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Nasdaq · USD

KLAC

KLA CORP

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2838
SEC CIK
0000319201
Parsed reports
1,546

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202603
Aug 2026012
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2004 Filed Aug 9, 2004 23:23 UTC
LAMB MAUREEN LVP Finance & Accounting
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,250 $0.00 Strike: $40.66 $0.00
Disclosure

SEC source: 0000319201-04-000086 · edgardoc.xml · derivative · entry 2

LAMB MAUREEN L · CIK 0001182170 · VP Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2014-08-02

F1 · shares: Form filings are completed by the Company on behalf of the officer listed. Due to an administrative error, this grant of options is being reported late.

Read SEC document
August 02, 2004 Filed Aug 9, 2004 23:24 UTC
LEVY KENNETHDirector · Chairman of the Board
GrantNon-Qualified Stock Option (right to buy) · Derivative 4,500 $0.00 Strike: $40.66 $0.00
Disclosure

SEC source: 0000319201-04-000087 · edgardoc.xml · derivative · entry 7

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,500

Underlying: Common Stock · 4,500 shares

Expires 2014-08-02

F1 · shares: Form filings are completed by the Company on behalf of the officer listed. Due to an administrative error, this grant of options is being reported late.

Read SEC document
August 02, 2004 Filed Aug 9, 2004 23:24 UTC
NICHOLS STUART JVP and General Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,250 $0.00 Strike: $40.66 $0.00
Disclosure

SEC source: 0000319201-04-000088 · edgardoc.xml · derivative · entry 2

NICHOLS STUART J · CIK 0001182167 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,250

Underlying: Common Stock · 2,250 shares

Expires 2014-08-02

F1 · shares: Form filings are completed by the Company on behalf of the officer listed. Due to an administrative error, this grant of options is being reported late.

Read SEC document
August 02, 2004 Filed Aug 9, 2004 23:24 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 11,130 $0.00 Strike: $40.66 $0.00
Disclosure

SEC source: 0000319201-04-000089 · edgardoc.xml · derivative · entry 3

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,500

Underlying: Common Stock · 11,130 shares

Expires 2014-08-02

F1 · shares: Form filings are completed by the Company on behalf of the officer listed. Due to an administrative error, this grant of options is being reported late.

Read SEC document
August 02, 2004 Filed Aug 9, 2004 23:24 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 11,370 $0.00 Strike: $40.66 $0.00
Disclosure

SEC source: 0000319201-04-000089 · edgardoc.xml · derivative · entry 2

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,370

Underlying: Common Stock · 11,370 shares

Expires 2014-08-02

F1 · shares: Form filings are completed by the Company on behalf of the officer listed. Due to an administrative error, this grant of options is being reported late.

Read SEC document
August 02, 2004 Filed Aug 9, 2004 23:24 UTC
WALLACE RICHARD PExecutive Vice President
GrantNon-Qualified Stock Option (right to buy) · Derivative 11,250 $0.00 Strike: $40.66 $0.00
Disclosure

SEC source: 0000319201-04-000090 · edgardoc.xml · derivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 11,250 shares

Expires 2014-08-02

F1 · shares: Form filings are completed by the Company on behalf of the officer listed. Due to an administrative error, this grant of options is being reported late.

Read SEC document
August 02, 2004 Filed Aug 9, 2004 23:25 UTC
YARBRO STANGroup VP, Field Operations
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,750 $0.00 Strike: $40.66 $0.00
Disclosure

SEC source: 0000319201-04-000091 · edgardoc.xml · derivative · entry 2

YARBRO STAN · CIK 0001269921 · Group VP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,750

Underlying: Common Stock · 6,750 shares

Expires 2014-08-02

F1 · shares: Form filings are completed by the Company on behalf of the officer listed. Due to an administrative error, this grant of options is being reported late.

Read SEC document
June 30, 2004 Filed Aug 11, 2004 00:02 UTC
COHEN AVIVP, Pattern Solutions Group
OtherCommon Stock 598 $31.76 $18,990.09
Disclosure

SEC source: 0000319201-04-000097 · edgardoc.xml · nonDerivative · entry 1

COHEN AVI · CIK 0001269919 · VP, Pattern Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

F1 · kind: Voluntary reporting of ESPP shares Purchased on 6/30/2004.

