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CARMAX INC

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SEC CIK
0001170010
Parsed reports
553

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2019 Filed Oct 15, 2019 20:19 UTC Exercise / conversionCommon Stock 1,827 $51.63 $94,328.01
Disclosure

SEC source: 0001170010-19-000153 · wf-form4_157117073069127.xml · nonDerivative · entry 2

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2019 Filed Oct 15, 2019 20:19 UTC Exercise / conversionCommon Stock 4,859 $73.76 $358,399.84
Disclosure

SEC source: 0001170010-19-000153 · wf-form4_157117073069127.xml · nonDerivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,413

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 09, 2019 Filed Mar 20, 2020 21:18 UTC
ONeil Mark FDirector
GiftCommon Stock 6,515 $0.00 $0.00
Disclosure

SEC source: 0001170010-20-000021 · wf-form5_158473906808374.xml · nonDerivative · entry 1

ONeil Mark F · CIK 0001342016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 988

Read SEC document
September 26, 2019 Filed Sep 30, 2019 20:51 UTC Exercise / conversionRestricted Stock Units · Derivative 451 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000146 · wf-form4_156987664681127.xml · derivative · entry 3

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 712 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.5785 times the number of MSUs in shares of Company common stock.

F2 · derivative.exercise_date: The restricted stock units vested on September 26, 2019 and were settled in Company common stock.

F2 · derivative.expiration_date: The restricted stock units vested on September 26, 2019 and were settled in Company common stock.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 20:51 UTC Tax withholdingCommon Stock 215 $86.15 $18,522.25
Disclosure

SEC source: 0001170010-19-000146 · wf-form4_156987664681127.xml · nonDerivative · entry 2

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,554

Read SEC document
September 26, 2019 Filed Sep 30, 2019 20:51 UTC Exercise / conversionCommon Stock 712 Not disclosed Not disclosed
Disclosure

SEC source: 0001170010-19-000146 · wf-form4_156987664681127.xml · nonDerivative · entry 1

Newberry Darren C · CIK 0001721939 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Following vesting of the restricted stock units, which are referred to by the Company as market stock units (MSUs), the Reporting Person received 1.5785 times the number of MSUs in shares of Company common stock.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 20:24 UTC
Shamim MohammadSVP and CIO
Exercise / conversionStock Options (Right to Buy) · Derivative 13,894 $0.00 Strike: $58.38 $0.00
Disclosure

SEC source: 0001170010-19-000141 · wf-form4_156443187430564.xml · derivative · entry 3

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,782

Underlying: Common Stock · 13,894 shares

Expires 2024-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2018 and May 1, 2019 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on each of May 1, 2020 and May 1, 2021.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 20:24 UTC
Shamim MohammadSVP and CIO
SaleCommon Stock 13,894 $90.39 $1,255,878.66
Disclosure

SEC source: 0001170010-19-000141 · wf-form4_156443187430564.xml · nonDerivative · entry 2

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

F1 · price: The shares with respect to this transaction were sold at prices ranging from $90.10 to $90.57. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 26, 2019 Filed Jul 29, 2019 20:24 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 13,894 $58.38 $811,131.72
Disclosure

SEC source: 0001170010-19-000141 · wf-form4_156443187430564.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2019 Filed Jul 25, 2019 20:34 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 14,699 $0.00 Strike: $55.19 $0.00
Disclosure

SEC source: 0001170010-19-000139 · wf-form4_156408687826627.xml · derivative · entry 3

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,899

Underlying: Common Stock · 14,699 shares

Expires 2023-04-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 27, 2017, April 27, 2018 and April 27, 2019 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 27, 2020.

