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Nasdaq · USD

KLAC

KLA CORP

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2838
SEC CIK
0000319201
Parsed reports
1,546

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202603
Aug 2026012
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2019 Filed Sep 5, 2019 13:12 UTC
Lorig BrianExecutive Vice President
Tax withholdingCommon Stock 568 $149.93 $85,160.24
Disclosure

SEC source: 0001628280-19-011419 · wf-form4_156768912288168.xml · nonDerivative · entry 3

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,639

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on September 3, 2019.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 13:12 UTC
Lorig BrianExecutive Vice President
Exercise / conversionCommon Stock 1,641 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-011419 · wf-form4_156768912288168.xml · nonDerivative · entry 2

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,207

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On September 3, 2015 the reporting person was granted PRSUs, which in 2018 the Compensation Committee determined was for an aggregate of 3,282 shares based on the performance conditions attained. On September 3, 2019, the remaining shares vested.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 13:12 UTC
Lorig BrianExecutive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 1,641 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-011419 · wf-form4_156768912288168.xml · nonDerivative · entry 1

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On September 3, 2015 the reporting person was granted PRSUs, which in 2018 the Compensation Committee determined was for an aggregate of 3,282 shares based on the performance conditions attained. On September 3, 2019, the remaining shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 20:18 UTC
Little Teri A.EVP, CLO and Secretary
SaleCommon Stock 3,029 $141.62 $428,966.98
Disclosure

SEC source: 0001628280-19-011115 · wf-form4_156650509475306.xml · nonDerivative · entry 1

Little Teri A. · CIK 0001656471 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,791

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2019.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 20:18 UTC
Khan Ahmad A.President, Semi Proc. Control
SaleCommon Stock 4,278 $141.62 $605,850.36
Disclosure

SEC source: 0001628280-19-011116 · wf-form4_156650512168141.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,834

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 4, 2019.

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:25 UTC
Steimberg AmichaiCEO - Orbotech Ltd.
SaleCommon Stock 5,387 $138.00 $743,406.00
Disclosure

SEC source: 0001628280-19-011009 · wf-form4_156633273114180.xml · nonDerivative · entry 2

Steimberg Amichai · CIK 0001771362 · CEO - Orbotech Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,505

Read SEC document
August 19, 2019 Filed Aug 20, 2019 20:25 UTC
Steimberg AmichaiCEO - Orbotech Ltd.
SaleCommon Stock 3,575 $140.00 $500,500.00
Disclosure

SEC source: 0001628280-19-011009 · wf-form4_156633273114180.xml · nonDerivative · entry 1

Steimberg Amichai · CIK 0001771362 · CEO - Orbotech Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,892

Read SEC document
August 08, 2019 Filed Aug 9, 2019 20:02 UTC SaleCommon Stock 2,500 $136.32 $340,805.00
Disclosure

SEC source: 0001628280-19-010571 · wf-form4_156538092261721.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 17,185

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 9, 2019.

F2 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:00 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 2,282 $134.16 $306,153.12
Disclosure

SEC source: 0001628280-19-010440 · wf-form4_156529440353483.xml · nonDerivative · entry 1

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:00 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 3,859 $134.16 $517,723.44
Disclosure

SEC source: 0001628280-19-010443 · wf-form4_156529442324736.xml · nonDerivative · entry 1

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018.

Read SEC document
August 07, 2019 Filed Aug 8, 2019 20:01 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 1,669 $134.16 $223,913.04
Disclosure

SEC source: 0001628280-19-010445 · wf-form4_156529444587022.xml · nonDerivative · entry 1

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,443

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2019.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:55 UTC Tax withholdingCommon Stock 1,643 $135.64 $222,856.52
Disclosure

SEC source: 0001628280-19-010338 · wf-form4_156521852975853.xml · nonDerivative · entry 9

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,112

F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:55 UTC Exercise / conversionCommon Stock 3,312 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010338 · wf-form4_156521852975853.xml · nonDerivative · entry 8

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: On August 6, 2015, the reporting person received a grant of 13,250 RSUs. On August 6, 2019, the remaining RSUs vested.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:55 UTC Exercise / conversionCommon Stock - Restricted Stock Units 3,312 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010338 · wf-form4_156521852975853.xml · nonDerivative · entry 7

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,349

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F7 · shares: On August 6, 2015, the reporting person received a grant of 13,250 RSUs. On August 6, 2019, the remaining RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:55 UTC Tax withholdingCommon Stock 4,073 $135.64 $552,461.72
Disclosure

SEC source: 0001628280-19-010338 · wf-form4_156521852975853.xml · nonDerivative · entry 6

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,443

F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:55 UTC Exercise / conversionCommon Stock 8,215 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010338 · wf-form4_156521852975853.xml · nonDerivative · entry 5

