Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Knowles CorpKN · Entity 4245 | SVP, General Counsel & Sec | February 24, 2026 | February 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Knowles Corp
Report date February 24, 2026 · Filed February 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 80,272 |
Reported balance
After 2026-02-24 transaction · row 1
1 source rowRow 1 · 2026-02-24 · Sale · Disposed 7,422 · Balance 80,272 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.98 to $28.11, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 0 |
Reported balance
After 2026-02-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-02-26 · Sale · Disposed 9,221 · Balance 0 F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $27.89, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.98 to $28.11, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $27.89, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ROCKWELL COLLINS INC
Report date November 26, 2018 · Filed November 28, 2018
Section 16 reporting ended · disclosed 2018-11-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 1
1 source rowRow 1 · 2018-11-26 · Disposition to issuer · Disposed 18,467 · Balance 0 F1: Includes (a) 8,413 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 3,805 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 2,500 restricted stock units and 3,749 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement). |
| Common StockSEC Table I · non-derivative | IndirectBy Savings Plan | 0 |
Reported balance
After 2018-11-26 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-11-26 · Disposition to issuer · Disposed 610.0908 · Balance 0 F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $86.75 · Expires 2025-11-09 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-11-26 · Exercise / conversion · Disposed 5,867 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $88.71 · Expires 2026-11-14 | Direct | 0 |
Reported balance
After 2018-11-26 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-11-26 · Exercise / conversion · Disposed 13,134 · Balance 0 F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option. |
| Phantom StockSEC Table II · derivative / convertible security | IndirectBy Non-Qualified Savings Plan | 0 |
Reported balance
After 2018-11-26 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-11-26 · Exercise / conversion · Disposed 362.6756 · Balance 0 F5: The price varies based on the date the phantom stock was credited. F4: Represents phantom shares of common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement). |
Filing footnotes · ownership attribution and instrument terms
F1: Includes (a) 8,413 shares of Issuer common stock disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated September 4, 2017, by and among the Issuer, United Technologies Corporation ("UTC") and the Riveter Merger Sub Corp., for the per share merger consideration of $93.33 in cash and .37525 shares of UTC common stock and cash for partial shares (the "Merger Consideration"), (b) 3,805 shares disposed of for Merger Consideration upon immediate vesting of FY'17-19 performance shares at target pursuant to the Merger Agreement and (c) 2,500 restricted stock units and 3,749 FY'18-20 performance shares granted in November 2017 exchanged for a number of UTC restricted stock units based upon the Equity Award Exchange Ratio (as set forth in the Merger Agreement).
F2: Disposed of for Merger Consideration to be received by the reporting person's account under the Savings Plan.
F3: These options, which provided for vesting in three equal annual installments commencing on the date of grant (which was ten years prior to the expiration date), were disposed of for the right to receive the Merger Consideration for each Net Option Share (as set forth in the Merger Agreement) subject to the option.
F4: Represents phantom shares of common stock held in the Issuer's 2005 non-qualified savings plan exchanged for a cash payment based upon the value of the Merger Consideration (as set forth in the Merger Agreement).
