Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHARLES & COLVARD LTDCTHR · Entity 74397 | Director | August 21, 2025 | August 26, 2025 |
| IMAGEWARE SYSTEMS INCIWSY · Entity 125373 | 10% owner | March 24, 2022 | March 24, 2022 |
| Koil Energy Solutions, Inc.KLNG · Entity 2051 | Director | September 22, 2026 | September 24, 2026 |
| MILESTONE SCIENTIFIC INC.MLSS · Entity 7313 | Director | August 28, 2024 | August 30, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHARLES & COLVARD LTD
Report date August 21, 2025 · Filed August 26, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock AwardSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 24,000 |
Reported balance
After 2025-08-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-08-21 · Grant · Acquired 24,000 · Balance 24,000 F1: The restricted stock was granted pursuant to the Charles & Colvard, Ltd. (the "Issuer") Fiscal 2026 Executive Incentive Program. The reporting person will elect within one week of the Issuer's filing of its Annual Report on Form 10-K for fiscal year ended June 30, 2025 to either receive (1) 65% of the restricted stock, which will convert into the Issuer's common stock upon the vesting parameters outlined in footnote 2 below and the remaining 35% of the restricted stock will be converted into a cash bonus award; or (2) 100% of the restricted stock, which will convert into the Issuer's common stock upon the vesting parameters outlined in footnote 2 below. However, the two options noted above can be changed for future vesting tranches no less than three months before such vesting event. F2: Represents restricted stock vesting quarterly over one year beginning October 1, 2025, however the October 1, 2025 and the January 1, 2026 tranches will both vest on January 1, 2026 for a total of 12,000 shares of restricted stock vesting on January 1, 2026, and the remaining two tranches will vest quarterly thereafter. |
| Common StockSEC Table I · non-derivative | Direct | 111,777 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 111,777 |
| Common StockSEC Table I · non-derivative | IndirectBy Neal Goldman IRA | 12,000 |
Reported balance
Holding disclosure · report date 2025-08-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,000 |
Filing footnotes · ownership attribution and instrument terms
F1: The restricted stock was granted pursuant to the Charles & Colvard, Ltd. (the "Issuer") Fiscal 2026 Executive Incentive Program. The reporting person will elect within one week of the Issuer's filing of its Annual Report on Form 10-K for fiscal year ended June 30, 2025 to either receive (1) 65% of the restricted stock, which will convert into the Issuer's common stock upon the vesting parameters outlined in footnote 2 below and the remaining 35% of the restricted stock will be converted into a cash bonus award; or (2) 100% of the restricted stock, which will convert into the Issuer's common stock upon the vesting parameters outlined in footnote 2 below. However, the two options noted above can be changed for future vesting tranches no less than three months before such vesting event.
F2: Represents restricted stock vesting quarterly over one year beginning October 1, 2025, however the October 1, 2025 and the January 1, 2026 tranches will both vest on January 1, 2026 for a total of 12,000 shares of restricted stock vesting on January 1, 2026, and the remaining two tranches will vest quarterly thereafter.
IMAGEWARE SYSTEMS INC
Report date March 24, 2022 · Filed March 24, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 49,554,406 |
Reported balance
After 2022-03-24 transaction · row 1
1 source rowRow 1 · 2022-03-24 · Sale · Disposed 3,473,361 · Balance 49,554,406 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.015 to $0.0182, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. |
| Common Stock (Indirect)SEC Table I · non-derivative | IndirectBy The Goldman Family 2012 GST Trust | 3,000,000 |
Reported balance
Holding disclosure · report date 2022-03-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,000,000 |
| Common Stock (Indirect)SEC Table I · non-derivative | Indirectheld in an individual retirement account | 11,361,077 |
Reported balance
Holding disclosure · report date 2022-03-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 11,361,077 |
| Common Stock (Indirect)SEC Table I · non-derivative | IndirectBy The Neal and Marlene Goldman Foundation | 147,700 |
Reported balance
Holding disclosure · report date 2022-03-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 147,700 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.015 to $0.0182, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein.
Koil Energy Solutions, Inc.
Report date September 22, 2026 · Filed September 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 752,695 |
Reported balance
After 2026-09-22 transaction · row 1
1 source rowRow 1 · 2026-09-22 · Sale · Disposed 10,505 · Balance 752,695 |
MILESTONE SCIENTIFIC INC.
