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Nasdaq · USD

KLAC

KLA CORP

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2838
SEC CIK
0000319201
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1,546

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202603
Aug 2026012
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 29, 2003 Filed Oct 30, 2003 19:22 UTC Exercise / conversionCommon Stock 5,000 $37.05 $185,250.00
Disclosure

SEC source: 0000319201-03-000140 · edgardoc.xml · nonDerivative · entry 1

ELKUS RICHARD J JR · CIK 0000923960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2003 Filed Oct 29, 2003 00:50 UTC
CAMPAGNA JOHN PETERVice President and Treasurer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,604 $55.70 Strike: $31.81 $145,042.80
Disclosure

SEC source: 0000319201-03-000121 · edgardoc.xml · derivative · entry 6

CAMPAGNA JOHN PETER · CIK 0001182171 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,292

Underlying: Common Stock · 2,604 shares

Expires 2010-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2003 Filed Oct 29, 2003 00:50 UTC
CAMPAGNA JOHN PETERVice President and Treasurer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,625 $55.70 Strike: $29.31 $90,512.50
Disclosure

SEC source: 0000319201-03-000121 · edgardoc.xml · derivative · entry 5

CAMPAGNA JOHN PETER · CIK 0001182171 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Underlying: Common Stock · 1,625 shares

Expires 2011-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2003 Filed Oct 29, 2003 00:50 UTC
CAMPAGNA JOHN PETERVice President and Treasurer
SaleCommon Stock 1,625 $55.70 $90,512.50
Disclosure

SEC source: 0000319201-03-000121 · edgardoc.xml · nonDerivative · entry 4

CAMPAGNA JOHN PETER · CIK 0001182171 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357

Read SEC document
October 28, 2003 Filed Oct 29, 2003 00:50 UTC
CAMPAGNA JOHN PETERVice President and Treasurer
Exercise / conversionCommon Stock 1,625 $29.31 $47,628.75
Disclosure

SEC source: 0000319201-03-000121 · edgardoc.xml · nonDerivative · entry 3

CAMPAGNA JOHN PETER · CIK 0001182171 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,982

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2003 Filed Oct 29, 2003 00:50 UTC
CAMPAGNA JOHN PETERVice President and Treasurer
SaleCommon Stock 2,604 $55.70 $145,042.80
Disclosure

SEC source: 0000319201-03-000121 · edgardoc.xml · nonDerivative · entry 2

CAMPAGNA JOHN PETER · CIK 0001182171 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357

Read SEC document
October 28, 2003 Filed Oct 29, 2003 00:50 UTC
CAMPAGNA JOHN PETERVice President and Treasurer
Exercise / conversionCommon Stock 2,604 $31.81 $82,839.75
Disclosure

SEC source: 0000319201-03-000121 · edgardoc.xml · nonDerivative · entry 1

CAMPAGNA JOHN PETER · CIK 0001182171 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,961

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2003 Filed Oct 27, 2003 23:32 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,000 $53.47 Strike: $37.05 $267,350.00
Disclosure

SEC source: 0000319201-03-000119 · edgardoc.xml · derivative · entry 3

ELKUS RICHARD J JR · CIK 0000923960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2003 Filed Oct 27, 2003 23:32 UTC SaleCommon Stock 5,000 $53.47 $267,350.00
Disclosure

SEC source: 0000319201-03-000119 · edgardoc.xml · nonDerivative · entry 2

ELKUS RICHARD J JR · CIK 0000923960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Read SEC document
October 27, 2003 Filed Oct 27, 2003 23:32 UTC Exercise / conversionCommon Stock 5,000 $37.05 $185,250.00
Disclosure

SEC source: 0000319201-03-000119 · edgardoc.xml · nonDerivative · entry 1

ELKUS RICHARD J JR · CIK 0000923960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2003 Filed Oct 29, 2003 00:50 UTC
CAMPAGNA JOHN PETERVice President and Treasurer
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,000 $53.86 Strike: $53.86 $323,160.00
Disclosure

SEC source: 0000319201-03-000121 · edgardoc.xml · derivative · entry 7

CAMPAGNA JOHN PETER · CIK 0001182171 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2013-10-27

Read SEC document
October 27, 2003 Filed Oct 29, 2003 01:07 UTC
DICKERSON GARY EPresident and
GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $53.86 Strike: $53.86 $2,693,000.00
Disclosure

