Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Koil Energy Solutions, Inc.DPDW · Entity 2051 | 10% owner | November 25, 2019 | November 26, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Koil Energy Solutions, Inc.
Report date November 25, 2019 · Filed November 26, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy IRA | 710,562 |
Reported balance
After 2019-11-25 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-11-25 · Purchase · Acquired 169,191 · Balance 710,562 F1: This transaction was executed in multiple trades at prices ranging from $0.59 to $0.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $0.59 to $0.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 25, 2019 Filed Nov 26, 2019 21:07 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 169,191 | $0.66 | $111,666.06 |
DisclosureSEC source: 0000899243-19-028148 · doc4.xml · nonDerivative · entry 1 Smith Ronald Eric · CIK 0001385215 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 710,562 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.59 to $0.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2019 Filed Nov 20, 2019 21:30 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 159,627 | $0.62 | $98,968.74 |
DisclosureSEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 7 Smith Ronald Eric · CIK 0001385215 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 541,371 F1 · price: This transaction was executed in multiple trades at prices ranging from $0.57 to $0.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 04, 2019 Filed Nov 20, 2019 21:30 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 4,250 | $0.72 | $3,060.00 |
DisclosureSEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 6 Smith Ronald Eric · CIK 0001385215 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 381,744 Read SEC document |
| September 01, 2019 Filed Nov 20, 2019 21:30 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | Disposition to issuerCommon Stock | 300,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 8 Smith Ronald Eric · CIK 0001385215 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,285,762 F2 · price: This disposition was in connection with the Transition Agreement by and between Ronald E. Smith and issuer pursuant to which the reporting person surrendered 300,000 shares to the issuer in exchange for various assets (see Form 8-K filed by the issuer on August 15, 2019). Read SEC document |
| July 18, 2019 Filed Nov 20, 2019 21:30 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 6,650 | $0.75 | $4,987.50 |
DisclosureSEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 5 Smith Ronald Eric · CIK 0001385215 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 377,494 Read SEC document |
| May 09, 2019 Filed Nov 20, 2019 21:30 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,100 | $0.93 | $1,023.00 |
DisclosureSEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 4 Smith Ronald Eric · CIK 0001385215 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 370,844 Read SEC document |
| May 03, 2019 Filed Nov 20, 2019 21:30 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 2,200 | $0.91 | $2,002.00 |
DisclosureSEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 3 Smith Ronald Eric · CIK 0001385215 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 369,744 Read SEC document |
| March 06, 2019 Filed Nov 20, 2019 21:30 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 4,100 | $0.75 | $3,075.00 |
DisclosureSEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 2 Smith Ronald Eric · CIK 0001385215 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 367,544 Read SEC document |
| January 04, 2019 Filed Nov 20, 2019 21:30 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 2,350 | $0.87 | $2,044.50 |
DisclosureSEC source: 0000899243-19-027689 · doc4.xml · nonDerivative · entry 1 Smith Ronald Eric · CIK 0001385215 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 363,444 Read SEC document |
| November 12, 2018 Filed Nov 15, 2019 21:24 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,250 | $0.86 | $1,075.00 |
DisclosureSEC source: 0000899243-19-027371 · doc5.xml · nonDerivative · entry 7 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 361,094 Read SEC document |
| September 10, 2018 Filed Nov 15, 2019 21:24 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,100 | $0.97 | $1,067.00 |
DisclosureSEC source: 0000899243-19-027371 · doc5.xml · nonDerivative · entry 6 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 359,844 Read SEC document |
| July 17, 2018 Filed Nov 15, 2019 21:24 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,250 | $0.85 | $1,062.50 |
DisclosureSEC source: 0000899243-19-027371 · doc5.xml · nonDerivative · entry 5 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 358,744 Read SEC document |
| May 10, 2018 Filed Nov 15, 2019 21:24 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,100 | $0.97 | $1,067.00 |
DisclosureSEC source: 0000899243-19-027371 · doc5.xml · nonDerivative · entry 4 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 357,494 Read SEC document |