Report date August 28, 2024 · Filed August 30, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.001SEC Table I · non-derivative | Direct | 1,905,858 |
Reported balance
After 2024-08-28 transaction · row 1
1 source rowRow 1 · 2024-08-28 · Grant · Acquired 134,832 · Balance 1,905,858 F1: Represents the annual fee paid to non-employee directors of $120,000, payable in restricted shares of the Company's common stock one-fourth vesting upon the grant and the balance vesting in equal tranches over the next three quarters, October 1, 2024, January 1, 2025, and April 1, 2025 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the annual fee paid to non-employee directors of $120,000, payable in restricted shares of the Company's common stock one-fourth vesting upon the grant and the balance vesting in equal tranches over the next three quarters, October 1, 2024, January 1, 2025, and April 1, 2025
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
IPASS INC
Report date February 12, 2019 · Filed February 21, 2019
Section 16 reporting ended · disclosed 2019-02-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-02-12 transaction · row 1
1 source rowRow 1 · 2019-02-12 · Other · Disposed 111,876 · Balance 0 F1: On August 23, 2018, iPass, Inc. effected a 1-for-10 reverse stock split (the "Reverse Split"). Accordingly,the number of shares of common stock on a pre-Reverse Split basis were adjusted following the Reverse Split (with fractional shares rounded down to the next whole number). F2: Disposed of pursuant to Merger Agreement between Issuer and Pareteum in exchange for 1.17 shares of Pareteum common stock having a market value of $2.90 per share on the Effective Date of the Merger. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Neal and Marlene Goldman Foundation | 0 |
Reported balance
After 2019-02-12 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2019-02-12 · Other · Disposed 10,000 · Balance 0 F1: On August 23, 2018, iPass, Inc. effected a 1-for-10 reverse stock split (the "Reverse Split"). Accordingly,the number of shares of common stock on a pre-Reverse Split basis were adjusted following the Reverse Split (with fractional shares rounded down to the next whole number). F2: Disposed of pursuant to Merger Agreement between Issuer and Pareteum in exchange for 1.17 shares of Pareteum common stock having a market value of $2.90 per share on the Effective Date of the Merger. |
Filing footnotes · ownership attribution and instrument terms
F1: On August 23, 2018, iPass, Inc. effected a 1-for-10 reverse stock split (the "Reverse Split"). Accordingly,the number of shares of common stock on a pre-Reverse Split basis were adjusted following the Reverse Split (with fractional shares rounded down to the next whole number).
F2: Disposed of pursuant to Merger Agreement between Issuer and Pareteum in exchange for 1.17 shares of Pareteum common stock having a market value of $2.90 per share on the Effective Date of the Merger.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 22, 2026 Filed Sep 24, 2026 17:06 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | SaleCommon Stock | 10,505 | $2.97 | $31,250.27 |
DisclosureSEC source: 0001683168-26-007377 · ownership.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 752,695 Read SEC document |
| September 17, 2026 Filed Sep 21, 2026 21:46 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | SaleCommon Stock | 6,800 | $3.03 | $20,604.00 |
DisclosureSEC source: 0001683168-26-007269 · ownership.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 763,200 Read SEC document |
| September 08, 2026 Filed Sep 10, 2026 12:09 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | SaleCommon Stock | 14,135 | $3.05 | $43,104.68 |
DisclosureSEC source: 0001683168-26-007042 · ownership.xml · nonDerivative · entry 2 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 770,000 Read SEC document |
| September 04, 2026 Filed Sep 10, 2026 12:09 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | SaleCommon Stock | 7,740 | $3.12 | $24,148.80 |
DisclosureSEC source: 0001683168-26-007042 · ownership.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 784,135 Read SEC document |
| September 01, 2026 Filed Sep 3, 2026 20:57 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | SaleCommon Stock | 2,000 | $3.20 | $6,400.00 |
DisclosureSEC source: 0001683168-26-006936 · ownership.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 791,875 Read SEC document |
| August 26, 2026 Filed Aug 28, 2026 18:24 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | SaleCommon Stock | 6,125 | $3.20 | $19,603.68 |
DisclosureSEC source: 0001683168-26-006792 · ownership.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 793,875 Read SEC document |
