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Nasdaq · USD

KITT

Nauticus Robotics, Inc.

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Tapewire entity
8200
SEC CIK
0001849820
Parsed reports
140

Last 12 months

Inside the activity.

1 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202512
Dec 202506
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202602
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 2, 2026 02:22 UTC
DROR BRIAN ISAACMANAGER OF REPORTING OWNER
ConversionSENIOR SECURED TERM LOAN (09/23/2023, AS AMENDED) · Derivative Not disclosed $1.49 Strike: $1.49 $250,000.00
Disclosure

SEC source: 0002143744-26-000006 · primary_doc.xml · derivative · entry 2

RCB EQUITIES 1, LLC · CIK 0002143744 · 10% owner

DROR BRIAN ISAAC · CIK 0002147429 · MANAGER OF REPORTING OWNER

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: COMMON STOCK, $0.0001 PAR VALUE · 168,011 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately upon notice

F2 · derivative.expiration_date: None

F5 · valueOwnedAfter: Following the September 30, 2026 conversion of $250,000 of the Senior Secured Term Loan, the remaining outstanding balance of the term loan is subject to confirmation from the loan records.

Read SEC document
September 30, 2026 Filed Oct 2, 2026 02:22 UTC
DROR BRIAN ISAACMANAGER OF REPORTING OWNER
ConversionCOMMON STOCK 168,011 $1.49 $250,000.37
Disclosure

SEC source: 0002143744-26-000006 · primary_doc.xml · nonDerivative · entry 1

RCB EQUITIES 1, LLC · CIK 0002143744 · 10% owner

DROR BRIAN ISAAC · CIK 0002147429 · MANAGER OF REPORTING OWNER

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On September 30, 2026, RCB Equities #1, LLC converted $250,000 of the outstanding principal under the Senior Secured Term Loan Agreement dated September 18, 2023 (as amended by the Sixth Amendment dated September 30, 2026) into 168,011 shares of Common Stock at a conversion price of $1.488 per share. The conversion price of $1.488 per share was available for conversion notices delivered from September 30, 2026, through and including October 2, 2026. Prior to this conversion, RCB Equities #1, LLC beneficially owned approximately 125,080 shares of Common Stock.

F4 · balance_after: On September 24, 2026, Issuer effected a 1 for 6 reverse stock split. Prior to the reverse stock split, RCB Equities #1, LLC beneficially owned approximately 750,843 shares of Common Stock.

Read SEC document
July 23, 2026 Filed Jul 28, 2026 22:28 UTC GrantRestricted Stock Unit · Derivative 48,241 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000117 · primary_doc.xml · derivative · entry 1

Sharkawy Adam · CIK 0001945167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,241

Underlying: Common Stock · 48,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

Read SEC document
July 23, 2026 Filed Jul 28, 2026 22:15 UTC
Spiro ElliotDirector
GrantRestricted Stock Unit · Derivative 48,241 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000115 · primary_doc.xml · derivative · entry 1

Spiro Elliot · CIK 0001875548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,241

Underlying: Common Stock · 48,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 27, 2027, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 27, 2027, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

Read SEC document
July 23, 2026 Filed Jul 28, 2026 22:19 UTC GrantRestricted Stock Unit · Derivative 48,241 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000116 · primary_doc.xml · derivative · entry 1

Bellingham Jim · CIK 0001946341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,241

Underlying: Common Stock · 48,241 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

Read SEC document
July 23, 2026 Filed Jul 28, 2026 21:35 UTC GrantRestricted Stock Unit · Derivative 72,361 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000114 · primary_doc.xml · derivative · entry 1

FLORES WILLIAM · CIK 0001361918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,361

Underlying: Common Stock · 72,361 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 27, 2027, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 27, 2027, or (ii) the date immediately preceding the Company's 2027 annual meeting of stockholders.

