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KROGER CO

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Tapewire entity
100
SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 01, 2023 Filed Dec 4, 2023 17:52 UTC GrantPhantom Stock - Incentive Shares · Derivative 53.651 $44.60 $2,392.83
Disclosure

SEC source: 0001209191-23-057147 · doc4.xml · derivative · entry 2

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,304.699

Underlying: Common Stock · 53.651 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2023 Filed Dec 4, 2023 17:51 UTC GrantPhantom Stock - Incentive Shares · Derivative 66.058 $44.60 $2,946.19
Disclosure

SEC source: 0001209191-23-057146 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,225.257

Underlying: Common Stock · 66.058 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 19:00 UTC GrantPhantom Stock - Deferred Comp · Derivative 881.332 $46.10 Strike: $0.00 $40,625.00
Disclosure

SEC source: 0001209191-23-050994 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,047.8494

Underlying: Common Stock · 881.332 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
September 30, 2023 Filed Oct 2, 2023 18:59 UTC GrantPhantom Stock - Deferred Comp · Derivative 542.3582 $46.10 Strike: $0.00 $25,000.00
Disclosure

SEC source: 0001209191-23-050993 · doc4.xml · derivative · entry 2

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,590.921

Underlying: Common Stock · 542.3582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
September 22, 2023 Filed Sep 25, 2023 17:55 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionNon-Qualified Stock Option · Derivative 4,000 $0.00 Strike: $24.67 $0.00
Disclosure

SEC source: 0001209191-23-050456 · doc4.xml · derivative · entry 5

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
September 22, 2023 Filed Sep 25, 2023 17:55 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 4,000 $45.52 $182,080.00
Disclosure

SEC source: 0001209191-23-050456 · doc4.xml · nonDerivative · entry 4

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Spouse

Disclosed balance after: 4,156

Read SEC document
September 22, 2023 Filed Sep 25, 2023 17:55 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 798 $45.54 $36,336.93
Disclosure

SEC source: 0001209191-23-050456 · doc4.xml · nonDerivative · entry 3

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Spouse

Disclosed balance after: 8,156

Read SEC document
September 22, 2023 Filed Sep 25, 2023 17:55 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionCommon Stock 4,000 $24.67 $98,660.00
Disclosure

SEC source: 0001209191-23-050456 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Spouse

Disclosed balance after: 8,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:03 UTC
Jabbar Valerie L.Senior Vice President
Tax withholdingCommon Stock 615 $46.32 $28,486.80
Disclosure

SEC source: 0001209191-23-049729 · doc4.xml · nonDerivative · entry 1

Jabbar Valerie L. · CIK 0001877295 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,677

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:03 UTC
Foley Todd AGroup Vice President
Tax withholdingCommon Stock 433 $46.32 $20,056.56
Disclosure

SEC source: 0001209191-23-049728 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Group Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,599

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:02 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionNon-Qualified Stock Option · Derivative 6,000 $0.00 Strike: $24.67 $0.00
Disclosure

SEC source: 0001209191-23-049727 · doc4.xml · derivative · entry 5

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,000 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:02 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 700 $46.51 $32,553.50
Disclosure

SEC source: 0001209191-23-049727 · doc4.xml · nonDerivative · entry 3

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,089.8955

F1 · balance_after: Between April 1, 2023 and June 30, 2023, the reporting person acquired 26.9651 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:02 UTC
FIKE CARIN LVice President and Treasurer
SaleCommon Stock 5,300 $46.50 $246,450.00
Disclosure

SEC source: 0001209191-23-049727 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,789.8955

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:02 UTC
FIKE CARIN LVice President and Treasurer
Exercise / conversionCommon Stock 6,000 $24.67 $147,990.00
Disclosure

SEC source: 0001209191-23-049727 · doc4.xml · nonDerivative · entry 1

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,089.8955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 19:56 UTC
Aitken StuartSenior Vice President
Tax withholdingCommon Stock 2,290 $46.32 $106,072.80
Disclosure

SEC source: 0001209191-23-049723 · doc4.xml · nonDerivative · entry 1

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 176,038.1788

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 19:57 UTC
COSSET YAELSenior Vice President and CIO
Tax withholdingCommon Stock 2,341 $46.32 $108,435.12
Disclosure

SEC source: 0001209191-23-049724 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,117

