KODK

SEC source: 0001062993-25-010115 · form4.xml · derivative · entry 2

Lynch Kathleen B. · CIK 0001863429 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 19,921 shares

Expires 2025-05-20

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Ms. Lynch deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Ms. Lynch is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Ms. Lynch deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Ms. Lynch is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0001062993-25-010102 · form4.xml · derivative · entry 2

Bovenzi David · CIK 0001991206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 19,921 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001062993-25-010102 · form4.xml · nonDerivative · entry 1

Bovenzi David · CIK 0001991206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,749

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001062993-25-010099 · form4.xml · derivative · entry 8

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,871

Underlying: Common Stock, par value $.01 · 19,921 shares

Expires not disclosed

F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0001062993-25-010099 · form4.xml · derivative · entry 7

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 19,921 shares

Expires 2025-05-20

F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Mr. Katz deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Mr. Katz deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0001062993-25-010101 · form4.xml · derivative · entry 2

SILECK MICHAEL · CIK 0001234524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 19,921 shares

Expires 2025-05-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001062993-25-010101 · form4.xml · nonDerivative · entry 1

SILECK MICHAEL · CIK 0001234524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001062993-25-010098 · form4.xml · derivative · entry 3

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,361

Underlying: Common Stock, par value $.01 · 19,921 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0001062993-25-010098 · form4.xml · derivative · entry 2

New Jason Griffin · CIK 0001443769 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 19,921 shares

Expires 2025-05-20

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Mr. New deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Mr. New deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. New is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0001062993-25-009892 · form4.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock, par value $.01 · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

SEC source: 0001062993-25-009892 · form4.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,228

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0001062993-25-009892 · form4.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,237

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001062993-25-009891 · form4.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock, par value $.01 · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

SEC source: 0001062993-25-009891 · form4.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,266

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0001062993-25-009891 · form4.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001062993-25-009889 · form4.xml · derivative · entry 3

Michaels Richard T · CIK 0001860289 · CAO and Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

SEC source: 0001062993-25-009889 · form4.xml · nonDerivative · entry 2

Michaels Richard T · CIK 0001860289 · CAO and Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,830

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0001062993-25-009889 · form4.xml · nonDerivative · entry 1

Michaels Richard T · CIK 0001860289 · CAO and Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,722

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001062993-25-009888 · form4.xml · derivative · entry 3

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,668

Underlying: Common Stock, par value $.01 · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

SEC source: 0001062993-25-009888 · form4.xml · nonDerivative · entry 2

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,773

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0001062993-25-009888 · form4.xml · nonDerivative · entry 1

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,782

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001847273-25-000004 · primary_doc.xml · derivative · entry 1

GO EK Ventures IV, LLC · CIK 0001847273 · 10% owner

GOLISANO B THOMAS · CIK 0000903201 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,226,539

Underlying: Common Stock · 151,420 shares

Expires not disclosed

F1 · derivative.exercise_price: The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event the liquidation preference of the Series C Convertible Preferred Stock is increased.

F2 · kind: The reporting person received 15,142 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on the aggregate shares of Series C Preferred Stock owned at the close of business on the record date of April 1, 2025, and payable on April 15, 2025.

F3 · derivative.expiration_date: The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date.

F4 · ownership.direct: Owned directly by GO EK Ventures IV, LLC and indirectly by its sole member, B. Thomas Golisano.

SEC source: 0001062993-25-003975 · form4.xml · derivative · entry 6

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common stock, par value $.01 · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: 100,000 RSUs vested on 2/26/2025 and the remaining RSUs will vest on 2/26/2026.

F4 · derivative.expiration_date: 100,000 RSUs vested on 2/26/2025 and the remaining RSUs will vest on 2/26/2026.

SEC source: 0001062993-25-003975 · form4.xml · derivative · entry 5

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $.01 · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These RSUs vested on 2/26/2025.

F3 · derivative.expiration_date: These RSUs vested on 2/26/2025.

SEC source: 0001062993-25-003975 · form4.xml · nonDerivative · entry 4

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,852,011

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of RSUs.

SEC source: 0001062993-25-003975 · form4.xml · nonDerivative · entry 3

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,891,361

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001062993-25-003975 · form4.xml · nonDerivative · entry 2

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,791,361

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of RSUs.

SEC source: 0001062993-25-003975 · form4.xml · nonDerivative · entry 1

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,830,711

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001062993-25-003362 · form4.xml · nonDerivative · entry 2

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,686,913

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of PSUs.

SEC source: 0001062993-25-003362 · form4.xml · nonDerivative · entry 1

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,735,283

F1 · shares: These shares were awarded to Mr. Continenza upon the vesting of performance-based restricted stock units ("PSUs") granted to him on March 26, 2024 under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. The first tranche vested on 2/20/2025 and the remaining two tranches will vest in substantially equal installments over the next two years, subject to the Company's achievement of certain financial criteria.

