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KROGER CO

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100
SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 01, 2022 Filed Sep 6, 2022 17:46 UTC GrantPhantom Stock - Incentive Shares · Derivative 52.798 $48.61 $2,566.51
Disclosure

SEC source: 0001209191-22-048668 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,923.993

Underlying: Common Stock · 52.798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 14:55 UTC
MILLERCHIP GARYSenior Vice President and CFO
Tax withholdingCommon Stock 2,654 $47.75 $126,728.50
Disclosure

SEC source: 0001209191-22-042342 · doc4.xml · nonDerivative · entry 1

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,355

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 14:55 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 320 $47.75 $15,280.00
Disclosure

SEC source: 0001209191-22-042341 · doc4.xml · nonDerivative · entry 1

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 7,099

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 15, 2022 Filed Jul 18, 2022 14:54 UTC
Adcock Mary EllenSenior Vice President
Tax withholdingCommon Stock 1,138 $47.75 $54,339.50
Disclosure

SEC source: 0001209191-22-042339 · doc4.xml · nonDerivative · entry 2

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,611

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 14, 2022 Filed Jul 18, 2022 14:54 UTC
Adcock Mary EllenSenior Vice President
Tax withholdingCommon Stock 656 $47.50 $31,160.00
Disclosure

SEC source: 0001209191-22-042339 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,749

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 21:06 UTC Amendment GrantPhantom Stock - Incentive Shares · Derivative 3,887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042063 · doc4a.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,034.892

Underlying: Common Stock · 3,887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3 · shares: This share award was originally reported in error under Table I, but is now reported in its correct place under Table II.

F4 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F4 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 21:05 UTC Amendment
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 3,887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042062 · doc4a.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,900.106

Underlying: Common Stock · 3,887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3 · shares: This share award was originally reported in error under Table I, but is now reported in its correct place under Table II.

F4 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F4 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 18:26 UTC
Vemuri AshokDirector
GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042030 · doc4.xml · nonDerivative · entry 1

Vemuri Ashok · CIK 0001586651 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,900

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 21:04 UTC Amendment GrantPhantom Stock - Incentive Shares · Derivative 3,887 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042061 · doc4a.xml · derivative · entry 2

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,887

Underlying: Common Stock · 3,887 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3 · shares: This share award was originally reported in error under Table I, but is now reported in its correct place under Table II.

F4 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F4 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 18:25 UTC GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042029 · doc4.xml · nonDerivative · entry 1

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,543

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 18:24 UTC GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042028 · doc4.xml · nonDerivative · entry 1

SOURRY KNOX JUDITH AMANDA · CIK 0001691983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,004

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 18:21 UTC GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042026 · doc4.xml · nonDerivative · entry 1

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,423

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 18:23 UTC GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042027 · doc4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,798

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 18:20 UTC GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042025 · doc4.xml · nonDerivative · entry 1

HOGUET KAREN M · CIK 0001180671 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,477

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 18:18 UTC
Gates AnneDirector
GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042024 · doc4.xml · nonDerivative · entry 1

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,912

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 18:14 UTC GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042022 · doc4.xml · nonDerivative · entry 1

Brown Kevin M · CIK 0001842503 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,004

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 18:16 UTC GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042023 · doc4.xml · nonDerivative · entry 1

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,949

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 13, 2022 18:07 UTC GrantCommon Stock 3,887 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-042021 · doc4.xml · nonDerivative · entry 1

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,506

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:24 UTC
Wheatley Christine SGroup Vice President
Tax withholdingCommon Stock 2,996 $47.95 $143,658.20
Disclosure

SEC source: 0001209191-22-042112 · doc4.xml · nonDerivative · entry 1

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,005

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:23 UTC
MILLERCHIP GARYSenior Vice President and CFO
Tax withholdingCommon Stock 2,303 $47.95 $110,428.85
Disclosure

SEC source: 0001209191-22-042111 · doc4.xml · nonDerivative · entry 1

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,009

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:22 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 23,687 $47.95 $1,135,791.65
Disclosure

