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Nasdaq · USD

KLAC

KLA CORP

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2838
SEC CIK
0000319201
Parsed reports
1,546

Last 12 months

Inside the activity.

0 purchase rows · 22 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202603
Jun 202601
Jul 202603
Aug 2026012
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 04, 2020 Filed Nov 6, 2020 21:24 UTC GrantCommon Stock - Restricted Stock Units 906 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015956 · wf-form4_160469782264825.xml · nonDerivative · entry 3

PATEL KIRAN M · CIK 0001187427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On November 4, 2020, the Reporting Person received an automatic grant of RSUs for 906 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 4, 2021, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC Exercise / conversionCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015956 · wf-form4_160469782264825.xml · nonDerivative · entry 2

PATEL KIRAN M · CIK 0001187427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015956 · wf-form4_160469782264825.xml · nonDerivative · entry 1

PATEL KIRAN M · CIK 0001187427 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC
MOORE GARY BDirector
GrantCommon Stock - Restricted Stock Units 906 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015958 · wf-form4_160469784324700.xml · nonDerivative · entry 3

MOORE GARY B · CIK 0001493191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On November 4, 2020, the Reporting Person received an automatic grant of RSUs for 906 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 4, 2021, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC
MOORE GARY BDirector
Exercise / conversionCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015958 · wf-form4_160469784324700.xml · nonDerivative · entry 2

MOORE GARY B · CIK 0001493191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,640

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC
MOORE GARY BDirector
Exercise / conversionCommon Stock - Restricted Stock Units 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015958 · wf-form4_160469784324700.xml · nonDerivative · entry 1

MOORE GARY B · CIK 0001493191 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC GrantCommon Stock - Restricted Stock Units 906 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015959 · wf-form4_160469786143796.xml · nonDerivative · entry 3

CALDERONI ROBERT · CIK 0001183228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On November 4, 2020, the Reporting Person received an automatic grant of RSUs for 906 shares of KLA common stock. The RSUs vest on the earliest to occur of (i) November 4, 2021, (ii) immediately prior to the next annual meeting of stockholders, and (iii) ten days prior to a change of control of KLA.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC Exercise / conversionCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015959 · wf-form4_160469786143796.xml · nonDerivative · entry 2

CALDERONI ROBERT · CIK 0001183228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,569.527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015959 · wf-form4_160469786143796.xml · nonDerivative · entry 1

CALDERONI ROBERT · CIK 0001183228 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC GrantCommon Stock - Restricted Stock Units 906 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015960 · wf-form4_160469787863560.xml · nonDerivative · entry 3

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On November 4, 2020, the Reporting Person received an automatic grant of RSUs for 906 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 4, 2021, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC Exercise / conversionCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015960 · wf-form4_160469787863560.xml · nonDerivative · entry 2

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:24 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015960 · wf-form4_160469787863560.xml · nonDerivative · entry 1

Higashi Emiko · CIK 0001318086 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:25 UTC GrantCommon Stock - Restricted Stock Units 906 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015961 · wf-form4_160469789541694.xml · nonDerivative · entry 3

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On November 4, 2020, the Reporting Person received an automatic grant of RSUs for 906 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 4, 2021, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:25 UTC Exercise / conversionCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015961 · wf-form4_160469789541694.xml · nonDerivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:25 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015961 · wf-form4_160469789541694.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:25 UTC GrantCommon Stock - Restricted Stock Units 906 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015962 · wf-form4_160469791811452.xml · nonDerivative · entry 3

Hanley Jeneanne Michelle · CIK 0001733201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On November 4, 2020, the Reporting Person received an automatic grant of RSUs for 906 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 4, 2021, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:25 UTC Exercise / conversionCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015962 · wf-form4_160469791811452.xml · nonDerivative · entry 2

Hanley Jeneanne Michelle · CIK 0001733201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,886

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:25 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015962 · wf-form4_160469791811452.xml · nonDerivative · entry 1

Hanley Jeneanne Michelle · CIK 0001733201 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:26 UTC
PENG VICTORDirector
GrantCommon Stock - Restricted Stock Units 906 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015965 · wf-form4_160469795318816.xml · nonDerivative · entry 3

