Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 02, 2021 Filed Feb 4, 2021 01:08 UTC |
Koss Michael J JrVP - Marketing & Product
|
Exercise / conversionCommon Stock | 13,948 | $2.92 | $40,728.16 |
DisclosureSEC source: 0001209191-21-007561 · doc4.xml · nonDerivative · entry 7 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 01:07 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 30,000 | $19.84 | $595,200.00 |
DisclosureSEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 23 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · As co-trustee of Nancy Koss Trust Disclosed balance after: 757,949 F10 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 01:07 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 5,133 | $18.07 | $92,753.31 |
DisclosureSEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 22 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 281,161 Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 01:07 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 35,000 | $23.56 | $824,600.00 |
DisclosureSEC source: 0001209191-21-007558 · doc4.xml · nonDerivative · entry 21 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,294 Read SEC document |
| February 02, 2021 Filed Feb 4, 2021 01:06 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 30,000 | $19.84 | $595,200.00 |
DisclosureSEC source: 0001209191-21-007556 · doc4.xml · nonDerivative · entry 12 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · As co-trustee of Nancy Koss Trust Disclosed balance after: 757,949 F4 · ownership.nature: The reporting person and members of his immediate family are the sole beneficiaries of the trust. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| February 02, 2021 Filed Feb 6, 2021 01:32 UTC | SaleCommon Stock | 30,000 | $19.84 | $595,200.00 |
DisclosureSEC source: 0001209191-21-008357 · doc4.xml · nonDerivative · entry 5 Nancy Koss 2012 Trust, Dated 12/20/12 · CIK 0001584788 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 757,949 Read SEC document |
|
| February 01, 2021 Filed Feb 4, 2021 01:14 UTC |
Leveen Steven ADirector
|
SaleCommon Stock | 5,000 | $38.25 | $191,250.00 |
DisclosureSEC source: 0001209191-21-007571 · doc4.xml · nonDerivative · entry 2 Leveen Steven A · CIK 0001655984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:14 UTC |
Leveen Steven ADirector
|
SaleCommon Stock | 5,000 | $39.80 | $199,000.00 |
DisclosureSEC source: 0001209191-21-007571 · doc4.xml · nonDerivative · entry 1 Leveen Steven A · CIK 0001655984 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:13 UTC |
Doerr Thomas L.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,667 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001209191-21-007570 · doc4.xml · derivative · entry 3 Doerr Thomas L. · CIK 0001541350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Underlying: Common Stock · 6,667 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vests in three equal annual installments beginning on May 9, 2019. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:13 UTC |
Doerr Thomas L.Director
|
SaleCommon Stock | 6,667 | $42.02 | $280,147.34 |
DisclosureSEC source: 0001209191-21-007570 · doc4.xml · nonDerivative · entry 2 Doerr Thomas L. · CIK 0001541350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:13 UTC |
Doerr Thomas L.Director
|
Exercise / conversionCommon Stock | 6,667 | $1.92 | $12,800.64 |
DisclosureSEC source: 0001209191-21-007570 · doc4.xml · nonDerivative · entry 1 Doerr Thomas L. · CIK 0001541350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:12 UTC |
Sweasy William JesseDirector
|
SaleCommon Stock | 20,000 | $40.00 | $800,000.00 |
DisclosureSEC source: 0001209191-21-007569 · doc4.xml · nonDerivative · entry 1 Sweasy William Jesse · CIK 0001655985 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reporting person's sale of Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, to the extent of 10,000 shares, with the reporting person's purchase of 10,000 shares of Common Stock at $2.00 per share on September 11, 2020. The reporting person has paid to Koss Corporation $378,805, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.65 | $0.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · derivative · entry 23 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 12,000 shares Expires 2028-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F11 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 25, 2019. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 1,487 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · derivative · entry 22 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 1,487 shares Expires 2026-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 27, 2017. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · derivative · entry 21 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2025-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 29, 2016. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $5.30 | $0.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · derivative · entry 20 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2023-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 24, 2014. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $4.97 | $0.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · derivative · entry 19 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2022-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 25, 2013. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
SaleCommon Stock | 55,000 | $35.54 | $1,954,700.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 11 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,088 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.01 to $35.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
SaleCommon Stock | 6,000 | $46.25 | $277,500.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 10 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,088 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
SaleCommon Stock | 4,000 | $48.26 | $193,040.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 9 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,088 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
SaleCommon Stock | 12,000 | $55.50 | $666,000.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 8 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,088 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
SaleCommon Stock | 6,000 | $56.36 | $338,160.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 7 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,088 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