SEC source: 0001209191-22-042110 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,424,177.6503

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between April 1, 2022 and June 30, 2022, the reporting person acquired 670.8278 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:20 UTC
Massa Timothy ASenior Vice President
Tax withholdingCommon Stock 3,501 $47.95 $167,872.95
Disclosure

SEC source: 0001209191-22-042109 · doc4.xml · nonDerivative · entry 1

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,455

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:19 UTC
Kimball Kenneth CSenior Vice President
Tax withholdingCommon Stock 1,914 $47.95 $91,776.30
Disclosure

SEC source: 0001209191-22-042108 · doc4.xml · nonDerivative · entry 1

Kimball Kenneth C · CIK 0001917422 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,981.5587

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between April 1, 2022 and June 30, 2022, the reporting person acquired 99.0999 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:19 UTC
Jabbar Valerie L.Senior Vice President
Tax withholdingCommon Stock 2,976 $47.95 $142,699.20
Disclosure

SEC source: 0001209191-22-042107 · doc4.xml · nonDerivative · entry 1

Jabbar Valerie L. · CIK 0001877295 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,303

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:18 UTC
Foley Todd AVice President & Controller
Tax withholdingCommon Stock 743 $47.95 $35,626.85
Disclosure

SEC source: 0001209191-22-042106 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,898

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:17 UTC
COSSET YAELSenior Vice President and CIO
Tax withholdingCommon Stock 3,262 $47.95 $156,412.90
Disclosure

SEC source: 0001209191-22-042104 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,215

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:17 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 394 $47.95 $18,892.30
Disclosure

SEC source: 0001209191-22-042105 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 7,419

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:17 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 405 $47.95 $19,419.75
Disclosure

SEC source: 0001209191-22-042105 · doc4.xml · nonDerivative · entry 1

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,255.0192

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between January 1, 2022 and June 30, 2022, the reporting person acquired 38.1761 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:16 UTC
Aitken StuartSenior Vice President
Tax withholdingCommon Stock 2,929 $47.95 $140,445.55
Disclosure

SEC source: 0001209191-22-042103 · doc4.xml · nonDerivative · entry 1

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,278.1788

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2022 Filed Jul 14, 2022 18:15 UTC
Adcock Mary EllenSenior Vice President
Tax withholdingCommon Stock 3,535 $47.95 $169,503.25
Disclosure

SEC source: 0001209191-22-042102 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,405

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 14:49 UTC GrantPhantom Stock · Derivative 775.2314 $52.41 $40,626.00
Disclosure

SEC source: 0001209191-22-040411 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,657.3357

Underlying: Common Stock · 775.2314 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:58 UTC GrantPhantom Stock - Incentive Shares · Derivative 27.674 $51.35 Strike: $0.00 $1,421.06
Disclosure

SEC source: 0001209191-22-033796 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,794.726

Underlying: Common Stock · 27.674 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:56 UTC GrantPhantom Stock - Incentive Shares · Derivative 208.321 $51.35 Strike: $0.00 $10,697.28
Disclosure

SEC source: 0001209191-22-033795 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,147.892

Underlying: Common Stock · 208.321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:55 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 32.637 $51.35 Strike: $0.00 $1,675.91
Disclosure

SEC source: 0001209191-22-033794 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,013.106

Underlying: Common Stock · 32.637 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 12:52 UTC GrantPhantom Stock - Incentive Shares · Derivative 40.205 $51.35 Strike: $0.00 $2,064.53
Disclosure

SEC source: 0001209191-22-033793 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,871.195

Underlying: Common Stock · 40.205 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
May 12, 2022 Filed May 13, 2022 15:46 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionNon-Qualified Stock Option · Derivative 194,880 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-22-028779 · doc4.xml · derivative · entry 3

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 194,880 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
May 12, 2022 Filed May 13, 2022 15:46 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 105,569 $55.43 $5,851,161.83
Disclosure

SEC source: 0001209191-22-028779 · doc4.xml · nonDerivative · entry 2

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447,193.8225

F1 · shares: Delivery of mature shares to pay exercise price and tax liability related to stock option exercise.

