Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2026 Filed Feb 27, 2026 02:15 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
GrantRestricted Stock Units · Derivative | 5,000,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000063 · form4.xml · derivative · entry 2 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000,000 Underlying: Common stock, par value $.01 · 5,000,000 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or the employment agreement between the reporting person and the Company, will vest annually in five equal installments commencing 12/31/2026. F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or the employment agreement between the reporting person and the Company, will vest annually in five equal installments commencing 12/31/2026. F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis ("RSUs"), were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice or the employment agreement between the reporting person and the Company, will vest annually in five equal installments commencing 12/31/2026. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 21:32 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000891839-26-000060 · form4.xml · derivative · entry 3 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 15,000 shares Expires 2026-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Nominating and Governance Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. F2 · derivative.exercise_date: This option is fully vested as of the date of this report. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 21:32 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Tax withholdingCommon Stock, par value $.01 | 8,107 | $7.72 | $62,586.04 |
DisclosureSEC source: 0000891839-26-000060 · form4.xml · nonDerivative · entry 2 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,164 F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Nominating and Governance Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. Read SEC document |
| February 17, 2026 Filed Feb 18, 2026 21:32 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Exercise / conversionCommon Stock, par value $.01 | 15,000 | $3.03 | $45,450.00 |
DisclosureSEC source: 0000891839-26-000060 · form4.xml · nonDerivative · entry 1 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Nominating and Governance Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 21:31 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock, par value $.01 | 2,103 | $7.53 | $15,835.59 |
DisclosureSEC source: 0000891839-26-000056 · form4.xml · nonDerivative · entry 4 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,050,896 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of PSUs. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 21:31 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
GrantCommon Stock, par value $.01 | 56,079 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000056 · form4.xml · nonDerivative · entry 3 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,052,999 F3 · shares: These shares were awarded to Mr. Continenza upon the vesting of PSUs granted to him on 2/20/2025 under the Plan in a transaction exempt under Rule 16b-3. This first tranche vested on 2/12/2026 and the remaining two tranches will vest in substantially equal installments over the next two years, subject to the Company's achievement of certain financial criteria. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 21:31 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock, par value $.01 | 4,173 | $7.53 | $31,422.69 |
DisclosureSEC source: 0000891839-26-000056 · form4.xml · nonDerivative · entry 2 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,996,920 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of PSUs. Read SEC document |
| February 12, 2026 Filed Feb 17, 2026 21:31 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
GrantCommon Stock, par value $.01 | 122,549 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000056 · form4.xml · nonDerivative · entry 1 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,001,093 F1 · shares: These shares were awarded to Mr. Continenza upon the vesting of performance-based restricted stock units ("PSUs") granted to him on 3/26/2024 under the Company's Amended and Restated 2013 Omnibus Incentive Plan (the "Plan") in a transaction exempt under Rule 16b-3. The first tranche vested on 2/20/2025, this second tranche vested on 2/12/2026 and the third tranche will vest over the next year, subject to the Company's achievement of certain financial criteria. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 21:32 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 70,000 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0000891839-26-000040 · form4.xml · derivative · entry 3 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 70,000 shares Expires 2026-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on January 15, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. F2 · derivative.exercise_date: This option is fully vested as of the date of this report. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 21:32 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Tax withholdingCommon Stock, par value $.01 | 39,995 | $7.55 | $301,962.25 |
DisclosureSEC source: 0000891839-26-000040 · form4.xml · nonDerivative · entry 2 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 89,271 F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on January 15, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 21:32 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Exercise / conversionCommon Stock, par value $.01 | 70,000 | $3.09 | $216,300.00 |
