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KOP

Koppers Holdings Inc.

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5058
SEC CIK
0001315257
Parsed reports
623

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202604
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 202607
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 22, 2018 Filed May 24, 2018 21:01 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
Exercise / conversionEmployee Stock Options (Rights to Buy) · Derivative 5,261 $0.00 Strike: $17.57 $0.00
Disclosure

SEC source: 0001209191-18-033045 · doc4.xml · derivative · entry 5

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,149

Underlying: Common Stock · 5,261 shares

Expires 2025-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These options vest in annual installments of 25 percent over four years.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:01 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
SaleCommon Stock 5,261 $40.65 $213,859.65
Disclosure

SEC source: 0001209191-18-033045 · doc4.xml · nonDerivative · entry 2

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,996.8633

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.50 to $41.00, inclusive. The reporting person undertakes to provide to the Securities and Exchange Commission, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
May 22, 2018 Filed May 24, 2018 21:01 UTC
Dowd Joseph PGlobal VP, SHE & Process Excel
Exercise / conversionCommon Stock 5,261 $17.57 $92,435.77
Disclosure

SEC source: 0001209191-18-033045 · doc4.xml · nonDerivative · entry 1

Dowd Joseph P · CIK 0001553647 · Global VP, SHE & Process Excel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,257.8633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 188 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") on March 29, 2018. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
May 17, 2018 Filed May 17, 2018 21:28 UTC
Johnson R. MichaelVP Utility and Industrial Prod
PurchaseCommon Stock 5,140 $39.91 $205,137.40
Disclosure

SEC source: 0001209191-18-031086 · doc4.xml · nonDerivative · entry 3

Johnson R. Michael · CIK 0001737942 · VP Utility and Industrial Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,534

F3 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.85 to $39.95, inclusive.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:28 UTC
Johnson R. MichaelVP Utility and Industrial Prod
PurchaseCommon Stock 4,860 $38.94 $189,248.40
Disclosure

SEC source: 0001209191-18-031086 · doc4.xml · nonDerivative · entry 2

Johnson R. Michael · CIK 0001737942 · VP Utility and Industrial Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,394

F2 · price: The price reported on Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.50 to $39.00, inclusive.

Read SEC document
May 15, 2018 Filed May 17, 2018 21:28 UTC
Johnson R. MichaelVP Utility and Industrial Prod
PurchaseCommon Stock 10,000 $38.45 $384,500.00
Disclosure

SEC source: 0001209191-18-031086 · doc4.xml · nonDerivative · entry 1

Johnson R. Michael · CIK 0001737942 · VP Utility and Industrial Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,534

F1 · price: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.35 to $38.50, inclusive. The reporting person undertakes to provide to Koppers Holdings Inc., any security holder of Koppers Holdings Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
May 09, 2018 Filed May 10, 2018 15:40 UTC
Reeder Stephen CSVP, Performance Chemicals
SaleCommon Stock 5,000 $39.23 $196,150.00
Disclosure

SEC source: 0001209191-18-029090 · doc4.xml · nonDerivative · entry 1

Reeder Stephen C · CIK 0001663078 · SVP, Performance Chemicals

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,849

Read SEC document
May 08, 2018 Filed May 9, 2018 21:27 UTC
Feng XudongDirector
GrantCommon Stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028943 · doc4.xml · nonDerivative · entry 1

Feng Xudong · CIK 0001463649 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,016

F1 · security: The reporting person was awarded time-based restricted stock units.

Read SEC document
May 08, 2018 Filed May 9, 2018 17:25 UTC GrantCommon Stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028941 · doc4.xml · nonDerivative · entry 1

Baldwin Cynthia A · CIK 0001424622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,976

F1 · security: The reporting person was awarded time-based restricted stock units.

Read SEC document
May 08, 2018 Filed May 9, 2018 17:39 UTC GrantCommon Stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028956 · doc4.xml · nonDerivative · entry 1

YOUNG T MICHAEL · CIK 0001288109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,516

F1 · security: The reporting person was awarded time-based restricted stock units.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:32 UTC GrantCommon Stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028949 · doc4.xml · nonDerivative · entry 1

NEUPAVER ALBERT J · CIK 0001190210 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,316

F1 · security: The reporting person was awarded time-based restricted stock units.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:33 UTC GrantCommon Stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028952 · doc4.xml · nonDerivative · entry 1

TESTONI LOUIS L · CIK 0001576713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,338

F1 · security: The reporting person was awarded time-based restricted stock units.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:30 UTC GrantCommon Stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-028946 · doc4.xml · nonDerivative · entry 1

Hillenbrand David M · CIK 0001349533 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,864

F1 · security: The reporting person was awarded time-based restricted stock units.

