Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| KLX Energy Services Holdings, Inc.KLXE · Entity 7414 | Director | September 17, 2026 | September 17, 2026 |
| ROCKWELL COLLINS INCCOL · Entity 162195 | Director | April 13, 2017 | April 17, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
KLX Energy Services Holdings, Inc.
Report date September 17, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 144,083 |
Reported balance
After 2026-09-17 transaction · row 1
1 source rowRow 1 · 2026-09-17 · Exercise / conversion · Acquired 104,895 · Balance 144,083 F1: These shares were purchased by the exercise of rights held by the Reporting Person at the Subscription Price offered by the Company in its August 21, 2026 Equity Rights Offering. |
| Basic Subscription RightSEC Table II · derivative / convertible security · Conversion / exercise price $1.49 · Expires 2026-09-23 | Direct | 12,188 |
Reported balance
After 2026-09-17 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-09-17 · Exercise / conversion · Disposed 27,000 · Balance 12,188 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were purchased by the exercise of rights held by the Reporting Person at the Subscription Price offered by the Company in its August 21, 2026 Equity Rights Offering.
ROCKWELL COLLINS INC
Report date April 13, 2017 · Filed April 17, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,436 |
Reported balance
After 2017-04-13 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2017-04-13 · Grant · Acquired 2,436 · Balance 2,436 F1: Received in connection with the merger of B/E into a subsidiary of the issuer (the "Merger") in exchange for 3,991 shares of B/E Aerospace, Inc. ("B/E") common stock and 3,867 shares of B/E common stock deferred under B/E's Non-Employee Directors Plan. On the effective date of the Merger (April 13, 2017), each of the reporting person's shares of B/E common stock were converted into the right to receive $34.10 in cash, .3101 shares of the issuer and cash in lieu of fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 2,036 |
Reported balance
After 2017-04-13 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2017-04-13 · Grant · Acquired 2,036 · Balance 2,036 F2: Restricted stock units awarded as compensation upon appointment as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Received in connection with the merger of B/E into a subsidiary of the issuer (the "Merger") in exchange for 3,991 shares of B/E Aerospace, Inc. ("B/E") common stock and 3,867 shares of B/E common stock deferred under B/E's Non-Employee Directors Plan. On the effective date of the Merger (April 13, 2017), each of the reporting person's shares of B/E common stock were converted into the right to receive $34.10 in cash, .3101 shares of the issuer and cash in lieu of fractional shares.
F2: Restricted stock units awarded as compensation upon appointment as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
B/E AEROSPACE INC
Report date April 13, 2017 · Filed April 17, 2017
Section 16 reporting ended · disclosed 2017-04-17. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,348 |
Reported balance
After 2017-04-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-13 · Grant · Acquired 128 · Balance 10,348 F1: Fractional amounts have been rounded to the nearest whole number. F2: Due to an administrative error by the reporting person, previous statements reported 74 less beneficially owned securities than were actually owned by the reporting person. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-04-13 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-04-13 · Disposition to issuer · Disposed 10,348 · Balance 0 F1: Fractional amounts have been rounded to the nearest whole number. F3: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. This amount represented, as of immediately prior to the Effective Time, 3,991 shares of common stock held by the reporting person that were not subject to an equity award, approximately 3,867 shares subject to deferral under the Non-Employee Directors Plan, 1,602 shares subject to outstanding restricted stock awards, and 889 shares subject to outstanding restricted stock unit awards. The exact number of shares subject to deferral may vary slightly due to rounding and accumulation of fractional shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Fractional amounts have been rounded to the nearest whole number.
F2: Due to an administrative error by the reporting person, previous statements reported 74 less beneficially owned securities than were actually owned by the reporting person.
