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Knowles Corp

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4245
SEC CIK
0001587523
Parsed reports
421

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 202502
Jan 202602
Feb 2026015
Mar 202600
Apr 202604
May 202603
Jun 202600
Jul 202601
Aug 202609
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2021 Filed Feb 22, 2021 17:07 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 1,379 $21.05 $29,027.95
Disclosure

SEC source: 0001587523-21-000039 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,797

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 17:05 UTC
Bastarrica Air A. Jr.Vice President, Controller
Tax withholdingCommon Stock 751 $21.05 $15,808.55
Disclosure

SEC source: 0001587523-21-000038 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,303

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 19, 2021 Filed Feb 22, 2021 17:04 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 1,935 $21.05 $40,731.75
Disclosure

SEC source: 0001587523-21-000037 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,792

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 17:14 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 8,784 $20.99 $184,376.16
Disclosure

SEC source: 0001587523-21-000036 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,192

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.

F2 · price: Because the vesting occurred on a Federal holiday (February 15, 2021) during which the market was closed, the closing price of Knowles Corporation stock on the next business day (February 16, 2021) was used to calculate the number of shares to be withheld.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 17:13 UTC
Giesecke Daniel J.Senior Vice President & COO
Tax withholdingCommon Stock 1,938 $20.99 $40,678.62
Disclosure

SEC source: 0001587523-21-000035 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,015

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.

F2 · price: Because the vesting occurred on a Federal holiday (February 15, 2021) during which the market was closed, the closing price of Knowles Corporation stock on the next business day (February 16, 2021) was used to calculate the number of shares to be withheld.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 17:12 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 1,551 $20.99 $32,555.49
Disclosure

SEC source: 0001587523-21-000034 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,176

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.

F2 · price: Because the vesting occurred on a Federal holiday (February 15, 2021) during which the market was closed, the closing price of Knowles Corporation stock on the next business day (February 16, 2021) was used to calculate the number of shares to be withheld.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 17:10 UTC
Bastarrica Air A. Jr.Vice President, Controller
Tax withholdingCommon Stock 727 $20.99 $15,259.73
Disclosure

SEC source: 0001587523-21-000033 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,054

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.

F2 · price: Because the vesting occurred on a Federal holiday (February 15, 2021) during which the market was closed, the closing price of Knowles Corporation stock on the next business day (February 16, 2021) was used to calculate the number of shares to be withheld.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 17:09 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 2,176 $20.99 $45,674.24
Disclosure

SEC source: 0001587523-21-000032 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,727

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 15, 2018 in accordance with Rule 16b-3.

F2 · price: Because the vesting occurred on a Federal holiday (February 15, 2021) during which the market was closed, the closing price of Knowles Corporation stock on the next business day (February 16, 2021) was used to calculate the number of shares to be withheld.

Read SEC document
February 10, 2021 Filed Feb 10, 2021 22:06 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
SaleCommon Stock 6,786 $20.73 $140,673.78
Disclosure

SEC source: 0001587523-21-000021 · edgardoc.xml · nonDerivative · entry 4

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,048

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.71 to $20.78, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased/sold at each separate price within the ranges set forth in this footnote to this Form 4.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 17:56 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 7,485 $20.55 $153,816.75
Disclosure

SEC source: 0001587523-21-000031 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,976

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 17:55 UTC
Giesecke Daniel J.Senior Vice President & COO
Tax withholdingCommon Stock 1,652 $20.55 $33,948.60
Disclosure

SEC source: 0001587523-21-000030 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,953

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 17:55 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 1,321 $20.55 $27,146.55
Disclosure

SEC source: 0001587523-21-000029 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,727

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 17:54 UTC
Bastarrica Air A. Jr.Vice President, Controller
Tax withholdingCommon Stock 826 $20.55 $16,974.30
Disclosure

SEC source: 0001587523-21-000028 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,781

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

Read SEC document
February 10, 2021 Filed Feb 12, 2021 17:53 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 1,854 $20.55 $38,099.70
Disclosure

SEC source: 0001587523-21-000027 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,903