Read SEC document
June 30, 2004 Filed Aug 11, 2004 00:03 UTC
Glasser Lance AGroup V.P., WIG
OtherCommon Stock 141 $31.76 $4,477.60
Disclosure

SEC source: 0000319201-04-000098 · edgardoc.xml · nonDerivative · entry 1

Glasser Lance A · CIK 0001290068 · Group V.P., WIG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,936

F1 · kind: Voluntary reporting of ESPP shares Purchased on 6/30/2004.

Read SEC document
June 30, 2004 Filed Aug 11, 2004 00:03 UTC
LAMB MAUREEN LVP Finance & Treasury
OtherCommon Stock 329 $31.76 $10,447.72
Disclosure

SEC source: 0000319201-04-000099 · edgardoc.xml · nonDerivative · entry 1

LAMB MAUREEN L · CIK 0001182170 · VP Finance & Treasury

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,835

F1 · kind: Voluntary reporting of ESPP shares Purchased on 6/30/2004.

Read SEC document
June 30, 2004 Filed Aug 11, 2004 00:03 UTC
NICHOLS STUART JVP and General Counsel
OtherCommon Stock 351 $31.76 $11,146.36
Disclosure

SEC source: 0000319201-04-000100 · edgardoc.xml · nonDerivative · entry 1

NICHOLS STUART J · CIK 0001182167 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,753

F1 · kind: Voluntary reporting of ESPP shares Purchased on 6/30/2004.

Read SEC document
June 30, 2004 Filed Aug 11, 2004 00:03 UTC
YARBRO STANGroup VP, Field Operations
OtherCommon Stock 401 $31.76 $12,734.16
Disclosure

SEC source: 0000319201-04-000101 · edgardoc.xml · nonDerivative · entry 1

YARBRO STAN · CIK 0001269921 · Group VP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632

F1 · kind: Voluntary reporting of ESPP shares Purchased on 6/30/2004.

Read SEC document
June 30, 2004 Filed Aug 12, 2004 21:47 UTC
WALLACE RICHARD PExecutive Vice President
OtherCommon Stock 572 $31.76 $18,164.43
Disclosure

SEC source: 0000319201-04-000109 · edgardoc.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,903

F1 · kind: Voluntary reporting of ESPP shares Purchased on 6/30/2004.

Read SEC document
June 30, 2004 Filed Aug 12, 2004 22:38 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
OtherCommon Stock 500 $31.76 $15,878.00
Disclosure

SEC source: 0000319201-04-000111 · edgardoc.xml · nonDerivative · entry 1

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,938

F1 · kind: Voluntary reporting of ESPP shares Purchased on 6/30/2004.

Read SEC document
June 15, 2004 Filed Jun 15, 2004 22:28 UTC SaleCommon Stock 5,000 $45.90 $229,477.00
Disclosure

SEC source: 0000319201-04-000069 · edgardoc.xml · nonDerivative · entry 1

ELKUS RICHARD J JR · CIK 0000923960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Read SEC document
June 01, 2004 Filed Jun 2, 2004 19:47 UTC PurchaseCommon Stock 5,000 $47.46 $237,300.00
Disclosure

SEC source: 0000319201-04-000066 · edgardoc.xml · nonDerivative · entry 1

ELKUS RICHARD J JR · CIK 0000923960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Read SEC document
June 01, 2004 Filed Jun 2, 2004 22:17 UTC Amendment SaleCommon Stock 5,000 $47.46 $237,300.00
Disclosure

SEC source: 0000319201-04-000067 · primary_doc.xml · nonDerivative · entry 1

ELKUS RICHARD J JR · CIK 0000923960 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

F1 · kind: Incorrect transaction code used on original filing.

Read SEC document
May 26, 2004 Filed May 26, 2004 23:54 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 25,000 $46.28 Strike: $9.31 $1,157,025.00
Disclosure

SEC source: 0000319201-04-000064 · edgardoc.xml · derivative · entry 8

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,000 shares

Expires 2004-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 26, 2004 Filed May 26, 2004 23:54 UTC
LEVY KENNETHDirector · Chairman of the Board
SaleCommon Stock 25,000 $46.28 $1,157,025.00
Disclosure

SEC source: 0000319201-04-000064 · edgardoc.xml · nonDerivative · entry 2

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,142

Read SEC document
May 26, 2004 Filed May 26, 2004 23:54 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionCommon Stock 25,000 $9.31 $232,750.00
Disclosure

SEC source: 0000319201-04-000064 · edgardoc.xml · nonDerivative · entry 1

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2004 Filed May 21, 2004 00:48 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $45.18 Strike: $9.31 $677,749.50
Disclosure