F3: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. This amount represented, as of immediately prior to the Effective Time, 3,991 shares of common stock held by the reporting person that were not subject to an equity award, approximately 3,867 shares subject to deferral under the Non-Employee Directors Plan, 1,602 shares subject to outstanding restricted stock awards, and 889 shares subject to outstanding restricted stock unit awards. The exact number of shares subject to deferral may vary slightly due to rounding and accumulation of fractional shares.
KLX Inc.
Report date October 09, 2018 · Filed October 11, 2018
Section 16 reporting ended · disclosed 2018-10-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,587 |
Reported balance
After 2018-10-09 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-10-09 · Grant · Acquired 132 · Balance 10,587 F1: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 629 additional shares of restricted stock and 485 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-10-09 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-10-09 · Disposition to issuer · Disposed 10,587 · Balance 0 F2: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest. F3: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 629 additional shares of restricted stock and 485 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan.
F2: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest.
F3: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 17, 2026 Filed Sep 17, 2026 20:12 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | Exercise / conversionBasic Subscription Right · Derivative | 27,000 | $0.00 Strike: $1.49 | $0.00 |
DisclosureSEC source: 0001543918-26-000005 · wk-form4_1789675934.xml · derivative · entry 2 Whates John T · CIK 0001543918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,188 Underlying: Common stock · 104,895 shares Expires 2026-09-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 17, 2026 Filed Sep 17, 2026 20:12 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | Exercise / conversionCommon stock | 104,895 | $1.49 | $156,293.55 |
DisclosureSEC source: 0001543918-26-000005 · wk-form4_1789675934.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,083 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares were purchased by the exercise of rights held by the Reporting Person at the Subscription Price offered by the Company in its August 21, 2026 Equity Rights Offering. Read SEC document |
| January 29, 2026 Filed Feb 2, 2026 16:12 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon stock | 14,481 | $0.00 | $0.00 |
DisclosureSEC source: 0001543918-26-000003 · wk-form4_1770066730.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,188 F1 · shares: Grant of restricted stock vesting on February 1, 2027. Read SEC document |
| February 01, 2025 Filed Feb 4, 2025 17:48 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon stock | 5,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001738827-25-000018 · wk-form4_1738709284.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,707 F1 · shares: Grant of restricted stock vesting one year from the date of grant. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 16:19 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon stock | 5,658 | $0.00 | $0.00 |
DisclosureSEC source: 0001738827-24-000009 · wk-form4_1706908748.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,049 F1 · shares: Grant of restricted stock vesting one year from the date of grant. Read SEC document |
| February 01, 2023 Filed Feb 3, 2023 21:00 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon stock | 2,030 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-23-003959 · doc4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,391 F1 · shares: Grant of restricted stock vesting one year from the date of grant. Read SEC document |
| March 15, 2022 Filed Mar 17, 2022 20:32 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon stock | 3,386 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011489 · doc4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,361 F1 · shares: Grant of restricted stock vesting one year from the date of grant. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 16:05 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon stock | 2,257 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-010653 · doc4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,975 F1 · shares: Grant of restricted stock vesting one year from the date of grant. F2 · balance_after: This amount reflects the Issuer's reverse stock split of its Common Stock at a ratio of 1-for-5, effective upon market open on July 28, 2020. Read SEC document |
| October 19, 2018 Filed Oct 23, 2018 20:12 UTC | KLX Energy Services Holdings, Inc. KLXE · Entity 7414 | GrantCommon Stock | 27,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-063552 · a4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,590 F1 · balance_after: This amount includes shares acquired through the pro rata distribution to stockholders of KLX Inc. ("KLX") of shares of KLX Energy Services Holdings, Inc. ("KLX Energy Services") common stock in connection with the spin-off of KLX Energy Services from KLX completed on September 14, 2018. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 12:12 UTC | KLX Inc. KLXI · Entity 163029 | Disposition to issuerCommon Stock | 10,587 | $63.00 | $666,981.00 |