Read SEC document
June 01, 2026 Filed Jul 14, 2026 22:37 UTC ConversionSENIOR SECURED TERM LOAN (09/23/2023, AS AMENDED) · Derivative Not disclosed $1.80 Strike: $1.80 $1,000,000.00
Disclosure

SEC source: 0002143744-26-000003 · primary_doc.xml · derivative · entry 3

RCB EQUITIES 1, LLC · CIK 0002143744 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: COMMON STOCK, $0.0001 PAR VALUE · 555,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately upon notice

F2 · derivative.expiration_date: None

F3 · valueOwnedAfter: Following the June 1, 2026 conversion of $1,000,000 of the Senior Secured Term Loan, the remaining outstanding balance of the term loan is subject to confirmation from the loan records.

Read SEC document
June 01, 2026 Filed Jul 14, 2026 22:37 UTC SaleCOMMON STOCK 32,539 $2.02 $65,761.32
Disclosure

SEC source: 0002143744-26-000003 · primary_doc.xml · nonDerivative · entry 2

RCB EQUITIES 1, LLC · CIK 0002143744 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 782,829

F5 · shares: On June 1, 2026, RCB Equities #1, LLC sold 32,539 shares of Common Stock in an open-market transaction at $2.021 per share.

Read SEC document
June 01, 2026 Filed Jul 14, 2026 22:37 UTC ConversionCOMMON STOCK 555,556 $1.80 $1,000,000.80
Disclosure

SEC source: 0002143744-26-000003 · primary_doc.xml · nonDerivative · entry 1

RCB EQUITIES 1, LLC · CIK 0002143744 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On June 1, 2026, RCB Equities #1, LLC converted $1,000,000 of the outstanding principal under the Senior Secured Term Loan Agreement dated September 18, 2023 (as amended by the Third Amendment dated June 1, 2026) into 555,556 shares of Common Stock at a conversion price of $1.80 per share. The conversion price of $1.80 per share was available for conversion notices delivered on or before June 15, 2026. Prior to this conversion, RCB Equities #1, LLC beneficially owned approximately 259,812 shares of Common Stock.

Read SEC document
June 01, 2026 Filed Jul 27, 2026 19:09 UTC ConversionSENIOR SECURED TERM LOAN (09/23/2023, AS AMENDED) · Derivative Not disclosed $1.80 Strike: $1.80 $1,000,000.00
Disclosure

SEC source: 0002147429-26-000003 · primary_doc.xml · derivative · entry 3

DROR BRIAN ISAAC · CIK 0002147429 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · MANAGER OF RCB EQUITIES #1, LLC

Disclosed balance after: Not disclosed

Underlying: COMMON STOCK, $0.0001 PAR VALUE · 555,556 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Immediately upon notice

F2 · derivative.expiration_date: None

F3 · valueOwnedAfter: Following the June 1, 2026 conversion of $1,000,000 of the Senior Secured Term Loan, the remaining outstanding balance of the term loan is subject to confirmation from the loan records.

Read SEC document
June 01, 2026 Filed Jul 27, 2026 19:09 UTC SaleCOMMON STOCK 32,539 $2.02 $65,761.32
Disclosure

SEC source: 0002147429-26-000003 · primary_doc.xml · nonDerivative · entry 2

DROR BRIAN ISAAC · CIK 0002147429 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · MANAGER OF RCB EQUITIES #1, LLC

Disclosed balance after: 782,829

Read SEC document
June 01, 2026 Filed Jul 27, 2026 19:09 UTC ConversionCOMMON STOCK 555,556 $1.80 $1,000,000.80
Disclosure

SEC source: 0002147429-26-000003 · primary_doc.xml · nonDerivative · entry 1

DROR BRIAN ISAAC · CIK 0002147429 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · MANAGER OF RCB EQUITIES #1, LLC

Disclosed balance after: 815,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2026 Filed Jul 31, 2026 22:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,162 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000120 · primary_doc.xml · derivative · entry 2

Sharkawy Adam · CIK 0001945167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F1 · shares: Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026.

F3 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

F3 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

Read SEC document
May 27, 2026 Filed Jul 31, 2026 22:15 UTC Exercise / conversionCommon Stock 2,162 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000120 · primary_doc.xml · nonDerivative · entry 1

Sharkawy Adam · CIK 0001945167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026.

