Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 1 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC |
Smith David DonnanChief Financial Officer
|
SaleCommon Stock | 7,500 | $23.00 | $172,500.00 |
DisclosureSEC source: 0001209191-21-044855 · doc4.xml · nonDerivative · entry 3 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.90 to $23.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC |
Smith David DonnanChief Financial Officer
|
SaleCommon Stock | 42,500 | $22.05 | $937,125.00 |
DisclosureSEC source: 0001209191-21-044855 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.72 to $22.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 50,000 | $6.00 | $300,000.00 |
DisclosureSEC source: 0001209191-21-044855 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001209191-21-044854 · doc4.xml · derivative · entry 6 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 Underlying: Common Stock · 6,000 shares Expires 2029-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 24, 2020. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $2.20 | $0.00 |
DisclosureSEC source: 0001209191-21-044854 · doc4.xml · derivative · entry 5 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 9,000 shares Expires 2026-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 27, 2017. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC |
LILLIE LENOREVP - Operations
|
SaleCommon Stock | 15,000 | $22.27 | $334,050.00 |
DisclosureSEC source: 0001209191-21-044854 · doc4.xml · nonDerivative · entry 3 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.14 to $22.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionCommon Stock | 6,000 | $1.97 | $11,820.00 |
DisclosureSEC source: 0001209191-21-044854 · doc4.xml · nonDerivative · entry 2 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:00 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionCommon Stock | 9,000 | $2.20 | $19,800.00 |
DisclosureSEC source: 0001209191-21-044854 · doc4.xml · nonDerivative · entry 1 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 20:16 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 5,000 | $24.22 | $121,100.00 |
DisclosureSEC source: 0001209191-21-040903 · doc4.xml · nonDerivative · entry 2 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,028 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.21 to $24.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 15, 2021 Filed Jun 16, 2021 20:14 UTC |
Koss Michael J JrVP - Marketing & Product
|
SaleCommon Stock | 10,000 | $24.30 | $243,000.00 |
DisclosureSEC source: 0001209191-21-040897 · doc4.xml · nonDerivative · entry 1 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,000 Read SEC document |
| June 14, 2021 Filed Jun 16, 2021 20:16 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 3,000 | $25.20 | $75,600.00 |
DisclosureSEC source: 0001209191-21-040903 · doc4.xml · nonDerivative · entry 1 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,028 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.13 to $25.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2021 Filed Jun 10, 2021 21:00 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 5,000 | $27.00 | $135,000.00 |
DisclosureSEC source: 0001209191-21-039527 · doc4.xml · nonDerivative · entry 2 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,028 Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:00 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 8,133 | $30.00 | $243,990.00 |
DisclosureSEC source: 0001209191-21-039527 · doc4.xml · nonDerivative · entry 1 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,028 Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 20:14 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 5,000 | $35.36 | $176,800.00 |
DisclosureSEC source: 0001209191-21-037629 · doc4.xml · nonDerivative · entry 6 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,161 Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 20:14 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 5,000 | $32.50 | $162,500.00 |
DisclosureSEC source: 0001209191-21-037629 · doc4.xml · nonDerivative · entry 5 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,161 Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 20:14 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 5,000 | $30.00 | $150,000.00 |
DisclosureSEC source: 0001209191-21-037629 · doc4.xml · nonDerivative · entry 4 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,161 Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 20:14 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 5,000 | $31.35 | $156,750.00 |
DisclosureSEC source: 0001209191-21-037629 · doc4.xml · nonDerivative · entry 3 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,161 Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:17 UTC |
Koss Michael J JrVP - Marketing & Product
|
SaleCommon Stock | 10,000 | $40.51 | $405,100.00 |
DisclosureSEC source: 0001209191-21-037637 · doc4.xml · nonDerivative · entry 1 Koss Michael J Jr · CIK 0001680965 · VP - Marketing & Product 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.50 to $40.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:14 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 5,000 | $28.00 | $140,000.00 |
