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OTC · USD

KLNG

Koil Energy Solutions, Inc.

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Tapewire entity
2051
SEC CIK
0001110607
Parsed reports
53

Last 12 months

Inside the activity.

4 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202520
Jan 202600
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202600
Aug 202601
Sep 202605
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 22, 2026 Filed Sep 24, 2026 17:06 UTC SaleCommon Stock 10,505 $2.97 $31,250.27
Disclosure

SEC source: 0001683168-26-007377 · ownership.xml · nonDerivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 752,695

Read SEC document
September 17, 2026 Filed Sep 21, 2026 21:46 UTC SaleCommon Stock 6,800 $3.03 $20,604.00
Disclosure

SEC source: 0001683168-26-007269 · ownership.xml · nonDerivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 763,200

Read SEC document
September 08, 2026 Filed Sep 10, 2026 12:09 UTC SaleCommon Stock 14,135 $3.05 $43,104.68
Disclosure

SEC source: 0001683168-26-007042 · ownership.xml · nonDerivative · entry 2

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770,000

Read SEC document
September 04, 2026 Filed Sep 10, 2026 12:09 UTC SaleCommon Stock 7,740 $3.12 $24,148.80
Disclosure

SEC source: 0001683168-26-007042 · ownership.xml · nonDerivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784,135

Read SEC document
September 01, 2026 Filed Sep 3, 2026 20:57 UTC SaleCommon Stock 2,000 $3.20 $6,400.00
Disclosure

SEC source: 0001683168-26-006936 · ownership.xml · nonDerivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 791,875

Read SEC document
August 26, 2026 Filed Aug 28, 2026 18:24 UTC SaleCommon Stock 6,125 $3.20 $19,603.68
Disclosure

SEC source: 0001683168-26-006792 · ownership.xml · nonDerivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 793,875

Read SEC document
August 11, 2026 Filed Aug 17, 2026 20:29 UTC
Douglas David J.Director · 10% owner
Exercise / conversionStock Option · Derivative 50,000 $0.72 Strike: $0.72 $36,000.00
Disclosure

SEC source: 0001683168-26-006531 · ownership.xml · derivative · entry 2

Douglas David J. · CIK 0001774924 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires 2026-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2021, November 30, 2021, February 28, 2022 and May 31, 2022.

Read SEC document
August 11, 2026 Filed Aug 17, 2026 20:29 UTC
Douglas David J.Director · 10% owner
Exercise / conversionCommon Stock 50,000 $0.72 $36,000.00
Disclosure

SEC source: 0001683168-26-006531 · ownership.xml · nonDerivative · entry 1

Douglas David J. · CIK 0001774924 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,584,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2026 Filed Jul 10, 2026 19:48 UTC
Carden MarkDirector
Exercise / conversionStock Option · Derivative 50,000 $0.72 Strike: $0.72 $36,000.00
Disclosure

SEC source: 0001683168-26-005454 · ownership.xml · derivative · entry 2

Carden Mark · CIK 0001607572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires 2026-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2021, November 30, 2021, February 28, 2022 and May 31, 2022.

Read SEC document
July 06, 2026 Filed Jul 10, 2026 19:48 UTC
Carden MarkDirector
Exercise / conversionCommon Stock 50,000 $0.72 $36,000.00
Disclosure

SEC source: 0001683168-26-005454 · ownership.xml · nonDerivative · entry 1

Carden Mark · CIK 0001607572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2026 Filed Apr 14, 2026 20:07 UTC
Cassel Ian J.10% owner
PurchaseCommon Stock, par value $0.0001 18,161 $1.72 $31,236.92
Disclosure

SEC source: 0001798792-26-000005 · primary_doc.xml · nonDerivative · entry 2

Intelligent Fanatics Capital Management LLC · CIK 0001798792 · 10% owner

Cassel Ian J. · CIK 0001586220 · 10% owner

IFCM MicroCap Fund LP · CIK 0001816505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,567,131

F1 · ownership.nature: Intelligent Fanatics Capital Management LLC (IFCM) is the general partner of IFCM MicroCap Fund LP (Fund). The securities reported in this form are held directly by the Fund and indirectly by IFCM and Mr. Cassel (see footnote 2).