DisclosureSEC source: 0001104659-18-061565 · a4.xml · nonDerivative · entry 2 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Reflects the disposition in connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of April 30, 2018, as amended (the "Merger Agreement"), by and among KLX, The Boeing Company ("Boeing") and Kelly Merger Sub, Inc., a wholly owned subsidiary of Boeing ("Merger Sub"). On October 9, 2018, Merger Sub merged with and into KLX with KLX continuing as the surviving corporation and wholly owned subsidiary of Boeing. At the effective time of the Merger (the "Effective Time"), each share of KLX common stock that was issued and outstanding immediately prior to the Effective Time was converted into the right to receive $63 per share in cash, without interest. F3 · shares: In addition, pursuant to the Merger Agreement, (i) each unvested restricted stock award outstanding immediately prior to the Effective Time became fully vested and was then immediately cancelled in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to each such restricted stock award less any applicable withholding or other taxes, and (ii) each stock unit award, including any stock unit awards deferred under any of KLX's deferred compensation plans, became fully vested and was canceled thereafter in exchange for the right to receive a lump sum cash payment equal to $63 multiplied by the number of shares of KLX common stock subject to such unit award less any applicable withholding or other taxes. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 12:12 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 132 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-061565 · a4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,587 F1 · balance_after: Pursuant to the anti-dilution provisions of the KLX Inc. Long-Term Incentive Plan and the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan, the amount of securities beneficially owned by the reporting person has been adjusted in connection with the spin-off by KLX Inc. ("KLX") of all of the common stock of its wholly owned subsidiary, KLX Energy Services Holdings, Inc., which was completed on September 14, 2018. As a result of the adjustment, the reporting person received 629 additional shares of restricted stock and 485 additional stock units deferred under the KLX Inc. Non-Employee Directors Stock and Deferred Compensation Plan. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:34 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 114 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-024460 · form4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,341 Read SEC document |
| April 30, 2018 Filed May 2, 2018 17:36 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 112 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016037 · form4.xml · nonDerivative · entry 2 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,227 Read SEC document |
| April 30, 2018 Filed May 2, 2018 17:36 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 1,252 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016037 · form4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,115 Read SEC document |
| January 31, 2018 Filed Feb 1, 2018 16:40 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-003325 · form4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,693 Read SEC document |
| October 31, 2017 Filed Oct 31, 2017 16:57 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 151 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-030631 · form4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,576 Read SEC document |
| August 01, 2017 Filed Aug 2, 2017 17:09 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 159 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-024762 · form4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,382 Read SEC document |
| May 01, 2017 Filed May 2, 2017 17:52 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 174 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016392 · form4.xml · nonDerivative · entry 2 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,223 Read SEC document |
| May 01, 2017 Filed May 2, 2017 17:52 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 1,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-016392 · form4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,049 Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 15:23 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | Disposition to issuerCommon Stock | 10,348 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-014840 · form4.xml · nonDerivative · entry 2 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Fractional amounts have been rounded to the nearest whole number. F3 · price: In connection with the acquisition of B/E Aerospace, Inc. ("B/E Aerospace") by Rockwell Collins, Inc. ("Rockwell Collins"), pursuant to the Agreement and Plan of Merger, dated as of October 23, 2016, by and among B/E Aerospace, Rockwell Collins, and Quarterback Merger Sub Corp., (the "Merger Agreement") on April 13, 2017, the reporting person received $34.10 in cash, 0.3101 of a share of Rockwell Collins common stock, and cash in lieu of any fractional shares (collectively, the "Merger Consideration") for each share of B/E Aerospace common stock, other than restricted stock awards, owned by the reporting person. All terms capitalized but not defined shall have the meaning given to them in the Merger Agreement. Pursuant to the Merger Agreement: (i) each unvested restricted stock award became fully vested immediately prior to the Effective Time, and was then immediately cancelled thereafter in exchange for the right to receive a cash payment equal to the Merger Consideration multiplied by the number of shares subject to each such restricted stock award; (ii) each outstanding deferred share unit immediately prior to the Effective Time was converted into the right to receive the Merger Consideration at the Effective Time; and (iii) each restricted stock unit became fully vested immediately prior to the Effective Time and settled in cash. This amount represented, as of immediately prior to the Effective Time, 3,991 shares of common stock held by the reporting person that were not subject to an equity award, approximately 3,867 shares subject to deferral under the Non-Employee Directors Plan, 1,602 shares subject to outstanding restricted stock awards, and 889 shares subject to outstanding restricted stock unit awards. The exact number of shares subject to deferral may vary slightly due to rounding and accumulation of fractional shares. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 15:23 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-014840 · form4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,348 F1 · shares: Fractional amounts have been rounded to the nearest whole number. F2 · balance_after: Due to an administrative error by the reporting person, previous statements reported 74 less beneficially owned securities than were actually owned by the reporting person. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 16:50 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 2,036 | $96.63 | $196,738.68 |
DisclosureSEC source: 0001672811-17-000034 · edgar.xml · nonDerivative · entry 2 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,036 F2 · kind: Restricted stock units awarded as compensation upon appointment as a Director. Shares of common stock underlying restricted stock units will be issued promptly after departure from the Board of Directors unless the Director has elected to defer receipt of such shares. Read SEC document |
| April 13, 2017 Filed Apr 17, 2017 16:50 UTC | ROCKWELL COLLINS INC COL · Entity 162195 | GrantCommon Stock | 2,436 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001672811-17-000034 · edgar.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,436 F1 · price: Received in connection with the merger of B/E into a subsidiary of the issuer (the "Merger") in exchange for 3,991 shares of B/E Aerospace, Inc. ("B/E") common stock and 3,867 shares of B/E common stock deferred under B/E's Non-Employee Directors Plan. On the effective date of the Merger (April 13, 2017), each of the reporting person's shares of B/E common stock were converted into the right to receive $34.10 in cash, .3101 shares of the issuer and cash in lieu of fractional shares. Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:40 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013617 · form4.xml · nonDerivative · entry 3 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,146 Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:40 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 128 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013617 · form4.xml · nonDerivative · entry 2 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,135 Read SEC document |
| March 31, 2017 Filed Apr 3, 2017 17:40 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 889 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-013617 · form4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,007 Read SEC document |
| February 03, 2017 Filed Mar 19, 2018 20:40 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 170 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-012175 · form5.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,863 Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 08:48 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000872 · form4.xml · nonDerivative · entry 2 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,118 F1 · shares: The shares represent dividend equivalents accrued to the reporting person's deferred common stock units. Read SEC document |
| December 31, 2016 Filed Jan 5, 2017 08:48 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-000872 · form4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,105 Read SEC document |
| November 01, 2016 Filed Nov 2, 2016 18:42 UTC | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 244 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-065931 · form4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,847 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 19:34 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063768 · form4.xml · nonDerivative · entry 2 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,494 Read SEC document |
| September 30, 2016 Filed Oct 3, 2016 19:34 UTC | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 13 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-063768 · form4.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,328 F1 · shares: The shares represent dividend equivalents accrued on the reporting person's deferred common stock units. Read SEC document |
| May 01, 2015 Filed Aug 24, 2017 17:27 UTC Amendment | KLX Inc. KLXI · Entity 163029 | GrantCommon Stock | 1,367 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-026415 · form4a.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,752 F1 · balance_after: Updates previously reported amount of securities beneficially owned following reported transaction. Read SEC document |
| March 31, 2013 Filed Nov 18, 2016 13:39 UTC Amendment | B/E AEROSPACE INC BEAV · Entity 176947 | GrantCommon Stock | 139 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-16-067721 · form4a.xml · nonDerivative · entry 1 Whates John T · CIK 0001543918 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,939 F1 · shares: Amount of shares originally reported was incorrect due to scrivener's error. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.