DisclosureSEC source: 0000891839-26-000040 · form4.xml · nonDerivative · entry 1 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,266 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on January 15, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 21:30 UTC |
Bullwinkle David ECFO and Senior Vice President
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 15,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000891839-26-000022 · form4.xml · derivative · entry 3 Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 15,000 shares Expires 2026-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. F2 · derivative.exercise_date: This option has fully vested as of the date of this report. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 21:30 UTC |
Bullwinkle David ECFO and Senior Vice President
|
Tax withholdingCommon Stock, par value $.01 | 9,421 | $8.42 | $79,324.82 |
DisclosureSEC source: 0000891839-26-000022 · form4.xml · nonDerivative · entry 2 Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,807 F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. Read SEC document |
| January 05, 2026 Filed Jan 7, 2026 21:30 UTC |
Bullwinkle David ECFO and Senior Vice President
|
Exercise / conversionCommon Stock, par value $.01 | 15,000 | $3.03 | $45,450.00 |
DisclosureSEC source: 0000891839-26-000022 · form4.xml · nonDerivative · entry 1 Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 21:34 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 981,707 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000891839-25-000191 · form4.xml · derivative · entry 6 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 981,707 shares Expires 2026-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. F2 · derivative.exercise_date: This option is fully vested as of the date of this report. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 21:34 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 1,150,000 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000891839-25-000191 · form4.xml · derivative · entry 5 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 1,150,000 shares Expires 2026-02-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. F2 · derivative.exercise_date: This option is fully vested as of the date of this report. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 21:34 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock, par value $.01 | 602,878 | $8.33 | $5,021,973.74 |
DisclosureSEC source: 0000891839-25-000191 · form4.xml · nonDerivative · entry 4 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,878,544 F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 21:34 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Exercise / conversionCommon Stock, par value $.01 | 981,707 | $3.03 | $2,974,572.21 |
DisclosureSEC source: 0000891839-25-000191 · form4.xml · nonDerivative · entry 3 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,481,422 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 21:34 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock, par value $.01 | 706,229 | $8.33 | $5,882,887.57 |
DisclosureSEC source: 0000891839-25-000191 · form4.xml · nonDerivative · entry 2 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,499,715 F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. Read SEC document |
| December 19, 2025 Filed Dec 23, 2025 21:34 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Exercise / conversionCommon Stock, par value $.01 | 1,150,000 | $3.03 | $3,484,500.00 |
DisclosureSEC source: 0000891839-25-000191 · form4.xml · nonDerivative · entry 1 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,205,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise. Read SEC document |
| December 05, 2025 Filed Dec 5, 2025 22:24 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
KLM GP LLCDirector
Kennedy Lewis GP III LLCDirector
KLIM Delta HQC3 LPDirector
Kennedy Lewis (EU) SPV LPDirector
|
Purchase4.0% Series B Convertible Preferred Stock · Derivative | 178,479 | $101.50 | $18,115,618.50 |
DisclosureSEC source: 0001193125-25-309943 · ownership.xml · derivative · entry 4 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KLM GP LLC · CIK 0001797767 · Director KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director KLIM Delta HQC3 LP · CIK 0001994226 · Director Kennedy Lewis (EU) SPV LP · CIK 0001994181 · Director KLCP Co-Investment Opportunities III LP · CIK 0001884805 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 178,479 Underlying: Common Stock · 1,699,798 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F1 · kind: On December 5, 2025, all of their conditions to purchase were satisfied and Kennedy Lewis Capital Partners Master Fund III LP, KLIM Delta HQC3 LP, Kennedy Lewis (EU) SPV LP, and KLCP Co-Investment Opportunities III LP (each a "Fund", and together, the "Funds") purchased 1,000,000 shares of 4.0% Series B Convertible Preferred Stock ("Preferred Stock") of Eastman Kodak Company (the "Issuer") in the aggregate from several third party sellers in privately negotiated transactions at a purchase price of $101.50 per share of Preferred Stock. The shares of Preferred Stock have a liquidation preference of $100 per share, and holders of shares of Preferred Stock are entitled to cumulative dividends payable quarterly in cash at a rate of 4.0% per annum. F3 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F3 · derivative.expiration_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F2 · derivative.underlying_shares: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F4 · ownership.nature: The Adviser acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the sole owner and control person of KLM. Kennedy Lewis is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Kennedy Lewis GP III LLC ("Fund III GP"), Kennedy Lewis Investment Holdings II LLC ("Holdings II"), David Chene, and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund III GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F9 · ownership.nature: These shares of Preferred Stock of the Issuer are held directly by KLCP Co-Investment Opportunities III LP ("KLCP Co-Invest"). Fund III GP is the general partner of KLCP Co-Invest. Holdings II is the managing member of Fund III GP. Holdings II is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Holdings II. Each of Fund III GP, Holdings II, Mr. Chene, and Mr. Richman may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by KLCP Co-Invest due to their relationship with KLCP Co-Invest. Read SEC document |