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 6, 2015, the reporting person was granted performance RSUs that the Compensation Committee determined in 2018 was for 16,430 shares based on the satisfaction of the performance criteria. On August 6, 2019 the remaining shares under the award vested.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:55 UTC Exercise / conversionCommon Stock - Restricted Stock Units 8,215 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010338 · wf-form4_156521852975853.xml · nonDerivative · entry 4

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F5 · shares: On August 6, 2015, the reporting person was granted performance RSUs that the Compensation Committee determined in 2018 was for 16,430 shares based on the satisfaction of the performance criteria. On August 6, 2019 the remaining shares under the award vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
Higgins Bren D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 1,643 $135.64 $222,856.52
Disclosure

SEC source: 0001628280-19-010340 · wf-form4_156521857096887.xml · nonDerivative · entry 10

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,112

F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 3,312 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010340 · wf-form4_156521857096887.xml · nonDerivative · entry 9

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,755

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: On August 6, 2015, the reporting person was granted 13,250 RSUs. On August 6, 2019, the remaining RSUs vested.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock - Restricted Stock Units 3,312 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010340 · wf-form4_156521857096887.xml · nonDerivative · entry 8

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,341

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F8 · shares: On August 6, 2015, the reporting person was granted 13,250 RSUs. On August 6, 2019, the remaining RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
Higgins Bren D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 4,073 $135.64 $552,461.72
Disclosure

SEC source: 0001628280-19-010340 · wf-form4_156521857096887.xml · nonDerivative · entry 7

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,443

F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 8,215 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010340 · wf-form4_156521857096887.xml · nonDerivative · entry 6

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 6, 2015, the reporting person was granted performance RSUs which the Compensation Committee determined in 2018 was for 16,430 shares based on the achievement of performance criteria. On August 6, 2019, the remaining 50% of the award vested.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock - Restricted Stock Units 8,215 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010340 · wf-form4_156521857096887.xml · nonDerivative · entry 5

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F6 · shares: On August 6, 2015, the reporting person was granted performance RSUs which the Compensation Committee determined in 2018 was for 16,430 shares based on the achievement of performance criteria. On August 6, 2019, the remaining 50% of the award vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
WALLACE RICHARD PDirector · President and CEO
Tax withholdingCommon Stock 6,563 $135.64 $890,205.32
Disclosure

SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 9

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,748

F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock 13,237 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 8

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · shares: On August 6, 2015, the reporting person was granted 52,950 RSUs. On August 6, 2019, the remaining RSUs vested.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock - Restricted Stock Units 13,237 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 7

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F7 · shares: On August 6, 2015, the reporting person was granted 52,950 RSUs. On August 6, 2019, the remaining RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
WALLACE RICHARD PDirector · President and CEO
Tax withholdingCommon Stock 16,277 $135.64 $2,207,812.28
Disclosure

SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 6

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,074

F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock 32,829 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 5

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On August 6, 2015, the reporting person was granted performance RSUs that the independent directors determined in 2018 was for 65,658 shares. On August 6, 2019, the remaining shares vested.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:56 UTC
WALLACE RICHARD PDirector · President and CEO
Exercise / conversionCommon Stock - Restricted Stock Units 32,829 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010341 · wf-form4_156521859084614.xml · nonDerivative · entry 4

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F5 · shares: On August 6, 2015, the reporting person was granted performance RSUs that the independent directors determined in 2018 was for 65,658 shares. On August 6, 2019, the remaining shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:57 UTC
Trafas Brian M.Executive Vice President
SaleCommon Stock 630 $131.87 $83,078.10
Disclosure

SEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 11

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,859

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on November 13, 2018.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:57 UTC
Trafas Brian M.Executive Vice President
Tax withholdingCommon Stock 1,091 $135.64 $147,983.24
Disclosure

SEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 10

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,489

F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:57 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock 2,200 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 9

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,580

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: On August 6, 2015, the reporting person was granted 5,003 RSUs. On August 6, 2019, the remaining RSUs vested.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:57 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 2,200 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 8

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F8 · shares: On August 6, 2015, the reporting person was granted 5,003 RSUs. On August 6, 2019, the remaining RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:57 UTC
Trafas Brian M.Executive Vice President
Tax withholdingCommon Stock 2,706 $135.64 $367,041.84
Disclosure

SEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 7

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,380

F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:57 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock 5,456 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 6

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,086

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 6, 2015, the reporting person was granted performance RSUs that the Compensation Committee determined in 2018 was for 10,912 shares based on the satisfaction of performance criteria. On August 6, 2019, the remaining shares vested.