PENG VICTOR · CIK 0001182953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On November 4, 2020, the Reporting Person received an automatic grant of RSUs for 906 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 4, 2021, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:26 UTC
PENG VICTORDirector
Exercise / conversionCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015965 · wf-form4_160469795318816.xml · nonDerivative · entry 2

PENG VICTOR · CIK 0001182953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,601

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:26 UTC
PENG VICTORDirector
Exercise / conversionCommon Stock - Restricted Stock Units 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015965 · wf-form4_160469795318816.xml · nonDerivative · entry 1

PENG VICTOR · CIK 0001182953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:25 UTC GrantCommon Stock - Restricted Stock Units 906 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015964 · wf-form4_160469793592064.xml · nonDerivative · entry 3

RANGO ROBERT A. · CIK 0001464250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 906

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On November 4, 2020, the Reporting Person received an automatic grant of RSUs for 906 shares of KLA common stock. The RSUs will vest upon the earliest to occur of (i) November 4, 2021, (ii) immediately prior to the next annual meeting of stockholders and (iii) ten days prior to a change of control of KLA.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:25 UTC Exercise / conversionCommon Stock 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015964 · wf-form4_160469793592064.xml · nonDerivative · entry 2

RANGO ROBERT A. · CIK 0001464250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 04, 2020 Filed Nov 6, 2020 21:25 UTC Exercise / conversionCommon Stock - Restricted Stock Units 1,162 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015964 · wf-form4_160469793592064.xml · nonDerivative · entry 1

RANGO ROBERT A. · CIK 0001464250 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 5, 2019, the Reporting Person received an automatic grant of RSUs for 1,162 shares of KLA common stock. On November 4, 2020, the RSUs vested in full.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:19 UTC SaleCommon Stock 230 $202.81 $46,646.99
Disclosure

SEC source: 0001628280-20-015501 · wf-form4_160452476985248.xml · nonDerivative · entry 4

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,116

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2019.

F6 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $202.76 to $202.87. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:19 UTC SaleCommon Stock 719 $202.13 $145,329.74
Disclosure

SEC source: 0001628280-20-015501 · wf-form4_160452476985248.xml · nonDerivative · entry 3

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,346

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2019.

F5 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $201.76 to $202.60. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:19 UTC SaleCommon Stock 743 $201.12 $149,434.98
Disclosure

SEC source: 0001628280-20-015501 · wf-form4_160452476985248.xml · nonDerivative · entry 2

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,065

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2019.

F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $200.60 to $201.38. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:19 UTC SaleCommon Stock 808 $199.60 $161,279.39
Disclosure

SEC source: 0001628280-20-015501 · wf-form4_160452476985248.xml · nonDerivative · entry 1

KENNEDY KEVIN · CIK 0001182379 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 3,808

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 5, 2019.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $199.30 to $200.15.The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Shares held by the Kennedy Family Trust U/A/D 11/19/98, of which the Reporting Person is a trustee and beneficiary.

Read SEC document
November 01, 2020 Filed Nov 3, 2020 21:36 UTC
Khan Ahmad A.President, Semi Proc. Control
Tax withholdingCommon Stock 872 $197.18 $171,940.96
Disclosure

SEC source: 0001628280-20-015372 · wf-form4_160443934952890.xml · nonDerivative · entry 3

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,844

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on October 30, 2020.

Read SEC document
November 01, 2020 Filed Nov 3, 2020 21:36 UTC
Khan Ahmad A.President, Semi Proc. Control
Exercise / conversionCommon Stock 1,757 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015372 · wf-form4_160443934952890.xml · nonDerivative · entry 2

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: On November 1, 2017, the Reporting Person was granted RSUs for 7,029 shares of KLA common stock. On November 1, 2020, 25% of the RSUs vested.