Read SEC document
May 27, 2026 Filed Jul 31, 2026 22:07 UTC
Spiro ElliotDirector
Exercise / conversionRestricted Stock Unit · Derivative 2,162 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000119 · primary_doc.xml · derivative · entry 2

Spiro Elliot · CIK 0001875548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F1 · shares: Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026.

F3 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

F3 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

Read SEC document
May 27, 2026 Filed Jul 31, 2026 22:07 UTC
Spiro ElliotDirector
Exercise / conversionCommon Stock 2,162 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000119 · primary_doc.xml · nonDerivative · entry 1

Spiro Elliot · CIK 0001875548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026.

Read SEC document
May 27, 2026 Filed Jul 31, 2026 22:21 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,162 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000121 · primary_doc.xml · derivative · entry 2

Bellingham Jim · CIK 0001946341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F1 · shares: Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026.

F3 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

F3 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

Read SEC document
May 27, 2026 Filed Jul 31, 2026 22:21 UTC Exercise / conversionCommon Stock 2,162 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000121 · primary_doc.xml · nonDerivative · entry 1

Bellingham Jim · CIK 0001946341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted to reflect 1 for 8 reverse stock split on April 21, 2026.

Read SEC document
May 27, 2026 Filed Jul 31, 2026 21:58 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,522 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000118 · primary_doc.xml · derivative · entry 2

FLORES WILLIAM · CIK 0001361918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,522 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F1 · shares: Adjusted to reflect 1 for 36 reverse stock split on April 21, 2026

F3 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

F3 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

Read SEC document
May 27, 2026 Filed Jul 31, 2026 21:58 UTC GrantCommon Stock 2,522 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000118 · primary_doc.xml · nonDerivative · entry 1

FLORES WILLIAM · CIK 0001361918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,335

F1 · shares: Adjusted to reflect 1 for 36 reverse stock split on April 21, 2026

Read SEC document
February 24, 2026 Filed Feb 24, 2026 23:34 UTC
GIBSON JOHN W JRDirector · CEO
SaleCommon Stock 715 $0.82 $586.30
Disclosure

SEC source: 0001849820-26-000013 · wk-form4_1771976051.xml · nonDerivative · entry 2

GIBSON JOHN W JR · CIK 0001189981 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,351

F2 · kind: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.

Read SEC document
February 23, 2026 Filed Feb 24, 2026 23:34 UTC
GIBSON JOHN W JRDirector · CEO
Exercise / conversionRestricted Stock Units · Derivative 2,161 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000013 · wk-form4_1771976051.xml · derivative · entry 3

GIBSON JOHN W JR · CIK 0001189981 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,160

Underlying: Common Stock · 2,161 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F1 · shares: Adjusted to reflect 1 for 9 reverse stock split on September 2025.

F4 · derivative.exercise_date: RSUs vest pro-rata over three years on February 21, 2025, February 21, 2026 and February 21, 2027

F4 · derivative.expiration_date: RSUs vest pro-rata over three years on February 21, 2025, February 21, 2026 and February 21, 2027

Read SEC document
February 23, 2026 Filed Feb 24, 2026 23:34 UTC
GIBSON JOHN W JRDirector · CEO
Exercise / conversionCommon Stock 2,161 $0.00 $0.00
Disclosure

SEC source: 0001849820-26-000013 · wk-form4_1771976051.xml · nonDerivative · entry 1

GIBSON JOHN W JR · CIK 0001189981 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Adjusted to reflect 1 for 9 reverse stock split on September 2025.

Read SEC document
December 22, 2025 Filed Mar 20, 2026 15:44 UTC
Christ Robert DouglasPresident SeaTrepid
OtherCommon Stock 671,551 $8.19 $5,500,002.69
Disclosure

SEC source: 0001849820-26-000026 · wk-form4_1774035876.xml · nonDerivative · entry 1