SaleCommon Stock | 1,487 | $59.54 | $88,535.98 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 6 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,088 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionCommon Stock | 12,000 | $2.65 | $31,800.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 5 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionCommon Stock | 1,487 | $2.20 | $3,271.40 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 4 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionCommon Stock | 6,000 | $2.57 | $15,420.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 3 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionCommon Stock | 30,000 | $5.30 | $159,000.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 2 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:11 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionCommon Stock | 25,000 | $4.97 | $124,250.00 |
DisclosureSEC source: 0001209191-21-007565 · doc4.xml · nonDerivative · entry 1 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:12 UTC |
Nixon TheodoreDirector
|
SaleCommon Stock | 30,000 | $43.78 | $1,313,400.00 |
DisclosureSEC source: 0001209191-21-007567 · doc4.xml · nonDerivative · entry 1 Nixon Theodore · CIK 0001378858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · derivative · entry 15 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 20,000 shares Expires 2026-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 27, 2017. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 4,000 | $0.00 Strike: $2.57 | $0.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · derivative · entry 14 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,000 Underlying: Common Stock · 4,000 shares Expires 2025-07-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 29, 2016. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $5.30 | $0.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · derivative · entry 13 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2023-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 24, 2014. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 50,000 | $0.00 Strike: $4.97 | $0.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · derivative · entry 12 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 25, 2013. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
SaleCommon Stock | 90,000 | $35.83 | $3,224,700.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 10 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.60 to $36.10, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
SaleCommon Stock | 10,000 | $37.18 | $371,800.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 9 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.11 to $37.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
SaleCommon Stock | 15,000 | $47.65 | $714,750.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 8 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
SaleCommon Stock | 25,000 | $48.26 | $1,206,500.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 7 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
SaleCommon Stock | 5,000 | $55.50 | $277,500.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 6 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
SaleCommon Stock | 4,000 | $60.05 | $240,200.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 5 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $61.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 20,000 | $2.20 | $44,000.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 4 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 4,000 | $2.57 | $10,280.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 3 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 50,000 | $5.30 | $265,000.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:09 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 50,000 | $4.97 | $248,500.00 |
DisclosureSEC source: 0001209191-21-007562 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:08 UTC |
Koss Michael J JrVP - Marketing & Product
|
Exercise / conversionStock Option (right to buy) · Derivative | 16,052 | $0.00 Strike: $2.92 | $0.00 |
DisclosureSEC source: 0001209191-21-007561 · doc4.xml · derivative · entry 12 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,948 Underlying: Common Stock · 16,052 shares Expires 2023-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 25, 2019. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:08 UTC |
Koss Michael J JrVP - Marketing & Product
|
Exercise / conversionStock Option (right to buy) · Derivative | 45,000 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001209191-21-007561 · doc4.xml · derivative · entry 11 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 45,000 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 26, 2018. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:08 UTC |
Koss Michael J JrVP - Marketing & Product
|
Exercise / conversionStock Option (right to buy) · Derivative | 30,000 | $0.00 Strike: $2.42 | $0.00 |
DisclosureSEC source: 0001209191-21-007561 · doc4.xml · derivative · entry 10 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2021-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 27, 2017. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:08 UTC |
Koss Michael J JrVP - Marketing & Product
|
SaleCommon Stock | 26,052 | $35.07 | $913,643.64 |
DisclosureSEC source: 0001209191-21-007561 · doc4.xml · nonDerivative · entry 6 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,000 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.00 to $35.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:08 UTC |
Koss Michael J JrVP - Marketing & Product
|
SaleCommon Stock | 5,000 | $39.40 | $197,000.00 |
DisclosureSEC source: 0001209191-21-007561 · doc4.xml · nonDerivative · entry 5 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,052 Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:08 UTC |
Koss Michael J JrVP - Marketing & Product
|
SaleCommon Stock | 60,000 | $40.58 | $2,434,800.00 |
DisclosureSEC source: 0001209191-21-007561 · doc4.xml · nonDerivative · entry 4 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,052 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.25 to $40.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 01, 2021 Filed Feb 4, 2021 01:08 UTC |
Koss Michael J JrVP - Marketing & Product
|
Exercise / conversionCommon Stock | 16,052 | $2.92 | $46,871.84 |
DisclosureSEC source: 0001209191-21-007561 · doc4.xml · nonDerivative · entry 3 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,052 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.