Read SEC document
November 01, 2020 Filed Nov 3, 2020 21:36 UTC
Khan Ahmad A.President, Semi Proc. Control
Exercise / conversionCommon Stock - Restricted Stock Units 1,757 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015372 · wf-form4_160443934952890.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 1, 2017, the Reporting Person was granted RSUs for 7,029 shares of KLA common stock. On November 1, 2020, 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

Read SEC document
November 01, 2020 Filed Nov 3, 2020 21:36 UTC
Donzella OresteExecutive Vice President
Tax withholdingCommon Stock 581 $197.18 $114,561.58
Disclosure

SEC source: 0001628280-20-015373 · wf-form4_160443936642990.xml · nonDerivative · entry 3

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,599

F4 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on October 30, 2020.

Read SEC document
November 01, 2020 Filed Nov 3, 2020 21:36 UTC
Donzella OresteExecutive Vice President
Exercise / conversionCommon Stock 1,171 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015373 · wf-form4_160443936642990.xml · nonDerivative · entry 2

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,180

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2020 Filed Nov 3, 2020 21:36 UTC
Donzella OresteExecutive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 1,171 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-015373 · wf-form4_160443936642990.xml · nonDerivative · entry 1

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,937

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On November 1, 2017, the Reporting Person was granted RSUs for 4,686 shares of KLA common stock. On November 1, 2020, 25% of the RSUs vested.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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September 21, 2020 Filed Sep 23, 2020 20:14 UTC
Wilkinson Mary BethEVP, CLO and Secretary
GrantCommon Stock - Restricted Stock Units 16,565 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013861 · wf-form4_160089205607479.xml · nonDerivative · entry 1

Wilkinson Mary Beth · CIK 0001691769 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,565

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F2 · shares: On September 21, 2020, the Reporting Person received a grant of RSUs. The RSUs vest 33.3% annually from the date of grant.

F3 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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September 08, 2020 Filed Sep 9, 2020 20:50 UTC
Donzella OresteExecutive Vice President
SaleCommon Stock 1,129 $181.19 $204,563.51
Disclosure

SEC source: 0001628280-20-013401 · wf-form4_159968461124986.xml · nonDerivative · entry 5

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,009

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

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September 07, 2020 Filed Sep 9, 2020 20:50 UTC
Donzella OresteExecutive Vice President
Tax withholdingCommon Stock 1,111 $193.37 $214,834.07
Disclosure

SEC source: 0001628280-20-013401 · wf-form4_159968461124986.xml · nonDerivative · entry 4

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,138

F5 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on September 4, 2020.

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September 07, 2020 Filed Sep 9, 2020 20:50 UTC
Donzella OresteExecutive Vice President
Exercise / conversionCommon Stock 2,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013401 · wf-form4_159968461124986.xml · nonDerivative · entry 3

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On September 7, 2016, the Reporting Person was granted RSUs for 8,960 shares of KLA common stock. On September 7, 2020, 25% of the RSUs vested.

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September 07, 2020 Filed Sep 9, 2020 20:50 UTC
Donzella OresteExecutive Vice President
Exercise / conversionCommon Stock - Restricted Stock Units 2,240 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-013401 · wf-form4_159968461124986.xml · nonDerivative · entry 2

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA common stock.

F3 · shares: On September 7, 2016, the Reporting Person was granted RSUs for 8,960 shares of KLA common stock. On September 7, 2020, 25% of the RSUs vested.

F4 · balance_after: Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.

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September 04, 2020 Filed Sep 9, 2020 20:50 UTC
Donzella OresteExecutive Vice President
SaleCommon Stock 2,421 $199.84 $483,812.64
Disclosure

SEC source: 0001628280-20-013401 · wf-form4_159968461124986.xml · nonDerivative · entry 1

Donzella Oreste · CIK 0001802832 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,009

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

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August 20, 2020 Filed Aug 24, 2020 20:04 UTC
Khan Ahmad A.President, Semi Proc. Control
SaleCommon Stock 9,954 $206.73 $2,057,790.42
Disclosure

SEC source: 0001628280-20-013009 · wf-form4_159829944522741.xml · nonDerivative · entry 1

Khan Ahmad A. · CIK 0001642452 · President, Semi Proc. Control

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 11, 2020.

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August 19, 2020 Filed Aug 20, 2020 20:28 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 2,973 $211.84 $629,785.46
Disclosure

SEC source: 0001628280-20-012935 · wf-form4_159795527987255.xml · nonDerivative · entry 3

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,906

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020.

