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NYSE · USD

KODK

EASTMAN KODAK CO

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Tapewire entity
5053
SEC CIK
0000031235
Parsed reports
416

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202511
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 16, 2023 Filed Feb 21, 2023 21:45 UTC GrantStock Option (Right to Buy) · Derivative 6,416 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004264 · form4.xml · derivative · entry 6

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,416

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2030-05-19

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:45 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 6,416 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004264 · form4.xml · derivative · entry 5

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 6,416 shares

Expires 2027-05-19

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:45 UTC GrantStock Option (Right to Buy) · Derivative 21,081 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004264 · form4.xml · derivative · entry 4

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,081

Underlying: Common Stock, par value $.01 · 21,081 shares

Expires 2030-05-19

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:45 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 21,081 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004264 · form4.xml · derivative · entry 3

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 21,081 shares

Expires 2027-05-19

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Katz Philippe DDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 4,400 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 16

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,400

Underlying: Common Stock, par value $.01 · 4,400 shares

Expires 2030-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Katz Philippe DDirector · 10% owner
Disposition to issuerStock Option (Right to Buy) · Derivative 4,400 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 15

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 4,400 shares

Expires 2027-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Katz Philippe DDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 7,699 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 14

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2030-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Katz Philippe DDirector · 10% owner
Disposition to issuerStock Option (Right to Buy) · Derivative 7,699 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 13

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2027-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Katz Philippe DDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 7,699 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 12

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,699

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2030-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Katz Philippe DDirector · 10% owner
Disposition to issuerStock Option (Right to Buy) · Derivative 7,699 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 11

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 7,699 shares

Expires 2027-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Katz Philippe DDirector · 10% owner
GrantStock Option (Right to Buy) · Derivative 25,297 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 10

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,297

Underlying: Common Stock, par value $.01 · 25,297 shares

Expires 2030-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Katz Philippe DDirector · 10% owner
Disposition to issuerStock Option (Right to Buy) · Derivative 25,297 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004262 · form4.xml · derivative · entry 9

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 25,297 shares

Expires 2027-05-19

F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
GrantStock Option (Right to Buy) · Derivative 200,000 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 20

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock, par value $.01 · 200,000 shares

Expires 2029-02-19

F5 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 200,000 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 19

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 200,000 shares

Expires 2026-02-19

F5 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
GrantStock Option (Right to Buy) · Derivative 350,000 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 18

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock, par value $.01 · 350,000 shares

Expires 2029-02-19

F5 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 350,000 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 17

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 350,000 shares

Expires 2026-02-19

F5 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
GrantStock Option (Right to Buy) · Derivative 350,000 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 16

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock, par value $.01 · 350,000 shares

Expires 2029-02-19

F5 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 350,000 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 15

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 350,000 shares

Expires 2026-02-19

F5 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
GrantStock Option (Right to Buy) · Derivative 1,150,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 14

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,000

Underlying: Common Stock, par value $.01 · 1,150,000 shares

Expires 2029-02-19

F5 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 1,150,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 13

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 1,150,000 shares

Expires 2026-02-19

F5 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

F5 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on February 20, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
GrantStock Option (Right to Buy) · Derivative 170,733 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 12

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,733

Underlying: Common Stock, par value $.01 · 170,733 shares

Expires 2029-02-19

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 170,733 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 11

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 170,733 shares

Expires 2026-02-19

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
GrantStock Option (Right to Buy) · Derivative 298,780 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 10

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,780

Underlying: Common Stock, par value $.01 · 298,780 shares

Expires 2029-02-19

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 298,780 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 9

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 298,780 shares

Expires 2026-02-19

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
GrantStock Option (Right to Buy) · Derivative 298,780 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 8

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,780

Underlying: Common Stock, par value $.01 · 298,780 shares

Expires 2029-02-19

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 298,780 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 7

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 298,780 shares

Expires 2026-02-19

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
GrantStock Option (Right to Buy) · Derivative 981,707 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 6

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,707

Underlying: Common Stock, par value $.01 · 981,707 shares

Expires 2029-02-19

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:44 UTC
CONTINENZA JAMES VDirector · Executive Chairman and CEO
Disposition to issuerStock Option (Right to Buy) · Derivative 981,707 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004263 · form4.xml · derivative · entry 5

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 981,707 shares

Expires 2026-02-19

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
GrantStock Option (Right to Buy) · Derivative 30,457 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 13