F5: The price varies based on the date the phantom stock was credited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2026 Filed Feb 26, 2026 13:27 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 9,221 | $27.88 | $257,081.48 |
DisclosureSEC source: 0001181355-26-000004 · edgardoc.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.88 to $27.89, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 24, 2026 Filed Feb 26, 2026 13:27 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 7,422 | $28.10 | $208,558.20 |
DisclosureSEC source: 0001181355-26-000004 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,272 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.98 to $28.11, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 20, 2026 Filed Feb 23, 2026 16:38 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 3,086 | $27.54 | $84,988.44 |
DisclosureSEC source: 0001181355-26-000003 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,694 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 20, 2024 in accordance with Rule 16b-3. Read SEC document |
| February 18, 2026 Filed Feb 19, 2026 15:47 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,818 | $27.16 | $76,536.88 |
DisclosureSEC source: 0001181355-26-000002 · edgardoc.xml · nonDerivative · entry 4 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 90,780 F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 18, 2025 in accordance with Rule 16b-3. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 15:47 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 13,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001181355-26-000002 · edgardoc.xml · nonDerivative · entry 3 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,598 F3 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 15:47 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 15,384 | $27.14 | $417,521.76 |
DisclosureSEC source: 0001181355-26-000002 · edgardoc.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 79,781 F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 6, 2023 in accordance with Rule 16b-3. Read SEC document |
| February 17, 2026 Filed Feb 19, 2026 15:47 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 34,725 | $27.14 | $942,436.50 |
DisclosureSEC source: 0001181355-26-000002 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,165 F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Knowles Corporation Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2023 through December 31, 2025. Read SEC document |
| February 10, 2026 Filed Feb 10, 2026 12:47 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 3,166 | $27.09 | $85,766.94 |
DisclosureSEC source: 0001181355-26-000001 · edgardoc.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,440 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.08 to $27.10, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 06, 2026 Filed Feb 10, 2026 12:47 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,946 | $26.98 | $79,483.08 |
DisclosureSEC source: 0001181355-26-000001 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,606 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 6, 2023 in accordance with Rule 16b-3. Read SEC document |
| July 28, 2025 Filed Jul 29, 2025 18:14 UTC | Knowles Corp KN · Entity 4245 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 26,718 | $17.39 Strike: $17.39 | $464,626.02 |
DisclosureSEC source: 0001587523-25-000068 · edgardoc.xml · derivative · entry 8 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,718 shares Expires 2026-02-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2025 Filed Jul 29, 2025 18:14 UTC | Knowles Corp KN · Entity 4245 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 29,412 | $16.77 Strike: $16.77 | $493,239.24 |
DisclosureSEC source: 0001587523-25-000068 · edgardoc.xml · derivative · entry 7 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,412 shares Expires 2027-02-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2025 Filed Jul 29, 2025 18:14 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 29,412 | $20.47 | $602,134.23 |
DisclosureSEC source: 0001587523-25-000068 · edgardoc.xml · nonDerivative · entry 5 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,552 Read SEC document |
| July 28, 2025 Filed Jul 29, 2025 18:14 UTC | Knowles Corp KN · Entity 4245 | Exercise / conversionCommon Stock | 29,412 | $16.77 | $493,239.24 |
DisclosureSEC source: 0001587523-25-000068 · edgardoc.xml · nonDerivative · entry 4 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 95,964 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 28, 2025 Filed Jul 29, 2025 18:14 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 26,718 | $20.47 | $546,981.58 |
DisclosureSEC source: 0001587523-25-000068 · edgardoc.xml · nonDerivative · entry 3 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,552 Read SEC document |
| July 28, 2025 Filed Jul 29, 2025 18:14 UTC | Knowles Corp KN · Entity 4245 | Exercise / conversionCommon Stock | 26,718 | $17.39 | $464,626.02 |
DisclosureSEC source: 0001587523-25-000068 · edgardoc.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 20, 2025 Filed Jul 29, 2025 18:14 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 9,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001587523-25-000068 · edgardoc.xml · nonDerivative · entry 6 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 9,221 F1 · price: Not applicable to this transaction Read SEC document |
| March 20, 2025 Filed Jul 29, 2025 18:14 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 9,221 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001587523-25-000068 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,552 F1 · price: Not applicable to this transaction Read SEC document |