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 10, 2020 in accordance with Rule 16b-3.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 17:07 UTC
PERNA ROBERT JSVP, General Counsel & Sec
GrantCommon Stock 16,990 $0.00 $0.00
Disclosure

SEC source: 0001587523-21-000024 · edgardoc.xml · nonDerivative · entry 1

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,002

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:07 UTC
Niew JeffreyDirector · President & CEO
GrantCommon Stock 80,825 $0.00 $0.00
Disclosure

SEC source: 0001587523-21-000023 · edgardoc.xml · nonDerivative · entry 3

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,461

F3 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:07 UTC
Niew JeffreyDirector · President & CEO
Tax withholdingCommon Stock 31,863 $20.60 $656,377.80
Disclosure

SEC source: 0001587523-21-000023 · edgardoc.xml · nonDerivative · entry 2

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,636

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 15, 2018 in accordance with Rule 16b-3.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:07 UTC
Niew JeffreyDirector · President & CEO
GrantCommon Stock 71,585 $20.60 $1,474,651.00
Disclosure

SEC source: 0001587523-21-000023 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,499

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Knowles 2018 Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:37 UTC
Giesecke Daniel J.Senior Vice President & COO
GrantCommon Stock 19,417 $0.00 $0.00
Disclosure

SEC source: 0001587523-21-000026 · edgardoc.xml · nonDerivative · entry 3

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,605

F3 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:37 UTC
Giesecke Daniel J.Senior Vice President & COO
Tax withholdingCommon Stock 7,222 $20.60 $148,773.20
Disclosure

SEC source: 0001587523-21-000026 · edgardoc.xml · nonDerivative · entry 2

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,188

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 15, 2018 in accordance with Rule 16b-3.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:37 UTC
Giesecke Daniel J.Senior Vice President & COO
GrantCommon Stock 15,791 $20.60 $325,294.60
Disclosure

SEC source: 0001587523-21-000026 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,410

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Knowles 2018 Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:06 UTC
Bastarrica Air A. Jr.Vice President, Controller
GrantNon-Qualified Stock Option (right to buy) · Derivative 8,143 $20.60 Strike: $20.60 $167,745.80
Disclosure

SEC source: 0001587523-21-000022 · edgardoc.xml · derivative · entry 2

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

Underlying: Common Stock · 8,143 shares

Expires 2028-02-08

F2 · shares: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:06 UTC
Bastarrica Air A. Jr.Vice President, Controller
GrantCommon Stock 7,282 $0.00 $0.00
Disclosure

SEC source: 0001587523-21-000022 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,607

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:06 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
GrantCommon Stock 14,563 $0.00 $0.00
Disclosure

SEC source: 0001587523-21-000021 · edgardoc.xml · nonDerivative · entry 3

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,834

F3 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:06 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
Tax withholdingCommon Stock 5,847 $20.60 $120,448.20
Disclosure

SEC source: 0001587523-21-000021 · edgardoc.xml · nonDerivative · entry 2

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,271

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 15, 2018 in accordance with Rule 16b-3.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:06 UTC
Cabrera Raymond D.SVP, HR & Chief Admin. Officer
GrantCommon Stock 12,633 $20.60 $260,239.80
Disclosure

SEC source: 0001587523-21-000021 · edgardoc.xml · nonDerivative · entry 1

Cabrera Raymond D. · CIK 0001598091 · SVP, HR & Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,118

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Knowles 2018 Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:05 UTC
Bastarrica Air A. Jr.Vice President, Controller
GrantNon-Qualified Stock Option (right to buy) · Derivative 8,143 $20.60 Strike: $20.60 $167,745.80
Disclosure

SEC source: 0001587523-21-000020 · edgardoc.xml · derivative · entry 2

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,143

Underlying: Common Stock · 8,143 shares

Expires 2028-02-08

F2 · shares: Options granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:05 UTC
Bastarrica Air A. Jr.Vice President, Controller
GrantCommon Stock 7,282 $0.00 $0.00
Disclosure

SEC source: 0001587523-21-000020 · edgardoc.xml · nonDerivative · entry 1

Bastarrica Air A. Jr. · CIK 0001745084 · Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,607