Read SEC document
July 25, 2019 Filed Jul 25, 2019 20:34 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
SaleCommon Stock 14,699 $89.06 $1,309,092.94
Disclosure

SEC source: 0001170010-19-000139 · wf-form4_156408687826627.xml · nonDerivative · entry 2

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,467

F1 · price: The shares with respect to this transaction were sold at prices ranging from $88.75 to $89.29. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 25, 2019 Filed Jul 25, 2019 20:34 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 14,699 $55.19 $811,237.81
Disclosure

SEC source: 0001170010-19-000139 · wf-form4_156408687826627.xml · nonDerivative · entry 1

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:34 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionStock Options (Right to Buy) · Derivative 8,300 $0.00 Strike: $73.76 $0.00
Disclosure

SEC source: 0001170010-19-000138 · wf-form4_156408685712592.xml · derivative · entry 3

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,378

Underlying: Common Stock · 8,300 shares

Expires 2022-04-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 8, 2016, April 8, 2017, April 8, 2018 and April 8, 2019 and are now fully exercisable.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:34 UTC
Cafritz Diane LSVP & CHRO
SaleCommon Stock 8,300 $88.25 $732,475.00
Disclosure

SEC source: 0001170010-19-000138 · wf-form4_156408685712592.xml · nonDerivative · entry 2

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,406

F1 · price: The shares with respect to this transaction were sold at prices ranging from $88.25 to $88.26. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
July 24, 2019 Filed Jul 25, 2019 20:34 UTC
Cafritz Diane LSVP & CHRO
Exercise / conversionCommon Stock 8,300 $73.76 $612,208.00
Disclosure

SEC source: 0001170010-19-000138 · wf-form4_156408685712592.xml · nonDerivative · entry 1

Cafritz Diane L · CIK 0001702741 · SVP & CHRO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,706

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2019 Filed Jul 11, 2019 20:23 UTC
Hill Edwin JEVP & COO
SaleCommon Stock 4,792 $87.49 $419,252.08
Disclosure

SEC source: 0001170010-19-000135 · wf-form4_156287657366253.xml · nonDerivative · entry 1

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,778

F1 · price: The shares with respect to this transaction were sold at prices ranging from $87.46 to $87.51. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:42 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000125 · wf-form4_156201376462402.xml · nonDerivative · entry 1

HOMBACH ROBERT J. · CIK 0001496182 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,437

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:44 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 17,396 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-19-000130 · wf-form4_156201385529142.xml · derivative · entry 3

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,798

Underlying: Common Stock · 17,396 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018 and April 12, 2019 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2020.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:44 UTC SaleCommon Stock 17,396 $86.62 $1,506,841.52
Disclosure

SEC source: 0001170010-19-000130 · wf-form4_156201385529142.xml · nonDerivative · entry 2

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,050

F1 · price: The shares with respect to this transaction were sold at prices ranging from $86.60 to $86.65. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:44 UTC Exercise / conversionCommon Stock 17,396 $51.63 $898,155.48
Disclosure

SEC source: 0001170010-19-000130 · wf-form4_156201385529142.xml · nonDerivative · entry 1

Wilson Charles Joseph · CIK 0001721932 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:44 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000129 · wf-form4_156201383659318.xml · nonDerivative · entry 1

STEENROD MITCHELL D · CIK 0001511361 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,144

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:43 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000128 · wf-form4_156201381833367.xml · nonDerivative · entry 1

Shinder Marcella · CIK 0001639923 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,533

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:43 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000127 · wf-form4_156201379992126.xml · nonDerivative · entry 1

Satriano Pietro · CIK 0001675303 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,429

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:43 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000126 · wf-form4_156201378229185.xml · nonDerivative · entry 1

McCreight David W. · CIK 0001440360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,813

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:42 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000124 · wf-form4_156201374619193.xml · nonDerivative · entry 1

GOODMAN SHIRA · CIK 0001199915 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,019

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:42 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000123 · wf-form4_156201372935766.xml · nonDerivative · entry 1

FOLLIARD THOMAS J · CIK 0001223841 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,935

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:42 UTC
Chawla SonaDirector
GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000122 · wf-form4_156201371182508.xml · nonDerivative · entry 1

Chawla Sona · CIK 0001438864 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,816

