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Nasdaq · USD

KLAC

KLA CORP

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2838
SEC CIK
0000319201
Parsed reports
1,546

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202603
Aug 2026012
Sep 202601
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2018 Filed Aug 6, 2018 20:21 UTC
Little Teri A.EVP, CLO and Secretary
GrantCommon Stock - Restricted Stock Units 6,070 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010532 · wf-form4_153358686345571.xml · nonDerivative · entry 2

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,888

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F3 · shares: On August 2, 2018, the Compensation Committee granted the reporting person an RSU that vests 25% each year from the date of grant, subject to the reporting person being a service provider on each vesting date.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 20:23 UTC
Higgins Bren D.EVP & Chief Financial Officer
GrantCommon Stock - Restricted Stock Units 16,430 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010538 · wf-form4_153358697731827.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,551

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 16,562 shares (based on 125% of the target shares of 13,250) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 16,430.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 20:23 UTC
Higgins Bren D.EVP & Chief Financial Officer
GrantCommon Stock - Restricted Stock Units 11,495 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010538 · wf-form4_153358697731827.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,121

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 2, 2018, the Compensation Committee granted the reporting person an RSU that vests 25% each year from the date of grant, subject to the reporting person being a service provider on each vesting date.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 20:28 UTC GrantCommon Stock - Restricted Stock Units 3,282 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010543 · wf-form4_153358727418892.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,978

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: On September 3, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was alsogranted RSUs covering up to a maximum of 3,308 shares (based on 125% of the target shares of 2,647) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. OnAugust 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined thatthe number of shares subject to the RSUs is 3,282.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 20:28 UTC GrantCommon Stock - Restricted Stock Units 5,518 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010543 · wf-form4_153358727418892.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,696

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 2, 2018, the Compensation Committee granted the reporting person an RSU that vests 25% each year from the date of grant, subject to the reporting person being a service provider on each vestingdate.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 20:29 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
GrantCommon Stock - Restricted Stock Units 5,456 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010544 · wf-form4_153358736193470.xml · nonDerivative · entry 2

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,903

F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

F4 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was alsogranted RSUs covering up to a maximum of 5,500 shares (based on 125% of the target shares of 4,400) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the Compensation Committee of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 5,456.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 20:29 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
GrantCommon Stock - Restricted Stock Units 2,759 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010544 · wf-form4_153358736193470.xml · nonDerivative · entry 1

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,447

F1 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On August 2, 2018, the Compensation Committee granted the reporting person an RSU that vests 25% each year from the date of grant, subject to the reporting person being a service provider on each vestingdate.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 20:31 UTC
WALLACE RICHARD PDirector · President and CEO
GrantCommon Stock - Restricted Stock Units 65,658 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010546 · wf-form4_153358747046984.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,592

F2 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

F5 · shares: On August 6, 2015, in addition to the RSUs granted on that date that were subject only to service-vesting requirements (which RSUs were previously reported on Form 4), the Reporting Person was also granted RSUs covering up to a maximum of 66,187 shares (based on 125% of the target shares of 52,950) of KLA-Tencor common stock, subject to both performance-vesting and service-vesting requirements. On August 2, 2018 the independent members of the KLA-Tencor Board of Directors determined the level at which the corporate performance goals were attained and, based on the assessment, determined that the number of shares subject to the RSUs is 65,658.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 02, 2018 Filed Aug 6, 2018 20:31 UTC
WALLACE RICHARD PDirector · President and CEO
GrantCommon Stock - Restricted Stock Units 27,589 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010546 · wf-form4_153358747046984.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,934

F2 · security: Each RSU represents a contingent right to receive one share of KLA-Tencor common stock.

F3 · shares: On August 2, 2018, the independent members of the board of directors granted the Reporting Person an RSU that vests 25% each year from the date of grant, subject to the reporting person being a service provider on each vesting date.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 01, 2018 Filed Aug 3, 2018 20:14 UTC GrantCommon Stock - Restricted Stock Units 431 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-010435 · wf-form4_153332726232671.xml · nonDerivative · entry 1

Pinczuk Ana G. · CIK 0001689411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: Represents a pro-rated annual outside director grant, which will vest in full upon the next annual meeting of stockholders.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 01:57 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 235 $103.86 $24,407.10
Disclosure

SEC source: 0001628280-18-009129 · wf-form4_153084220382132.xml · nonDerivative · entry 2

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 01:58 UTC SaleCommon Stock 235 $103.86 $24,407.10
Disclosure

SEC source: 0001628280-18-009131 · wf-form4_153084227566140.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F2 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 30, 2018.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 01:58 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 235 $103.86 $24,407.10
Disclosure

SEC source: 0001628280-18-009132 · wf-form4_153084231681752.xml · nonDerivative · entry 2

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

F2 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on January 31, 2018.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:57 UTC
Higgins Bren D.EVP & Chief Financial Officer
OtherCommon Stock 235 $87.15 $20,480.49
Disclosure

SEC source: 0001628280-18-009129 · wf-form4_153084220382132.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235

F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:58 UTC OtherCommon Stock 235 $87.15 $20,480.49
Disclosure

SEC source: 0001628280-18-009131 · wf-form4_153084227566140.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 801

F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:58 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
OtherCommon Stock 235 $87.15 $20,480.49
Disclosure

SEC source: 0001628280-18-009132 · wf-form4_153084231681752.xml · nonDerivative · entry 1

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 532

F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:59 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 235 $103.86 $24,407.10
Disclosure

SEC source: 0001628280-18-009133 · wf-form4_153084235077425.xml · nonDerivative · entry 2

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.