SEC source: 0000319201-03-000123 · edgardoc.xml · derivative · entry 2

DICKERSON GARY E · CIK 0001183258 · President and

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2013-10-27

Read SEC document
October 27, 2003 Filed Oct 29, 2003 01:16 UTC
FORTINO DENNIS JExecutive Vice President
GrantNon-Qualified Stock Option (right to buy) · Derivative 30,000 $53.86 Strike: $53.86 $1,615,800.00
Disclosure

SEC source: 0000319201-03-000125 · edgardoc.xml · derivative · entry 2

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2013-10-27

Read SEC document
October 27, 2003 Filed Oct 29, 2003 01:25 UTC
KISPERT JOHN HChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 30,000 $53.86 Strike: $53.86 $1,615,800.00
Disclosure

SEC source: 0000319201-03-000127 · edgardoc.xml · derivative · entry 2

KISPERT JOHN H · CIK 0001183250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2013-10-27

Read SEC document
October 27, 2003 Filed Oct 29, 2003 01:42 UTC
NICHOLS STUART JVice President and
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,000 $53.86 Strike: $53.86 $323,160.00
Disclosure

SEC source: 0000319201-03-000130 · edgardoc.xml · derivative · entry 2

NICHOLS STUART J · CIK 0001182167 · Vice President and

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2013-10-27

Read SEC document
October 27, 2003 Filed Oct 29, 2003 01:59 UTC
LAMB MAUREEN LVP Finance & Accounting
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,000 $53.86 Strike: $53.86 $323,160.00
Disclosure

SEC source: 0000319201-03-000132 · edgardoc.xml · derivative · entry 2

LAMB MAUREEN L · CIK 0001182170 · VP Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires 2013-10-27

Read SEC document
October 27, 2003 Filed Oct 29, 2003 02:02 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $53.86 Strike: $53.86 $2,693,000.00
Disclosure

SEC source: 0000319201-03-000133 · edgardoc.xml · derivative · entry 2

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2013-10-27

Read SEC document
October 27, 2003 Filed Oct 29, 2003 02:20 UTC
WALLACE RICHARD PExecutive Vice President
GrantNon-Qualified Stock Option (right to buy) · Derivative 30,000 $53.86 Strike: $53.86 $1,615,800.00
Disclosure

SEC source: 0000319201-03-000135 · edgardoc.xml · derivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2013-10-27

Read SEC document
October 27, 2003 Filed Oct 29, 2003 20:18 UTC
LEVY KENNETHDirector · Chairman of the Board
GrantNon-Qualified Stock Option (right to buy) · Derivative 12,000 $53.86 Strike: $53.86 $646,320.00
Disclosure

SEC source: 0000319201-03-000137 · edgardoc.xml · derivative · entry 7

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common Stock · 12,000 shares

Expires 2013-10-27

Read SEC document
October 27, 2003 Filed Oct 29, 2003 23:43 UTC Amendment
SCHROEDER KENNETH LDirector · Chief Executive Officer
GrantNon-Qualified Stock Option · Derivative 30,320 $53.86 Strike: $53.86 $1,633,035.20
Disclosure

SEC source: 0000319201-03-000138 · primary_doc.xml · derivative · entry 13

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,320

Underlying: Common Stock · 30,320 shares

Expires 2013-10-27

F1 · balance_after: Original Form 4 filing amended to reflect change in number of options and lengthened vesting schedule.

Read SEC document
October 27, 2003 Filed Oct 29, 2003 23:43 UTC Amendment
SCHROEDER KENNETH LDirector · Chief Executive Officer
GrantNon-Qualified Stock Option · Derivative 29,680 $53.86 Strike: $53.86 $1,598,564.80
Disclosure

SEC source: 0000319201-03-000138 · primary_doc.xml · derivative · entry 12

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,680

Underlying: Common Stock · 29,680 shares

Expires 2013-10-27

F1 · balance_after: Original Form 4 filing amended to reflect change in number of options and lengthened vesting schedule.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 00:01 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $57.09 Strike: $9.31 $1,712,556.00
Disclosure

SEC source: 0000319201-03-000114 · edgardoc.xml · derivative · entry 8

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 30,000 shares

Expires 2004-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 16, 2003 Filed Sep 17, 2003 00:01 UTC
LEVY KENNETHDirector · Chairman of the Board
SaleCommon Stock 30,000 $57.09 $1,712,556.00
Disclosure

SEC source: 0000319201-03-000114 · edgardoc.xml · nonDerivative · entry 2

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,130

Read SEC document
September 16, 2003 Filed Sep 17, 2003 00:01 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionCommon Stock 30,000 $9.31 $279,300.00
Disclosure