SEC source: 0000319201-04-000062 · edgardoc.xml · derivative · entry 8

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 15,000 shares

Expires 2004-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2004 Filed May 21, 2004 00:48 UTC
LEVY KENNETHDirector · Chairman of the Board
SaleCommon Stock 15,000 $45.18 $677,749.50
Disclosure

SEC source: 0000319201-04-000062 · edgardoc.xml · nonDerivative · entry 2

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,142

Read SEC document
May 20, 2004 Filed May 21, 2004 00:48 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionCommon Stock 15,000 $9.31 $139,650.00
Disclosure

SEC source: 0000319201-04-000062 · edgardoc.xml · nonDerivative · entry 1

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2004 Filed May 19, 2004 23:19 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $46.21 Strike: $9.31 $693,199.50
Disclosure

SEC source: 0000319201-04-000060 · edgardoc.xml · derivative · entry 8

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 15,000 shares

Expires 2004-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2004 Filed May 19, 2004 23:19 UTC
LEVY KENNETHDirector · Chairman of the Board
SaleCommon Stock 15,000 $46.21 $693,199.50
Disclosure

SEC source: 0000319201-04-000060 · edgardoc.xml · nonDerivative · entry 2

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,142

Read SEC document
May 19, 2004 Filed May 19, 2004 23:19 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionCommon Stock 15,000 $9.31 $139,650.00
Disclosure

SEC source: 0000319201-04-000060 · edgardoc.xml · nonDerivative · entry 1

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2004 Filed May 18, 2004 21:21 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $44.82 Strike: $9.31 $672,295.50
Disclosure

SEC source: 0000319201-04-000058 · edgardoc.xml · derivative · entry 8

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 15,000 shares

Expires 2004-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2004 Filed May 18, 2004 21:21 UTC
LEVY KENNETHDirector · Chairman of the Board
SaleCommon Stock 15,000 $44.82 $672,295.50
Disclosure

SEC source: 0000319201-04-000058 · edgardoc.xml · nonDerivative · entry 2

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,142

Read SEC document
May 18, 2004 Filed May 18, 2004 21:21 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionCommon Stock 15,000 $9.31 $139,650.00
Disclosure

SEC source: 0000319201-04-000058 · edgardoc.xml · nonDerivative · entry 1

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2004 Filed May 13, 2004 22:32 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 35,000 $44.00 Strike: $9.31 $1,540,000.00
Disclosure

SEC source: 0000319201-04-000056 · edgardoc.xml · derivative · entry 8

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock · 35,000 shares

Expires 2004-07-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2004 Filed May 13, 2004 22:32 UTC
LEVY KENNETHDirector · Chairman of the Board
SaleCommon Stock 35,000 $44.00 $1,540,000.00
Disclosure

SEC source: 0000319201-04-000056 · edgardoc.xml · nonDerivative · entry 2

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,142

Read SEC document
May 13, 2004 Filed May 13, 2004 22:32 UTC
LEVY KENNETHDirector · Chairman of the Board
Exercise / conversionCommon Stock 35,000 $9.31 $325,850.00
Disclosure

SEC source: 0000319201-04-000056 · edgardoc.xml · nonDerivative · entry 1

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 26, 2004 Filed Apr 27, 2004 19:30 UTC
COHEN AVIVP, Pattern Solutions Group
GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000033 · edgardoc.xml · derivative · entry 2

COHEN AVI · CIK 0001269919 · VP, Pattern Solutions Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2014-04-26

Read SEC document
April 26, 2004 Filed Apr 27, 2004 22:43 UTC
DICKERSON GARY EPresident and COO
GrantNon-Qualified Stock Option (right to buy) · Derivative 31,250 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000036 · edgardoc.xml · derivative · entry 2

DICKERSON GARY E · CIK 0001183258 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 31,250 shares

Expires 2014-04-26

Read SEC document
April 26, 2004 Filed Apr 27, 2004 22:48 UTC
FORTINO DENNIS JExecutive Vice President
GrantNon-Qualified Stock Option (right to buy) · Derivative 18,750 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000038 · edgardoc.xml · derivative · entry 2

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2014-04-26

Read SEC document
April 26, 2004 Filed Apr 27, 2004 22:53 UTC
KISPERT JOHN HChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 18,750 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000040 · edgardoc.xml · derivative · entry 2

KISPERT JOHN H · CIK 0001183250 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2014-04-26