Christ Robert Douglas · CIK 0002063368 · President SeaTrepid

10b5-1 filing: No plan indicated

Ownership: Indirect · Shares held by SeaTrepid International LLC

Disclosed balance after: 671,551

F1 · kind: As previously reported by the Issuer in a Form 8-K filed on March 5, 2025, the Issuer entered into an Asset Purchase Agreement (as amended, the "APA"), with SeaTrepid International LLC and other sellers on March 5, 2025, providing, among other things, for the issuance of Earn-Out Shares (as defined in the APA) to SeaTrepid International LLC, upon the satisfaction of certain conditions. The number of Earn-Out Shares issuable was determined on December 22, 2025, pursuant to a formula set forth in the APA, which provides, for the purpose of determining the number of Earn-Out Shares issuable, the Earn-Out Shares would be valued at $8.19 per share, which was the Minimum Price as defined under Nasdaq Rule 5635(d), determined as of the date of the execution of the APA. The acquired shares represent the Earn-Out Shares issued pursuant to the APA. The reporting person's right to receive additional shares became fixed and irrevocable on March 20, 2025, the closing date of the APA.

F1 · balance_after: As previously reported by the Issuer in a Form 8-K filed on March 5, 2025, the Issuer entered into an Asset Purchase Agreement (as amended, the "APA"), with SeaTrepid International LLC and other sellers on March 5, 2025, providing, among other things, for the issuance of Earn-Out Shares (as defined in the APA) to SeaTrepid International LLC, upon the satisfaction of certain conditions. The number of Earn-Out Shares issuable was determined on December 22, 2025, pursuant to a formula set forth in the APA, which provides, for the purpose of determining the number of Earn-Out Shares issuable, the Earn-Out Shares would be valued at $8.19 per share, which was the Minimum Price as defined under Nasdaq Rule 5635(d), determined as of the date of the execution of the APA. The acquired shares represent the Earn-Out Shares issued pursuant to the APA. The reporting person's right to receive additional shares became fixed and irrevocable on March 20, 2025, the closing date of the APA.

F2 · ownership.nature: Mr. Christ is the President of SeaTrepid International LLC ("SeaTrepid") and may be deemed to share voting and investment power with respect to the securities held by SeaTrepid. Mr. Christ disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.

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December 03, 2025 Filed Dec 4, 2025 17:18 UTC SaleCommon Stock, par value U.S. $0.0001 2,021,920 $1.02 $2,062,358.40
Disclosure

SEC source: 0001083269-25-000014 · form4-12042025_101209.xml · nonDerivative · entry 4

TRANSOCEAN INTERNATIONAL Ltd · CIK 0001083269 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,421

F1 · balance_after: The amount of securities beneficially owned following the reported transaction includes 6,421 shares of the Issuer's common stock that the reporting person has the right to receive if, on or before September 9, 2027, the shares of the Issuer's common stock meet or exceed certain target prices as set forth in the Merger Agreement described in the reporting person's Form 3 filed on September 23, 2022.

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December 03, 2025 Filed Dec 4, 2025 22:17 UTC
Transocean Ltd.Former 10% Owner
SaleCommon Stock, par value U.S. $0.0001 2,021,920 $1.02 $2,062,358.40
Disclosure

SEC source: 0001451505-25-000130 · form4-12042025_101222.xml · nonDerivative · entry 4

Transocean Ltd. · CIK 0001451505 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Transocean International Limited

Disclosed balance after: 6,421

F1 · balance_after: The amount of securities beneficially owned following the reported transaction includes 6,421 shares of the Issuer's common stock that the reporting person has the right to receive if, on or before September 9, 2027, the shares of the Issuer's common stock meet or exceed certain target prices as set forth in the Merger Agreement described in the reporting person's Form 3 filed on September 23, 2022.

F2 · ownership.nature: These securities are owned directly by Transocean International Limited, a Bermuda exempted company limited by shares. Transocean International Limited is a wholly owned subsidiary of Transocean Ltd. Because Transocean Ltd. controls Transocean International Limited, both Transocean Ltd. and Transocean International Limited are deemed to beneficially own the shares of common stock of the Issuer that Transocean International Limited holds directly or has a right to acquire.

