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KEYCORP /NEW/

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3220
SEC CIK
0000091576
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868

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2021 Filed Feb 17, 2021 22:44 UTC
Paine Andrew J IIIHead of Institutional Bank
GrantOption to Buy · Derivative 71,005 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000030 · edgar.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,005

Underlying: Common Shares · 71,005 shares

Expires 2031-02-17

F4 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:44 UTC
Paine Andrew J IIIHead of Institutional Bank
GrantRestricted Stock Units · Derivative 37,755 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000030 · edgar.xml · derivative · entry 5

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,755

Underlying: Common Shares · 37,755 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F3 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:43 UTC
Alexander Victor BHead of Consumer Bank
GrantOption to Buy · Derivative 23,668 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000028 · edgar.xml · derivative · entry 4

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,668

Underlying: Common Shares · 23,668 shares

Expires 2031-02-17

F4 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:43 UTC
Alexander Victor BHead of Consumer Bank
GrantRestricted Stock Units · Derivative 12,585 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000028 · edgar.xml · derivative · entry 3

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,585

Underlying: Common Shares · 12,585 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F3 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:43 UTC
Gorman Christopher M.Director · Chairman and CEO
GrantOption to Buy · Derivative 127,218 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000029 · edgar.xml · derivative · entry 4

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,218

Underlying: Common Shares · 127,218 shares

Expires 2031-02-17

F5 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 22:43 UTC
Gorman Christopher M.Director · Chairman and CEO
GrantRestricted Stock Units · Derivative 67,645 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000029 · edgar.xml · derivative · entry 3

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,645

Underlying: Common Shares · 67,645 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F4 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:55 UTC
Schosser Douglas MChief Accounting Officer
GrantOption to Buy · Derivative 11,834 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000027 · edgar.xml · derivative · entry 4

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,834

Underlying: Common Shares · 11,834 shares

Expires 2031-02-17

F4 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:55 UTC
Schosser Douglas MChief Accounting Officer
GrantRestricted Stock Units · Derivative 6,292 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000027 · edgar.xml · derivative · entry 3

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,292

Underlying: Common Shares · 6,292 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F3 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:52 UTC
Ryan Kevin ThomasChief Risk Review Officer
GrantOption to Buy · Derivative 11,094 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000026 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,094

Underlying: Common Shares · 11,094 shares

Expires 2031-02-17

F4 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:52 UTC
Ryan Kevin ThomasChief Risk Review Officer
GrantRestricted Stock Units · Derivative 5,899 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000026 · edgar.xml · derivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,899

Underlying: Common Shares · 5,899 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F3 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:50 UTC
Midkiff Mark WChief Risk Officer
GrantOption to Buy · Derivative 35,502 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000025 · edgar.xml · derivative · entry 3

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,502

Underlying: Common Shares · 35,502 shares

Expires 2031-02-17

F3 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:50 UTC
Midkiff Mark WChief Risk Officer
GrantRestricted Stock Units · Derivative 18,877 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000025 · edgar.xml · derivative · entry 2

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,877

Underlying: Common Shares · 18,877 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F2 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:50 UTC
Mago Angela GHead of Commercial Bank
GrantOption to Buy · Derivative 44,378 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000024 · edgar.xml · derivative · entry 3

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,378

Underlying: Common Shares · 44,378 shares

Expires 2031-02-17

F3 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:50 UTC
Mago Angela GHead of Commercial Bank
GrantRestricted Stock Units · Derivative 23,597 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000024 · edgar.xml · derivative · entry 2

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,597

Underlying: Common Shares · 23,597 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F2 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:48 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
GrantOption to Buy · Derivative 68,047 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000023 · edgar.xml · derivative · entry 3

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,047

Underlying: Common Shares · 68,047 shares

Expires 2031-02-17

F3 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:48 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
GrantRestricted Stock Units · Derivative 36,182 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000023 · edgar.xml · derivative · entry 2

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,182

Underlying: Common Shares · 36,182 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F2 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:47 UTC
Fishel Brian LChief Human Resources Officer
GrantOption to Buy · Derivative 16,272 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000022 · edgar.xml · derivative · entry 3