| December 05, 2025 Filed Dec 5, 2025 22:24 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
KLM GP LLCDirector
Kennedy Lewis GP III LLCDirector
KLIM Delta HQC3 LPDirector
Kennedy Lewis (EU) SPV LPDirector
|
Purchase4.0% Series B Convertible Preferred Stock · Derivative | 5,730 | $101.50 | $581,595.00 |
DisclosureSEC source: 0001193125-25-309943 · ownership.xml · derivative · entry 3 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KLM GP LLC · CIK 0001797767 · Director KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director KLIM Delta HQC3 LP · CIK 0001994226 · Director Kennedy Lewis (EU) SPV LP · CIK 0001994181 · Director KLCP Co-Investment Opportunities III LP · CIK 0001884805 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,730 Underlying: Common Stock · 54,571 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F1 · kind: On December 5, 2025, all of their conditions to purchase were satisfied and Kennedy Lewis Capital Partners Master Fund III LP, KLIM Delta HQC3 LP, Kennedy Lewis (EU) SPV LP, and KLCP Co-Investment Opportunities III LP (each a "Fund", and together, the "Funds") purchased 1,000,000 shares of 4.0% Series B Convertible Preferred Stock ("Preferred Stock") of Eastman Kodak Company (the "Issuer") in the aggregate from several third party sellers in privately negotiated transactions at a purchase price of $101.50 per share of Preferred Stock. The shares of Preferred Stock have a liquidation preference of $100 per share, and holders of shares of Preferred Stock are entitled to cumulative dividends payable quarterly in cash at a rate of 4.0% per annum. F3 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F3 · derivative.expiration_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F2 · derivative.underlying_shares: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F4 · ownership.nature: The Adviser acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the sole owner and control person of KLM. Kennedy Lewis is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Kennedy Lewis GP III LLC ("Fund III GP"), Kennedy Lewis Investment Holdings II LLC ("Holdings II"), David Chene, and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund III GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F8 · ownership.nature: These shares of Preferred Stock of the Issuer are held directly by Kennedy Lewis (EU) SPV LP ("EU SPV"). Fund III GP is the general partner of EU SPV. Holdings II is the managing member of Fund III GP. Holdings II is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Holdings II. Each of Fund III GP, Holdings II, Mr. Chene, and Mr. Richman may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by EU SPV due to their relationship with EU SPV. Read SEC document |
| December 05, 2025 Filed Dec 5, 2025 22:24 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
KLM GP LLCDirector
Kennedy Lewis GP III LLCDirector
KLIM Delta HQC3 LPDirector
Kennedy Lewis (EU) SPV LPDirector
|
Purchase4.0% Series B Convertible Preferred Stock · Derivative | 69,171 | $101.50 | $7,020,856.50 |
DisclosureSEC source: 0001193125-25-309943 · ownership.xml · derivative · entry 2 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KLM GP LLC · CIK 0001797767 · Director KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director KLIM Delta HQC3 LP · CIK 0001994226 · Director Kennedy Lewis (EU) SPV LP · CIK 0001994181 · Director KLCP Co-Investment Opportunities III LP · CIK 0001884805 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 69,171 Underlying: Common Stock · 658,770 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F1 · kind: On December 5, 2025, all of their conditions to purchase were satisfied and Kennedy Lewis Capital Partners Master Fund III LP, KLIM Delta HQC3 LP, Kennedy Lewis (EU) SPV LP, and KLCP Co-Investment Opportunities III LP (each a "Fund", and together, the "Funds") purchased 1,000,000 shares of 4.0% Series B Convertible Preferred Stock ("Preferred Stock") of Eastman Kodak Company (the "Issuer") in the aggregate from several third party sellers in privately negotiated transactions at a purchase price of $101.50 per share of Preferred Stock. The shares of Preferred Stock have a liquidation preference of $100 per share, and holders of shares of Preferred Stock are entitled to cumulative dividends payable quarterly in cash at a rate of 4.0% per annum. F3 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F3 · derivative.expiration_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F2 · derivative.underlying_shares: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F4 · ownership.nature: The Adviser acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the sole owner and control person of KLM. Kennedy Lewis is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Kennedy Lewis GP III LLC ("Fund III GP"), Kennedy Lewis Investment Holdings II LLC ("Holdings II"), David Chene, and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund III GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F7 · ownership.nature: These shares of Preferred Stock of the Issuer are held directly by KLIM Delta HQC3 LP ("KLIM Delta"). Fund III GP is the general partner of KLIM Delta. Holdings II is the managing member of Fund III GP. Holdings II is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Holdings II. Each of Fund III GP, Holdings II, Mr. Chene, and Mr. Richman may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by KLIM Delta due to their relationship with KLIM Delta. Read SEC document |