Read SEC document
May 08, 2018 Filed May 10, 2018 08:39 UTC GrantCommon Stock 2,430 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-029066 · doc4.xml · nonDerivative · entry 1

Tritch Stephen R · CIK 0001463204 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,847

F1 · security: The reporting person was awarded time-based restricted stock units.

Read SEC document
May 08, 2018 Filed May 10, 2018 12:53 UTC
Johnson R. MichaelVP Utility and Industrial Prod
GrantEmployee Stock Options (Rights to Buy) · Derivative 5,813 $0.00 Strike: $39.10 $0.00
Disclosure

SEC source: 0001209191-18-029070 · doc4.xml · derivative · entry 2

Johnson R. Michael · CIK 0001737942 · VP Utility and Industrial Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,813

Underlying: Common Stock · 5,813 shares

Expires 2028-05-08

F1 · derivative.exercise_date: The reporting person was granted stock options on May 8, 2018, which will vest in four equal annual installments, with the first installment vesting on May 8, 2019.

Read SEC document
May 08, 2018 Filed May 10, 2018 12:53 UTC
Johnson R. MichaelVP Utility and Industrial Prod
GrantCommon Stock 1,534 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-029070 · doc4.xml · nonDerivative · entry 1

Johnson R. Michael · CIK 0001737942 · VP Utility and Industrial Prod

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,534

Read SEC document
March 02, 2018 Filed Mar 6, 2018 19:02 UTC
NIELSEN CHRISTIAN AVP, European Operations
Exercise / conversionRestricted Stock Units · Derivative 286 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017496 · doc4.xml · derivative · entry 5

NIELSEN CHRISTIAN A · CIK 0001633994 · VP, European Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 861

Underlying: Common Stock · 286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F4 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 19:02 UTC
NIELSEN CHRISTIAN AVP, European Operations
GrantEmployee Stock Options (Rights to Buy) · Derivative 5,134 $0.00 Strike: $41.60 $0.00
Disclosure

SEC source: 0001209191-18-017496 · doc4.xml · derivative · entry 4

NIELSEN CHRISTIAN A · CIK 0001633994 · VP, European Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,134

Underlying: Common Stock · 5,134 shares

Expires 2028-03-02

F3 · derivative.exercise_date: The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 19:02 UTC
NIELSEN CHRISTIAN AVP, European Operations
GrantCommon Stock 15,854 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017496 · doc4.xml · nonDerivative · entry 3

NIELSEN CHRISTIAN A · CIK 0001633994 · VP, European Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,741

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 19:02 UTC
NIELSEN CHRISTIAN AVP, European Operations
Exercise / conversionCommon Stock 286 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017496 · doc4.xml · nonDerivative · entry 2

NIELSEN CHRISTIAN A · CIK 0001633994 · VP, European Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 19:02 UTC
NIELSEN CHRISTIAN AVP, European Operations
GrantCommon Stock 1,345 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017496 · doc4.xml · nonDerivative · entry 1

NIELSEN CHRISTIAN A · CIK 0001633994 · VP, European Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,601

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:31 UTC
GROVES DANIEL RVice President Human Resources
Exercise / conversionRestricted Stock Units · Derivative 292 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017466 · doc4.xml · derivative · entry 6

GROVES DANIEL R · CIK 0001520797 · Vice President Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 878

Underlying: Common Stock · 292 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:31 UTC
GROVES DANIEL RVice President Human Resources
GrantEmployee Stock Options (Rights to Buy) · Derivative 4,954 $0.00 Strike: $41.60 $0.00
Disclosure

SEC source: 0001209191-18-017466 · doc4.xml · derivative · entry 5

GROVES DANIEL R · CIK 0001520797 · Vice President Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,954

Underlying: Common Stock · 4,954 shares

Expires 2028-03-02

F5 · derivative.exercise_date: The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:31 UTC
GROVES DANIEL RVice President Human Resources
Tax withholdingCommon Stock 6,414 $41.60 $266,822.40
Disclosure

SEC source: 0001209191-18-017466 · doc4.xml · nonDerivative · entry 4

GROVES DANIEL R · CIK 0001520797 · Vice President Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,716.8695

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based and performance-based restricted stock units.