| August 21, 2025 Filed Aug 26, 2025 01:48 UTC | CHARLES & COLVARD LTD CTHR · Entity 74397 | GrantRestricted Stock Award · Derivative | 24,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-082702 · tm2524348-6_4seq1.xml · derivative · entry 3 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,000 Underlying: Common stock · 24,000 shares Expires not disclosed F1 · derivative.exercise_price: The restricted stock was granted pursuant to the Charles & Colvard, Ltd. (the "Issuer") Fiscal 2026 Executive Incentive Program. The reporting person will elect within one week of the Issuer's filing of its Annual Report on Form 10-K for fiscal year ended June 30, 2025 to either receive (1) 65% of the restricted stock, which will convert into the Issuer's common stock upon the vesting parameters outlined in footnote 2 below and the remaining 35% of the restricted stock will be converted into a cash bonus award; or (2) 100% of the restricted stock, which will convert into the Issuer's common stock upon the vesting parameters outlined in footnote 2 below. However, the two options noted above can be changed for future vesting tranches no less than three months before such vesting event. F2 · derivative.exercise_date: Represents restricted stock vesting quarterly over one year beginning October 1, 2025, however the October 1, 2025 and the January 1, 2026 tranches will both vest on January 1, 2026 for a total of 12,000 shares of restricted stock vesting on January 1, 2026, and the remaining two tranches will vest quarterly thereafter. F2 · derivative.expiration_date: Represents restricted stock vesting quarterly over one year beginning October 1, 2025, however the October 1, 2025 and the January 1, 2026 tranches will both vest on January 1, 2026 for a total of 12,000 shares of restricted stock vesting on January 1, 2026, and the remaining two tranches will vest quarterly thereafter. F2 · derivative.underlying: Represents restricted stock vesting quarterly over one year beginning October 1, 2025, however the October 1, 2025 and the January 1, 2026 tranches will both vest on January 1, 2026 for a total of 12,000 shares of restricted stock vesting on January 1, 2026, and the remaining two tranches will vest quarterly thereafter. Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 11:55 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | Exercise / conversionStock Options · Derivative | 50,000 | $0.55 Strike: $0.55 | $27,500.00 |
DisclosureSEC source: 0001683168-24-006686 · ownership.xml · derivative · entry 8 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 11:55 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | Exercise / conversionStock Options · Derivative | 50,000 | $0.63 Strike: $0.63 | $31,500.00 |
DisclosureSEC source: 0001683168-24-006686 · ownership.xml · derivative · entry 7 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 50,000 shares Expires 2027-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 11:55 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | Exercise / conversionStock Options · Derivative | 50,000 | $0.72 Strike: $0.72 | $36,000.00 |
DisclosureSEC source: 0001683168-24-006686 · ownership.xml · derivative · entry 6 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,000 Underlying: Common Stock · 50,000 shares Expires 2026-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 11:55 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | Exercise / conversionStock Options · Derivative | 50,000 | $0.37 Strike: $0.37 | $18,500.00 |
DisclosureSEC source: 0001683168-24-006686 · ownership.xml · derivative · entry 5 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 50,000 shares Expires 2025-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 11:55 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | Exercise / conversionCommon Stock | 50,000 | $0.55 | $27,500.00 |
DisclosureSEC source: 0001683168-24-006686 · ownership.xml · nonDerivative · entry 4 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 11:55 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | Exercise / conversionCommon Stock | 50,000 | $0.63 | $31,500.00 |
DisclosureSEC source: 0001683168-24-006686 · ownership.xml · nonDerivative · entry 3 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 650,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 11:55 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | Exercise / conversionCommon Stock | 50,000 | $0.72 | $36,000.00 |
DisclosureSEC source: 0001683168-24-006686 · ownership.xml · nonDerivative · entry 2 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 600,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 25, 2024 Filed Sep 27, 2024 11:55 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | Exercise / conversionCommon Stock | 50,000 | $0.37 | $18,500.00 |