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 14:14 UTC
Massa Timothy ASenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 7,000 $0.00 Strike: $24.67 $0.00
Disclosure

SEC source: 0001209191-23-049194 · doc4.xml · derivative · entry 4

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,000 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 14:14 UTC
Massa Timothy ASenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 16,000 $0.00 Strike: $24.67 $0.00
Disclosure

SEC source: 0001209191-23-049194 · doc4.xml · derivative · entry 3

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,000 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a three-year period, at the rate of 33% per year commencing one year after the date of grant.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 14:14 UTC
Massa Timothy ASenior Vice President
SaleCommon Stock 23,000 $45.46 $1,045,511.00
Disclosure

SEC source: 0001209191-23-049194 · doc4.xml · nonDerivative · entry 2

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 194,956

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.440 to $45.485, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
September 12, 2023 Filed Sep 13, 2023 14:14 UTC
Massa Timothy ASenior Vice President
Exercise / conversionCommon Stock 23,000 $24.67 $567,295.00
Disclosure

SEC source: 0001209191-23-049194 · doc4.xml · nonDerivative · entry 1

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 15:43 UTC GrantPhantom Stock - Incentive Shares · Derivative 43.829 $45.98 $2,015.26
Disclosure

SEC source: 0001209191-23-048073 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,992.97

Underlying: Common Stock · 43.829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 15:23 UTC GrantPhantom Stock - Incentive Shares · Derivative 381.639 $45.98 $17,547.76
Disclosure

SEC source: 0001209191-23-048066 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,891.24

Underlying: Common Stock · 381.639 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 15:22 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 103.402 $45.98 $4,754.42
Disclosure

SEC source: 0001209191-23-048065 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,497.946

Underlying: Common Stock · 103.402 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 15:21 UTC GrantPhantom Stock - Incentive Shares · Derivative 51.714 $45.98 $2,377.81
Disclosure

SEC source: 0001209191-23-048063 · doc4.xml · derivative · entry 2

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,251.048

Underlying: Common Stock · 51.714 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
September 01, 2023 Filed Sep 5, 2023 15:21 UTC GrantPhantom Stock - Incentive Shares · Derivative 63.673 $45.98 $2,927.68
Disclosure

SEC source: 0001209191-23-048062 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,159.199

Underlying: Common Stock · 63.673 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 16:20 UTC
MILLERCHIP GARYSenior Vice President and CFO
Tax withholdingCommon Stock 2,655 $46.44 $123,298.20
Disclosure

SEC source: 0001209191-23-042360 · doc4.xml · nonDerivative · entry 1

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,768

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 16:19 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 320 $46.44 $14,860.80
Disclosure

SEC source: 0001209191-23-042358 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: No plan indicated

Ownership: Indirect · by Spouse

Disclosed balance after: 4,954

F2 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 14, 2023 Filed Jul 17, 2023 16:15 UTC
Adcock Mary EllenSenior Vice President
Tax withholdingCommon Stock 1,794 $46.44 $83,313.36
Disclosure

SEC source: 0001209191-23-042356 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 163,964

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 20:11 UTC GrantCommon Stock 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042186 · doc4.xml · nonDerivative · entry 1

SOURRY KNOX JUDITH AMANDA · CIK 0001691983 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,228

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 16:25 UTC
Vemuri AshokDirector
GrantCommon Stock 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042166 · doc4.xml · nonDerivative · entry 1

Vemuri Ashok · CIK 0001586651 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,124

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 16:25 UTC GrantCommon Stock 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042165 · doc4.xml · nonDerivative · entry 1

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,767

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 16:24 UTC GrantPhantom Stock - Incentive Shares · Derivative 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042163 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,509.601

Underlying: Common Stock · 4,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 16:23 UTC GrantCommon Stock 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042162 · doc4.xml · nonDerivative · entry 1

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,647

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 16:23 UTC GrantCommon Stock 4,224 $4,224.00 $17,842,176.00
Disclosure

SEC source: 0001209191-23-042161 · doc4.xml · nonDerivative · entry 1

HOGUET KAREN M · CIK 0001180671 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,701

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 16:22 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042160 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,394.544

Underlying: Common Stock · 4,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 16:21 UTC GrantPhantom Stock - Incentive Shares · Derivative 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042159 · doc4.xml · derivative · entry 2

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,199.334

Underlying: Common Stock · 4,224 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 16:21 UTC GrantCommon Stock 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042158 · doc4.xml · nonDerivative · entry 1

Brown Kevin M · CIK 0001842503 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,228

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2023 Filed Jul 13, 2023 16:20 UTC GrantCommon Stock 4,224 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042157 · doc4.xml · nonDerivative · entry 1

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,730

F1 · shares: Shares awarded pursuant to a long-term incentive plan of The Kroger Co.