Read SEC document
July 02, 2018 Filed Jul 6, 2018 01:59 UTC
Trafas Brian M.Executive Vice President
OtherCommon Stock 235 $87.15 $20,480.49
Disclosure

SEC source: 0001628280-18-009133 · wf-form4_153084235077425.xml · nonDerivative · entry 1

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235

F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.

Read SEC document
July 02, 2018 Filed Aug 6, 2018 20:18 UTC OtherCommon Stock 235 $87.15 $20,480.49
Disclosure

SEC source: 0001628280-18-010529 · wf-form4_153358671924735.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 549

F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.

Read SEC document
July 02, 2018 Filed Aug 6, 2018 20:21 UTC
Little Teri A.EVP, CLO and Secretary
OtherCommon Stock 235 $87.15 $20,480.49
Disclosure

SEC source: 0001628280-18-010532 · wf-form4_153358686345571.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,127

F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.

Read SEC document
July 02, 2018 Filed Aug 6, 2018 20:31 UTC
WALLACE RICHARD PDirector · President and CEO
OtherCommon Stock 235 $87.15 $20,480.49
Disclosure

SEC source: 0001628280-18-010546 · wf-form4_153358747046984.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,677

F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.

Read SEC document
May 10, 2018 Filed May 14, 2018 20:25 UTC SaleCommon Stock 2,400 $109.68 $263,232.00
Disclosure

SEC source: 0001628280-18-006738 · wf-form4_152632950540699.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2017.

Read SEC document
April 27, 2018 Filed Jul 4, 2018 00:47 UTC PurchaseCommon Stock 107 $101.57 $10,868.10
Disclosure

SEC source: 0001628280-18-009104 · wf-form4_153066520607592.xml · nonDerivative · entry 2

RANGO ROBERT A. · CIK 0001464250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,815

Read SEC document
March 01, 2018 Filed Mar 2, 2018 23:50 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 854 $112.92 $96,433.68
Disclosure

SEC source: 0001628280-18-002716 · wf-form4_152003462169680.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017.

Read SEC document
February 14, 2018 Filed Jul 4, 2018 00:47 UTC PurchaseCommon Stock 204 $107.09 $21,845.95
Disclosure

SEC source: 0001628280-18-009104 · wf-form4_153066520607592.xml · nonDerivative · entry 1

RANGO ROBERT A. · CIK 0001464250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,708

Read SEC document
February 09, 2018 Filed Feb 13, 2018 21:02 UTC SaleCommon Stock 2,975 $99.71 $296,637.25
Disclosure

SEC source: 0001628280-18-001534 · wf-form4_151855572143748.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,714

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2017.

Read SEC document
February 02, 2018 Filed Feb 5, 2018 21:04 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 1,120 $110.04 $123,244.80
Disclosure

SEC source: 0001628280-18-000987 · wf-form4_151786456048685.xml · nonDerivative · entry 4

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:02 UTC SaleCommon Stock 500 $109.27 $54,635.00
Disclosure

SEC source: 0001628280-18-000985 · wf-form4_151786450885840.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,019

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:04 UTC
Trafas Brian M.Executive Vice President
Tax withholdingCommon Stock 655 $111.15 $72,803.25
Disclosure

SEC source: 0001628280-18-000987 · wf-form4_151786456048685.xml · nonDerivative · entry 3

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120

F4 · shares: Pursuant to such terms of the February 1, 2017 RSU grant, 655 shares of KLA-Tencor common stock were automatically withheld at vesting to cover required tax withholding.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:04 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock 1,775 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-000987 · wf-form4_151786456048685.xml · nonDerivative · entry 2

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,775

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On February 1, 2017, the Reporting Person received a grant of RSUs covering 7,100 shares of KLA-Tencor common stock. On February 1, 2018, the Reporting Person vested in 25% of such RSUs.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:04 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 1,775 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-000987 · wf-form4_151786456048685.xml · nonDerivative · entry 1

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.

F2 · shares: On February 1, 2017, the Reporting Person received a grant of RSUs covering 7,100 shares of KLA-Tencor common stock. On February 1, 2018, the Reporting Person vested in 25% of such RSUs.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 21:07 UTC
Bell Bobby RChief Strategy Officer
SaleCommon Stock 4,237 $109.27 $462,976.99
Disclosure

SEC source: 0001628280-18-000988 · wf-form4_151786477769129.xml · nonDerivative · entry 1

Bell Bobby R · CIK 0001498385 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,232.917

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017.