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August 06, 2019 Filed Aug 7, 2019 22:57 UTC
Trafas Brian M.Executive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 5,456 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010342 · wf-form4_156521861095495.xml · nonDerivative · entry 5

Trafas Brian M. · CIK 0001642421 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,545

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F6 · shares: On August 6, 2015, the reporting person was granted performance RSUs that the Compensation Committee determined in 2018 was for 10,912 shares based on the satisfaction of performance criteria. On August 6, 2019, the remaining shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 06, 2019 Filed Aug 7, 2019 22:57 UTC SaleCommon Stock 613 $131.87 $80,836.31
Disclosure

SEC source: 0001628280-19-010343 · wf-form4_156521863122773.xml · nonDerivative · entry 5

Lorig Brian · CIK 0001697041 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 26, 2019.

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August 06, 2019 Filed Aug 7, 2019 22:58 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 409 $131.87 $53,934.83
Disclosure

SEC source: 0001628280-19-010345 · wf-form4_156521867121860.xml · nonDerivative · entry 11

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,579

F5 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 21, 2019.

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August 06, 2019 Filed Aug 7, 2019 22:58 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Tax withholdingCommon Stock 546 $135.64 $74,059.44
Disclosure

SEC source: 0001628280-19-010345 · wf-form4_156521867121860.xml · nonDerivative · entry 10

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,988

F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.

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August 06, 2019 Filed Aug 7, 2019 22:58 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Exercise / conversionCommon Stock 1,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010345 · wf-form4_156521867121860.xml · nonDerivative · entry 9

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,534

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: On August 6, 2015, the reporting person was granted 4,400 RSUs. On August 6, 2019, the remaining RSUs vested.

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August 06, 2019 Filed Aug 7, 2019 22:58 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Exercise / conversionCommon Stock - Restricted Stock Units 1,100 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010345 · wf-form4_156521867121860.xml · nonDerivative · entry 8

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F8 · shares: On August 6, 2015, the reporting person was granted 4,400 RSUs. On August 6, 2019, the remaining RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 06, 2019 Filed Aug 7, 2019 22:58 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,000 $135.64 $135,640.00
Disclosure

SEC source: 0001628280-19-010345 · wf-form4_156521867121860.xml · nonDerivative · entry 7

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,434

F7 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2019.

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August 06, 2019 Filed Aug 7, 2019 22:58 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Exercise / conversionCommon Stock 2,728 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010345 · wf-form4_156521867121860.xml · nonDerivative · entry 6

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,434

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: On August 6, 2015, the reporting person received performance RSUs that the Compensation Committee determined in 2018 was for 5,456 shares based on the satisfaction of performance criteria. On August 6, 2019, the remaining shares vested.

Read SEC document
August 06, 2019 Filed Aug 7, 2019 22:58 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
Exercise / conversionCommon Stock - Restricted Stock Units 2,728 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010345 · wf-form4_156521867121860.xml · nonDerivative · entry 5

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,226

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each RSU represents a contingent right to receive one share of KLA common stock.

F6 · shares: On August 6, 2015, the reporting person received performance RSUs that the Compensation Committee determined in 2018 was for 5,456 shares based on the satisfaction of performance criteria. On August 6, 2019, the remaining shares vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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August 05, 2019 Filed Aug 7, 2019 22:55 UTC Tax withholdingCommon Stock 1,086 $133.24 $144,698.64
Disclosure

SEC source: 0001628280-19-010338 · wf-form4_156521852975853.xml · nonDerivative · entry 3

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,301

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 2, 2019.

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August 05, 2019 Filed Aug 7, 2019 22:55 UTC Exercise / conversionCommon Stock 2,189 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010338 · wf-form4_156521852975853.xml · nonDerivative · entry 2

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On August 3, 2017, the reporting person was granted 8,755 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019.

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August 05, 2019 Filed Aug 7, 2019 22:55 UTC Exercise / conversionCommon Stock - Restricted Stock Units 2,189 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010338 · wf-form4_156521852975853.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,876

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On August 3, 2017, the reporting person was granted 8,755 RSUs. On August 3, 2019, 25% of those shares vested but were not released until August 5, 2019.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:56 UTC
Steimberg AmichaiCEO - Orbotech Ltd.
Exercise / conversionCommon Stock 597 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010339 · wf-form4_156521855020915.xml · nonDerivative · entry 4

Steimberg Amichai · CIK 0001771362 · CEO - Orbotech Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:56 UTC
Steimberg AmichaiCEO - Orbotech Ltd.
Exercise / conversionCommon Stock 1,791 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010339 · wf-form4_156521855020915.xml · nonDerivative · entry 3

Steimberg Amichai · CIK 0001771362 · CEO - Orbotech Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,870

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2019 Filed Aug 7, 2019 22:56 UTC
Steimberg AmichaiCEO - Orbotech Ltd.
Exercise / conversionCommon Stock - Restricted Stock Units 597 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-010339 · wf-form4_156521855020915.xml · nonDerivative · entry 2

Steimberg Amichai · CIK 0001771362 · CEO - Orbotech Ltd.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,295

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.