| February 26, 2025 Filed Feb 26, 2025 15:35 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 10,009 | $17.02 | $170,353.18 |
DisclosureSEC source: 0001587523-25-000026 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,773 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.04, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 20, 2025 Filed Feb 24, 2025 12:12 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 3,086 | $17.84 | $55,054.24 |
DisclosureSEC source: 0001587523-25-000022 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 85,782 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 20, 2024 in accordance with Rule 16b-3. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 12:59 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 19,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001587523-25-000014 · edgardoc.xml · nonDerivative · entry 3 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,868 F3 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 12:59 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 7,335 | $18.34 | $134,523.90 |
DisclosureSEC source: 0001587523-25-000014 · edgardoc.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 69,784 F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 7, 2022 in accordance with Rule 16b-3. Read SEC document |
| February 18, 2025 Filed Feb 20, 2025 12:59 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 16,556 | $18.34 | $303,637.04 |
DisclosureSEC source: 0001587523-25-000014 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,119 F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024. Read SEC document |
| February 07, 2025 Filed Feb 10, 2025 16:21 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,468 | $18.22 | $44,966.96 |
DisclosureSEC source: 0001587523-25-000006 · edgardoc.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 60,563 F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3. Read SEC document |
| February 06, 2025 Filed Feb 10, 2025 16:21 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 3,032 | $18.56 | $56,273.92 |
DisclosureSEC source: 0001587523-25-000006 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 63,031 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 6, 2023 in accordance with Rule 16b-3. Read SEC document |
| November 04, 2024 Filed Nov 6, 2024 14:36 UTC | Knowles Corp KN · Entity 4245 | SaleCommon Stock | 21,080 | $17.56 | $370,164.80 |
DisclosureSEC source: 0001587523-24-000087 · edgardoc.xml · nonDerivative · entry 3 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.54 to $17.61, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 04, 2024 Filed Nov 6, 2024 14:36 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 6,116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001587523-24-000087 · edgardoc.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 21,080 F1 · price: Not applicable to this transaction Read SEC document |
| March 04, 2024 Filed Nov 6, 2024 14:36 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 6,116 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001587523-24-000087 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 66,063 F1 · price: Not applicable to this transaction Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 17:04 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 20,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001587523-24-000023 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,179 F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 07, 2024 Filed Feb 8, 2024 16:29 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,482 | $16.52 | $41,002.64 |
DisclosureSEC source: 0001587523-24-000009 · edgardoc.xml · nonDerivative · entry 3 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,283 F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3. Read SEC document |
| February 06, 2024 Filed Feb 8, 2024 16:29 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 3,032 | $16.52 | $50,088.64 |
DisclosureSEC source: 0001587523-24-000009 · edgardoc.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,765 F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 6, 2023 in accordance with Rule 16b-3. Read SEC document |
| February 13, 2023 Filed Feb 8, 2024 16:29 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 3,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001587523-24-000009 · edgardoc.xml · nonDerivative · entry 4 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Indirect · by Trust Disclosed balance after: 14,964 F1 · price: Not applicable to this transaction Read SEC document |
| February 13, 2023 Filed Feb 8, 2024 16:29 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 3,073 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001587523-24-000009 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 56,797 F1 · price: Not applicable to this transaction Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 19:19 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 2,445 | $19.08 | $46,650.60 |
DisclosureSEC source: 0001587523-23-000012 · edgardoc.xml · nonDerivative · entry 3 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,870 F3 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 7, 2022 in accordance with Rule 16b-3. Read SEC document |
| February 06, 2023 Filed Feb 8, 2023 19:19 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 18,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001587523-23-000012 · edgardoc.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,315 F2 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| May 27, 2022 Filed Feb 8, 2023 19:19 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 1,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001587523-23-000012 · edgardoc.xml · nonDerivative · entry 4 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 11,891 F1 · price: Not applicable to this transaction Read SEC document |