SEC source: 0000319201-03-000114 · edgardoc.xml · nonDerivative · entry 1

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2003 Filed Sep 9, 2003 00:37 UTC
LAMB MAUREEN LVP Finance & Accounting
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,000 $57.86 Strike: $33.75 $173,591.40
Disclosure

SEC source: 0000319201-03-000108 · edgardoc.xml · derivative · entry 6

LAMB MAUREEN L · CIK 0001182170 · VP Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334

Underlying: Common Stock · 3,000 shares

Expires 2009-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2003 Filed Sep 9, 2003 00:37 UTC
LAMB MAUREEN LVP Finance & Accounting
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,000 $57.86 Strike: $29.31 $347,182.80
Disclosure

SEC source: 0000319201-03-000108 · edgardoc.xml · derivative · entry 5

LAMB MAUREEN L · CIK 0001182170 · VP Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,500

Underlying: Common Stock · 6,000 shares

Expires 2011-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2003 Filed Sep 9, 2003 00:37 UTC
LAMB MAUREEN LVP Finance & Accounting
SaleCommon Stock 6,000 $57.86 $347,182.80
Disclosure

SEC source: 0000319201-03-000108 · edgardoc.xml · nonDerivative · entry 4

LAMB MAUREEN L · CIK 0001182170 · VP Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,196

Read SEC document
September 08, 2003 Filed Sep 9, 2003 00:37 UTC
LAMB MAUREEN LVP Finance & Accounting
Exercise / conversionCommon Stock 6,000 $29.31 $175,860.00
Disclosure

SEC source: 0000319201-03-000108 · edgardoc.xml · nonDerivative · entry 3

LAMB MAUREEN L · CIK 0001182170 · VP Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2003 Filed Sep 9, 2003 00:37 UTC
LAMB MAUREEN LVP Finance & Accounting
SaleCommon Stock 3,000 $57.86 $173,591.40
Disclosure

SEC source: 0000319201-03-000108 · edgardoc.xml · nonDerivative · entry 2

LAMB MAUREEN L · CIK 0001182170 · VP Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,196

Read SEC document
September 08, 2003 Filed Sep 9, 2003 00:37 UTC
LAMB MAUREEN LVP Finance & Accounting
Exercise / conversionCommon Stock 3,000 $33.75 $101,250.00
Disclosure

SEC source: 0000319201-03-000108 · edgardoc.xml · nonDerivative · entry 1

LAMB MAUREEN L · CIK 0001182170 · VP Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,196

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2003 Filed Aug 29, 2003 22:17 UTC SaleCommon Stock 5,000 $58.38 $291,900.00
Disclosure

SEC source: 0000319201-03-000106 · edgardoc.xml · nonDerivative · entry 1

TOMPKINS JON D · CIK 0001196899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,519

Read SEC document
August 25, 2003 Filed Aug 25, 2003 21:51 UTC
LEVY KENNETHDirector · Chairman of the Board
SaleCommon Stock 50,000 $57.64 $2,882,055.00
Disclosure

SEC source: 0000319201-03-000101 · edgardoc.xml · nonDerivative · entry 1

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · by Levy Fam. Trust

Disclosed balance after: 1,785,866

Read SEC document
August 22, 2003 Filed Aug 23, 2003 00:02 UTC SaleCommon Stock 5,000 $57.80 $289,000.00
Disclosure

SEC source: 0000319201-03-000097 · edgardoc.xml · nonDerivative · entry 1

TOMPKINS JON D · CIK 0001196899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,416

Read SEC document
August 22, 2003 Filed Aug 25, 2003 17:55 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $57.81 Strike: $10.63 $2,890,445.00
Disclosure

SEC source: 0000319201-03-000099 · edgardoc.xml · derivative · entry 3

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,272

Underlying: Common Stock · 50,000 shares

Expires 2008-08-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2003 Filed Aug 25, 2003 17:55 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
SaleCommon Stock 50,000 $57.81 $2,890,445.00
Disclosure

SEC source: 0000319201-03-000099 · edgardoc.xml · nonDerivative · entry 2

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,230

Read SEC document
August 22, 2003 Filed Aug 25, 2003 17:55 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
Exercise / conversionCommon Stock 50,000 $10.63 $531,500.00
Disclosure

SEC source: 0000319201-03-000099 · edgardoc.xml · nonDerivative · entry 1

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 261,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2003 Filed Aug 26, 2003 18:38 UTC Amendment
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionNon-Qualified Stock Option · Derivative 50,000 $57.62 Strike: $9.31 $2,880,930.00
Disclosure