F4 · balance_after: Includes 91 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:31 UTC
GROVES DANIEL RVice President Human Resources
GrantCommon Stock 13,726 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017466 · doc4.xml · nonDerivative · entry 3

GROVES DANIEL R · CIK 0001520797 · Vice President Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,130.8695

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:31 UTC
GROVES DANIEL RVice President Human Resources
Exercise / conversionCommon Stock 292 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017466 · doc4.xml · nonDerivative · entry 2

GROVES DANIEL R · CIK 0001520797 · Vice President Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,404.8695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:31 UTC
GROVES DANIEL RVice President Human Resources
GrantCommon Stock 1,298 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017466 · doc4.xml · nonDerivative · entry 1

GROVES DANIEL R · CIK 0001520797 · Vice President Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,112.8695

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:43 UTC
Sullivan James A.SVP Global CM&C
Exercise / conversionRestricted Stock Units · Derivative 483 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017484 · doc4.xml · derivative · entry 6

Sullivan James A. · CIK 0001450800 · SVP Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,452

Underlying: Common Stock · 483 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:43 UTC
Sullivan James A.SVP Global CM&C
GrantEmployee Stock Options (Rights to Buy) · Derivative 11,009 $0.00 Strike: $41.60 $0.00
Disclosure

SEC source: 0001209191-18-017484 · doc4.xml · derivative · entry 5

Sullivan James A. · CIK 0001450800 · SVP Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,009

Underlying: Common Stock · 11,009 shares

Expires 2028-03-02

F5 · derivative.exercise_date: The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:43 UTC
Sullivan James A.SVP Global CM&C
Tax withholdingCommon Stock 10,453 $41.60 $434,844.80
Disclosure

SEC source: 0001209191-18-017484 · doc4.xml · nonDerivative · entry 4

Sullivan James A. · CIK 0001450800 · SVP Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,673.191

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based and performance-based restricted stock units.

F4 · balance_after: Includes 500 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:43 UTC
Sullivan James A.SVP Global CM&C
GrantCommon Stock 22,410 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017484 · doc4.xml · nonDerivative · entry 3

Sullivan James A. · CIK 0001450800 · SVP Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,126.191

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:43 UTC
Sullivan James A.SVP Global CM&C
Exercise / conversionCommon Stock 483 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017484 · doc4.xml · nonDerivative · entry 2

Sullivan James A. · CIK 0001450800 · SVP Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,716.191

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:43 UTC
Sullivan James A.SVP Global CM&C
GrantCommon Stock 2,884 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017484 · doc4.xml · nonDerivative · entry 1

Sullivan James A. · CIK 0001450800 · SVP Global CM&C

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,233.191

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:48 UTC Exercise / conversionRestricted Stock Units · Derivative 243 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017487 · doc4.xml · derivative · entry 6

Tronsberg-Deihle Louann E · CIK 0001439609 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732

Underlying: Common Stock · 243 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:48 UTC GrantEmployee Stock Options (Rights to Buy) · Derivative 4,063 $0.00 Strike: $41.60 $0.00
Disclosure

SEC source: 0001209191-18-017487 · doc4.xml · derivative · entry 5

Tronsberg-Deihle Louann E · CIK 0001439609 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,063

Underlying: Common Stock · 4,063 shares

Expires 2028-03-02

F5 · derivative.exercise_date: The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:48 UTC Tax withholdingCommon Stock 5,429 $41.60 $225,846.40
Disclosure

SEC source: 0001209191-18-017487 · doc4.xml · nonDerivative · entry 4

Tronsberg-Deihle Louann E · CIK 0001439609 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,218.3512

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based and performance-based restricted stock units.