| May 27, 2022 Filed Feb 8, 2023 19:19 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 1,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001587523-23-000012 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,981 F1 · price: Not applicable to this transaction Read SEC document |
| May 13, 2022 Filed May 16, 2022 12:25 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 1,487 | $18.96 | $28,193.52 |
DisclosureSEC source: 0001587523-22-000057 · edgardoc.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,849 F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on May 13, 2019 in accordance with Rule 16b-3. Read SEC document |
| February 18, 2022 Filed May 16, 2022 12:25 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 6,287 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001587523-22-000057 · edgardoc.xml · nonDerivative · entry 3 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,023 F1 · price: Not applicable to this transaction Read SEC document |
| February 18, 2022 Filed May 16, 2022 12:25 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 6,287 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001587523-22-000057 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,336 F1 · price: Not applicable to this transaction Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 17:50 UTC | Knowles Corp KN · Entity 4245 | Tax withholdingCommon Stock | 5,403 | $21.14 | $114,219.42 |
DisclosureSEC source: 0001587523-22-000013 · edgardoc.xml · nonDerivative · entry 4 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,623 F4 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 19, 2019 in accordance with Rule 16b-3. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 17:50 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 11,690 | $21.14 | $247,126.60 |
DisclosureSEC source: 0001587523-22-000013 · edgardoc.xml · nonDerivative · entry 3 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,026 F3 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Company's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 17:50 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 16,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001587523-22-000013 · edgardoc.xml · nonDerivative · entry 2 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,336 F2 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| December 31, 2021 Filed Feb 9, 2022 17:50 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 1,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001587523-22-000013 · edgardoc.xml · nonDerivative · entry 5 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 3,736 Read SEC document |
| December 31, 2021 Filed Feb 9, 2022 17:50 UTC | Knowles Corp KN · Entity 4245 | GiftCommon Stock | 1,868 | $0.00 | $0.00 |
DisclosureSEC source: 0001587523-22-000013 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,780 F1 · shares: Reporting person transferred shares of Knowles common stock to a family trust of which reporting person is a trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust. Read SEC document |
| May 13, 2021 Filed May 14, 2021 16:06 UTC | Knowles Corp KN · Entity 4245 | Disposition to issuerCommon Stock | 1,486 | $19.51 | $28,991.86 |
DisclosureSEC source: 0001587523-21-000070 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,516 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on May 13, 2019 in accordance with Rule 16b-3. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 17:07 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 16,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001587523-21-000024 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,002 F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| May 13, 2020 Filed May 14, 2020 10:59 UTC | Knowles Corp KN · Entity 4245 | Disposition to issuerCommon Stock | 1,486 | $13.20 | $19,615.20 |
DisclosureSEC source: 0001587523-20-000030 · edgardoc.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,012 F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on May 13, 2019 in accordance with Rule 16b-3. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 19:50 UTC | Knowles Corp KN · Entity 4245 | GrantStock Option (Right to Buy) · Derivative | 29,412 | $0.00 Strike: $16.77 | $0.00 |
DisclosureSEC source: 0001127602-20-005149 · form4.xml · derivative · entry 2 PERNA ROBERT J · CIK 0001181355 · Senior VP, Gen.Cnsl.,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,412 Underlying: Common Stock · 29,412 shares Expires 2027-02-10 F2 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| February 10, 2020 Filed Feb 12, 2020 19:50 UTC | Knowles Corp KN · Entity 4245 | GrantCommon Stock | 10,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005149 · form4.xml · nonDerivative · entry 1 PERNA ROBERT J · CIK 0001181355 · Senior VP, Gen.Cnsl.,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,498 F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award. Read SEC document |
| May 13, 2019 Filed May 15, 2019 17:47 UTC | Knowles Corp KN · Entity 4245 | GrantStock Option (Right to Buy) · Derivative | 26,718 | $0.00 Strike: $17.39 | $0.00 |
DisclosureSEC source: 0001127602-19-018597 · form4.xml · derivative · entry 2 PERNA ROBERT J · CIK 0001181355 · Senior VP, Gen.Cnsl.,Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,718 Underlying: Common Stock · 26,718 shares Expires 2026-05-12 F2 · derivative.exercise_date: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest and become exercisable over three years commencing on the first anniversary of the award: 8,906 vest on 5/13/2020; 8,906 vest on 5/13/2021; and 8,906 vest on 5/13/2022 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.