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December 02, 2025 Filed Dec 4, 2025 17:18 UTC SaleCommon Stock, par value U.S. $0.0001 32,839 $0.74 $24,300.86
Disclosure

SEC source: 0001083269-25-000014 · form4-12042025_101209.xml · nonDerivative · entry 3

TRANSOCEAN INTERNATIONAL Ltd · CIK 0001083269 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,028,341

F1 · balance_after: The amount of securities beneficially owned following the reported transaction includes 6,421 shares of the Issuer's common stock that the reporting person has the right to receive if, on or before September 9, 2027, the shares of the Issuer's common stock meet or exceed certain target prices as set forth in the Merger Agreement described in the reporting person's Form 3 filed on September 23, 2022.

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December 02, 2025 Filed Dec 4, 2025 22:17 UTC
Transocean Ltd.Former 10% Owner
SaleCommon Stock, par value U.S. $0.0001 32,839 $0.74 $24,300.86
Disclosure

SEC source: 0001451505-25-000130 · form4-12042025_101222.xml · nonDerivative · entry 3

Transocean Ltd. · CIK 0001451505 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Transocean International Limited

Disclosed balance after: 2,028,341

F1 · balance_after: The amount of securities beneficially owned following the reported transaction includes 6,421 shares of the Issuer's common stock that the reporting person has the right to receive if, on or before September 9, 2027, the shares of the Issuer's common stock meet or exceed certain target prices as set forth in the Merger Agreement described in the reporting person's Form 3 filed on September 23, 2022.

F2 · ownership.nature: These securities are owned directly by Transocean International Limited, a Bermuda exempted company limited by shares. Transocean International Limited is a wholly owned subsidiary of Transocean Ltd. Because Transocean Ltd. controls Transocean International Limited, both Transocean Ltd. and Transocean International Limited are deemed to beneficially own the shares of common stock of the Issuer that Transocean International Limited holds directly or has a right to acquire.

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December 01, 2025 Filed Dec 4, 2025 17:18 UTC SaleCommon Stock, par value U.S. $0.0001 61,351 $0.81 $49,694.31
Disclosure

SEC source: 0001083269-25-000014 · form4-12042025_101209.xml · nonDerivative · entry 2

TRANSOCEAN INTERNATIONAL Ltd · CIK 0001083269 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,061,180

F1 · balance_after: The amount of securities beneficially owned following the reported transaction includes 6,421 shares of the Issuer's common stock that the reporting person has the right to receive if, on or before September 9, 2027, the shares of the Issuer's common stock meet or exceed certain target prices as set forth in the Merger Agreement described in the reporting person's Form 3 filed on September 23, 2022.

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December 01, 2025 Filed Dec 4, 2025 22:17 UTC
Transocean Ltd.Former 10% Owner
SaleCommon Stock, par value U.S. $0.0001 61,351 $0.81 $49,694.31
Disclosure

SEC source: 0001451505-25-000130 · form4-12042025_101222.xml · nonDerivative · entry 2

Transocean Ltd. · CIK 0001451505 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Transocean International Limited

Disclosed balance after: 2,061,180

F1 · balance_after: The amount of securities beneficially owned following the reported transaction includes 6,421 shares of the Issuer's common stock that the reporting person has the right to receive if, on or before September 9, 2027, the shares of the Issuer's common stock meet or exceed certain target prices as set forth in the Merger Agreement described in the reporting person's Form 3 filed on September 23, 2022.

F2 · ownership.nature: These securities are owned directly by Transocean International Limited, a Bermuda exempted company limited by shares. Transocean International Limited is a wholly owned subsidiary of Transocean Ltd. Because Transocean Ltd. controls Transocean International Limited, both Transocean Ltd. and Transocean International Limited are deemed to beneficially own the shares of common stock of the Issuer that Transocean International Limited holds directly or has a right to acquire.

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November 28, 2025 Filed Dec 4, 2025 17:18 UTC SaleCommon Stock, par value U.S. $0.0001 28,185 $0.90 $25,366.50
Disclosure

SEC source: 0001083269-25-000014 · form4-12042025_101209.xml · nonDerivative · entry 1

TRANSOCEAN INTERNATIONAL Ltd · CIK 0001083269 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,122,531

F1 · balance_after: The amount of securities beneficially owned following the reported transaction includes 6,421 shares of the Issuer's common stock that the reporting person has the right to receive if, on or before September 9, 2027, the shares of the Issuer's common stock meet or exceed certain target prices as set forth in the Merger Agreement described in the reporting person's Form 3 filed on September 23, 2022.