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,272

Underlying: Common Shares · 16,272 shares

Expires 2031-02-17

F3 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:47 UTC
Fishel Brian LChief Human Resources Officer
GrantRestricted Stock Units · Derivative 8,652 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000022 · edgar.xml · derivative · entry 2

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,652

Underlying: Common Shares · 8,652 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F2 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:46 UTC
Evans Trina MDirector, Corporate Center
GrantOption to Buy · Derivative 20,710 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000020 · edgar.xml · derivative · entry 3

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,710

Underlying: Common Shares · 20,710 shares

Expires 2031-02-17

F3 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:46 UTC
Evans Trina MDirector, Corporate Center
GrantRestricted Stock Units · Derivative 11,012 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000020 · edgar.xml · derivative · entry 2

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,012

Underlying: Common Shares · 11,012 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F2 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:46 UTC
Khayat Clark HChief Strategy Officer
GrantOption to Buy · Derivative 26,627 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000021 · edgar.xml · derivative · entry 3

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,627

Underlying: Common Shares · 26,627 shares

Expires 2031-02-17

F3 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:46 UTC
Khayat Clark HChief Strategy Officer
GrantRestricted Stock Units · Derivative 14,158 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000021 · edgar.xml · derivative · entry 2

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,158

Underlying: Common Shares · 14,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F2 · derivative.expiration_date: The restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:36 UTC
Brady Amy G.Chief Information Officer
GrantOption to Buy · Derivative 44,378 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0000091576-21-000019 · edgar.xml · derivative · entry 3

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,378

Underlying: Common Shares · 44,378 shares

Expires 2031-02-17

F3 · derivative.exercise_date: The option to buy, granted on February 15, 2021, vests in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 15, 2021 Filed Feb 17, 2021 21:36 UTC
Brady Amy G.Chief Information Officer
GrantRestricted Stock Units · Derivative 23,597 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000019 · edgar.xml · derivative · entry 2

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,597

Underlying: Common Shares · 23,597 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F2 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:23 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 10,514 $0.00 Strike: $10.49 $0.00
Disclosure

SEC source: 0000091576-21-000015 · edgar.xml · derivative · entry 8

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 10,514 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments ending on February 15, 2020.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:23 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionOption to Buy · Derivative 4,366 $0.00 Strike: $9.33 $0.00
Disclosure

SEC source: 0000091576-21-000015 · edgar.xml · derivative · entry 7

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 4,366 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:23 UTC
Schosser Douglas MChief Accounting Officer
SaleCommon Shares 13,425 $19.03 $255,477.75
Disclosure

SEC source: 0000091576-21-000015 · edgar.xml · nonDerivative · entry 5

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,267

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:23 UTC
Schosser Douglas MChief Accounting Officer
SaleCommon Shares 10,514 $19.05 $200,291.70
Disclosure

SEC source: 0000091576-21-000015 · edgar.xml · nonDerivative · entry 4

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,692

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:23 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionCommon Shares 10,514 $10.49 $110,291.86
Disclosure

SEC source: 0000091576-21-000015 · edgar.xml · nonDerivative · entry 3

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:23 UTC
Schosser Douglas MChief Accounting Officer
SaleCommon Shares 4,366 $19.06 $83,215.96
Disclosure

SEC source: 0000091576-21-000015 · edgar.xml · nonDerivative · entry 2

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,692

Read SEC document
February 10, 2021 Filed Feb 11, 2021 21:23 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionCommon Shares 4,366 $9.33 $40,734.78
Disclosure

SEC source: 0000091576-21-000015 · edgar.xml · nonDerivative · entry 1

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionOption to Buy · Derivative 12,850 $0.00 Strike: $10.49 $0.00
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · derivative · entry 7

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 12,850 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This option vested in four equal annual installments ending on February 15, 2020.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionOption to Buy · Derivative 5,633 $0.00 Strike: $9.33 $0.00
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,633 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC
Ryan Kevin ThomasChief Risk Review Officer
Tax withholdingCommon Shares 9,128 $18.55 $169,324.40
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · nonDerivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,193

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionCommon Shares 12,850 $10.49 $134,796.50
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · nonDerivative · entry 3

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,321

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC
Ryan Kevin ThomasChief Risk Review Officer
Tax withholdingCommon Shares 3,842 $18.55 $71,269.10
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,471

Read SEC document
February 05, 2021 Filed Feb 9, 2021 22:24 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionCommon Shares 5,633 $9.33 $52,555.89
Disclosure

SEC source: 0000091576-21-000014 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,313

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:28 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionOption to Buy · Derivative 5,957 $0.00 Strike: $9.26 $0.00
Disclosure

SEC source: 0000091576-21-000013 · edgar.xml · derivative · entry 3

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,957 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option vested in four equal annual installments ending on March 4, 2015.

