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Knowles Corp

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4245
SEC CIK
0001587523
Parsed reports
421

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202502
Jan 202602
Feb 2026015
Mar 202600
Apr 202604
May 202603
Jun 202600
Jul 202601
Aug 202609
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2020 Filed Feb 21, 2020 22:02 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 7,811 $17.59 $137,395.49
Disclosure

SEC source: 0001127602-20-007030 · form4.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320,914

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 22:00 UTC
Giesecke Daniel J.Senior VP & COO
Tax withholdingCommon Stock 1,723 $17.59 $30,307.57
Disclosure

SEC source: 0001127602-20-007027 · form4.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,610

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:58 UTC
Cabrera Raymond D.Senior VP, HR & CAO
Tax withholdingCommon Stock 1,379 $17.59 $24,256.61
Disclosure

SEC source: 0001127602-20-007025 · form4.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · Senior VP, HR & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,485

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:56 UTC
Bastarrica Air A. Jr.Vice President & Controller
Tax withholdingCommon Stock 838 $17.59 $14,740.42
Disclosure

SEC source: 0001127602-20-007023 · form4.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,325

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:52 UTC
Anderson John S.Senior VP & CFO
Tax withholdingCommon Stock 1,935 $17.59 $34,036.65
Disclosure

SEC source: 0001127602-20-007021 · form4.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,199

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 16, 2020 Filed Feb 19, 2020 19:56 UTC
Scherp ChristianPresident, Performance Audio
Tax withholdingCommon Stock 2,552 $17.81 $45,451.12
Disclosure

SEC source: 0001127602-20-006600 · form4.xml · nonDerivative · entry 2

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,650

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:50 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 16,085 $17.81 $286,473.85
Disclosure

SEC source: 0001127602-20-006598 · form4.xml · nonDerivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,725

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:42 UTC
Bastarrica Air A. Jr.Vice President & Controller
Tax withholdingCommon Stock 539 $17.81 $9,599.59
Disclosure

SEC source: 0001127602-20-006596 · form4.xml · nonDerivative · entry 2

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,163

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:30 UTC
Anderson John S.Senior VP & CFO
Tax withholdingCommon Stock 3,024 $17.81 $53,857.44
Disclosure

SEC source: 0001127602-20-006591 · form4.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,134

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:36 UTC
Giesecke Daniel J.Senior VP & COO
Tax withholdingCommon Stock 2,873 $17.81 $51,168.13
Disclosure

SEC source: 0001127602-20-006594 · form4.xml · nonDerivative · entry 2

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,333

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3.

Read SEC document
February 16, 2020 Filed Feb 20, 2020 00:32 UTC
Cabrera Raymond D.Senior VP, HR & CAO
Tax withholdingCommon Stock 1,906 $17.81 $33,945.86
Disclosure

SEC source: 0001127602-20-006592 · form4.xml · nonDerivative · entry 2

Cabrera Raymond D. · CIK 0001598091 · Senior VP, HR & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,864

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 16, 2017 in accordance with Rule 16b-3.

Read SEC document
February 15, 2020 Filed Feb 19, 2020 19:56 UTC
Scherp ChristianPresident, Performance Audio
Tax withholdingCommon Stock 1,707 $17.81 $30,401.67
Disclosure

SEC source: 0001127602-20-006600 · form4.xml · nonDerivative · entry 1

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,202

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:50 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 8,784 $17.81 $156,443.04
Disclosure

SEC source: 0001127602-20-006598 · form4.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 344,810

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:42 UTC
Bastarrica Air A. Jr.Vice President & Controller
Tax withholdingCommon Stock 727 $17.81 $12,947.87
Disclosure

SEC source: 0001127602-20-006596 · form4.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,702

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:30 UTC
Anderson John S.Senior VP & CFO
Tax withholdingCommon Stock 2,174 $17.81 $38,718.94
Disclosure

SEC source: 0001127602-20-006591 · form4.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,158

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:36 UTC
Giesecke Daniel J.Senior VP & COO
Tax withholdingCommon Stock 1,918 $17.81 $34,159.58
Disclosure

SEC source: 0001127602-20-006594 · form4.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,206

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.