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,457

Underlying: Common Stock, par value $.01 · 30,457 shares

Expires 2027-09-13

F3 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
Disposition to issuerStock Option (Right to Buy) · Derivative 30,457 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 12

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 30,457 shares

Expires 2024-09-13

F3 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
GrantStock Option (Right to Buy) · Derivative 89,744 Not disclosed Strike: $3.09 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 11

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,744

Underlying: Common Stock, par value $.01 · 89,744 shares

Expires 2029-01-15

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
Disposition to issuerStock Option (Right to Buy) · Derivative 89,744 Not disclosed Strike: $3.09 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 10

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 89,744 shares

Expires 2026-01-15

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
GrantStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 9

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 8

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
GrantStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 7

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 6

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
GrantStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 5

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 4

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
GrantStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC
Byrd Roger W.General Counsel, Sec., SVP
Disposition to issuerStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:42 UTC
Taber Terry RVice President
GrantStock Option (Right to Buy) · Derivative 37,038 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001062993-23-004260 · form4.xml · derivative · entry 7

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,038

Underlying: Common Stock, par value $.01 · 37,038 shares

Expires 2028-12-03

F3 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F3 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:42 UTC
Taber Terry RVice President
Disposition to issuerStock Option (Right to Buy) · Derivative 37,038 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001062993-23-004260 · form4.xml · derivative · entry 6

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 37,038 shares

Expires 2025-12-03

F3 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F3 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

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February 16, 2023 Filed Feb 21, 2023 21:42 UTC
Taber Terry RVice President
GrantStock Option (Right to Buy) · Derivative 182,742 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001062993-23-004260 · form4.xml · derivative · entry 5

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,742

Underlying: Common Stock, par value $.01 · 182,742 shares

Expires 2027-09-13

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

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February 16, 2023 Filed Feb 21, 2023 21:42 UTC
Taber Terry RVice President
Disposition to issuerStock Option (Right to Buy) · Derivative 182,742 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001062993-23-004260 · form4.xml · derivative · entry 4

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 182,742 shares

Expires 2024-09-13

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

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February 16, 2023 Filed Feb 21, 2023 21:42 UTC
Taber Terry RVice President
GrantStock Option (Right to Buy) · Derivative 36,927 Not disclosed Strike: $15.58 Not disclosed
Disclosure

SEC source: 0001062993-23-004260 · form4.xml · derivative · entry 3

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,927

Underlying: Common Stock, par value $.01 · 36,927 shares

Expires 2026-09-02

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 3, 2016 and is fully vested.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 3, 2016 and is fully vested.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 3, 2016 and is fully vested.

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February 16, 2023 Filed Feb 21, 2023 21:42 UTC
Taber Terry RVice President
Disposition to issuerStock Option (Right to Buy) · Derivative 36,927 Not disclosed Strike: $15.58 Not disclosed
Disclosure

SEC source: 0001062993-23-004260 · form4.xml · derivative · entry 2

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 36,927 shares

Expires 2023-09-02

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 3, 2016 and is fully vested.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 3, 2016 and is fully vested.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 3, 2016 and is fully vested.

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February 16, 2023 Filed Feb 21, 2023 21:41 UTC
Bullwinkle David ECFO and Senior Vice President
GrantStock Option (Right to Buy) · Derivative 72,017 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 15

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,017

Underlying: Common Stock, par value $.01 · 72,017 shares

Expires 2028-12-03

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

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February 16, 2023 Filed Feb 21, 2023 21:41 UTC
Bullwinkle David ECFO and Senior Vice President
Disposition to issuerStock Option (Right to Buy) · Derivative 72,017 Not disclosed Strike: $3.90 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 14

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 72,017 shares

Expires 2025-12-03

F4 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F4 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

F4 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on December 4, 2018 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC
Bullwinkle David ECFO and Senior Vice President
GrantStock Option (Right to Buy) · Derivative 355,330 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 13

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,330

Underlying: Common Stock, par value $.01 · 355,330 shares

Expires 2027-09-13

F3 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:41 UTC
Bullwinkle David ECFO and Senior Vice President
Disposition to issuerStock Option (Right to Buy) · Derivative 355,330 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001062993-23-004259 · form4.xml · derivative · entry 12

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 355,330 shares

Expires 2024-09-13

F3 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.