F2 · ownership.nature: Mr. Cassel is the sole managing member of IFCM. Mr. Cassel has shared voting and investment power with respect to, and therefore may be deemed to be the beneficial owner of, the shares beneficially owned by the Fund. Mr. Cassel disclaims beneficial ownership of the shares beneficially owned by the Fund, other than the shares attributable to his limited and general partnership interest therein.

Read SEC document
April 13, 2026 Filed Apr 14, 2026 20:07 UTC
Cassel Ian J.10% owner
PurchaseCommon Stock, par value $0.0001 18,161 $1.72 $31,236.92
Disclosure

SEC source: 0001798792-26-000005 · primary_doc.xml · nonDerivative · entry 1

Intelligent Fanatics Capital Management LLC · CIK 0001798792 · 10% owner

Cassel Ian J. · CIK 0001586220 · 10% owner

IFCM MicroCap Fund LP · CIK 0001816505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,567,131

F1 · ownership.direct: Intelligent Fanatics Capital Management LLC (IFCM) is the general partner of IFCM MicroCap Fund LP (Fund). The securities reported in this form are held directly by the Fund and indirectly by IFCM and Mr. Cassel (see footnote 2).

Read SEC document
December 01, 2025 Filed Dec 3, 2025 17:14 UTC
Cassel Ian J.10% owner
PurchaseCommon Stock, par value $0.0001 per share 296,000 $1.35 $399,600.00
Disclosure

SEC source: 0001798792-25-000011 · primary_doc.xml · nonDerivative · entry 2

Intelligent Fanatics Capital Management LLC · CIK 0001798792 · 10% owner

Cassel Ian J. · CIK 0001586220 · 10% owner

IFCM MicroCap Fund LP · CIK 0001816505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,548,970

F1 · ownership.nature: Intelligent Fanatics Capital Management LLC (IFCM) is the general partner ofIFCM MicroCap Fund LP (Fund). The securities reported in this form are held directly by the Fund and indirectly by IFCM and Mr. Cassel (see footnote 2).

F2 · ownership.nature: Mr. Cassel is the sole managing member of IFCM. Mr. Cassel has shared voting and investment power with respect to, and therefore may be deemed to be the beneficial owner of, the shares beneficially owned by the Fund. Mr. Cassel disclaims beneficial ownership of the shares beneficially owned by the Fund, other than the shares attributable to his limited and general partnership interest therein.

Read SEC document
December 01, 2025 Filed Dec 3, 2025 17:14 UTC
Cassel Ian J.10% owner
PurchaseCommon Stock, par value $0.0001 per share 296,000 $1.35 $399,600.00
Disclosure

SEC source: 0001798792-25-000011 · primary_doc.xml · nonDerivative · entry 1

Intelligent Fanatics Capital Management LLC · CIK 0001798792 · 10% owner

Cassel Ian J. · CIK 0001586220 · 10% owner

IFCM MicroCap Fund LP · CIK 0001816505 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,548,970

F1 · ownership.direct: Intelligent Fanatics Capital Management LLC (IFCM) is the general partner ofIFCM MicroCap Fund LP (Fund). The securities reported in this form are held directly by the Fund and indirectly by IFCM and Mr. Cassel (see footnote 2).

Read SEC document
September 12, 2025 Filed Sep 15, 2025 21:13 UTC
Carden MarkDirector
SaleCommon Stock 50,000 $1.96 $98,000.00
Disclosure

SEC source: 0001683168-25-006997 · ownership.xml · nonDerivative · entry 1

Carden Mark · CIK 0001607572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,980

F1 · price: The undersigned undertakes to provide to the SEC, the Issuer, or a security holder of the Issuer, on request, full information regarding the number of shares sold at each separate price."

Read SEC document
July 31, 2025 Filed Aug 4, 2025 16:37 UTC Exercise / conversionStock Option · Derivative 50,000 $0.37 Strike: $0.37 $18,500.00
Disclosure

SEC source: 0001683168-25-005610 · ownership.xml · derivative · entry 2

Douglas David J. · CIK 0001774924 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires 2025-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2020, November 30, 2020, February 28, 2021 and May 31, 2021.