F1 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:04 UTC
Anderson John S.Senior Vice President & CFO
GrantCommon Stock 24,272 $0.00 $0.00
Disclosure

SEC source: 0001587523-21-000019 · edgardoc.xml · nonDerivative · entry 3

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,757

F3 · shares: Restricted Stock Units granted under the Knowles Corporation 2018 Equity and Cash Incentive Plan that vest ratably over three years commencing on the first anniversary of the award.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:04 UTC
Anderson John S.Senior Vice President & CFO
Tax withholdingCommon Stock 8,076 $20.60 $166,365.60
Disclosure

SEC source: 0001587523-21-000019 · edgardoc.xml · nonDerivative · entry 2

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,485

F2 · shares: These shares represent the payment of the tax liability by withholding securities incident to the settlement of performance share units granted on February 15, 2018 in accordance with Rule 16b-3.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:04 UTC
Anderson John S.Senior Vice President & CFO
GrantCommon Stock 21,055 $20.60 $433,733.00
Disclosure

SEC source: 0001587523-21-000019 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,561

F1 · shares: Represents the settlement of performance share units (PSUs) that were previously granted under the Knowles 2018 Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020.

Read SEC document
January 22, 2021 Filed Jan 22, 2021 22:33 UTC
Giesecke Daniel J.Senior Vice President & COO
SaleCommon Stock 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001587523-21-000008 · edgardoc.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior Vice President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,619

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 25, 2020.

Read SEC document
January 21, 2021 Filed Jan 22, 2021 22:22 UTC
Anderson John S.Senior Vice President & CFO
SaleCommon Stock 5,081 $19.95 $101,365.95
Disclosure

SEC source: 0001587523-21-000006 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,506

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.

Read SEC document
January 06, 2021 Filed Jan 8, 2021 19:42 UTC
Anderson John S.Senior Vice President & CFO
SaleCommon Stock 4,612 $18.95 $87,397.40
Disclosure

SEC source: 0001587523-21-000002 · edgardoc.xml · nonDerivative · entry 1

Anderson John S. · CIK 0001598318 · Senior Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,587

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 13, 2020.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 16:22 UTC PurchaseCommon Stock 10,000 $14.80 $148,000.00
Disclosure

SEC source: 0001587523-20-000065 · edgardoc.xml · nonDerivative · entry 1

MACLEOD DONALD · CIK 0001225000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,549

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $14.79 to $14.80, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
November 02, 2020 Filed Nov 2, 2020 21:21 UTC
Niew JeffreyDirector · President & CEO
PurchaseCommon Stock 3,000 $15.00 $45,000.00
Disclosure

SEC source: 0001587523-20-000064 · edgardoc.xml · nonDerivative · entry 1

Niew Jeffrey · CIK 0001535760 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 323,914

Read SEC document
July 31, 2020 Filed Aug 3, 2020 11:09 UTC PurchaseCommon Stock 10,000 $15.09 $150,900.00
Disclosure

SEC source: 0001587523-20-000053 · edgardoc.xml · nonDerivative · entry 1

MACLEOD DONALD · CIK 0001225000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,549

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $15.06 to $15.09, inclusive. The reporting person undertakes to provide to Knowles Corporation, any security holder of Knowles Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.

Read SEC document
May 15, 2020 Filed May 19, 2020 16:16 UTC GrantCommon Stock 7,699 $0.00 $0.00
Disclosure

SEC source: 0001587523-20-000039 · edgardoc.xml · nonDerivative · entry 2

WISHART MICHAEL S · CIK 0001593411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,132

F1 · shares: Restricted stock unit (RSU) awarded pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
May 15, 2020 Filed May 19, 2020 16:16 UTC GrantCommon Stock 12,433 $0.00 $0.00
Disclosure

SEC source: 0001587523-20-000039 · edgardoc.xml · nonDerivative · entry 1

WISHART MICHAEL S · CIK 0001593411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,433

F1 · shares: Restricted stock unit (RSU) awarded pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
May 13, 2020 Filed May 14, 2020 10:59 UTC
PERNA ROBERT JSVP, General Counsel & Sec
Disposition to issuerCommon Stock 1,486 $13.20 $19,615.20
Disclosure

SEC source: 0001587523-20-000030 · edgardoc.xml · nonDerivative · entry 1

PERNA ROBERT J · CIK 0001181355 · SVP, General Counsel & Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,012

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on May 13, 2019 in accordance with Rule 16b-3.