F2 · balance_after: Between January 1, 2022 and March 31, 2022, the reporting person acquired 894.5786 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
May 12, 2022 Filed May 13, 2022 15:46 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 194,880 $10.98 $2,139,782.40
Disclosure

SEC source: 0001209191-22-028779 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,552,762.8225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2022 Filed Apr 22, 2022 17:12 UTC GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-025280 · doc4.xml · nonDerivative · entry 1

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,536

Read SEC document
April 21, 2022 Filed Apr 22, 2022 16:15 UTC
Massa Timothy ASenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 16,000 $0.00 Strike: $18.88 $0.00
Disclosure

SEC source: 0001209191-22-025276 · doc4.xml · derivative · entry 4

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
April 21, 2022 Filed Apr 22, 2022 16:15 UTC
Massa Timothy ASenior Vice President
SaleCommon Stock 34,283 $58.00 $1,988,414.00
Disclosure

SEC source: 0001209191-22-025276 · doc4.xml · nonDerivative · entry 3

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,956

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April 21, 2022 Filed Apr 22, 2022 16:15 UTC
Massa Timothy ASenior Vice President
SaleCommon Stock 16,000 $58.09 $929,360.00
Disclosure

SEC source: 0001209191-22-025276 · doc4.xml · nonDerivative · entry 2

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,239

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.07 to $58.13, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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April 21, 2022 Filed Apr 22, 2022 16:15 UTC
Massa Timothy ASenior Vice President
Exercise / conversionCommon Stock 16,000 $18.88 $302,080.00
Disclosure

SEC source: 0001209191-22-025276 · doc4.xml · nonDerivative · entry 1

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,239

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 07, 2022 Filed Apr 8, 2022 17:16 UTC
Aitken StuartSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 44,593 $0.00 Strike: $22.92 $0.00
Disclosure

SEC source: 0001209191-22-023807 · doc4.xml · derivative · entry 4

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,149

Underlying: Common Stock · 44,593 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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April 07, 2022 Filed Apr 8, 2022 17:16 UTC
Aitken StuartSenior Vice President
SaleCommon Stock 44,593 $59.62 $2,658,456.29
Disclosure

SEC source: 0001209191-22-023807 · doc4.xml · nonDerivative · entry 2

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,207.1788

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.38 to $59.93, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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April 07, 2022 Filed Apr 8, 2022 17:16 UTC
Aitken StuartSenior Vice President
Exercise / conversionCommon Stock 44,593 $22.92 $1,022,071.56
Disclosure

SEC source: 0001209191-22-023807 · doc4.xml · nonDerivative · entry 1

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,800.1788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 07, 2022 Filed Apr 8, 2022 17:17 UTC
COSSET YAELSenior Vice President and CIO
Exercise / conversionNon-Qualified Stock Option · Derivative 34,812 $0.00 Strike: $22.92 $0.00
Disclosure

SEC source: 0001209191-22-023808 · doc4.xml · derivative · entry 3

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,704

Underlying: Common Stock · 34,812 shares

Expires 2027-07-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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April 07, 2022 Filed Apr 8, 2022 17:17 UTC
COSSET YAELSenior Vice President and CIO
SaleCommon Stock 34,812 $59.50 $2,071,244.38
Disclosure

SEC source: 0001209191-22-023808 · doc4.xml · nonDerivative · entry 2

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,477

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.26 to $59.80, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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April 07, 2022 Filed Apr 8, 2022 17:17 UTC
COSSET YAELSenior Vice President and CIO
Exercise / conversionCommon Stock 34,812 $22.92 $797,891.04
Disclosure

SEC source: 0001209191-22-023808 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 31, 2022 Filed Apr 4, 2022 16:28 UTC GrantPhantom Stock · Derivative 791.6983 $51.32 $40,626.00
Disclosure

SEC source: 0001209191-22-022182 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,882.1043

Underlying: Common Stock · 791.6983 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.