Read SEC document
July 31, 2025 Filed Aug 4, 2025 16:37 UTC Exercise / conversionCommon Stock 50,000 $0.37 $18,500.00
Disclosure

SEC source: 0001683168-25-005610 · ownership.xml · nonDerivative · entry 1

Douglas David J. · CIK 0001774924 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,534,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 15:19 UTC
Carden MarkDirector
Exercise / conversionStock Option · Derivative 50,000 $0.37 Strike: $0.37 $18,500.00
Disclosure

SEC source: 0001683168-25-004728 · ownership.xml · derivative · entry 2

Carden Mark · CIK 0001607572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires 2025-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2020, November 30, 2020, February 28, 2021 and May 31, 2021.

Read SEC document
June 20, 2025 Filed Jun 24, 2025 15:19 UTC
Carden MarkDirector
Exercise / conversionCommon Stock 50,000 $0.37 $18,500.00
Disclosure

SEC source: 0001683168-25-004728 · ownership.xml · nonDerivative · entry 1

Carden Mark · CIK 0001607572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 11, 2024 Filed Oct 15, 2024 12:06 UTC
Ashurst Trevor LVice President of Finance
GrantStock Options · Derivative 50,000 $1.80 Strike: $1.80 $90,000.00
Disclosure

SEC source: 0001683168-24-007129 · ownership.xml · derivative · entry 1

Ashurst Trevor L · CIK 0001801294 · Vice President of Finance

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2029-10-11

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as Vice President of Finance through November 15, 2024. In addition to the foregoing, all shares shall best immediately prior to a change in control.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 11:55 UTC Exercise / conversionStock Options · Derivative 50,000 $0.55 Strike: $0.55 $27,500.00
Disclosure

SEC source: 0001683168-24-006686 · ownership.xml · derivative · entry 8

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 11:55 UTC Exercise / conversionStock Options · Derivative 50,000 $0.63 Strike: $0.63 $31,500.00
Disclosure

SEC source: 0001683168-24-006686 · ownership.xml · derivative · entry 7

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 50,000 shares

Expires 2027-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 11:55 UTC Exercise / conversionStock Options · Derivative 50,000 $0.72 Strike: $0.72 $36,000.00
Disclosure

SEC source: 0001683168-24-006686 · ownership.xml · derivative · entry 6

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Common Stock · 50,000 shares

Expires 2026-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 11:55 UTC Exercise / conversionStock Options · Derivative 50,000 $0.37 Strike: $0.37 $18,500.00
Disclosure

SEC source: 0001683168-24-006686 · ownership.xml · derivative · entry 5

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 50,000 shares

Expires 2025-08-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 11:55 UTC Exercise / conversionCommon Stock 50,000 $0.55 $27,500.00
Disclosure

SEC source: 0001683168-24-006686 · ownership.xml · nonDerivative · entry 4

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 11:55 UTC Exercise / conversionCommon Stock 50,000 $0.63 $31,500.00
Disclosure

SEC source: 0001683168-24-006686 · ownership.xml · nonDerivative · entry 3

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 650,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 11:55 UTC Exercise / conversionCommon Stock 50,000 $0.72 $36,000.00
Disclosure

SEC source: 0001683168-24-006686 · ownership.xml · nonDerivative · entry 2

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 600,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 25, 2024 Filed Sep 27, 2024 11:55 UTC Exercise / conversionCommon Stock 50,000 $0.37 $18,500.00
Disclosure

SEC source: 0001683168-24-006686 · ownership.xml · nonDerivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 550,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 15:35 UTC
Douglas David J.Director · 10% owner
GrantStock Options · Derivative 50,000 $1.28 Strike: $1.28 $64,000.00
Disclosure

SEC source: 0001683168-24-006068 · ownership.xml · derivative · entry 1

Douglas David J. · CIK 0001774924 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 50,000 shares

Expires 2029-08-26

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2024, November 30, 2024, February 28, 2025 and May 31, 2025. In addition to the foregoing, all shares shall best immediately prior to a change in control.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 15:34 UTC GrantStock Options · Derivative 50,000 $1.28 Strike: $1.28 $64,000.00
Disclosure

SEC source: 0001683168-24-006066 · ownership.xml · derivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 50,000 shares

Expires 2029-08-26

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2024, November 30, 2024, February 28, 2025 and May 31, 2025. In addition to the foregoing, all shares shall best immediately prior to a change in control.