F4 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $211.60 to $212.57. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

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August 19, 2020 Filed Aug 20, 2020 20:28 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 16,974 $211.07 $3,582,668.23
Disclosure

SEC source: 0001628280-20-012935 · wf-form4_159795527987255.xml · nonDerivative · entry 2

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,879

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020.

F3 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $210.60 to $211.57. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

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August 19, 2020 Filed Aug 20, 2020 20:28 UTC
WALLACE RICHARD PDirector · President and CEO
SaleCommon Stock 15,168 $210.24 $3,188,935.49
Disclosure

SEC source: 0001628280-20-012935 · wf-form4_159795527987255.xml · nonDerivative · entry 1

WALLACE RICHARD P · CIK 0001196898 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,853

F1 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 13, 2020.

F2 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $209.60 to $210.59. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

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August 11, 2020 Filed Aug 12, 2020 21:17 UTC SaleCommon Stock 9,000 $204.02 $1,836,180.00
Disclosure

SEC source: 0001628280-20-012541 · wf-form4_159726703890917.xml · nonDerivative · entry 1

PATEL KIRAN M · CIK 0001187427 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 7,754

F1 · price: Represents the weighted average sales price for the shares. The sales prices ranged from $203.97 to $204.09. The reporting person will provide upon request full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: By The Kiran Patel Trust dated August 28, 2018, of which the Reporting Person is a trustee and beneficiary.

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August 07, 2020 Filed Aug 10, 2020 20:35 UTC
Higgins Bren D.EVP & Chief Financial Officer
SaleCommon Stock 3,547 $201.86 $715,997.42
Disclosure

SEC source: 0001628280-20-012359 · wf-form4_159709170888701.xml · nonDerivative · entry 6

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,828

F7 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2020.

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August 07, 2020 Filed Aug 10, 2020 20:34 UTC
Kirloskar Virendra ASVP & Chief Accounting Officer
SaleCommon Stock 853 $201.86 $172,186.58
Disclosure

SEC source: 0001628280-20-012354 · wf-form4_159709163464992.xml · nonDerivative · entry 6

Kirloskar Virendra A · CIK 0001430600 · SVP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297

F7 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on May 29, 2020.

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August 07, 2020 Filed Aug 10, 2020 20:34 UTC
Lorig BrianExecutive Vice President
SaleCommon Stock 1,182 $201.86 $238,598.52
Disclosure

SEC source: 0001628280-20-012355 · wf-form4_159709165201171.xml · nonDerivative · entry 6

Lorig Brian · CIK 0001697041 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

F7 · shares: This sale was effected pursuant to the terms of a Rule 10b5-1 trading plan adopted by the Reporting Person on February 5, 2020.

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August 06, 2020 Filed Aug 10, 2020 20:35 UTC
Higgins Bren D.EVP & Chief Financial Officer
Tax withholdingCommon Stock 3,488 $203.59 $710,121.92
Disclosure

SEC source: 0001628280-20-012359 · wf-form4_159709170888701.xml · nonDerivative · entry 5

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,375

F6 · shares: Pursuant to the terms of the grant, shares of KLA common stock were automatically withheld at vesting to cover required tax withholding. The fair market value of KLA common stock used for purposes of calculating the number of shares to be withheld was the closing price of KLA common stock as reported on August 6, 2020.

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August 06, 2020 Filed Aug 10, 2020 20:35 UTC
Higgins Bren D.EVP & Chief Financial Officer
Exercise / conversionCommon Stock 7,035 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012359 · wf-form4_159709170888701.xml · nonDerivative · entry 4

Higgins Bren D. · CIK 0001582049 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,863

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: The Reporting Person vested fifty percent (50%) of the performance-based RSUs upon the date on which the Compensation Committee of KLA's Board of Directors determined the level at which the underlying performance goals were attained (August 6, 2020) and will vest in the remaining fifty percent (50%) upon his completion of four years of service following the award (August 3, 2021). The shares of common stock will be issued as the performance-based RSUs vest.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.