DisclosureSEC source: 0001209191-21-037629 · doc4.xml · nonDerivative · entry 2 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,161 Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:13 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 43,221 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001209191-21-037626 · doc4.xml · derivative · entry 14 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 43,221 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 26, 2018. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:13 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 5,000 | $43.00 | $215,000.00 |
DisclosureSEC source: 0001209191-21-037626 · doc4.xml · nonDerivative · entry 8 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · As co-trustee of trusts for children Disclosed balance after: 27,000 F4 · ownership.nature: These shares are held through two separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:13 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 5,000 | $30.00 | $150,000.00 |
DisclosureSEC source: 0001209191-21-037626 · doc4.xml · nonDerivative · entry 7 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · As co-trustee of trusts for children Disclosed balance after: 32,000 F4 · ownership.nature: These shares are held through two separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:13 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 8,221 | $29.63 | $243,588.23 |
DisclosureSEC source: 0001209191-21-037626 · doc4.xml · nonDerivative · entry 6 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,907 F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.60 to $29.70, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:13 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 10,000 | $28.18 | $281,800.00 |
DisclosureSEC source: 0001209191-21-037626 · doc4.xml · nonDerivative · entry 5 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 783,128 Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:13 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 25,000 | $26.11 | $652,750.00 |
DisclosureSEC source: 0001209191-21-037626 · doc4.xml · nonDerivative · entry 4 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 793,128 F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.75 to $26.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:13 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 43,221 | $1.95 | $84,280.95 |
DisclosureSEC source: 0001209191-21-037626 · doc4.xml · nonDerivative · entry 3 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 818,128 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:14 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 5,000 | $25.00 | $125,000.00 |
DisclosureSEC source: 0001209191-21-037629 · doc4.xml · nonDerivative · entry 1 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,161 Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:13 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 11,779 | $0.00 Strike: $1.95 | $0.00 |
DisclosureSEC source: 0001209191-21-037626 · doc4.xml · derivative · entry 13 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,221 Underlying: Common Stock · 11,779 shares Expires 2022-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: This option vests in four equal annual installments beginning on July 26, 2018. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:13 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 11,779 | $25.04 | $294,946.16 |
DisclosureSEC source: 0001209191-21-037626 · doc4.xml · nonDerivative · entry 2 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,907 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.00 to $25.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:13 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 11,779 | $1.95 | $22,969.05 |
DisclosureSEC source: 0001209191-21-037626 · doc4.xml · nonDerivative · entry 1 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786,686 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:17 UTC |
Nixon TheodoreDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001209191-21-036811 · doc4.xml · derivative · entry 3 Nixon Theodore · CIK 0001378858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested in three annual installments beginning on May 9, 2019, thirty-three percent (33%) on the first and second anniversary dates and thirty-four percent (34%) on the third anniversary date of the grant date. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:17 UTC |
Nixon TheodoreDirector
|
SaleCommon Stock | 10,000 | $23.58 | $235,800.00 |
DisclosureSEC source: 0001209191-21-036811 · doc4.xml · nonDerivative · entry 2 Nixon Theodore · CIK 0001378858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.15 to $23.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:17 UTC |
Nixon TheodoreDirector
|
Exercise / conversionCommon Stock | 10,000 | $1.92 | $19,200.00 |
DisclosureSEC source: 0001209191-21-036811 · doc4.xml · nonDerivative · entry 1 Nixon Theodore · CIK 0001378858 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 20:15 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
SaleCommon Stock | 10,000 | $23.50 | $235,000.00 |
DisclosureSEC source: 0001209191-21-036805 · doc4.xml · nonDerivative · entry 1 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,161 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.00 to $24.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 26, 2021 Filed May 28, 2021 20:05 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 9,000 | $21.26 | $191,340.00 |
