Tapewire

Nasdaq · USD

KOSS

KOSS CORP

Export transactions ↓
Tapewire entity
7415
SEC CIK
0000056701
Parsed reports
102

Last 12 months

Inside the activity.

1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 29, 2020 Filed Dec 31, 2020 02:03 UTC
Smith David DonnanChief Financial Officer
SaleCommon Stock 2,000 $5.00 $10,000.00
Disclosure

SEC source: 0001209191-20-065604 · doc4.xml · nonDerivative · entry 2

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Read SEC document
December 29, 2020 Filed Dec 31, 2020 02:03 UTC
Smith David DonnanChief Financial Officer
Exercise / conversionCommon Stock 2,000 $3.00 $6,000.00
Disclosure

SEC source: 0001209191-20-065604 · doc4.xml · nonDerivative · entry 1

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:04 UTC GrantStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001209191-20-057898 · doc4.xml · derivative · entry 1

Sweasy William Jesse · CIK 0001655985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-11-10

F1 · derivative.exercise_date: These Stock Options vest in three equal annual installments beginning on November 10, 2021.

Read SEC document
November 10, 2020 Filed Nov 12, 2020 21:02 UTC GrantStock Options (Right to Buy) · Derivative 10,000 $0.00 Strike: $2.11 $0.00
Disclosure

SEC source: 0001209191-20-057895 · doc4.xml · derivative · entry 1

Leveen Steven A · CIK 0001655984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-11-10

F1 · derivative.exercise_date: These Stock Options vest in three equal annual installments beginning on November 10, 2021.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:21 UTC
Koss Michael J JrVP - Marketing & Product
OtherCommon Stock 44,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054009 · doc4.xml · nonDerivative · entry 1

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

F1 · kind: The transaction is a distribution of shares of Common Stock, for no consideration, by the Michael John Koss Jr. 1983 Trust (the "Trust") to the reporting person, as beneficiary of the Trust.

Read SEC document
October 02, 2020 Filed Oct 6, 2020 20:19 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
OtherCommon Stock 44,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-054006 · doc4.xml · nonDerivative · entry 1

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · As co-trustee of trusts for children

Disclosed balance after: 115,122

F1 · kind: The transaction is a distribution of shares of Common Stock, for no consideration, by the Michael John Koss Jr. 1983 Trust (the "Trust") to the beneficiary of the Trust.

F2 · ownership.nature: These shares are held through three separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Read SEC document
September 11, 2020 Filed Sep 15, 2020 20:06 UTC PurchaseCommon Stock 10,000 $2.00 $20,000.00
Disclosure

SEC source: 0001209191-20-050452 · doc4.xml · nonDerivative · entry 1

Sweasy William Jesse · CIK 0001655985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:38 UTC
Smith David DonnanChief Financial Officer
GrantStock Options (Right to Buy) · Derivative 50,000 $0.00 Strike: $1.73 $0.00
Disclosure

SEC source: 0001209191-20-043492 · doc4.xml · derivative · entry 1

Smith David Donnan · CIK 0001484415 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2030-07-22

F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 22, 2021.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:37 UTC
LILLIE LENOREVP - Operations
GrantStock Options (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.73 $0.00
Disclosure

SEC source: 0001209191-20-043491 · doc4.xml · derivative · entry 1

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2030-07-22

F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 22, 2021.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:36 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
GrantStock Options (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001209191-20-043490 · doc4.xml · derivative · entry 1

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2025-07-22

F1 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:34 UTC
Koss Michael J JrVP - Marketing & Product
GrantStock Options (Right to Buy) · Derivative 80,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001209191-20-043488 · doc4.xml · derivative · entry 1

Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 80,000 shares

Expires 2025-07-22

F1 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021.

Read SEC document
July 22, 2020 Filed Jul 23, 2020 20:33 UTC
KOSS MICHAEL JDirector · President and CEO · 10% owner
GrantStock Options (Right to Buy) · Derivative 160,000 $0.00 Strike: $1.90 $0.00
Disclosure

SEC source: 0001209191-20-043486 · doc4.xml · derivative · entry 1

KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2025-07-22

F1 · derivative.exercise_date: These Stock Options vest in four equal annual installments beginning on July 22, 2021.