Read SEC document
February 15, 2020 Filed Feb 20, 2020 00:32 UTC
Cabrera Raymond D.Senior VP, HR & CAO
Tax withholdingCommon Stock 1,586 $17.81 $28,246.66
Disclosure

SEC source: 0001127602-20-006592 · form4.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · Senior VP, HR & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,770

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 16:01 UTC
Polacek Michael S.President, Intelligent Audio
GrantCommon Stock 12,508 $17.35 $217,013.80
Disclosure

SEC source: 0001127602-20-005608 · form4.xml · nonDerivative · entry 1

Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,793

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:58 UTC
Scherp ChristianPresident, Performance Audio
Tax withholdingCommon Stock 2,623 $17.35 $45,509.05
Disclosure

SEC source: 0001127602-20-005607 · form4.xml · nonDerivative · entry 2

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,909

F2 · shares: These shares were withheld to satisfy tax withholding obligations.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 15:58 UTC
Scherp ChristianPresident, Performance Audio
GrantCommon Stock 6,141 $17.35 $106,546.35
Disclosure

SEC source: 0001127602-20-005607 · form4.xml · nonDerivative · entry 1

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,532

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 20:53 UTC
Cabrera Raymond D.Senior VP, HR & CAO
Tax withholdingCommon Stock 2,031 $17.35 $35,237.85
Disclosure

SEC source: 0001127602-20-005605 · form4.xml · nonDerivative · entry 2

Cabrera Raymond D. · CIK 0001598091 · Senior VP, HR & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,356

F2 · shares: These shares were withheld to satisfy tax withholding obligations.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 20:53 UTC
Cabrera Raymond D.Senior VP, HR & CAO
GrantCommon Stock 4,094 $17.35 $71,030.90
Disclosure

SEC source: 0001127602-20-005605 · form4.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · Senior VP, HR & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,387

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:07 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 15,318 $17.35 $265,767.30
Disclosure

SEC source: 0001127602-20-005614 · form4.xml · nonDerivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 353,594

F2 · shares: These shares were withheld to satisfy tax withholding obligations.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:07 UTC
Niew JeffreyDirector · President & CEO
GrantCommon Stock 34,387 $17.35 $596,614.45
Disclosure

SEC source: 0001127602-20-005614 · form4.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 368,912

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:03 UTC
Anderson John S.Senior VP & CFO
Tax withholdingCommon Stock 3,063 $17.35 $53,143.05
Disclosure

SEC source: 0001127602-20-005610 · form4.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,332

F2 · shares: These shares were withheld to satisfy tax withholding obligations.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 21:03 UTC
Anderson John S.Senior VP & CFO
GrantCommon Stock 7,675 $17.35 $133,161.25
Disclosure

SEC source: 0001127602-20-005610 · form4.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,395

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 20:55 UTC
Giesecke Daniel J.Senior VP & COO
Tax withholdingCommon Stock 2,966 $17.35 $51,460.10
Disclosure

SEC source: 0001127602-20-005606 · form4.xml · nonDerivative · entry 2

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,124

F2 · shares: These shares were withheld to satisfy tax withholding obligations.

Read SEC document
February 12, 2020 Filed Feb 14, 2020 20:55 UTC
Giesecke Daniel J.Senior VP & COO
GrantCommon Stock 6,141 $17.35 $106,546.35
Disclosure

SEC source: 0001127602-20-005606 · form4.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,090

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 16:00 UTC PurchaseCommon Stock 5,900 $16.98 $100,182.00
Disclosure

SEC source: 0001127602-20-005073 · form4.xml · nonDerivative · entry 1

Jankov Ronald Steven · CIK 0001296432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,552

F1 · price: 1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.97 to $16.99, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:50 UTC
PERNA ROBERT JSenior VP, Gen.Cnsl.,Secretary
GrantStock Option (Right to Buy) · Derivative 29,412 $0.00 Strike: $16.77 $0.00
Disclosure

SEC source: 0001127602-20-005149 · form4.xml · derivative · entry 2

PERNA ROBERT J · CIK 0001181355 · Senior VP, Gen.Cnsl.,Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,412

Underlying: Common Stock · 29,412 shares

Expires 2027-02-10

F2 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:50 UTC
PERNA ROBERT JSenior VP, Gen.Cnsl.,Secretary
GrantCommon Stock 10,435 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005149 · form4.xml · nonDerivative · entry 1

PERNA ROBERT J · CIK 0001181355 · Senior VP, Gen.Cnsl.,Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,498

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:24 UTC
Polacek Michael S.President, Intelligent Audio
GrantStock Option (Right to Buy) · Derivative 31,513 $0.00 Strike: $16.77 $0.00
Disclosure

SEC source: 0001127602-20-005143 · form4.xml · derivative · entry 3

Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,513

Underlying: Common Stock · 31,513 shares

Expires 2027-02-10

F3 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:24 UTC
Polacek Michael S.President, Intelligent Audio
GrantCommon Stock 17,372 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005143 · form4.xml · nonDerivative · entry 2

Polacek Michael S. · CIK 0001449213 · President, Intelligent Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,285

F2 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:53 UTC
Scherp ChristianPresident, Performance Audio
GrantStock Option (Right to Buy) · Derivative 31,513 $0.00 Strike: $16.77 $0.00
Disclosure