Read SEC document
August 26, 2024 Filed Aug 28, 2024 15:34 UTC
Carden MarkDirector
GrantStock Options · Derivative 50,000 $1.28 Strike: $1.28 $64,000.00
Disclosure

SEC source: 0001683168-24-006064 · ownership.xml · derivative · entry 1

Carden Mark · CIK 0001607572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock · 50,000 shares

Expires 2029-08-26

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2024, November 30, 2024, February 28, 2025 and May 31, 2025. In addition to the foregoing, all shares shall best immediately prior to a change in control.

Read SEC document
August 02, 2023 Filed Nov 14, 2023 18:47 UTC
Douglas David J.Director · 10% owner
GrantStock Options · Derivative 50,000 $0.55 Strike: $0.55 $27,500.00
Disclosure

SEC source: 0001683168-23-008094 · ownership.xml · derivative · entry 1

Douglas David J. · CIK 0001774924 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2028-08-02

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2023, November 30, 2023, February 28, 2024 and May 31, 2024. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control.

Read SEC document
August 02, 2023 Filed Nov 14, 2023 18:45 UTC
Carden MarkDirector
GrantStock Options · Derivative 50,000 $0.55 Strike: $0.55 $27,500.00
Disclosure

SEC source: 0001683168-23-008091 · ownership.xml · derivative · entry 1

Carden Mark · CIK 0001607572 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2028-08-02

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2023, November 30, 2023, February 28, 2024 and May 31, 2024. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control.

Read SEC document
August 02, 2023 Filed Nov 14, 2023 18:44 UTC GrantStock Options · Derivative 50,000 $0.55 Strike: $0.55 $27,500.00
Disclosure

SEC source: 0001683168-23-008089 · ownership.xml · derivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2028-08-02

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2023, November 30, 2023, February 28, 2024 and May 31, 2024. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control.

Read SEC document
October 20, 2022 Filed Nov 28, 2022 20:57 UTC GrantSTOCK OPTIONS · Derivative 50,000 $0.63 Strike: $0.63 $31,500.00
Disclosure

SEC source: 0001683168-22-008059 · ownership.xml · derivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2027-10-20

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of October 31, 2022, November 30, 2022, February 28, 2023 and May 31, 2023. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control.

Read SEC document
October 20, 2022 Filed Nov 28, 2022 20:58 UTC
Carden MarkDirector
GrantSTOCK OPTIONS · Derivative 50,000 $0.63 Strike: $0.63 $31,500.00
Disclosure

SEC source: 0001683168-22-008057 · ownership.xml · derivative · entry 1

Carden Mark · CIK 0001607572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2027-10-20

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of October 31, 2022, November 30, 2022, February 28, 2023 and May 31, 2023. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control.

Read SEC document
October 20, 2022 Filed Nov 28, 2022 20:57 UTC
Douglas David J.Director · 10% owner
GrantSTOCK OPTIONS · Derivative 50,000 $0.63 Strike: $0.63 $31,500.00
Disclosure

SEC source: 0001683168-22-008058 · ownership.xml · derivative · entry 1

Douglas David J. · CIK 0001774924 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2027-10-20

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of October 31, 2022, November 30, 2022, February 28, 2023 and May 31, 2023. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control.

Read SEC document
August 11, 2021 Filed Apr 1, 2022 19:46 UTC GrantSTOCK OPTIONS · Derivative 50,000 $0.72 Strike: $0.72 $36,000.00
Disclosure

SEC source: 0001683168-22-002285 · ownership.xml · derivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2026-08-11

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2021, November 30, 2021, February 28, 2022 and May 31, 2022. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control

Read SEC document
August 11, 2021 Filed Apr 1, 2022 19:46 UTC GrantSTOCK OPTIONS · Derivative 50,000 $0.72 Strike: $0.72 $36,000.00
Disclosure

SEC source: 0001683168-22-002284 · ownership.xml · derivative · entry 1

Douglas David J. · CIK 0001774924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2026-08-11

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2021, November 30, 2021, February 28, 2022 and May 31, 2022. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control

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August 11, 2021 Filed Apr 1, 2022 19:46 UTC
Carden MarkDirector
GrantSTOCK OPTIONS · Derivative 50,000 $0.72 Strike: $0.72 $36,000.00
Disclosure

SEC source: 0001683168-22-002283 · ownership.xml · derivative · entry 1

Carden Mark · CIK 0001607572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2026-08-11

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2021, November 30, 2021, February 28, 2022 and May 31, 2022. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control

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August 05, 2020 Filed Sep 18, 2020 19:13 UTC GrantSTOCK OPTIONS · Derivative 50,000 $0.37 Strike: $0.37 $18,500.00
Disclosure

SEC source: 0001683168-20-003193 · ownership.xml · derivative · entry 1

GOLDMAN NEAL I · CIK 0001182567 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2025-08-05

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2020, November 30, 2020, February 28, 2021 and May 31, 2021. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control.