Read SEC document
January 23, 2020 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
OtherCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 2

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian

Disclosed balance after: 0

F1 · kind: The transaction is a distribution of shares of Common Stock, for no consideration, from a custodial account of which the reporting person served as custodian, to the reporting person's adult daughter, who does not share the reporting person's household.

Read SEC document
January 13, 2020 Filed Feb 4, 2021 01:07 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
OtherCommon Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 1

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Custodian

Disclosed balance after: 8,000

F1 · kind: The transaction is a distribution of shares of Common Stock, for no consideration, from a custodial account of which the reporting person served as custodian, to the reporting person's adult daughter, who does not share the reporting person's household.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:38 UTC
LILLIE LENOREVP - Operations
GrantCommon Stock · Derivative 30,000 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0000056701-19-000034 · wf-form4_156408708611363.xml · derivative · entry 3

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2029-07-24

F1 · derivative.exercise_date: 1. This option vests in five equal annual installments beginning on 07/24/2020.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:39 UTC
Koss Michael J JrVP Marketing & Product
GrantCommon Stock · Derivative 60,000 $2.17 Strike: $2.17 $130,200.00
Disclosure

SEC source: 0000056701-19-000036 · wf-form4_156408713042940.xml · derivative · entry 3

Koss Michael J Jr · CIK 0001680965 · VP Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2024-07-24

F1 · derivative.exercise_date: 1. This option vests in four equal annual installments beginning on 07/24/2020.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:38 UTC
KOSS MICHAEL JPresident and CEO · 10% owner
GrantCommon Stock · Derivative 160,000 $2.17 Strike: $2.17 $347,200.00
Disclosure

SEC source: 0000056701-19-000035 · wf-form4_156408710781018.xml · derivative · entry 6

KOSS MICHAEL J · CIK 0001190293 · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2024-07-24

F1 · derivative.exercise_date: 1. This option vests in four equal annual installments beginning on 07/24/2020.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:38 UTC GrantCommon Stock · Derivative 50,000 $1.97 Strike: $1.97 $98,500.00
Disclosure

SEC source: 0000056701-19-000033 · wf-form4_156408706578129.xml · derivative · entry 3

Smith David Donnan · CIK 0001484415 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-07-24

F1 · derivative.exercise_date: 1. This option vests in five equal annual installments beginning on 07/24/2020.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:37 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
GrantCommon Stock · Derivative 100,000 $2.17 Strike: $2.17 $217,000.00
Disclosure

SEC source: 0000056701-19-000032 · wf-form4_156408704569769.xml · derivative · entry 6

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2024-07-24

F1 · derivative.exercise_date: 1. This option vests in four equal annual installments beginning on 07/24/2020.

Read SEC document
May 29, 2019 Filed May 30, 2019 20:03 UTC PurchaseCommon Stock 4,000 $2.10 $8,400.00
Disclosure

SEC source: 0000056701-19-000026 · wf-form4_155924658303408.xml · nonDerivative · entry 1

Sweasy William Jesse · CIK 0001655985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Read SEC document
May 29, 2019 Filed Sep 27, 2019 18:23 UTC Amendment PurchaseCommon Stock 4,000 $2.10 $8,400.00
Disclosure

SEC source: 0001437749-19-019144 · rdgdoc.xml · nonDerivative · entry 1

Sweasy William Jesse · CIK 0001655985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
May 23, 2019 Filed May 23, 2019 20:31 UTC PurchaseCommon Stock 1,000 $2.10 $2,100.00
Disclosure

SEC source: 0000056701-19-000022 · wf-form4_155864347715643.xml · nonDerivative · entry 1

Sweasy William Jesse · CIK 0001655985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Read SEC document
May 23, 2019 Filed May 24, 2019 21:23 UTC PurchaseCommon Stock 5,000 $2.10 $10,500.00
Disclosure

SEC source: 0000056701-19-000024 · wf-form4_155873302232798.xml · nonDerivative · entry 1

Sweasy William Jesse · CIK 0001655985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Read SEC document
May 17, 2019 Filed May 20, 2019 20:20 UTC PurchaseCommon Stock 5,000 $2.12 $10,600.00
Disclosure

SEC source: 0000056701-19-000020 · wf-form4_155838363420344.xml · nonDerivative · entry 1

