivative · entry 6

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,215

Underlying: Common Stock · 33,215 shares

Expires 2031-03-11

F6 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:26 UTC
Wheatley Christine SGroup Vice President
Tax withholdingCommon Stock 3,890 $34.94 $135,916.60
Disclosure

SEC source: 0001209191-21-020467 · doc4.xml · nonDerivative · entry 4

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,658

F4 · shares: Payment of tax liability associated with share award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:26 UTC
Wheatley Christine SGroup Vice President
GrantCommon Stock 8,556 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020467 · doc4.xml · nonDerivative · entry 3

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,548

F3 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:26 UTC
Wheatley Christine SGroup Vice President
GrantCommon Stock 7,046 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020467 · doc4.xml · nonDerivative · entry 2

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,992

F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:26 UTC
Wheatley Christine SGroup Vice President
GrantCommon Stock 12,021 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020467 · doc4.xml · nonDerivative · entry 1

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,946

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:25 UTC
Tuffin Mark CSenior Vice President
GrantNon-Qualified Stock Option · Derivative 37,960 $0.00 Strike: $34.94 $0.00
Disclosure

SEC source: 0001209191-21-020466 · doc4.xml · derivative · entry 6

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,960

Underlying: Common Stock · 37,960 shares

Expires 2031-03-11

F6 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:25 UTC
Tuffin Mark CSenior Vice President
Tax withholdingCommon Stock 5,373 $34.94 $187,732.62
Disclosure

SEC source: 0001209191-21-020466 · doc4.xml · nonDerivative · entry 4

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,760

F4 · shares: Payment of tax liability associated with share award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:25 UTC
Tuffin Mark CSenior Vice President
GrantCommon Stock 11,765 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020466 · doc4.xml · nonDerivative · entry 3

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,133

F3 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:25 UTC
Tuffin Mark CSenior Vice President
GrantCommon Stock 8,477 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020466 · doc4.xml · nonDerivative · entry 2

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,368

F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:25 UTC
Tuffin Mark CSenior Vice President
GrantCommon Stock 13,738 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020466 · doc4.xml · nonDerivative · entry 1

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,891

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:24 UTC
Sharp Erin SGroup Vice President
Tax withholdingCommon Stock 2,445 $35.46 $86,699.70
Disclosure

SEC source: 0001209191-21-020465 · doc4.xml · nonDerivative · entry 4

Sharp Erin S · CIK 0001580224 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,932.7792

F4 · shares: Payment of tax liability associated with restricted stock.

F5 · balance_after: Between July 1, 2020 and September 30, 2020, the reporting person acquired 58.5388 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:24 UTC
Sharp Erin SGroup Vice President
Tax withholdingCommon Stock 3,355 $34.94 $117,223.70
Disclosure

SEC source: 0001209191-21-020465 · doc4.xml · nonDerivative · entry 3

Sharp Erin S · CIK 0001580224 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,377.7792

F3 · shares: Payment of tax liability associated with share award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:24 UTC
Sharp Erin SGroup Vice President
GrantCommon Stock 7,487 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020465 · doc4.xml · nonDerivative · entry 2

Sharp Erin S · CIK 0001580224 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,732.7792

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:24 UTC
Sharp Erin SGroup Vice President
GrantCommon Stock 7,046 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020465 · doc4.xml · nonDerivative · entry 1

Sharp Erin S · CIK 0001580224 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,245.7792

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:23 UTC
MILLERCHIP GARYSenior Vice President and CFO
GrantNon-Qualified Stock Option · Derivative 83,037 $0.00 Strike: $34.94 $0.00
Disclosure

SEC source: 0001209191-21-020463 · doc4.xml · derivative · entry 6

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,037

Underlying: Common Stock · 83,037 shares

Expires 2031-03-11

F6 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:23 UTC
MILLERCHIP GARYSenior Vice President and CFO
Tax withholdingCommon Stock 7,213 $35.46 $255,772.98
Disclosure

SEC source: 0001209191-21-020463 · doc4.xml · nonDerivative · entry 5

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,606

F5 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:23 UTC
MILLERCHIP GARYSenior Vice President and CFO
Tax withholdingCommon Stock 3,783 $34.94 $132,178.02
Disclosure

SEC source: 0001209191-21-020463 · doc4.xml · nonDerivative · entry 4

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,819

F4 · shares: Payment of tax liability associated with share award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:23 UTC
MILLERCHIP GARYSenior Vice President and CFO
GrantCommon Stock 8,312 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020463 · doc4.xml · nonDerivative · entry 3

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,602

F3 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:23 UTC
MILLERCHIP GARYSenior Vice President and CFO
GrantCommon Stock 9,687 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020463 · doc4.xml · nonDerivative · entry 2

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,290

F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:23 UTC
MILLERCHIP GARYSenior Vice President and CFO
GrantCommon Stock 30,052 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020463 · doc4.xml · nonDerivative · entry 1

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,603

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:22 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
GrantNon-Qualified Stock Option · Derivative 260,973 $34.94 Strike: $34.94 $9,118,396.62
Disclosure

SEC source: 0001209191-21-020462 · doc4.xml · derivative · entry 6

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,973

Underlying: Common Stock · 260,973 shares

Expires 2031-03-11

F7 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

Read SEC document
March 11, 2021 Filed Mar 15, 2021 20:22 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 46,381 $34.94 $1,620,552.14
Disclosure

SEC source: 0001209191-21-020462 · doc4.xml · nonDerivative · entry 4

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,205,648.4299

F4 · shares: Payment of tax liability associated with share award.

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March 11, 2021 Filed Mar 15, 2021 20:22 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
GrantCommon Stock 112,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020462 · doc4.xml · nonDerivative · entry 3

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,252,029.4299

F3 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

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March 11, 2021 Filed Mar 15, 2021 20:22 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
GrantCommon Stock 71,552 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020462 · doc4.xml · nonDerivative · entry 2

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,139,439.4299

F2 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse one year from the date of the award.

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March 11, 2021 Filed Mar 15, 2021 20:22 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
GrantCommon Stock 94,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-020462 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,067,887.4299

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

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March 11, 2021 Filed Mar 15, 2021 20:21 UTC
Massa Timothy ASenior Vice President
GrantNon-Qualified Stock Option · Derivative 52,195 $0.00 Strike: $34.94 $0.00
Disclosure

SEC source: 0001209191-21-020459 · doc4.xml · derivative · entry 6

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,195

Underlying: Common Stock · 52,195 shares

Expires 2031-03-11

F6 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the grant.

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March 11, 2021 Filed Mar 15, 2021 20:21 UTC
Massa Timothy ASenior Vice President
Tax withholdingCommon Stock 5,316 $34.94 $185,741.04
Disclosure

SEC source: 0001209191-21-020459 · doc4.xml · nonDerivative · entry 4

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,020

F4 · shares: Payment of tax liability associated with share award.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.