Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KOSS CORPKOSS · Entity 7415 | Director | May 28, 2021 | June 01, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KOSS CORP
Report date May 28, 2021 · Filed June 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-05-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-05-28 · Exercise / conversion · Acquired 10,000 · Balance 10,000 Row 2 · 2021-05-28 · Sale · Disposed 10,000 · Balance 0 F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.15 to $23.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.92 · Expires 2023-05-09 | Direct | 0 |
Reported balance
After 2021-05-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-05-28 · Exercise / conversion · Disposed 10,000 · Balance 0 F2: This option vested in three annual installments beginning on May 9, 2019, thirty-three percent (33%) on the first and second anniversary dates and thirty-four percent (34%) on the third anniversary date of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.15 to $23.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: This option vested in three annual installments beginning on May 9, 2019, thirty-three percent (33%) on the first and second anniversary dates and thirty-four percent (34%) on the third anniversary date of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 28, 2021 Filed Jun 1, 2021 20:17 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001209191-21-036811 · doc4.xml · derivative · entry 3 Nixon Theodore · CIK 0001378858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in three annual installments beginning on May 9, 2019, thirty-three percent (33%) on the first and second anniversary dates and thirty-four percent (34%) on the third anniversary date of the grant date. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:17 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 10,000 | $23.58 | $235,800.00 |
DisclosureSEC source: 0001209191-21-036811 · doc4.xml · nonDerivative · entry 2 Nixon Theodore · CIK 0001378858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.15 to $23.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:17 UTC | KOSS CORP KOSS · Entity 7415 | Exercise / conversionCommon Stock | 10,000 | $1.92 | $19,200.00 |
DisclosureSEC source: 0001209191-21-036811 · doc4.xml · nonDerivative · entry 1 Nixon Theodore · CIK 0001378858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:12 UTC | KOSS CORP KOSS · Entity 7415 | SaleCommon Stock | 30,000 | $43.78 | $1,313,400.00 |
DisclosureSEC source: 0001209191-21-007567 · doc4.xml · nonDerivative · entry 1 Nixon Theodore · CIK 0001378858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 09, 2018 Filed May 10, 2018 21:27 UTC | KOSS CORP KOSS · Entity 7415 | GrantStock Option (right to buy) · Derivative | 10,000 | $1.92 Strike: $1.92 | $19,200.00 |
DisclosureSEC source: 0000056701-18-000010 · wf-form4_152598757054790.xml · derivative · entry 2 Nixon Theodore · CIK 0001378858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2023-05-09 F1 · derivative.exercise_date: This option vests in three annual installments beginning on May 9, 2019, thirty-three percent (33%) on the first and second anniversary dates and thirty-four percent (34%) on the third anniversary date of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.