DisclosureSEC source: 0001209191-21-036515 · doc4.xml · nonDerivative · entry 1 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 774,907 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.25 to $21.33, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 18, 2021 Filed May 19, 2021 20:06 UTC |
Doerr Thomas L.Director
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 3,333 | $0.00 Strike: $1.92 | $0.00 |
DisclosureSEC source: 0001209191-21-033987 · doc4.xml · derivative · entry 3 Doerr Thomas L. · CIK 0001541350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,333 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested in three equal annual installments beginning on May 9, 2019. Read SEC document |
| May 18, 2021 Filed May 19, 2021 20:06 UTC |
Doerr Thomas L.Director
|
SaleCommon Stock | 3,333 | $18.83 | $62,760.39 |
DisclosureSEC source: 0001209191-21-033987 · doc4.xml · nonDerivative · entry 2 Doerr Thomas L. · CIK 0001541350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 18, 2021 Filed May 19, 2021 20:06 UTC |
Doerr Thomas L.Director
|
Exercise / conversionCommon Stock | 3,333 | $1.92 | $6,399.36 |
DisclosureSEC source: 0001209191-21-033987 · doc4.xml · nonDerivative · entry 1 Doerr Thomas L. · CIK 0001541350 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:12 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,550 | $0.00 Strike: $3.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025124 · doc4.xml · derivative · entry 5 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,550 shares Expires 2024-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 23, 2015. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:12 UTC |
LILLIE LENOREVP - Operations
|
SaleCommon Stock | 4,500 | $22.12 | $99,540.00 |
DisclosureSEC source: 0001209191-21-025124 · doc4.xml · nonDerivative · entry 3 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.31, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:12 UTC |
LILLIE LENOREVP - Operations
|
SaleCommon Stock | 3,050 | $24.39 | $74,389.50 |
DisclosureSEC source: 0001209191-21-025124 · doc4.xml · nonDerivative · entry 2 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,500 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.30 to $24.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:12 UTC |
LILLIE LENOREVP - Operations
|
Exercise / conversionCommon Stock | 7,550 | $3.00 | $22,650.00 |
DisclosureSEC source: 0001209191-21-025124 · doc4.xml · nonDerivative · entry 1 LILLIE LENORE · CIK 0001216781 · VP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,550 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $2.63 | $0.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · derivative · entry 7 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 6,000 shares Expires 2028-10-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: This option vests in five equal annual installments beginning on October 10, 2019. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · derivative · entry 6 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 10,000 shares Expires 2029-07-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: This option vests in five equal annual installments beginning on July 24, 2020. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC |
Smith David DonnanChief Financial Officer
|
SaleCommon Stock | 5,500 | $24.24 | $133,320.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · nonDerivative · entry 4 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.10 to $24.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC |
Smith David DonnanChief Financial Officer
|
SaleCommon Stock | 10,500 | $22.12 | $232,260.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · nonDerivative · entry 3 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,500 F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 1, 2020. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.91 to $22.50, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 6,000 | $2.63 | $15,780.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · nonDerivative · entry 2 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 20:10 UTC |
Smith David DonnanChief Financial Officer
|
Exercise / conversionCommon Stock | 10,000 | $1.97 | $19,700.00 |
DisclosureSEC source: 0001209191-21-025121 · doc4.xml · nonDerivative · entry 1 Smith David Donnan · CIK 0001484415 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2021 Filed Mar 16, 2021 20:08 UTC |
KOSS MICHAEL JDirector · President and CEO · 10% owner
|
SaleCommon Stock | 4,122 | $29.99 | $123,618.78 |
DisclosureSEC source: 0001209191-21-020756 · doc4.xml · nonDerivative · entry 1 KOSS MICHAEL J · CIK 0001190293 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · As co-trustee of trusts for children Disclosed balance after: 37,000 F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.56 to $30.00, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held through two separate trusts. Each trust benefits an adult child of the reporting person. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. Read SEC document |
| March 11, 2021 Filed Mar 12, 2021 20:54 UTC |
KOSS JOHN C JRVice President - Sales · 10% owner
|
GiftCommon Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-020113 · doc4.xml · nonDerivative · entry 5 KOSS JOHN C JR · CIK 0001217521 · Vice President - Sales · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,161 F3 · kind: Reflects donation of directly owned shares to a donor-advised fund, which will use the gifted shares for charitable purposes. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.