DisclosureSEC source: 0001683168-24-006686 · ownership.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 28, 2024 Filed Aug 30, 2024 21:05 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | GrantCommon Stock, Par Value $0.001 | 134,832 | $0.89 | $120,000.48 |
DisclosureSEC source: 0001437749-24-028155 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,905,858 F1 · shares: Represents the annual fee paid to non-employee directors of $120,000, payable in restricted shares of the Company's common stock one-fourth vesting upon the grant and the balance vesting in equal tranches over the next three quarters, October 1, 2024, January 1, 2025, and April 1, 2025 Read SEC document |
| August 26, 2024 Filed Aug 28, 2024 15:34 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | GrantStock Options · Derivative | 50,000 | $1.28 Strike: $1.28 | $64,000.00 |
DisclosureSEC source: 0001683168-24-006066 · ownership.xml · derivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 50,000 shares Expires 2029-08-26 F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2024, November 30, 2024, February 28, 2025 and May 31, 2025. In addition to the foregoing, all shares shall best immediately prior to a change in control. Read SEC document |
| April 23, 2024 Filed Apr 23, 2024 21:20 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | GrantCommon Stock, Par Value $0.001 | 22,127 | $0.55 | $12,169.85 |
DisclosureSEC source: 0001437749-24-012873 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,771,026 Read SEC document |
| April 22, 2024 Filed Apr 22, 2024 23:27 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | GrantCommon Stock, Par Value $0.001 | 56,065 | $0.54 | $30,275.10 |
DisclosureSEC source: 0001437749-24-012753 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,748,899 Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 21:16 UTC | CHARLES & COLVARD LTD CTHR · Entity 74397 | GrantStock Option (right to buy) · Derivative | 135,384 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0001104659-23-126875 · tm2333135-3_4seq1.xml · derivative · entry 3 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,384 Underlying: Common Stock · 135,384 shares Expires 2033-12-14 F1 · derivative.exercise_date: Option vests and becomes exercisable on the date of the 2024 Annual Shareholders' Meeting. Read SEC document |
| December 11, 2023 Filed Dec 13, 2023 17:01 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | GrantCommon Stock, Par Value $0.001 | 125,000 | $0.63 | $78,750.00 |
DisclosureSEC source: 0001437749-23-034307 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,692,834 Read SEC document |
| August 02, 2023 Filed Nov 14, 2023 18:44 UTC | Koil Energy Solutions, Inc. KLNG · Entity 2051 | GrantStock Options · Derivative | 50,000 | $0.55 Strike: $0.55 | $27,500.00 |
DisclosureSEC source: 0001683168-23-008089 · ownership.xml · derivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 250,000 Underlying: COMMON STOCK · 50,000 shares Expires 2028-08-02 F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of August 31, 2023, November 30, 2023, February 28, 2024 and May 31, 2024. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control. Read SEC document |
| June 28, 2023 Filed Aug 10, 2023 20:52 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | GrantCommon Stock, Par Value $0.001 | 134,831 | $0.89 | $119,999.59 |
DisclosureSEC source: 0001437749-23-023119 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,567,834 F1 · shares: Represents the annual fee paid to non-employee directors of $120,000, payable in restricted shares of the Company's common stock valued as of the close of business on the grant date of June 28, 2023, with one-fourth vesting upon the grant and the balance vesting in equal tranches over the next three quarters, October 1, 2023, January 1, 2024, and April 1, 2024. Read SEC document |
| December 19, 2022 Filed Dec 20, 2022 13:10 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | PurchaseCommon Stock, Par Value $0.001 | 55,326 | $0.50 | $27,663.00 |
DisclosureSEC source: 0001437749-22-029407 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,433,003 Read SEC document |
| November 23, 2022 Filed Nov 28, 2022 21:41 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | PurchaseCommon Stock, Par Value $0.001 | 45,095 | $0.62 | $27,958.90 |
DisclosureSEC source: 0001437749-22-028108 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,377,677 Read SEC document |
| November 22, 2022 Filed Nov 23, 2022 00:04 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | PurchaseCommon Stock, Par Value $0.001 | 107 | $0.62 | $66.34 |