| April 03, 2018 Filed Nov 15, 2019 21:24 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,100 | $0.93 | $1,023.00 |
DisclosureSEC source: 0000899243-19-027371 · doc5.xml · nonDerivative · entry 3 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 356,394 Read SEC document |
| January 02, 2018 Filed Nov 15, 2019 21:24 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,075 | $0.98 | $1,053.50 |
DisclosureSEC source: 0000899243-19-027371 · doc5.xml · nonDerivative · entry 2 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 355,294 Read SEC document |
| November 07, 2017 Filed Nov 15, 2019 21:22 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,150 | $0.90 | $1,035.00 |
DisclosureSEC source: 0000899243-19-027370 · doc5.xml · nonDerivative · entry 7 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 354,219 Read SEC document |
| September 07, 2017 Filed Nov 15, 2019 21:22 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,000 | $1.04 | $1,040.00 |
DisclosureSEC source: 0000899243-19-027370 · doc5.xml · nonDerivative · entry 6 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 353,069 Read SEC document |
| July 06, 2017 Filed Nov 15, 2019 21:22 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 950 | $1.12 | $1,064.00 |
DisclosureSEC source: 0000899243-19-027370 · doc5.xml · nonDerivative · entry 5 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 352,069 Read SEC document |
| May 26, 2017 Filed May 30, 2017 21:41 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | SaleCommon Stock | 58,500 | $1.15 | $67,275.00 |
DisclosureSEC source: 0001683168-17-001435 · smith_f4.xml · nonDerivative · entry 1 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,585,762 Read SEC document |
| May 02, 2017 Filed Nov 15, 2019 21:22 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 847 | $1.26 | $1,067.22 |
DisclosureSEC source: 0000899243-19-027370 · doc5.xml · nonDerivative · entry 4 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 351,119 Read SEC document |
| March 07, 2017 Filed Nov 15, 2019 21:22 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 855 | $1.25 | $1,068.75 |
DisclosureSEC source: 0000899243-19-027370 · doc5.xml · nonDerivative · entry 3 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 350,272 Read SEC document |
| January 04, 2017 Filed Nov 15, 2019 21:22 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 785 | $1.37 | $1,075.45 |
DisclosureSEC source: 0000899243-19-027370 · doc5.xml · nonDerivative · entry 2 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 349,417 Read SEC document |
| December 14, 2016 Filed Jan 5, 2017 23:47 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | Tax withholdingCommon Stock | 42,350 | $1.05 | $44,467.50 |
DisclosureSEC source: 0001683168-17-000027 · smith_f4.xml · nonDerivative · entry 1 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,644,262 F1 · kind: Shares withheld for payment of tax liability incident to the vesting of restricted stock award granted on December 14, 2015. Read SEC document |
| November 02, 2016 Filed Feb 11, 2017 01:49 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,110 | $0.87 | $965.70 |
DisclosureSEC source: 0001683168-17-000296 · smith_frm5-2016.xml · nonDerivative · entry 7 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 348,632 Read SEC document |
| September 06, 2016 Filed Feb 11, 2017 01:49 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,010 | $0.97 | $979.70 |
DisclosureSEC source: 0001683168-17-000296 · smith_frm5-2016.xml · nonDerivative · entry 6 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 347,522 Read SEC document |
| July 01, 2016 Filed Feb 11, 2017 01:49 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,010 | $0.98 | $989.80 |
DisclosureSEC source: 0001683168-17-000296 · smith_frm5-2016.xml · nonDerivative · entry 5 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 346,512 Read SEC document |
| May 04, 2016 Filed Feb 11, 2017 01:49 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,050 | $0.93 | $976.50 |
DisclosureSEC source: 0001683168-17-000296 · smith_frm5-2016.xml · nonDerivative · entry 4 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 345,502 Read SEC document |
| March 01, 2016 Filed Feb 11, 2017 01:49 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,330 | $0.73 | $970.90 |
DisclosureSEC source: 0001683168-17-000296 · smith_frm5-2016.xml · nonDerivative · entry 3 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 344,452 Read SEC document |
| January 06, 2016 Filed Feb 11, 2017 01:49 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | PurchaseCommon Stock | 1,900 | $0.49 | $931.00 |
DisclosureSEC source: 0001683168-17-000296 · smith_frm5-2016.xml · nonDerivative · entry 2 Smith Ronald Eric · CIK 0001385215 · Director · President, CEO and Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By IRA Disclosed balance after: 343,122 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.