| December 05, 2025 Filed Dec 5, 2025 22:24 UTC |
KENNEDY LEWIS MANAGEMENT LPDirector
KLM GP LLCDirector
Kennedy Lewis GP III LLCDirector
KLIM Delta HQC3 LPDirector
Kennedy Lewis (EU) SPV LPDirector
|
Purchase4.0% Series B Convertible Preferred Stock · Derivative | 746,620 | $101.50 | $75,781,930.00 |
DisclosureSEC source: 0001193125-25-309943 · ownership.xml · derivative · entry 1 KENNEDY LEWIS MANAGEMENT LP · CIK 0001797633 · Director KLM GP LLC · CIK 0001797767 · Director KENNEDY LEWIS INVESTMENT MANAGEMENT LLC · CIK 0001797634 · Director Kennedy Lewis Capital Partners Master Fund III LP · CIK 0001896898 · Director Kennedy Lewis GP III LLC · CIK 0001897209 · Director KLIM Delta HQC3 LP · CIK 0001994226 · Director Kennedy Lewis (EU) SPV LP · CIK 0001994181 · Director KLCP Co-Investment Opportunities III LP · CIK 0001884805 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 746,620 Underlying: Common Stock · 7,110,659 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F1 · kind: On December 5, 2025, all of their conditions to purchase were satisfied and Kennedy Lewis Capital Partners Master Fund III LP, KLIM Delta HQC3 LP, Kennedy Lewis (EU) SPV LP, and KLCP Co-Investment Opportunities III LP (each a "Fund", and together, the "Funds") purchased 1,000,000 shares of 4.0% Series B Convertible Preferred Stock ("Preferred Stock") of Eastman Kodak Company (the "Issuer") in the aggregate from several third party sellers in privately negotiated transactions at a purchase price of $101.50 per share of Preferred Stock. The shares of Preferred Stock have a liquidation preference of $100 per share, and holders of shares of Preferred Stock are entitled to cumulative dividends payable quarterly in cash at a rate of 4.0% per annum. F3 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F3 · derivative.expiration_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F2 · derivative.underlying_shares: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F4 · ownership.nature: The Adviser acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the sole owner and control person of KLM. Kennedy Lewis is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Kennedy Lewis GP III LLC ("Fund III GP"), Kennedy Lewis Investment Holdings II LLC ("Holdings II"), David Chene, and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund III GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F6 · ownership.nature: These shares of Preferred Stock of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). Fund III GP is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. Holdings II is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Holdings II. Each of Fund III GP, Holdings II, Mr. Chene, and Mr. Richman may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. Read SEC document |
| December 05, 2025 Filed Dec 5, 2025 22:19 UTC |
Richman DarrenDirector
CHENE DAVIDDirector
|
Purchase4.0% Series B Convertible Preferred Stock · Derivative | 178,479 | $101.50 | $18,115,618.50 |
DisclosureSEC source: 0001193125-25-309920 · ownership.xml · derivative · entry 4 Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 178,479 Underlying: Common Stock · 1,699,798 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F1 · kind: On December 5, 2025, all of their conditions to purchase were satisfied and Kennedy Lewis Capital Partners Master Fund III LP, KLIM Delta HQC3 LP, Kennedy Lewis (EU) SPV LP, and KLCP Co-Investment Opportunities III LP (each a "Fund", and together, the "Funds") purchased 1,000,000 shares of 4.0% Series B Convertible Preferred Stock ("Preferred Stock") of Eastman Kodak Company (the "Issuer") in the aggregate from several third party sellers in privately negotiated transactions at a purchase price of $101.50 per share of Preferred Stock. The shares of Preferred Stock have a liquidation preference of $100 per share, and holders of shares of Preferred Stock are entitled to cumulative dividends payable quarterly in cash at a rate of 4.0% per annum. F3 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F3 · derivative.expiration_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F2 · derivative.underlying_shares: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F4 · ownership.nature: The Adviser acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the sole owner and control person of KLM. Kennedy Lewis is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Kennedy Lewis GP III LLC ("Fund III GP"), Kennedy Lewis Investment Holdings II LLC ("Holdings II"), David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund III GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F9 · ownership.nature: These shares of Preferred Stock of the Issuer are held directly by KLCP Co-Investment Opportunities III LP ("KLCP Co-Invest"). Fund III GP is the general partner of KLCP Co-Invest. Holdings II is the managing member of Fund III GP. Holdings II is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Holdings II. Each of Fund III GP, Holdings II, Mr. Chene, and Mr. Richman may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by KLCP Co-Invest due to their relationship with KLCP Co-Invest. Read SEC document |