SEC source: 0001127602-20-005150 · form4.xml · derivative · entry 2

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,513

Underlying: Common Stock · 31,513 shares

Expires 2027-02-10

F2 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 12, 2020 19:53 UTC
Scherp ChristianPresident, Performance Audio
GrantCommon Stock 11,181 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005150 · form4.xml · nonDerivative · entry 1

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,391

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:45 UTC
Niew JeffreyDirector · President & CEO
GrantStock Option (Right to Buy) · Derivative 142,857 $0.00 Strike: $16.77 $0.00
Disclosure

SEC source: 0001127602-20-005148 · form4.xml · derivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 142,857

Underlying: Common Stock · 142,857 shares

Expires 2027-02-10

F2 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:45 UTC
Niew JeffreyDirector · President & CEO
GrantCommon Stock 50,686 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005148 · form4.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,525

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:43 UTC
Giesecke Daniel J.Senior VP & COO
GrantStock Option (Right to Buy) · Derivative 31,513 $0.00 Strike: $16.77 $0.00
Disclosure

SEC source: 0001127602-20-005147 · form4.xml · derivative · entry 2

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,513

Underlying: Common Stock · 31,513 shares

Expires 2027-02-10

F2 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:43 UTC
Giesecke Daniel J.Senior VP & COO
GrantCommon Stock 11,181 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005147 · form4.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,949

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:41 UTC
Cabrera Raymond D.Senior VP, HR & CAO
GrantStock Option (Right to Buy) · Derivative 25,210 $0.00 Strike: $16.77 $0.00
Disclosure

SEC source: 0001127602-20-005146 · form4.xml · derivative · entry 2

Cabrera Raymond D. · CIK 0001598091 · Senior VP, HR & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,210

Underlying: Common Stock · 25,210 shares

Expires 2027-02-10

F2 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:41 UTC
Cabrera Raymond D.Senior VP, HR & CAO
GrantCommon Stock 8,945 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005146 · form4.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · Senior VP, HR & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,293

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:36 UTC
Bastarrica Air A. Jr.Vice President & Controller
GrantStock Option (Right to Buy) · Derivative 13,445 $0.00 Strike: $16.77 $0.00
Disclosure

SEC source: 0001127602-20-005145 · form4.xml · derivative · entry 2

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,445

Underlying: Common Stock · 13,445 shares

Expires 2027-02-10

F2 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:36 UTC
Bastarrica Air A. Jr.Vice President & Controller
GrantCommon Stock 7,156 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005145 · form4.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,429

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 10, 2020 Filed Feb 13, 2020 00:33 UTC
Anderson John S.Senior VP & CFO
GrantStock Option (Right to Buy) · Derivative 42,017 $0.00 Strike: $16.77 $0.00
Disclosure

SEC source: 0001127602-20-005144 · form4.xml · derivative · entry 2

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,017

Underlying: Common Stock · 42,017 shares

Expires 2027-02-10

F2 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

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February 10, 2020 Filed Feb 13, 2020 00:33 UTC
Anderson John S.Senior VP & CFO
GrantCommon Stock 14,908 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-005144 · form4.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,720

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

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February 06, 2020 Filed Feb 7, 2020 20:52 UTC PurchaseCommon Stock 3,000 $16.14 $48,420.00
Disclosure

SEC source: 0001127602-20-004315 · form4.xml · nonDerivative · entry 1

HIRSCH DIDIER · CIK 0001226464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,079

F1 · price: The reported price is an average price. Actual sales ranged from $15.95 to $16.34 per share.

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November 06, 2019 Filed Nov 6, 2019 21:52 UTC
Niew JeffreyDirector · President & CEO
SaleCommon Stock 4,671 $22.75 $106,265.25
Disclosure

SEC source: 0001127602-19-032052 · form4.xml · nonDerivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,839

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November 06, 2019 Filed Nov 6, 2019 22:04 UTC
Anderson John S.Senior VP & CFO
SaleCommon Stock 8,000 $22.41 $179,280.00
Disclosure

SEC source: 0001127602-19-032060 · form4.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,812

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.36 to $22.49, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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November 05, 2019 Filed Nov 6, 2019 21:52 UTC
Niew JeffreyDirector · President & CEO
SaleCommon Stock 20,329 $22.75 $462,484.75
Disclosure

SEC source: 0001127602-19-032052 · form4.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,510

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October 29, 2019 Filed Oct 30, 2019 18:14 UTC
Scherp ChristianPresident, Performance Audio
SaleCommon Stock 25,000 $20.93 $523,250.00
Disclosure

SEC source: 0001127602-19-031287 · form4.xml · nonDerivative · entry 1

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,210

F1 · price: The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $20.88 to $20.95, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.