SEC source: 0000319201-03-000102 · primary_doc.xml · derivative · entry 8

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,000

Underlying: Common Stock · 50,000 shares

Expires 2004-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2003 Filed Aug 26, 2003 18:38 UTC Amendment
LEVY KENNETHDirector · Chairman of the Board
SaleCommon Stock 50,000 $57.64 $2,882,055.00
Disclosure

SEC source: 0000319201-03-000102 · primary_doc.xml · nonDerivative · entry 5

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · Levy Family Trust

Disclosed balance after: 1,785,866

F2 · date: Form 4 filed on 8/25/2003 with incorrect transaction date. The transaction occurred on 8/22/2003.

Read SEC document
August 22, 2003 Filed Aug 26, 2003 18:38 UTC Amendment
LEVY KENNETHDirector · Chairman of the Board
SaleCommon Stock 50,000 $57.62 $2,880,930.00
Disclosure

SEC source: 0000319201-03-000102 · primary_doc.xml · nonDerivative · entry 2

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,130

F1 · date: 8/22/2003 option exercise not reported on original 8/25/2003 Form 4 filing.

Read SEC document
August 22, 2003 Filed Aug 26, 2003 18:38 UTC Amendment
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionCommon Stock 50,000 $9.31 $465,500.00
Disclosure

SEC source: 0000319201-03-000102 · primary_doc.xml · nonDerivative · entry 1

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,130

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · date: 8/22/2003 option exercise not reported on original 8/25/2003 Form 4 filing.

Read SEC document
August 22, 2003 Filed Aug 29, 2003 21:43 UTC Amendment SaleCommon Stock 5,000 $57.80 $289,000.00
Disclosure

SEC source: 0000319201-03-000104 · primary_doc.xml · nonDerivative · entry 1

TOMPKINS JON D · CIK 0001196899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,519

F1 · balance_after: Due to administrative error, the amount of shares beneficially owned was reported incorrectly. The correct amount is 25,519.

Read SEC document
August 21, 2003 Filed Aug 22, 2003 00:57 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,667 $54.82 Strike: $33.75 $1,023,324.94
Disclosure

SEC source: 0000319201-03-000095 · edgardoc.xml · derivative · entry 12

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,041

Underlying: Common Stock · 18,667 shares

Expires 2009-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2003 Filed Aug 22, 2003 00:57 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 291 $54.82 Strike: $32.75 $15,952.62
Disclosure

SEC source: 0000319201-03-000095 · edgardoc.xml · derivative · entry 11

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,334

Underlying: Common Stock · 291 shares

Expires 2011-04-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2003 Filed Aug 22, 2003 00:57 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 750 $54.82 Strike: $29.31 $41,115.00
Disclosure

SEC source: 0000319201-03-000095 · edgardoc.xml · derivative · entry 10

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,500

Underlying: Common Stock · 750 shares

Expires 2011-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2003 Filed Aug 22, 2003 00:57 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 292 $54.82 Strike: $26.25 $16,007.44
Disclosure

SEC source: 0000319201-03-000095 · edgardoc.xml · derivative · entry 9

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,875

Underlying: Common Stock · 292 shares

Expires 2010-11-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2003 Filed Aug 22, 2003 00:57 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 750 $54.82 $41,115.00
Disclosure

SEC source: 0000319201-03-000095 · edgardoc.xml · nonDerivative · entry 8

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279

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August 21, 2003 Filed Aug 22, 2003 00:57 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 750 $29.31 $21,982.50
Disclosure

SEC source: 0000319201-03-000095 · edgardoc.xml · nonDerivative · entry 7

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2003 Filed Aug 22, 2003 00:57 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 291 $54.82 $15,952.62
Disclosure

SEC source: 0000319201-03-000095 · edgardoc.xml · nonDerivative · entry 6

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279

Read SEC document
August 21, 2003 Filed Aug 22, 2003 00:57 UTC
WALLACE RICHARD PExecutive Vice President
Exercise / conversionCommon Stock 291 $32.75 $9,530.25
Disclosure

SEC source: 0000319201-03-000095 · edgardoc.xml · nonDerivative · entry 5

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2003 Filed Aug 22, 2003 00:57 UTC
WALLACE RICHARD PExecutive Vice President
SaleCommon Stock 292 $54.82 $16,007.44
Disclosure

SEC source: 0000319201-03-000095 · edgardoc.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,279

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.