F4 · balance_after: Includes 75 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:48 UTC GrantCommon Stock 11,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017487 · doc4.xml · nonDerivative · entry 3

Tronsberg-Deihle Louann E · CIK 0001439609 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,647.3512

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:48 UTC Exercise / conversionCommon Stock 243 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017487 · doc4.xml · nonDerivative · entry 2

Tronsberg-Deihle Louann E · CIK 0001439609 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,887.3512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:48 UTC GrantCommon Stock 1,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017487 · doc4.xml · nonDerivative · entry 1

Tronsberg-Deihle Louann E · CIK 0001439609 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,644.3512

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:50 UTC
ZUGAY MICHAELChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 521 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017489 · doc4.xml · derivative · entry 6

ZUGAY MICHAEL · CIK 0001260399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563

Underlying: Common Stock · 521 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 18:50 UTC
ZUGAY MICHAELChief Financial Officer
GrantEmployee Stock Options (Rights to Buy) · Derivative 8,708 $0.00 Strike: $41.60 $0.00
Disclosure

SEC source: 0001209191-18-017489 · doc4.xml · derivative · entry 5

ZUGAY MICHAEL · CIK 0001260399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,708

Underlying: Common Stock · 8,708 shares

Expires 2028-03-02

F5 · derivative.exercise_date: The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019.

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March 02, 2018 Filed Mar 6, 2018 18:50 UTC
ZUGAY MICHAELChief Financial Officer
Tax withholdingCommon Stock 10,935 $41.60 $454,896.00
Disclosure

SEC source: 0001209191-18-017489 · doc4.xml · nonDerivative · entry 4

ZUGAY MICHAEL · CIK 0001260399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,173

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of time-based and performance-based restricted stock units.

F4 · balance_after: Includes 500 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

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March 02, 2018 Filed Mar 6, 2018 18:50 UTC
ZUGAY MICHAELChief Financial Officer
GrantCommon Stock 24,900 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017489 · doc4.xml · nonDerivative · entry 3

ZUGAY MICHAEL · CIK 0001260399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,108

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied.

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March 02, 2018 Filed Mar 6, 2018 18:50 UTC
ZUGAY MICHAELChief Financial Officer
Exercise / conversionCommon Stock 521 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017489 · doc4.xml · nonDerivative · entry 2

ZUGAY MICHAEL · CIK 0001260399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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March 02, 2018 Filed Mar 6, 2018 18:50 UTC
ZUGAY MICHAELChief Financial Officer
GrantCommon Stock 2,281 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017489 · doc4.xml · nonDerivative · entry 1

ZUGAY MICHAEL · CIK 0001260399 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,687

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:54 UTC
BALL M LEROYDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 2,267 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017491 · doc4.xml · derivative · entry 6

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,803

Underlying: Common Stock · 2,267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

F6 · derivative.expiration_date: On March 3, 2017, the reporting person was granted restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.

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March 02, 2018 Filed Mar 6, 2018 23:54 UTC
BALL M LEROYDirector · President and CEO
GrantEmployee Stock Options (Rights to Buy) · Derivative 41,123 $0.00 Strike: $41.60 $0.00
Disclosure

SEC source: 0001209191-18-017491 · doc4.xml · derivative · entry 5

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,123

Underlying: Common Stock · 41,123 shares

Expires 2028-03-02

F5 · derivative.exercise_date: The reporting person was granted stock options on March 2, 2018, which will vest in four equal annual installments, with the first installment vesting on March 2, 2019.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:54 UTC
BALL M LEROYDirector · President and CEO
Tax withholdingCommon Stock 38,386 $41.60 $1,596,857.60
Disclosure

SEC source: 0001209191-18-017491 · doc4.xml · nonDerivative · entry 4

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,453.2224

F3 · acquired: Shares surrendered to the issuer by the reporting person as payment for the tax withholding related to the vesting of performance-based restricted stock units.

F4 · balance_after: Includes 164 shares of Koppers Holdings Inc. common stock acquired pursuant to the Koppers Holdings Inc. Employee Stock Purchase Plan ("ESPP") as of December 29, 2017, the date of the latest available statement of the reporting person's ESPP Holdings. These acquisitions were exempt under both Rule 16b-3(c) and Rule 16b-3(d).

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:54 UTC
BALL M LEROYDirector · President and CEO
GrantCommon Stock 88,360 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017491 · doc4.xml · nonDerivative · entry 3

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,839.2224

F2 · acquired: Represents previously granted performance share units for which the performance criteria for the three-year performance period of 2015 through 2017 have been satisfied.

Read SEC document
March 02, 2018 Filed Mar 6, 2018 23:54 UTC
BALL M LEROYDirector · President and CEO
Exercise / conversionCommon Stock 2,267 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017491 · doc4.xml · nonDerivative · entry 2

BALL M LEROY · CIK 0001229771 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,479.2224

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.