DisclosureSEC source: 0001437749-22-027933 · rdgdoc.xml · nonDerivative · entry 2 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332,582 Read SEC document |
| November 21, 2022 Filed Nov 23, 2022 00:04 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | PurchaseCommon Stock, Par Value $0.001 | 54,798 | $0.63 | $34,522.74 |
DisclosureSEC source: 0001437749-22-027933 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,332,475 Read SEC document |
| November 17, 2022 Filed Nov 21, 2022 21:57 UTC | CHARLES & COLVARD LTD CTHR · Entity 74397 | GrantStock Option (right to buy) · Derivative | 57,894 | $0.00 Strike: $0.95 | $0.00 |
DisclosureSEC source: 0001104659-22-120812 · tm2231079d3_4seq1.xml · derivative · entry 3 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,894 Underlying: Common Stock · 57,894 shares Expires 2032-11-17 F1 · derivative.exercise_date: Option vests and becomes exercisable on the date of the 2023 Annual Shareholders' Meeting. Read SEC document |
| October 20, 2022 Filed Nov 28, 2022 20:57 UTC | Koil Energy Solutions, Inc. DPDW · Entity 2051 | GrantSTOCK OPTIONS · Derivative | 50,000 | $0.63 Strike: $0.63 | $31,500.00 |
DisclosureSEC source: 0001683168-22-008059 · ownership.xml · derivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: COMMON STOCK · 50,000 shares Expires 2027-10-20 F1 · derivative.exercise_date: Stock options subject to the Optionee's continuous service as a director through such date, twenty-five percent of the Shares on each of October 31, 2022, November 30, 2022, February 28, 2023 and May 31, 2023. In addition to the foregoing, all Shares shall vest immediately prior to a Change in Control. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 16:51 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | PurchaseCommon Stock, Par Value $0.001 | 9,720 | $0.75 | $7,290.00 |
DisclosureSEC source: 0001437749-22-015242 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195,934 Read SEC document |
| June 15, 2022 Filed Jun 15, 2022 21:20 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | PurchaseCommon Stock, Par Value $0.001 | 5,270 | $0.80 | $4,216.00 |
DisclosureSEC source: 0001437749-22-015089 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,186,214 Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 15:44 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | PurchaseCommon Stock, Par Value $0.001 | 10,583 | $0.80 | $8,466.40 |
DisclosureSEC source: 0001437749-22-015029 · rdgdoc.xml · nonDerivative · entry 2 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,180,944 Read SEC document |
| June 13, 2022 Filed Jun 15, 2022 15:44 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | GrantCommon Stock, Par Value $0.001 | 30,488 | $0.82 | $25,000.16 |
DisclosureSEC source: 0001437749-22-015029 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,170,361 Read SEC document |
| June 13, 2022 Filed Oct 11, 2022 22:46 UTC Amendment | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | GrantCommon Stock, Par Value $0.001 | 121,951 | $0.82 | $99,999.82 |
DisclosureSEC source: 0001437749-22-023967 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272,407 F1 · balance_after: Represents the annual fee paid to non-employee directors of $100,000, payable in restricted shares of the Company's common stock valued as of the close of business on the grant date of June 14, 2022, with one-fourth vesting upon the grant and the balance vesting in equal tranches over the next three quarters, October 1, 2022, January 1, 2023, and April 1, 2023. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 21:38 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | PurchaseCommon Stock, Par Value $0.001 | 54,851 | $0.89 | $48,817.39 |
DisclosureSEC source: 0001437749-22-014163 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,139,873 Read SEC document |
| May 26, 2022 Filed May 27, 2022 13:16 UTC | CHARLES & COLVARD LTD CTHR · Entity 74397 | PurchaseCommon Stock | 37,762 | $1.27 | $47,957.74 |
DisclosureSEC source: 0001104659-22-065586 · tm2217050-1_4.xml · nonDerivative · entry 2 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,117,762 Read SEC document |
| May 25, 2022 Filed May 27, 2022 16:02 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | PurchaseCommon Stock, Par Value $0.001 | 13,208 | $0.89 | $11,755.12 |
DisclosureSEC source: 0001437749-22-013762 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,085,022 Read SEC document |
| May 25, 2022 Filed May 27, 2022 13:16 UTC | CHARLES & COLVARD LTD CTHR · Entity 74397 | PurchaseCommon Stock | 40,898 | $1.34 | $54,803.32 |
DisclosureSEC source: 0001104659-22-065586 · tm2217050-1_4.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080,000 Read SEC document |