Leveen Steven A · CIK 0001655984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Read SEC document
October 10, 2018 Filed Oct 12, 2018 19:39 UTC GrantStock Option (right to buy) · Derivative 50,000 $2.63 Strike: $2.63 $131,500.00
Disclosure

SEC source: 0000056701-18-000039 · wf-form4_153937317144774.xml · derivative · entry 3

Smith David Donnan · CIK 0001484415 · CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-10-10

F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on 10/10/2019.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 15:06 UTC
KOSS MICHAEL JPresident and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 160,000 $1.92 Strike: $2.92 $307,200.00
Disclosure

SEC source: 0000056701-18-000026 · wf-form4_153270400251625.xml · derivative · entry 6

KOSS MICHAEL J · CIK 0001190293 · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2023-07-25

F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on 07/25/2019.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 15:02 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
GrantCommon Stock · Derivative 100,000 $2.92 Strike: $2.92 $292,000.00
Disclosure

SEC source: 0000056701-18-000024 · wf-form4_153270374720904.xml · derivative · entry 6

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2023-07-25

F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on 07/25/2023.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 14:57 UTC
Koss Michael J JrVP Marketing & Product
GrantStock Option (right to buy) · Derivative 60,000 $2.92 Strike: $2.92 $175,200.00
Disclosure

SEC source: 0000056701-18-000022 · wf-form4_153270345463606.xml · derivative · entry 3

Koss Michael J Jr · CIK 0001680965 · VP Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2023-07-25

F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on 7/25/2019.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 14:55 UTC GrantStock Option (right to buy) · Derivative 30,000 $2.65 Strike: $2.65 $79,500.00
Disclosure

SEC source: 0000056701-18-000020 · wf-form4_153270332404908.xml · derivative · entry 1

Uecker Elizabeth A · CIK 0001711260 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-07-25

F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on 07/25/2019.

Read SEC document
July 25, 2018 Filed Jul 27, 2018 14:53 UTC
LILLIE LENOREVP - Operations
GrantStock Option (right to buy) · Derivative 30,000 $2.65 Strike: $2.65 $79,500.00
Disclosure

SEC source: 0000056701-18-000018 · wf-form4_153270322360656.xml · derivative · entry 3

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2028-07-25

F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on 07/25/2019.

Read SEC document
July 25, 2018 Filed Aug 1, 2018 21:23 UTC Amendment
KOSS MICHAEL JPresident and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 160,000 $2.92 Strike: $2.92 $467,200.00
Disclosure

SEC source: 0000056701-18-000028 · wf-form4a_153315859864564.xml · derivative · entry 6

KOSS MICHAEL J · CIK 0001190293 · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2023-07-25

F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on 07/25/2019.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:27 UTC GrantStock Option (right to buy) · Derivative 10,000 $1.92 Strike: $1.92 $19,200.00
Disclosure

SEC source: 0000056701-18-000010 · wf-form4_152598757054790.xml · derivative · entry 2

Nixon Theodore · CIK 0001378858 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2023-05-09

F1 · derivative.exercise_date: This option vests in three annual installments beginning on May 9, 2019, thirty-three percent (33%) on the first and second anniversary dates and thirty-four percent (34%) on the third anniversary date of the grant date.

Read SEC document
May 09, 2018 Filed May 14, 2018 15:16 UTC GrantCommon Stock · Derivative 10,000 $1.92 Strike: $1.92 $19,200.00
Disclosure

SEC source: 0000056701-18-000016 · wf-form4_152631095581977.xml · derivative · entry 1

Doerr Thomas L. · CIK 0001541350 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Stock Option (right to buy) · 10,000 shares

Expires 2023-05-09

F1 · derivative.exercise_date: This option vests in three annual installments beginning on May 9, 2019, thirty-three percent (33%) on the first and second anniversary dates and thirty-four percent (34%) on the third anniversary date of the grant date.

Read SEC document
July 26, 2017 Filed Jul 27, 2017 21:39 UTC
KOSS MICHAEL JPresident and CEO · 10% owner
GrantStock Option (right to buy) · Derivative 160,000 $1.95 Strike: $1.95 $312,000.00
Disclosure

SEC source: 0000056701-17-000031 · wf-form4_150119157117157.xml · derivative · entry 5

KOSS MICHAEL J · CIK 0001190293 · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 160,000 shares

Expires 2022-07-26

F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on 7/26/2018.