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:41 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000120 · wf-form4_156201367530446.xml · nonDerivative · entry 1

Bensen Peter J · CIK 0001395526 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,410

Read SEC document
June 28, 2019 Filed Jul 1, 2019 20:41 UTC GrantCommon Stock 2,020 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000121 · wf-form4_156201369264735.xml · nonDerivative · entry 1

BLAYLOCK RONALD E · CIK 0001214686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,225

Read SEC document
June 27, 2019 Filed Jun 28, 2019 20:28 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 15,000 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-19-000108 · wf-form4_156175366868791.xml · derivative · entry 7

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,129

Underlying: Common Stock · 15,000 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018 and April 12, 2019 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2020.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 20:28 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 5,870 $0.00 Strike: $67.82 $0.00
Disclosure

SEC source: 0001170010-19-000108 · wf-form4_156175366868791.xml · derivative · entry 6

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,870 shares

Expires 2021-12-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of December 24, 2015, December 24, 2016, December 24, 2017 and December 24, 2018 and are now fully exercisable.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 20:28 UTC Exercise / conversionStock Options (Right to Buy) · Derivative 14,225 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001170010-19-000108 · wf-form4_156175366868791.xml · derivative · entry 5

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,225 shares

Expires 2021-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015, April 9, 2016, April 9, 2017 and April 9, 2018 and are now fully exercisable.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 20:28 UTC SaleCommon Stock 36,595 $86.35 $3,159,978.25
Disclosure

SEC source: 0001170010-19-000108 · wf-form4_156175366868791.xml · nonDerivative · entry 4

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The shares with respect to this transaction were sold at prices ranging from $86.20 to $86.50. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 20:28 UTC Exercise / conversionCommon Stock 15,000 $51.63 $774,450.00
Disclosure

SEC source: 0001170010-19-000108 · wf-form4_156175366868791.xml · nonDerivative · entry 3

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 20:28 UTC Exercise / conversionCommon Stock 5,870 $67.82 $398,103.40
Disclosure

SEC source: 0001170010-19-000108 · wf-form4_156175366868791.xml · nonDerivative · entry 2

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 27, 2019 Filed Jun 28, 2019 20:28 UTC Exercise / conversionCommon Stock 14,225 $44.96 $639,556.00
Disclosure

SEC source: 0001170010-19-000108 · wf-form4_156175366868791.xml · nonDerivative · entry 1

Daniels Jon G · CIK 0001628337 · SVP, CAF

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 20:43 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionStock Options (Right to Buy) · Derivative 32,464 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-19-000102 · wf-form4_156166821377739.xml · derivative · entry 7

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,088

Underlying: Common Stock · 32,464 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018 and April 12, 2019 become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2020.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 20:43 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
GiftCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001170010-19-000102 · wf-form4_156166821377739.xml · nonDerivative · entry 5

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,467

Read SEC document
June 26, 2019 Filed Jun 27, 2019 20:43 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
SaleCommon Stock 32,464 $84.44 $2,741,260.16
Disclosure

SEC source: 0001170010-19-000102 · wf-form4_156166821377739.xml · nonDerivative · entry 4

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,967

F2 · price: The shares with respect to this transaction were sold at prices ranging from $84.14 to $84.70. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 20:43 UTC
Margolin Eric MEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 32,464 $51.63 $1,676,116.32
Disclosure

SEC source: 0001170010-19-000102 · wf-form4_156166821377739.xml · nonDerivative · entry 3

MARGOLIN ERIC M · CIK 0001236893 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 20:43 UTC
Hill Edwin JEVP & COO
Exercise / conversionStock Options (Right to Buy) · Derivative 81,959 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001170010-19-000101 · wf-form4_156166819404901.xml · derivative · entry 3

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 81,959 shares

Expires 2021-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015, April 9, 2016, April 9, 2017 and April 9, 2018 and are now fully exercisable.