| May 24, 2022 Filed May 24, 2022 21:53 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | GrantCommon Stock, Par Value $0.001 | 11,526 | $0.88 | $10,142.88 |
DisclosureSEC source: 0001437749-22-013430 · rdgdoc.xml · nonDerivative · entry 2 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,071,814 Read SEC document |
| May 23, 2022 Filed May 24, 2022 21:53 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | GrantCommon Stock, Par Value $0.001 | 11,186 | $0.87 | $9,731.82 |
DisclosureSEC source: 0001437749-22-013430 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,060,288 Read SEC document |
| May 20, 2022 Filed May 20, 2022 21:24 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | GrantCommon Stock, Par Value $0.001 | 14,229 | $0.86 | $12,236.94 |
DisclosureSEC source: 0001437749-22-013264 · rdgdoc.xml · nonDerivative · entry 2 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,049,102 Read SEC document |
| May 20, 2022 Filed May 24, 2022 20:16 UTC | CHARLES & COLVARD LTD CTHR · Entity 74397 | PurchaseCommon Stock | 517 | $1.34 | $692.78 |
DisclosureSEC source: 0001104659-22-064239 · tm2216707-1_4seq1.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,039,102 F1 · price: Represents a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.33 to $1.34, inclusive. The reporting person undertakes to provide to Charles & Colvard, Ltd., any security holder of Charles & Colvard, Ltd., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. Read SEC document |
| May 19, 2022 Filed May 20, 2022 21:24 UTC | MILESTONE SCIENTIFIC INC. MLSS · Entity 7313 | GrantCommon Stock, Par Value $0.001 | 10,000 | $0.85 | $8,500.00 |
DisclosureSEC source: 0001437749-22-013264 · rdgdoc.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,034,873 Read SEC document |
| May 12, 2022 Filed May 16, 2022 20:15 UTC | CHARLES & COLVARD LTD CTHR · Entity 74397 | PurchaseCommon Stock | 5,000 | $1.35 | $6,750.00 |
DisclosureSEC source: 0001104659-22-061336 · tm2215665-1_4seq1.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,038,585 Read SEC document |
| March 24, 2022 Filed Mar 24, 2022 18:11 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | SaleCommon Stock | 3,473,361 | $0.02 | $52,795.09 |
DisclosureSEC source: 0001415889-22-003339 · form4-03242022_030302.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,554,406 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.015 to $0.0182, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 14:16 UTC | CHARLES & COLVARD LTD CTHR · Entity 74397 | Exercise / conversionStock Option (right to buy) · Derivative | 49,107 | $0.00 Strike: $1.12 | $0.00 |
DisclosureSEC source: 0001104659-22-015922 · tm225937-1_4seq1.xml · derivative · entry 3 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 49,107 shares Expires 2030-11-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2022 Filed Feb 9, 2022 14:16 UTC | CHARLES & COLVARD LTD CTHR · Entity 74397 | Exercise / conversionCommon Stock | 49,107 | $1.12 | $54,999.84 |
DisclosureSEC source: 0001104659-22-015922 · tm225937-1_4seq1.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,033,585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2021 Filed Dec 27, 2021 15:19 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | SaleCommon Stock | 3,472,361 | $0.02 | $67,711.04 |
DisclosureSEC source: 0001415889-21-006223 · form4-12272021_121233.xml · nonDerivative · entry 1 GOLDMAN NEAL I · CIK 0001182567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,027,767 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions on at prices ranging from $0.018 to $0.022, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth herein. Read SEC document |
| November 18, 2021 Filed Nov 20, 2021 00:47 UTC | CHARLES & COLVARD LTD CTHR · Entity 74397 | GrantStock Option (right to buy) · Derivative | 17,160 | $0.00 Strike: $3.21 | $0.00 |
DisclosureSEC source: 0001104659-21-142082 · tm2133580-3_4seq1.xml · derivative · entry 3 GOLDMAN NEAL I · CIK 0001182567 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,160 Underlying: Common Stock · 17,160 shares Expires 2031-11-18 F1 · derivative.exercise_date: Option vests and becomes exercisable on the date of the 2022 Annual Shareholders' Meeting. Read SEC document |
| September 22, 2021 Filed Sep 22, 2021 20:34 UTC | IMAGEWARE SYSTEMS INC IWSY · Entity 125373 | Disposition to issuerCommon Stock | 1,500,000 | $0.03 | $47,400.00 |
DisclosureSEC source: 0001415889-21-004533 · form4-09222021_050955.xml · nonDerivative · entry 3 GOLDMAN NEAL I · CIK 0001182567 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,500,128 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.