Read SEC document
July 13, 2023 Filed Jul 17, 2023 16:20 UTC
Kimball Kenneth CSenior Vice President
GrantCommon Stock 2,128 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042359 · doc4.xml · nonDerivative · entry 1

Kimball Kenneth C · CIK 0001917422 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,860.2689

F1 · shares: Restricted stock awarded pursuant to a long-term incentive plan of The Kroger Co. The restrictions on these shares lapse in equal annual installments over a four-year period, at the rate of 25% per year commencing one year from the date of the award.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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June 30, 2023 Filed Jul 5, 2023 19:52 UTC GrantPhantom Stock - Deferred Comp · Derivative 515.7623 $48.47 Strike: $0.00 $24,999.00
Disclosure

SEC source: 0001209191-23-040923 · doc4.xml · derivative · entry 2

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,048.5628

Underlying: Common Stock · 515.7623 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

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June 30, 2023 Filed Jul 5, 2023 19:51 UTC GrantPhantom Stock - Deferred Comp · Derivative 838.1679 $48.47 Strike: $0.00 $40,626.00
Disclosure

SEC source: 0001209191-23-040922 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,166.5174

Underlying: Common Stock · 838.1679 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

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June 01, 2023 Filed Jun 5, 2023 14:25 UTC GrantPhantom Stock - Incentive Shares · Derivative 40.222 $44.66 $1,796.31
Disclosure

SEC source: 0001209191-23-034125 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,949.141

Underlying: Common Stock · 40.222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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June 01, 2023 Filed Jun 5, 2023 14:24 UTC GrantPhantom Stock - Incentive Shares · Derivative 325.785 $44.66 $14,549.56
Disclosure

SEC source: 0001209191-23-034124 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,285.601

Underlying: Common Stock · 325.785 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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June 01, 2023 Filed Jun 5, 2023 14:23 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 70.443 $44.66 $3,145.98
Disclosure

SEC source: 0001209191-23-034123 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,170.544

Underlying: Common Stock · 70.443 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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June 01, 2023 Filed Jun 5, 2023 14:22 UTC GrantPhantom Stock - Incentive Shares · Derivative 23.009 $44.66 $1,027.58
Disclosure

SEC source: 0001209191-23-034122 · doc4.xml · derivative · entry 2

Chao Elaine L. · CIK 0001474863 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,975.334

Underlying: Common Stock · 23.009 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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June 01, 2023 Filed Jun 5, 2023 14:21 UTC GrantPhantom Stock - Incentive Shares · Derivative 58.434 $44.66 $2,609.66
Disclosure

SEC source: 0001209191-23-034120 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,095.526

Underlying: Common Stock · 58.434 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

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May 09, 2023 Filed May 10, 2023 18:07 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionNon-Qualified Stock Option · Derivative 194,880 $0.00 Strike: $18.88 $0.00
Disclosure

SEC source: 0001209191-23-028433 · doc4.xml · derivative · entry 3

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 194,880 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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May 09, 2023 Filed May 10, 2023 18:07 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 126,226 $49.22 $6,212,843.72
Disclosure

SEC source: 0001209191-23-028433 · doc4.xml · nonDerivative · entry 2

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,649,830.1985

F1 · shares: Delivery of mature shares to pay exercise price and tax liability related to stock option exercise.

F2 · balance_after: Between January 1, 2023 and March 31, 2023, the reporting person acquired 1160.1250 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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May 09, 2023 Filed May 10, 2023 18:07 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 194,880 $18.88 $3,679,334.40
Disclosure

SEC source: 0001209191-23-028433 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,776,056.1985

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 21, 2023 Filed Apr 25, 2023 14:17 UTC
Massa Timothy ASenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 23,000 $0.00 Strike: $24.67 $0.00
Disclosure

SEC source: 0001209191-23-025494 · doc4.xml · derivative · entry 3

Massa Timothy A · CIK 0001608128 · Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,000

Underlying: Common Stock · 23,000 shares

Expires 2024-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.