Read SEC document
April 26, 2004 Filed Apr 27, 2004 22:57 UTC
LAMB MAUREEN LVP Finance & Accounting
GrantNon-Qualified Stock Option (right to buy) · Derivative 3,750 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000042 · edgardoc.xml · derivative · entry 2

LAMB MAUREEN L · CIK 0001182170 · VP Finance & Accounting

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2014-04-26

Read SEC document
April 26, 2004 Filed Apr 27, 2004 23:02 UTC
LEVY KENNETHDirector · Chairman of the Board
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000044 · edgardoc.xml · derivative · entry 7

LEVY KENNETH · CIK 0001186087 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2014-04-26

Read SEC document
April 26, 2004 Filed Apr 27, 2004 23:09 UTC
NICHOLS STUART JVP and General Counsel
GrantNon-Qualified Stock Option (right to buy) · Derivative 3,750 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000046 · edgardoc.xml · derivative · entry 2

NICHOLS STUART J · CIK 0001182167 · VP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 3,750 shares

Expires 2014-04-26

Read SEC document
April 26, 2004 Filed Apr 27, 2004 23:12 UTC
WALLACE RICHARD PExecutive Vice President
GrantNon-Qualified Stock Option (right to buy) · Derivative 18,750 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000048 · edgardoc.xml · derivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires 2014-04-26

Read SEC document
April 26, 2004 Filed Apr 27, 2004 23:31 UTC
YARBRO STANGroup VP, Field Operations
GrantNon-Qualified Stock Option (right to buy) · Derivative 11,250 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000050 · edgardoc.xml · derivative · entry 2

YARBRO STAN · CIK 0001269921 · Group VP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 11,250 shares

Expires 2014-04-26

Read SEC document
April 26, 2004 Filed Apr 27, 2004 23:35 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 18,950 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000052 · edgardoc.xml · derivative · entry 3

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 18,950 shares

Expires 2014-04-26

Read SEC document
April 26, 2004 Filed Apr 27, 2004 23:35 UTC
SCHROEDER KENNETH LDirector · Chief Executive Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 18,550 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0000319201-04-000052 · edgardoc.xml · derivative · entry 2

SCHROEDER KENNETH L · CIK 0001182169 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,550

Underlying: Common Stock · 18,550 shares

Expires 2014-04-26

Read SEC document
March 12, 2004 Filed Mar 15, 2004 18:23 UTC SaleCommon Stock 7,500 $53.00 $397,500.00
Disclosure

SEC source: 0000319201-04-000029 · edgardoc.xml · nonDerivative · entry 1

TOMPKINS JON D · CIK 0001196899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,200

Read SEC document
February 27, 2004 Filed Feb 27, 2004 23:09 UTC SaleCommon Stock 8,819 $53.00 $467,407.00
Disclosure

SEC source: 0000319201-04-000027 · edgardoc.xml · nonDerivative · entry 1

TOMPKINS JON D · CIK 0001196899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · ownership.nature: Tompkins Charitable Remainder Trust

Read SEC document
February 20, 2004 Filed Feb 24, 2004 22:14 UTC GiftCommon Stock 8,819 $55.25 $487,249.75
Disclosure

SEC source: 0000319201-04-000025 · edgardoc.xml · nonDerivative · entry 2

TOMPKINS JON D · CIK 0001196899 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 8,819

F1 · ownership.nature: Tompkins Charitable Remainder Trust; FMV of shares on date of transfer was $55.25.

Read SEC document
February 20, 2004 Filed Feb 24, 2004 22:14 UTC GiftCommon Stock 8,819 $0.00 $0.00
Disclosure

SEC source: 0000319201-04-000025 · edgardoc.xml · nonDerivative · entry 1

TOMPKINS JON D · CIK 0001196899 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,916 $56.55 Strike: $37.05 $164,893.97
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 18

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,584

Underlying: Common Stock · 2,916 shares

Expires 2012-11-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,833 $56.55 Strike: $34.67 $329,844.48
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 17

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,167

Underlying: Common Stock · 5,833 shares

Expires 2013-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2004 Filed Jan 30, 2004 20:05 UTC
FORTINO DENNIS JExecutive Vice President
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,000 $56.55 Strike: $33.75 $1,696,440.00
Disclosure

SEC source: 0000319201-04-000023 · edgardoc.xml · derivative · entry 16

FORTINO DENNIS J · CIK 0001186085 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 30,000 shares

Expires 2009-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.