Read SEC document
July 26, 2017 Filed Jul 27, 2017 16:21 UTC
LILLIE LENOREVP - Operations
GrantStock Option (right to buy) · Derivative 30,000 $1.77 Strike: $1.77 $53,100.00
Disclosure

SEC source: 0000056701-17-000029 · wf-form4_150117245526846.xml · derivative · entry 3

LILLIE LENORE · CIK 0001216781 · VP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2027-07-26

F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on 07/26/2018.

Read SEC document
July 26, 2017 Filed Jul 27, 2017 16:19 UTC GrantStock Option (right to buy) · Derivative 35,000 $1.77 Strike: $1.77 $61,950.00
Disclosure

SEC source: 0000056701-17-000027 · wf-form4_150117234882335.xml · derivative · entry 1

Uecker Elizabeth A · CIK 0001711260 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 35,000 shares

Expires 2027-07-26

F1 · derivative.exercise_date: This option vests in five equal annual installments beginning on 07/26/2018.

Read SEC document
July 26, 2017 Filed Jul 27, 2017 16:17 UTC
Koss Michael J JrVP Marketing & Product
GrantStock Option (right to buy) · Derivative 60,000 $1.95 Strike: $1.95 $117,000.00
Disclosure

SEC source: 0000056701-17-000025 · wf-form4_150117226228097.xml · derivative · entry 3

Koss Michael J Jr · CIK 0001680965 · VP Marketing & Product

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

Underlying: Common Stock · 60,000 shares

Expires 2022-07-26

F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on 07/26/2018.

Read SEC document
July 26, 2017 Filed Jul 27, 2017 16:16 UTC
KOSS JOHN C JRVice President - Sales · 10% owner
GrantStock Option (right to buy) · Derivative 100,000 $1.95 Strike: $1.95 $195,000.00
Disclosure

SEC source: 0000056701-17-000023 · wf-form4_150117217387242.xml · derivative · entry 6

KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2022-07-26

F1 · derivative.exercise_date: This option vests in four equal annual installments beginning on 7/26/2018.

Read SEC document
May 17, 2017 Filed May 19, 2017 20:19 UTC
KOSS MICHAEL JPresident and CEO · 10% owner
PurchaseCommon Stock 1,100 $1.69 $1,859.00
Disclosure

SEC source: 0000056701-17-000019 · wf-form4_149522516750635.xml · nonDerivative · entry 8

KOSS MICHAEL J · CIK 0001190293 · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 863,907

Read SEC document
May 17, 2017 Filed May 19, 2017 20:19 UTC
KOSS MICHAEL JPresident and CEO · 10% owner
PurchaseCommon Stock 300 $1.69 $506.70
Disclosure

SEC source: 0000056701-17-000019 · wf-form4_149522516750635.xml · nonDerivative · entry 7

KOSS MICHAEL J · CIK 0001190293 · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,807

Read SEC document
May 17, 2017 Filed May 19, 2017 20:19 UTC
KOSS MICHAEL JPresident and CEO · 10% owner
PurchaseCommon Stock 1,600 $1.68 $2,688.00
Disclosure

SEC source: 0000056701-17-000019 · wf-form4_149522516750635.xml · nonDerivative · entry 6

KOSS MICHAEL J · CIK 0001190293 · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 862,507

Read SEC document
May 17, 2017 Filed May 19, 2017 20:19 UTC
KOSS MICHAEL JPresident and CEO · 10% owner
PurchaseCommon Stock 1,000 $1.64 $1,638.30
Disclosure

SEC source: 0000056701-17-000019 · wf-form4_149522516750635.xml · nonDerivative · entry 5

KOSS MICHAEL J · CIK 0001190293 · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 860,907

Read SEC document
May 17, 2017 Filed May 19, 2017 20:19 UTC
KOSS MICHAEL JPresident and CEO · 10% owner
PurchaseCommon Stock 200 $1.64 $327.80
Disclosure

SEC source: 0000056701-17-000019 · wf-form4_149522516750635.xml · nonDerivative · entry 4

KOSS MICHAEL J · CIK 0001190293 · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 859,907

F1 · balance_after: 75,461 shares previously held indirectly by 401(k) were rolled into a direct ownership self-directed individual retirement account (IRA).

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.