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August 05, 2020 Filed Sep 18, 2020 19:12 UTC
Douglas David J.Director · 10% owner
GrantSTOCK OPTIONS · Derivative 50,000 $0.37 Strike: $0.37 $18,500.00
Disclosure

SEC source: 0001683168-20-003192 · ownership.xml · derivative · entry 1

Douglas David J. · CIK 0001774924 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2025-08-05

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2020, November 30, 2020, February 28, 2021 and May 31, 2021. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control.

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August 05, 2020 Filed Sep 18, 2020 19:11 UTC
Carden MarkDirector
GrantSTOCK OPTIONS · Derivative 50,000 $0.37 Strike: $0.37 $18,500.00
Disclosure

SEC source: 0001683168-20-003191 · ownership.xml · derivative · entry 1

Carden Mark · CIK 0001607572 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: COMMON STOCK · 50,000 shares

Expires 2025-08-05

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2020, November 30, 2020, February 28, 2021 and May 31, 2021. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control.

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November 25, 2019 Filed Nov 26, 2019 21:07 UTC PurchaseCommon Stock 169,191 $0.66 $111,666.06
Disclosure

SEC source: 0000899243-19-028148 · doc4.xml · nonDerivative · entry 1

Smith Ronald Eric · CIK 0001385215 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 710,562

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.59 to $0.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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November 18, 2019 Filed Nov 20, 2019 21:30 UTC PurchaseCommon Stock 159,627 $0.62 $98,968.74
Disclosure

SEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 7

Smith Ronald Eric · CIK 0001385215 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 541,371

F1 · price: This transaction was executed in multiple trades at prices ranging from $0.57 to $0.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.

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September 24, 2019 Filed Oct 3, 2019 22:55 UTC
Njuguna Charles KDirector · President and CEO
GrantSTOCK OPTIONS · Derivative 150,000 $0.00 Strike: $0.65 $0.00
Disclosure

SEC source: 0001683168-19-003165 · ownership.xml · derivative · entry 1

Njuguna Charles K · CIK 0001718834 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: COMMON STOCK · 150,000 shares

Expires 2024-09-24

F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as an employee or director through such date, fifty percent of the Shares on each of September 24, 2020 and September 24, 2021. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control.

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September 23, 2019 Filed Oct 3, 2019 22:53 UTC
Simmons Micah ThomasChief Operating Officer
GrantCOMMON STOCK 200,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-19-003163 · ownership.xml · nonDerivative · entry 1

Simmons Micah Thomas · CIK 0001789846 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

F1 · shares: Restricted stock grant is subject to forfeiture - shares have time-based vesting provision where restrictions lapse with respect to one-fourth on September 23, 2019, September 23, 2020, September 23, 2021 and September 23, 2022, which are the commencement date, and the first, second and third anniversaries of the date on which the Officer started as Chief Operating Officer.

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September 04, 2019 Filed Nov 20, 2019 21:30 UTC PurchaseCommon Stock 4,250 $0.72 $3,060.00
Disclosure

SEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 6

Smith Ronald Eric · CIK 0001385215 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 381,744

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September 01, 2019 Filed Nov 20, 2019 21:30 UTC Disposition to issuerCommon Stock 300,000 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 8

Smith Ronald Eric · CIK 0001385215 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,285,762

F2 · price: This disposition was in connection with the Transition Agreement by and between Ronald E. Smith and issuer pursuant to which the reporting person surrendered 300,000 shares to the issuer in exchange for various assets (see Form 8-K filed by the issuer on August 15, 2019).

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July 18, 2019 Filed Nov 20, 2019 21:30 UTC PurchaseCommon Stock 6,650 $0.75 $4,987.50
Disclosure

SEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 5

Smith Ronald Eric · CIK 0001385215 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By IRA

Disclosed balance after: 377,494

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.