Read SEC document
June 26, 2019 Filed Jun 27, 2019 20:43 UTC
Hill Edwin JEVP & COO
SaleCommon Stock 81,959 $84.19 $6,900,128.21
Disclosure

SEC source: 0001170010-19-000101 · wf-form4_156166819404901.xml · nonDerivative · entry 2

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,570

F1 · price: The shares with respect to this transaction were sold at prices ranging from $84.00 to $84.39. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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June 26, 2019 Filed Jun 27, 2019 20:43 UTC
Hill Edwin JEVP & COO
Exercise / conversionCommon Stock 81,959 $44.96 $3,684,876.64
Disclosure

SEC source: 0001170010-19-000101 · wf-form4_156166819404901.xml · nonDerivative · entry 1

Hill Edwin J · CIK 0001611830 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,529

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 25, 2019 Filed Jun 27, 2019 20:53 UTC
Nash William DPresident & CEO
Exercise / conversionStock Options (Right to Buy) · Derivative 98,858 $0.00 Strike: $44.96 $0.00
Disclosure

SEC source: 0001170010-19-000106 · wf-form4_156166876676163.xml · derivative · entry 4

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 98,858 shares

Expires 2021-04-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 9, 2015, April 9, 2016, April 9, 2017 and April 9, 2018 and are now fully exercisable.

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June 25, 2019 Filed Jun 27, 2019 20:53 UTC
Nash William DPresident & CEO
SaleCommon Stock 23,768 $84.07 $1,998,175.76
Disclosure

SEC source: 0001170010-19-000106 · wf-form4_156166876676163.xml · nonDerivative · entry 3

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,784

F2 · price: The shares with respect to this transaction were sold at prices ranging from $83.81 to $84.42. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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June 25, 2019 Filed Jun 27, 2019 20:53 UTC
Nash William DPresident & CEO
SaleCommon Stock 62,994 $83.32 $5,248,660.08
Disclosure

SEC source: 0001170010-19-000106 · wf-form4_156166876676163.xml · nonDerivative · entry 2

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,552

F1 · price: The shares with respect to this transaction were sold at prices ranging from $82.91 to $83.80. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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June 25, 2019 Filed Jun 27, 2019 20:53 UTC
Nash William DPresident & CEO
Exercise / conversionCommon Stock 98,858 $44.96 $4,444,655.68
Disclosure

SEC source: 0001170010-19-000106 · wf-form4_156166876676163.xml · nonDerivative · entry 1

Nash William D · CIK 0001545342 · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 25, 2019 Filed Jun 27, 2019 20:44 UTC
Shamim MohammadSVP and CIO
Exercise / conversionStock Options (Right to Buy) · Derivative 15,782 $0.00 Strike: $51.63 $0.00
Disclosure

SEC source: 0001170010-19-000104 · wf-form4_156166825057314.xml · derivative · entry 3

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,782

Underlying: Common Stock · 15,782 shares

Expires 2023-04-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The stock options became exercisable with respect to one-fourth of the underlying shares of Common Stock on each of April 12, 2017, April 12, 2018 and April 12, 2019 and become exercisable with respect to one-fourth of the underlying shares of Common Stock on April 12, 2020.

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June 25, 2019 Filed Jun 27, 2019 20:44 UTC
Shamim MohammadSVP and CIO
SaleCommon Stock 15,782 $83.88 $1,323,794.16
Disclosure

SEC source: 0001170010-19-000104 · wf-form4_156166825057314.xml · nonDerivative · entry 2

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

F1 · price: The shares with respect to this transaction were sold at prices ranging from $83.24 to $84.17. Upon request, the Reporting Person will provide the Securities and Exchange Commission staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

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June 25, 2019 Filed Jun 27, 2019 20:44 UTC
Shamim MohammadSVP and CIO
Exercise / conversionCommon Stock 15,782 $51.63 $814,824.66
Disclosure

SEC source: 0001170010-19-000104 · wf-form4_156166825057314.xml · nonDerivative · entry 1

Shamim Mohammad · CIK 0001620490 · SVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.