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November 28, 2025 Filed Dec 4, 2025 22:17 UTC
Transocean Ltd.Former 10% Owner
SaleCommon Stock, par value U.S. $0.0001 28,185 $0.90 $25,366.50
Disclosure

SEC source: 0001451505-25-000130 · form4-12042025_101222.xml · nonDerivative · entry 1

Transocean Ltd. · CIK 0001451505 · Former 10% Owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Transocean International Limited

Disclosed balance after: 2,122,531

F1 · balance_after: The amount of securities beneficially owned following the reported transaction includes 6,421 shares of the Issuer's common stock that the reporting person has the right to receive if, on or before September 9, 2027, the shares of the Issuer's common stock meet or exceed certain target prices as set forth in the Merger Agreement described in the reporting person's Form 3 filed on September 23, 2022.

F2 · ownership.nature: These securities are owned directly by Transocean International Limited, a Bermuda exempted company limited by shares. Transocean International Limited is a wholly owned subsidiary of Transocean Ltd. Because Transocean Ltd. controls Transocean International Limited, both Transocean Ltd. and Transocean International Limited are deemed to beneficially own the shares of common stock of the Issuer that Transocean International Limited holds directly or has a right to acquire.

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November 25, 2025 Filed Nov 26, 2025 15:46 UTC PurchaseCommon Stock 10,000 $0.89 $8,900.00
Disclosure

SEC source: 0001849820-25-000284 · wk-form4_1764171977.xml · nonDerivative · entry 1

FLORES WILLIAM · CIK 0001361918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,501

F1 · balance_after: Holdings reflect 1-for-36 reverse stock split on July 18, 2024.

F2 · balance_after: Holdings reflect 1-for-9 reverse stock split on September 5, 2025.

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October 28, 2025 Filed Oct 31, 2025 18:43 UTC ConversionConvertible Senior Secured Term Loan 2023 · Derivative Not disclosed $0.00 Strike: $1.76 $3,773,958.00
Disclosure

SEC source: 0001083269-25-000012 · form4-10312025_101041.xml · derivative · entry 2

TRANSOCEAN INTERNATIONAL Ltd · CIK 0001083269 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value U.S. $0.0001 · 2,144,295 shares

Expires 2026-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: The shares of the Issuer's common stock reported herein as being beneficially owned by the Reporting Person consists of the Earnout Shares and 2,144,295 shares of the Issuer's common stock acquired on October 28, 2025 by the Reporting Person in connection with the exercise of its right to convert $3,000,000 of outstanding principal amount of loans, together with accrued interest, made pursuant to that certain Senior Secured Term Loan Agreement, dated as of September 18, 2023, by and among the Issuer, the collateral agent and the other lenders party thereto (as amended, the "Convertible Note"). Loans made pursuant to the Convertible Note were convertible into shares of the Issuer's common stock at a conversion price of $1.76 per share.

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October 28, 2025 Filed Oct 31, 2025 18:43 UTC ConversionCommon Stock, par value U.S. $0.0001 2,144,295 $1.76 $3,773,959.20
Disclosure

SEC source: 0001083269-25-000012 · form4-10312025_101041.xml · nonDerivative · entry 1

TRANSOCEAN INTERNATIONAL Ltd · CIK 0001083269 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,150,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount reported also includes 6,421 additional shares (the "Earnout Shares") of the Issuer's common stock issuable to the Reporting Person on or before September 9, 2027, pursuant to certain earnout conditions, as described in the Merger Agreement (as defined in the Reporting Person's Form 3 filed on September 23, 2022).