SEC source: 0001062993-25-003973 · form4a.xml · nonDerivative · entry 1

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,730,711

F1 · shares: Amended to correct the number of shares withheld to cover tax withholding obligations previously overreported due to an administrative error.

SEC source: 0001847273-25-000001 · primary_doc.xml · derivative · entry 1

GO EK Ventures IV, LLC · CIK 0001847273 · 10% owner

GOLISANO B THOMAS · CIK 0000903201 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,211,397

Underlying: Common Stock · 149,560 shares

Expires not disclosed

F1 · derivative.exercise_price: The initial conversion price is subject to certain anti-dilution adjustments and proportional increase in the event the liquidation preference of the Series C Convertible Preferred Stock is increased.

F2 · kind: The reporting person received 14,956 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on aggregate shares of Series C Preferred Stock owned at the close of business on the record date of January 1, 2025, and payable on January 15, 2025.

F3 · derivative.expiration_date: The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date.

F4 · ownership.direct: Owned directly by GO EK Ventures IV, LLC and indirectly by its sole member, B. Thomas Golisano.

SEC source: 0001062993-24-021150 · form4.xml · nonDerivative · entry 1

SILECK MICHAEL · CIK 0001234524 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,940

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.925 to $7.13, inclusive. Mr. Sileck undertakes to provide Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001062993-24-020574 · form4.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,026

SEC source: 0001062993-24-019875 · form4.xml · derivative · entry 4

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,414

Underlying: Common Stock, par value $.01 · 172,414 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: These RSUs were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest in substantially equal installments on each of 11/29/2025, 11/29/2026 and 11/29/2027.

F4 · derivative.expiration_date: These RSUs were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest in substantially equal installments on each of 11/29/2025, 11/29/2026 and 11/29/2027.

SEC source: 0001062993-24-019875 · form4.xml · derivative · entry 3

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,671

Underlying: Common Stock, par value $.01 · 196,335 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: 196,335 RSUs vested on 11/29/2024 and, except as otherwise provided in the award notice, the remaining RSUs will vest in substantially equal installments on each of 11/29/2025 and 11/29/2026.

F3 · derivative.expiration_date: 196,335 RSUs vested on 11/29/2024 and, except as otherwise provided in the award notice, the remaining RSUs will vest in substantially equal installments on each of 11/29/2025 and 11/29/2026.

SEC source: 0001062993-24-019875 · form4.xml · nonDerivative · entry 2

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,612,734

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of RSUs.

SEC source: 0001062993-24-019875 · form4.xml · nonDerivative · entry 1

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,689,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

SEC source: 0001847273-24-000004 · primary_doc.xml · derivative · entry 1

GO EK Ventures IV, LLC · CIK 0001847273 · 10% owner

GOLISANO B THOMAS · CIK 0000903201 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,196,441

Underlying: Common Stock · 147,710 shares

Expires not disclosed

F1 · derivative.exercise_price: The initial conversion price is subject to customary anti-dilution adjustments and proportional increase in the event the liquidation preference of the Series C Convertible Preferred Stock is increased.

F2 · kind: The reporting person received 14,771 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on aggregate shares of Series C Preferred Stock owned at the close of business on the record date of October 1, 2024, and payable on October 15, 2024.

F3 · derivative.expiration_date: The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date.

F4 · ownership.direct: Owned directly by GO EK Ventures IV, LLC and indirectly by its sole member, B. Thomas Golisano.

SEC source: 0001847273-24-000003 · primary_doc.xml · derivative · entry 1

GO EK Ventures IV, LLC · CIK 0001847273 · 10% owner

GOLISANO B THOMAS · CIK 0000903201 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,181,670

Underlying: Common Stock · 145,880 shares

Expires not disclosed

F1 · derivative.exercise_price: The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event the liquidation preference of the Series C Convertible Preferred Stock is increased.

F2 · kind: The reporting person received 14,588 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on aggregate shares of Series C Preferred Stock owned at the close of business on the record date of July 1, 2024, and payable on July 15, 2024.

F3 · derivative.expiration_date: The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date.

F4 · ownership.direct: Owned directly by GO EK Ventures IV, LLC and indirectly by its sole member, B. Thomas Golisano.

SEC source: 0001062993-24-010897 · form4.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock, par value $.01 · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.

F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.

SEC source: 0001062993-24-010897 · form4.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,571

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0001062993-24-010897 · form4.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001062993-24-010896 · form4.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock, par value $.01 · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.

F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.

SEC source: 0001062993-24-010896 · form4.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,963

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0001062993-24-010896 · form4.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001062993-24-010895 · form4.xml · derivative · entry 3

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,334

Underlying: Common Stock, par value $.01 · 16,666 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.

F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.

SEC source: 0001062993-24-010895 · form4.xml · nonDerivative · entry 2

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,116

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0001062993-24-010895 · form4.xml · nonDerivative · entry 1

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001062993-24-010894 · form4.xml · derivative · entry 3

Michaels Richard T · CIK 0001860289 · CAO and Corp. Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.

F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.