| December 05, 2025 Filed Dec 5, 2025 22:19 UTC |
Richman DarrenDirector
CHENE DAVIDDirector
|
Purchase4.0% Series B Convertible Preferred Stock · Derivative | 5,730 | $101.50 | $581,595.00 |
DisclosureSEC source: 0001193125-25-309920 · ownership.xml · derivative · entry 3 Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 5,730 Underlying: Common Stock · 54,571 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F1 · kind: On December 5, 2025, all of their conditions to purchase were satisfied and Kennedy Lewis Capital Partners Master Fund III LP, KLIM Delta HQC3 LP, Kennedy Lewis (EU) SPV LP, and KLCP Co-Investment Opportunities III LP (each a "Fund", and together, the "Funds") purchased 1,000,000 shares of 4.0% Series B Convertible Preferred Stock ("Preferred Stock") of Eastman Kodak Company (the "Issuer") in the aggregate from several third party sellers in privately negotiated transactions at a purchase price of $101.50 per share of Preferred Stock. The shares of Preferred Stock have a liquidation preference of $100 per share, and holders of shares of Preferred Stock are entitled to cumulative dividends payable quarterly in cash at a rate of 4.0% per annum. F3 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F3 · derivative.expiration_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F2 · derivative.underlying_shares: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F4 · ownership.nature: The Adviser acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the sole owner and control person of KLM. Kennedy Lewis is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Kennedy Lewis GP III LLC ("Fund III GP"), Kennedy Lewis Investment Holdings II LLC ("Holdings II"), David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund III GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F8 · ownership.nature: These shares of Preferred Stock of the Issuer are held directly by Kennedy Lewis (EU) SPV LP ("EU SPV"). Fund III GP is the general partner of EU SPV. Holdings II is the managing member of Fund III GP. Holdings II is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Holdings II. Each of Fund III GP, Holdings II, Mr. Chene, and Mr. Richman may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by EU SPV due to their relationship with EU SPV. Read SEC document |
| December 05, 2025 Filed Dec 5, 2025 22:19 UTC |
Richman DarrenDirector
CHENE DAVIDDirector
|
Purchase4.0% Series B Convertible Preferred Stock · Derivative | 69,171 | $101.50 | $7,020,856.50 |
DisclosureSEC source: 0001193125-25-309920 · ownership.xml · derivative · entry 2 Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 69,171 Underlying: Common Stock · 658,770 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F1 · kind: On December 5, 2025, all of their conditions to purchase were satisfied and Kennedy Lewis Capital Partners Master Fund III LP, KLIM Delta HQC3 LP, Kennedy Lewis (EU) SPV LP, and KLCP Co-Investment Opportunities III LP (each a "Fund", and together, the "Funds") purchased 1,000,000 shares of 4.0% Series B Convertible Preferred Stock ("Preferred Stock") of Eastman Kodak Company (the "Issuer") in the aggregate from several third party sellers in privately negotiated transactions at a purchase price of $101.50 per share of Preferred Stock. The shares of Preferred Stock have a liquidation preference of $100 per share, and holders of shares of Preferred Stock are entitled to cumulative dividends payable quarterly in cash at a rate of 4.0% per annum. F3 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F3 · derivative.expiration_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F2 · derivative.underlying_shares: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F4 · ownership.nature: The Adviser acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the sole owner and control person of KLM. Kennedy Lewis is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Kennedy Lewis GP III LLC ("Fund III GP"), Kennedy Lewis Investment Holdings II LLC ("Holdings II"), David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund III GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F7 · ownership.nature: These shares of Preferred Stock of the Issuer are held directly by KLIM Delta HQC3 LP ("KLIM Delta"). Fund III GP is the general partner of KLIM Delta. Holdings II is the managing member of Fund III GP. Holdings II is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Holdings II. Each of Fund III GP, Holdings II, Mr. Chene, and Mr. Richman may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by KLIM Delta due to their relationship with KLIM Delta. Read SEC document |
| December 05, 2025 Filed Dec 5, 2025 22:19 UTC |
Richman DarrenDirector
CHENE DAVIDDirector
|
Purchase4.0% Series B Convertible Preferred Stock · Derivative | 746,620 | $101.50 | $75,781,930.00 |
DisclosureSEC source: 0001193125-25-309920 · ownership.xml · derivative · entry 1 Kennedy Lewis Investment Holdings II LLC · CIK 0001854977 · Director Richman Darren · CIK 0001594474 · Director CHENE DAVID · CIK 0001797237 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnotes Disclosed balance after: 746,620 Underlying: Common Stock · 7,110,659 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F1 · kind: On December 5, 2025, all of their conditions to purchase were satisfied and Kennedy Lewis Capital Partners Master Fund III LP, KLIM Delta HQC3 LP, Kennedy Lewis (EU) SPV LP, and KLCP Co-Investment Opportunities III LP (each a "Fund", and together, the "Funds") purchased 1,000,000 shares of 4.0% Series B Convertible Preferred Stock ("Preferred Stock") of Eastman Kodak Company (the "Issuer") in the aggregate from several third party sellers in