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October 28, 2025 Filed Oct 31, 2025 22:34 UTC ConversionConvertible Senior Secured Term Loan 2023 · Derivative Not disclosed $0.00 Strike: $1.76 $3,773,958.00
Disclosure

SEC source: 0001451505-25-000125 · form4-10312025_101031.xml · derivative · entry 2

Transocean Ltd. · CIK 0001451505 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Transocean International Limited

Disclosed balance after: 0

Underlying: Common Stock, par value U.S. $0.0001 · 2,144,295 shares

Expires 2026-09-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The shares of the Issuer's common stock reported herein as being beneficially owned by the Reporting Person consists of the Earnout Shares and 2,144,295 shares of the Issuer's common stock acquired on October 28, 2025 (the "Conversion Shares") by Transocean International Limited in connection with the exercise of its right to convert $3,000,000 of outstanding principal amount of loans, together with accrued interest (the "Note Conversion"), made pursuant to that certain Senior Secured Term Loan Agreement, dated as of September 18, 2023, by and among the Issuer, the collateral agent and the other lenders party thereto (as amended, the "Convertible Note"). Loans made pursuant to the Convertible Note were convertible into shares of the Issuer's common stock at a conversion price of $1.76 per share.

F1 · derivative.underlying_shares: These securities are owned directly by Transocean International Limited, a Bermuda exempted company limited by shares. Transocean International Limited is a wholly owned subsidiary of Transocean Ltd. Because Transocean Ltd. controls Transocean International Limited, both Transocean Ltd. and Transocean International Limited are deemed to beneficially own the shares of common stock that Transocean International Limited holds directly or has a right to acquire.

F1 · ownership.direct: These securities are owned directly by Transocean International Limited, a Bermuda exempted company limited by shares. Transocean International Limited is a wholly owned subsidiary of Transocean Ltd. Because Transocean Ltd. controls Transocean International Limited, both Transocean Ltd. and Transocean International Limited are deemed to beneficially own the shares of common stock that Transocean International Limited holds directly or has a right to acquire.

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October 28, 2025 Filed Oct 31, 2025 22:34 UTC ConversionCommon Stock, par value U.S. $0.0001 2,144,295 $1.76 $3,773,959.20
Disclosure

SEC source: 0001451505-25-000125 · form4-10312025_101031.xml · nonDerivative · entry 1

Transocean Ltd. · CIK 0001451505 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Transocean International Limited

Disclosed balance after: 2,150,716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: These securities are owned directly by Transocean International Limited, a Bermuda exempted company limited by shares. Transocean International Limited is a wholly owned subsidiary of Transocean Ltd. Because Transocean Ltd. controls Transocean International Limited, both Transocean Ltd. and Transocean International Limited are deemed to beneficially own the shares of common stock that Transocean International Limited holds directly or has a right to acquire.

F2 · balance_after: The amount reported also includes 6,421 additional shares (the "Earnout Shares") of the Issuer's common stock issuable to the Reporting Person on or before September 9, 2027, pursuant to certain earnout conditions, as described in the Merger Agreement (as defined in the Reporting Person's Form 3 filed on September 9, 2023).

F1 · ownership.direct: These securities are owned directly by Transocean International Limited, a Bermuda exempted company limited by shares. Transocean International Limited is a wholly owned subsidiary of Transocean Ltd. Because Transocean Ltd. controls Transocean International Limited, both Transocean Ltd. and Transocean International Limited are deemed to beneficially own the shares of common stock that Transocean International Limited holds directly or has a right to acquire.

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July 25, 2025 Filed Jul 28, 2025 20:42 UTC GrantRestricted Stock Units · Derivative 155,593 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000182 · wk-form4_1753735283.xml · derivative · entry 1

Sharkawy Adam · CIK 0001945167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,593

Underlying: Common Stock · 155,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) June 25, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) June 25, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

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July 25, 2025 Filed Jul 28, 2025 20:39 UTC
Spiro ElliotDirector
GrantRestricted Stock Units · Derivative 155,593 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000181 · wk-form4_1753735164.xml · derivative · entry 1

Spiro Elliot · CIK 0001875548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,593

Underlying: Common Stock · 155,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) June 25, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) June 25, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

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July 25, 2025 Filed Jul 28, 2025 20:44 UTC GrantRestricted Stock Units · Derivative 181,525 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000183 · wk-form4_1753735435.xml · derivative · entry 1

FLORES WILLIAM · CIK 0001361918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,525

Underlying: Common Stock · 181,525 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) June 25, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) June 25, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

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July 25, 2025 Filed Jul 28, 2025 20:37 UTC GrantRestricted Stock Units · Derivative 155,593 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000180 · wk-form4_1753735047.xml · derivative · entry 1

Bellingham Jim · CIK 0001946341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,593

Underlying: Common Stock · 155,593 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: The RSUs vest on the earlier of (i) June 25, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

F2 · derivative.expiration_date: The RSUs vest on the earlier of (i) June 25, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.