Read SEC document
February 02, 2021 Filed Feb 4, 2021 23:28 UTC
Mago Angela GHead of Commercial Bank
SaleCommon Shares 5,957 $17.70 $105,438.90
Disclosure

SEC source: 0000091576-21-000013 · edgar.xml · nonDerivative · entry 2

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,397

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February 02, 2021 Filed Feb 4, 2021 23:28 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionCommon Shares 5,957 $9.26 $55,161.82
Disclosure

SEC source: 0000091576-21-000013 · edgar.xml · nonDerivative · entry 1

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 29, 2021 Filed Feb 2, 2021 21:02 UTC
Khayat Clark HChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 7,788 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000012 · edgar.xml · derivative · entry 3

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,788

Underlying: Common Shares · 7,788 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units vest in four equal annual installments, ending on January 29, 2022.

F2 · derivative.expiration_date: These restricted stock units vest in four equal annual installments, ending on January 29, 2022.

F3 · balance_after: Includes approximately 827 dividend-equivalent restricted stock units accrued between March 2020 and December 2020.

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January 29, 2021 Filed Feb 2, 2021 21:02 UTC
Khayat Clark HChief Strategy Officer
Tax withholdingCommon Shares 2,682 $16.86 $45,218.52
Disclosure

SEC source: 0000091576-21-000012 · edgar.xml · nonDerivative · entry 2

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,068

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January 29, 2021 Filed Feb 2, 2021 21:02 UTC
Khayat Clark HChief Strategy Officer
Exercise / conversionCommon Shares 7,788 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000012 · edgar.xml · nonDerivative · entry 1

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
January 22, 2021 Filed Jan 26, 2021 22:07 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 19,403 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000010 · edgar.xml · derivative · entry 3

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 19,403 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · shares: Includes approximately 1,030 dividend-equivalent restricted stock units accrued between March and December 2020.

F3 · derivative.exercise_date: These restricted stock units vested in three equal annual installments, ending on January 22, 2021.

F3 · derivative.expiration_date: These restricted stock units vested in three equal annual installments, ending on January 22, 2021.

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January 22, 2021 Filed Jan 26, 2021 22:07 UTC
Midkiff Mark WChief Risk Officer
Tax withholdingCommon Shares 6,211 $18.20 $113,040.20
Disclosure

SEC source: 0000091576-21-000010 · edgar.xml · nonDerivative · entry 2

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,772

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January 22, 2021 Filed Jan 26, 2021 22:07 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionCommon Shares 19,403 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000010 · edgar.xml · nonDerivative · entry 1

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:09 UTC Exercise / conversionDeferred Shares · Derivative 1,561 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000006 · edgar.xml · derivative · entry 2

Wilson David K · CIK 0001613813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,097

Underlying: Common Shares · 1,561 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

F2 · balance_after: Includes approximately 1,402 dividend-equivalent deferred shares accrued under the Deferred Share Plan between June and December 2020.

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January 01, 2021 Filed Jan 5, 2021 22:09 UTC Exercise / conversionCommon Shares 1,561 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000006 · edgar.xml · nonDerivative · entry 1

Wilson David K · CIK 0001613813 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:06 UTC Exercise / conversionDeferred Shares · Derivative 5,449 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000003 · edgar.xml · derivative · entry 3

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,596

Underlying: Common Shares · 5,449 shares

Expires 2021-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Deferred Share is the economic equivalent of one Common Share.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document
January 01, 2021 Filed Jan 5, 2021 22:06 UTC Exercise / conversionCommon Shares 5,449 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000003 · edgar.xml · nonDerivative · entry 1

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,987

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Deferred Share is the economic equivalent of one Common Share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.