privately negotiated transactions at a purchase price of $101.50 per share of Preferred Stock. The shares of Preferred Stock have a liquidation preference of $100 per share, and holders of shares of Preferred Stock are entitled to cumulative dividends payable quarterly in cash at a rate of 4.0% per annum. F3 · derivative.exercise_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F3 · derivative.expiration_date: The shares of Preferred Stock are convertible into common stock of the Issuer at any time at the option of the holder, subject to the Beneficial Ownership Limitation described in footnote (2) above. The shares of Preferred Stock are subject to mandatory redemption by the Issuer on the date that is 91-days following the fifth anniversary of February 26, 2021, the original issue date of such shares, at a redemption price equal to the liquidation price for such shares plus accrued and unpaid dividends. At any time after the initial issuance of the Preferred Stock, if the closing price of the Issuer's common stock has equaled or exceeded $14.50 (subject to adjustment in the same manner as the conversion price) for 45 trading days within a period of 60 consecutive trading days, the Issuer will have the right to cause the mandatory conversion of the Preferred Stock into shares of common stock. F2 · derivative.underlying_shares: Each share of Preferred Stock is convertible into shares of common stock of the Issuer at a conversion rate of 9.5238 shares of common stock per share of Preferred Stock, subject to antidilution adjustments. Pursuant to an agreement among Kennedy Lewis Management LP (the "Adviser"), the Funds, and the Issuer, the Issuer will not effect any conversion of shares of Preferred Stock held by a Fund if after giving effect to such conversion a Fund, together with its affiliates and any members of a Section 13(d) group with a Fund or its affiliates, would beneficially own in excess of 4.99% of the number of shares of common stock then outstanding (the "Beneficial Ownership Limitation"). The Funds, upon not less than 61-days' prior written notice to the Issuer, may increase or decrease such Beneficial Ownership Limitation. F4 · ownership.nature: The Adviser acts as investment adviser to the Funds. KLM GP LLC ("KLM") is the general partner of the Adviser. Kennedy Lewis Investment Management LLC ("Kennedy Lewis") is the sole owner and control person of KLM. Kennedy Lewis is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Kennedy Lewis. Each of the Adviser, KLM and Kennedy Lewis may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by each of the Funds due to their relationship with the Funds. F5 · ownership.nature: For purposes of Section 16 of the Securities Exchange Act of 1934, each of the Adviser, KLM, Kennedy Lewis, Kennedy Lewis GP III LLC ("Fund III GP"), Kennedy Lewis Investment Holdings II LLC ("Holdings II"), David Chene and Darren Richman disclaims beneficial ownership of the securities of the Issuer held directly by the Funds except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that any of the Adviser, KLM, Kennedy Lewis, Fund III GP, Holdings II, David Chene or Darren Richman is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F6 · ownership.nature: These shares of Preferred Stock of the Issuer are held directly by Kennedy Lewis Capital Partners Master Fund III LP ("Master Fund III"). Fund III GP is the general partner of Master Fund III. Holdings II is the managing member of Fund III GP. Holdings II is controlled by its Board of Managers. David Chene and Darren Richman are the effective control persons of Holdings II. Each of Fund III GP, Holdings II, Mr. Chene, and Mr. Richman may be deemed to exercise voting and investment power over and thus may be deemed to beneficially own the securities of the Issuer held by Master Fund III due to their relationship with Master Fund III. Read SEC document |
| November 29, 2025 Filed Dec 2, 2025 23:00 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
GrantRestricted Stock Units · Derivative | 163,613 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-25-000159 · form4.xml · derivative · entry 7 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,613 Underlying: Common Stock, par value $.01 · 163,613 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F5 · derivative.exercise_date: These RSUs were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest in substantially equal installments on each of 11/29/2026, 11/29/2027 and 11/29/2028. F5 · derivative.expiration_date: These RSUs were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest in substantially equal installments on each of 11/29/2026, 11/29/2027 and 11/29/2028. Read SEC document |
| November 29, 2025 Filed Dec 2, 2025 23:00 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 196,335 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-25-000159 · form4.xml · derivative · entry 6 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,336 Underlying: Common Stock, par value $.01 · 196,335 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F4 · derivative.exercise_date: 196,335 RSUs vested on 11/29/2025 and, except as otherwise provided in the award notice, the remaining RSUs will vest on 11/29/2026. F4 · derivative.expiration_date: 196,335 RSUs vested on 11/29/2025 and, except as otherwise provided in the award notice, the remaining RSUs will vest on 11/29/2026. Read SEC document |