Read SEC document
January 31, 2018 Filed Feb 1, 2018 21:15 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 13,299 $110.10 $1,464,219.90
Disclosure

SEC source: 0001628280-18-000849 · wf-form4_151751964071845.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,442

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 1, 2017.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $109.55 to $110.40. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

Read SEC document
January 30, 2018 Filed Feb 1, 2018 21:01 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 47 $111.38 $5,234.86
Disclosure

SEC source: 0001628280-18-000844 · wf-form4_151751885622510.xml · nonDerivative · entry 2

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 9, 2017.

Read SEC document
January 25, 2018 Filed Jan 29, 2018 21:06 UTC SaleCommon Stock 1,775 $120.00 $213,000.00
Disclosure

SEC source: 0001628280-18-000667 · wf-form4_151725996998396.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,519

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

Read SEC document
January 18, 2018 Filed Jan 22, 2018 21:10 UTC SaleCommon Stock 2,375 $115.00 $273,125.00
Disclosure

SEC source: 0001628280-18-000533 · wf-form4_151665542265734.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,294

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 01:22 UTC SaleCommon Stock 500 $105.84 $52,921.50
Disclosure

SEC source: 0001628280-18-000124 · wf-form4_151502891716461.xml · nonDerivative · entry 3

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,669

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

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January 02, 2018 Filed Feb 1, 2018 21:01 UTC
Trafas Brian M.Executive Vice President
OtherCommon Stock 47 $77.82 $3,657.45
Disclosure

SEC source: 0001628280-18-000844 · wf-form4_151751885622510.xml · nonDerivative · entry 1

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47

F1 · shares: Represents shares acquired under the KLA-Tencor Corporation Amended and Restated 1997 Employee Stock Purchase Plan.

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December 14, 2017 Filed Jan 4, 2018 01:22 UTC GiftCommon Stock 962 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-000124 · wf-form4_151502891716461.xml · nonDerivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,169

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December 11, 2017 Filed Jan 4, 2018 01:22 UTC GiftCommon Stock 98 $0.00 $0.00
Disclosure

SEC source: 0001628280-18-000124 · wf-form4_151502891716461.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,131

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December 01, 2017 Filed Dec 5, 2017 21:31 UTC SaleCommon Stock 500 $101.26 $50,630.00
Disclosure

SEC source: 0001628280-17-012112 · wf-form4_151250947436401.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,229

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on August 1, 2017.

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November 20, 2017 Filed Nov 21, 2017 16:53 UTC
Little Teri A.EVP, CLO and Secretary
SaleCommon Stock 1,566 $103.00 $161,298.00
Disclosure

SEC source: 0001628280-17-011762 · wf-form4_151128321937942.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,892

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November 17, 2017 Filed Nov 21, 2017 14:25 UTC SaleCommon Stock 836 $105.76 $88,415.36
Disclosure

SEC source: 0001628280-17-011743 · wf-form4_151127433648058.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 10, 2017.

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November 16, 2017 Filed Nov 17, 2017 21:39 UTC
BARNHOLT EDWARD WDirector · Chairman of the Board
SaleCommon Stock 3,118 $105.91 $330,230.50
Disclosure

SEC source: 0001628280-17-011668 · wf-form4_151095476437917.xml · nonDerivative · entry 3

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,645

F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $105.60 to $106.22. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

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November 16, 2017 Filed Nov 17, 2017 21:39 UTC
BARNHOLT EDWARD WDirector · Chairman of the Board
SaleCommon Stock 3,582 $105.05 $376,285.52
Disclosure

SEC source: 0001628280-17-011668 · wf-form4_151095476437917.xml · nonDerivative · entry 2

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,763

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $104.52 to $105.48. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

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November 16, 2017 Filed Nov 17, 2017 21:39 UTC
BARNHOLT EDWARD WDirector · Chairman of the Board
SaleCommon Stock 4,214 $104.03 $438,382.42
Disclosure

SEC source: 0001628280-17-011668 · wf-form4_151095476437917.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,345

F1 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $103.49 to $104.41. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

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November 13, 2017 Filed Nov 14, 2017 00:24 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 600 $101.52 $60,912.00
Disclosure

SEC source: 0001628280-17-011496 · wf-form4_151061902601915.xml · nonDerivative · entry 4

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2016.

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November 13, 2017 Filed Nov 14, 2017 01:59 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 3,599 $101.52 $365,370.48
Disclosure

SEC source: 0001628280-17-011504 · wf-form4_151062472690948.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 854

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 8, 2017.

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November 13, 2017 Filed Nov 14, 2017 21:39 UTC
Bell Bobby RChief Strategy Officer
SaleCommon Stock 3,199 $101.52 $324,762.48
Disclosure

SEC source: 0001628280-17-011547 · wf-form4_151069533799546.xml · nonDerivative · entry 4

Bell Bobby R · CIK 0001498385 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,469.917

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 9, 2017.

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November 13, 2017 Filed Nov 14, 2017 21:52 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 640 $101.52 $64,972.80
Disclosure

SEC source: 0001628280-17-011553 · wf-form4_151069602184708.xml · nonDerivative · entry 4

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 29, 2016.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.