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May 28, 2025 Filed May 30, 2025 14:56 UTC Exercise / conversionRestricted Stock Units · Derivative 25,286 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000149 · wk-form4_1748616994.xml · derivative · entry 2

Sharkawy Adam · CIK 0001945167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F1 · shares: Adjusted to reflect 1 for 36 reverse stock split on July 18, 2024.

F3 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders.

F3 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders.

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May 28, 2025 Filed May 30, 2025 14:56 UTC Exercise / conversionCommon Stock 25,286 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000149 · wk-form4_1748616994.xml · nonDerivative · entry 1

Sharkawy Adam · CIK 0001945167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted to reflect 1 for 36 reverse stock split on July 18, 2024.

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May 28, 2025 Filed May 30, 2025 14:58 UTC
Spiro ElliotDirector
Exercise / conversionRestricted Stock Units · Derivative 25,286 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000150 · wk-form4_1748617080.xml · derivative · entry 2

Spiro Elliot · CIK 0001875548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F1 · shares: Adjusted to reflect 1 for 36 reverse stock split on July 18, 2024.

F3 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders.

F3 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders.

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May 28, 2025 Filed May 30, 2025 14:58 UTC
Spiro ElliotDirector
Exercise / conversionCommon Stock 25,286 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000150 · wk-form4_1748617080.xml · nonDerivative · entry 1

Spiro Elliot · CIK 0001875548 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted to reflect 1 for 36 reverse stock split on July 18, 2024.

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May 28, 2025 Filed May 30, 2025 14:55 UTC Exercise / conversionRestricted Stock Units · Derivative 29,501 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000148 · wk-form4_1748616946.xml · derivative · entry 2

FLORES WILLIAM · CIK 0001361918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,501 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F1 · shares: Adjusted to reflect 1 for 36 reverse stock split on July 18, 2024.

F3 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders.

F3 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders.

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May 28, 2025 Filed May 30, 2025 14:55 UTC Exercise / conversionCommon Stock 29,501 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000148 · wk-form4_1748616946.xml · nonDerivative · entry 1

FLORES WILLIAM · CIK 0001361918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted to reflect 1 for 36 reverse stock split on July 18, 2024.

Read SEC document
May 28, 2025 Filed May 30, 2025 14:54 UTC Exercise / conversionRestricted Stock Units · Derivative 25,286 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000147 · wk-form4_1748616888.xml · derivative · entry 2

Bellingham Jim · CIK 0001946341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,286 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F1 · shares: Adjusted to reflect 1 for 36 reverse stock split on July 18, 2024.

F3 · derivative.exercise_date: The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders.

F3 · derivative.expiration_date: The RSUs vest on the earlier of (i) May 28, 2025, or (ii) the date immediately preceding the Company's 2025 annual meeting of stockholders.

Read SEC document
May 28, 2025 Filed May 30, 2025 14:54 UTC Exercise / conversionCommon Stock 25,286 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000147 · wk-form4_1748616888.xml · nonDerivative · entry 1

Bellingham Jim · CIK 0001946341 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Adjusted to reflect 1 for 36 reverse stock split on July 18, 2024.

Read SEC document
March 31, 2025 Filed Apr 1, 2025 16:27 UTC
Hay VictoriaInterim CFO
GrantRestricted Stock Units · Derivative 42,798 $0.00 $0.00
Disclosure

SEC source: 0001849820-25-000084 · wk-form4_1743539240.xml · derivative · entry 1

Hay Victoria · CIK 0002003344 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,798

Underlying: Common Stock · 42,798 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.

F2 · derivative.exercise_date: RSUs vest ratably over three years on the anniversary of grant.

F2 · derivative.expiration_date: RSUs vest ratably over three years on the anniversary of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.