| November 29, 2025 Filed Dec 2, 2025 23:00 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 57,471 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-25-000159 · form4.xml · derivative · entry 5 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,943 Underlying: Common Stock, par value $.01 · 57,471 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). F3 · derivative.exercise_date: 57,471 RSUs vested on 11/29/2025 and, except as otherwise provided in the award notice, the remaining RSUs will vest in substantially equal installments on each of 11/29/2026 and 11/29/2027. F3 · derivative.expiration_date: 57,471 RSUs vested on 11/29/2025 and, except as otherwise provided in the award notice, the remaining RSUs will vest in substantially equal installments on each of 11/29/2026 and 11/29/2027. Read SEC document |
| November 29, 2025 Filed Dec 2, 2025 23:00 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock, par value $.01 | 77,258 | $7.64 | $590,251.12 |
DisclosureSEC source: 0000891839-25-000159 · form4.xml · nonDerivative · entry 4 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,055,944 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of RSUs. Read SEC document |
| November 29, 2025 Filed Dec 2, 2025 23:00 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Exercise / conversionCommon Stock, par value $.01 | 196,335 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-25-000159 · form4.xml · nonDerivative · entry 3 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,133,202 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Read SEC document |
| November 29, 2025 Filed Dec 2, 2025 23:00 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Tax withholdingCommon Stock, par value $.01 | 22,615 | $7.64 | $172,778.60 |
DisclosureSEC source: 0000891839-25-000159 · form4.xml · nonDerivative · entry 2 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,936,867 F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of RSUs. Read SEC document |
| November 29, 2025 Filed Dec 2, 2025 23:00 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
Exercise / conversionCommon Stock, par value $.01 | 57,471 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-25-000159 · form4.xml · nonDerivative · entry 1 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,959,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis ("RSUs"). Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 21:30 UTC |
Katz Philippe DDirector · 10% owner
|
PurchaseCommon Stock, par value $.01 | 5,000 | $7.35 | $36,750.00 |
DisclosureSEC source: 0000891839-25-000130 · form4.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,026 Read SEC document |
| November 10, 2025 Filed Nov 13, 2025 21:31 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 19,744 | $0.00 Strike: $3.09 | $0.00 |
DisclosureSEC source: 0000891839-25-000124 · form4.xml · derivative · entry 3 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock, par value $.01 · 19,744 shares Expires 2026-01-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the exercise of options expiring on January 15, 2026 and sale of associated shares pursuant to a Rule 10b5-1 Preset Diversification Program adopted by the reporting person on June 16, 2025. F2 · derivative.exercise_date: This option is fully vested as of the date of this report. Read SEC document |
| November 10, 2025 Filed Nov 13, 2025 21:31 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
SaleCommon Stock, par value $.01 | 19,744 | $8.00 | $157,952.00 |
DisclosureSEC source: 0000891839-25-000124 · form4.xml · nonDerivative · entry 2 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 59,266 F1 · shares: Represents the exercise of options expiring on January 15, 2026 and sale of associated shares pursuant to a Rule 10b5-1 Preset Diversification Program adopted by the reporting person on June 16, 2025. Read SEC document |
| November 10, 2025 Filed Nov 13, 2025 21:31 UTC |
Byrd Roger W.General Counsel, Sec., SVP
|
Exercise / conversionCommon Stock, par value $.01 | 19,744 | $3.09 | $61,008.96 |
DisclosureSEC source: 0000891839-25-000124 · form4.xml · nonDerivative · entry 1 Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 79,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the exercise of options expiring on January 15, 2026 and sale of associated shares pursuant to a Rule 10b5-1 Preset Diversification Program adopted by the reporting person on June 16, 2025. Read SEC document |
| August 14, 2025 Filed Aug 14, 2025 22:39 UTC |
Katz Philippe DDirector · 10% owner
|
PurchaseCommon Stock, par value $.01 | 10,000 | $5.67 | $56,700.00 |
DisclosureSEC source: 0001062993-25-014462 · form4.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,026 Read SEC document |
| August 14, 2025 Filed Aug 14, 2025 22:38 UTC |
CONTINENZA JAMES VDirector · Executive Chairman and CEO
|
PurchaseCommon Stock, par value $.01 | 50,000 | $5.74 | $287,000.00 |
DisclosureSEC source: 0001062993-25-014461 · form4.xml · nonDerivative · entry 1 CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,902,011 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.565 to $5.92, inclusive. Mr. Continenza undertakes to provide Eastman Kodak Company (the "Company"), any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 08, 2025 Filed Aug 12, 2025 18:54 UTC |
GO EK Ventures IV, LLC10% owner
GOLISANO B THOMAS10% owner
|
Disposition to issuer5.00% Cumulative Series C Convertible Preferred Stock · Derivative | 1,241,871 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001847273-25-000006 · primary_doc.xml · derivative · entry 3 GO EK Ventures IV, LLC · CIK 0001847273 · 10% owner GOLISANO B THOMAS · CIK 0000903201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 0 shares Expires not disclosed F2 · derivative.exercise_price: Under the Series C Preferred Stock Exchange Agreement with the Issuer, the parties agreed to an exchange price of $8.25 per share. F5 · derivative.exercise_date: The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date. F5 · derivative.expiration_date: The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date. F3 · ownership.direct: Owned directly by GO EK Ventures IV, LLC and indirectly by its sole member, B. Thomas Golisano. Read SEC document |