Read SEC document
May 06, 2020 Filed May 8, 2020 17:44 UTC
Li Ye JaneDirector
GrantCommon Stock 11,897 $0.00 $0.00
Disclosure

SEC source: 0001587523-20-000026 · edgardoc.xml · nonDerivative · entry 1

Li Ye Jane · CIK 0001667921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,155

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

Read SEC document
May 06, 2020 Filed May 8, 2020 13:10 UTC
Eul HermannDirector
GrantCommon Stock 11,897 $0.00 $0.00
Disclosure

SEC source: 0001587523-20-000023 · edgardoc.xml · nonDerivative · entry 1

Eul Hermann · CIK 0001647225 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,849

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

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May 06, 2020 Filed May 8, 2020 13:37 UTC GrantCommon Stock 11,897 $0.00 $0.00
Disclosure

SEC source: 0001587523-20-000025 · edgardoc.xml · nonDerivative · entry 1

Jankov Ronald Steven · CIK 0001296432 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,449

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

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May 06, 2020 Filed May 8, 2020 16:42 UTC
BARNES KEITHDirector
GrantCommon Stock 11,897 $0.00 $0.00
Disclosure

SEC source: 0001587523-20-000022 · edgardoc.xml · nonDerivative · entry 1

BARNES KEITH · CIK 0001268517 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,395

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

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May 06, 2020 Filed May 8, 2020 13:51 UTC GrantCommon Stock 11,897 $0.00 $0.00
Disclosure

SEC source: 0001587523-20-000027 · edgardoc.xml · nonDerivative · entry 1

MACLEOD DONALD · CIK 0001225000 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,549

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

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May 06, 2020 Filed May 8, 2020 17:56 UTC GrantCommon Stock 11,897 $0.00 $0.00
Disclosure

SEC source: 0001587523-20-000028 · edgardoc.xml · nonDerivative · entry 1

SHAVERS CHERYL L · CIK 0001196914 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,384

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

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May 06, 2020 Filed May 8, 2020 17:31 UTC GrantCommon Stock 11,897 $0.00 $0.00
Disclosure

SEC source: 0001587523-20-000024 · edgardoc.xml · nonDerivative · entry 1

HIRSCH DIDIER · CIK 0001226464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,976

F1 · shares: Restricted Stock Units (RSU) awarded as compensation for services as a Director pursuant to the Knowles Corporation 2018 Equity and Cash Incentive Plan. The RSUs will vest on the first anniversary of the grant.

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February 28, 2020 Filed Mar 3, 2020 17:01 UTC
Scherp ChristianPresident, Performance Audio
GrantCommon Stock 7,110 $16.62 $118,168.20
Disclosure

SEC source: 0001127602-20-009097 · form4.xml · nonDerivative · entry 2

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,811

F2 · shares: Common stock acquired under the 2018 Equity and Cash Incentive Plan.

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February 28, 2020 Filed Mar 3, 2020 21:59 UTC
Giesecke Daniel J.Senior VP & COO
GrantCommon Stock 1,009 $16.62 $16,769.58
Disclosure

SEC source: 0001127602-20-009095 · form4.xml · nonDerivative · entry 1

Giesecke Daniel J. · CIK 0001598086 · Senior VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,619

F1 · shares: Common stock acquired under the 2018 Equity and Cash Incentive Plan.

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February 19, 2020 Filed Feb 21, 2020 17:04 UTC
Scherp ChristianPresident, Performance Audio
Tax withholdingCommon Stock 1,531 $17.59 $26,930.29
Disclosure

SEC source: 0001127602-20-007031 · form4.xml · nonDerivative · entry 1

Scherp Christian · CIK 0001432460 · President, Performance Audio

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,119

F1 · shares: These shares represent the payment of the tax liability by withholding securities incident to the vesting of a restricted stock grant issued on February 19, 2019 in accordance with Rule 16b-3.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.