| August 08, 2025 Filed Aug 12, 2025 18:54 UTC |
GO EK Ventures IV, LLC10% owner
GOLISANO B THOMAS10% owner
|
GrantCommon Stock | 15,103,163 | $8.25 | $124,601,094.75 |
DisclosureSEC source: 0001847273-25-000006 · primary_doc.xml · nonDerivative · entry 1 GO EK Ventures IV, LLC · CIK 0001847273 · 10% owner GOLISANO B THOMAS · CIK 0000903201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,103,163 F1 · shares: The Reporting Person was issued 15,103,163 shares of Common Stock pursuant to a Series C Preferred Stock Exchange Agreement with the Issuer dated August 8, 2025, in exchange for 1,241,871 shares of 5.00% Cumulative Series C Convertible Preferred Stock and accrued and unpaid dividends thereon. F2 · price: Under the Series C Preferred Stock Exchange Agreement with the Issuer, the parties agreed to an exchange price of $8.25 per share. F3 · ownership.direct: Owned directly by GO EK Ventures IV, LLC and indirectly by its sole member, B. Thomas Golisano. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 14:37 UTC |
GO EK Ventures IV, LLC10% owner
GOLISANO B THOMAS10% owner
|
Other5.00% Cumulative Series C Convertible Preferred Stock · Derivative | 15,332 | $0.00 Strike: $10.00 | $0.00 |
DisclosureSEC source: 0001847273-25-000005 · primary_doc.xml · derivative · entry 1 GO EK Ventures IV, LLC · CIK 0001847273 · 10% owner GOLISANO B THOMAS · CIK 0000903201 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,241,871 Underlying: Common Stock · 153,320 shares Expires not disclosed F1 · derivative.exercise_price: The initial conversion price is subject to certain customary anti-dilution adjustments and to proportional increase in the event the liquidation preference of the Series C Convertible Preferred Stock is increased. F2 · kind: The reporting person received 15,332 shares of 5.00% Cumulative Series C Convertible Preferred Stock as a payment-in-kind dividend on aggregate shares of Series C Preferred Stock owned at the close of business on the record date of July 1, 2025, and payable on July 15, 2025. F3 · derivative.expiration_date: The 5.00% Cumulative Series C Convertible Preferred Stock is convertible into Common Stock at any time on a ten-for-one basis and has no expiration date. F4 · ownership.direct: Owned directly by GO EK Ventures IV, LLC and indirectly by its sole member, B. Thomas Golisano. Read SEC document |
| May 21, 2025 Filed May 22, 2025 21:13 UTC |
Lynch Kathleen B.Director
|
GrantRestricted Stock Units · Derivative | 16,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010115 · form4.xml · derivative · entry 4 Lynch Kathleen B. · CIK 0001863429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,393 Underlying: Common Stock, par value $.01 · 16,393 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:32 UTC |
Bovenzi DavidDirector
|
GrantRestricted Stock Units · Derivative | 16,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010102 · form4.xml · derivative · entry 3 Bovenzi David · CIK 0001991206 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,393 Underlying: Common Stock, par value $.01 · 16,393 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F2 · derivative.expiration_date: These restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:31 UTC |
Katz Philippe DDirector · 10% owner
|
GrantRestricted Stock Units · Derivative | 16,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010099 · form4.xml · derivative · entry 9 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,393 Underlying: Common Stock, par value $.01 · 16,393 shares Expires not disclosed F8 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F8 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F8 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:32 UTC |
SILECK MICHAELDirector
|
GrantRestricted Stock Units · Derivative | 16,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010101 · form4.xml · derivative · entry 3 SILECK MICHAEL · CIK 0001234524 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,393 Underlying: Common Stock, par value $.01 · 16,393 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: These restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F2 · derivative.expiration_date: These restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:31 UTC |
New Jason GriffinDirector
|
GrantRestricted Stock Units · Derivative | 16,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010098 · form4.xml · derivative · entry 4 New Jason Griffin · CIK 0001443769 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,393 Underlying: Common Stock, par value $.01 · 16,393 shares Expires not disclosed F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F3 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. Read SEC document |
| May 20, 2025 Filed May 22, 2025 21:13 UTC |
Lynch Kathleen B.Director
|
GrantPhantom Stock · Derivative | 19,921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010115 · form4.xml · derivative · entry 3 Lynch Kathleen B. · CIK 0001863429 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,361 Underlying: Common Stock, par value $.01 · 19,921 shares Expires not disclosed F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Ms. Lynch in the year following the year of her separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Ms. Lynch in the year following the year of her separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Ms. Lynch in the year following the year of her separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.