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KEYCORP /NEW/

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3220
SEC CIK
0000091576
Parsed reports
868

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2021 Filed Apr 2, 2021 20:33 UTC GrantDeferred Shares · Derivative 938 $19.98 $18,741.24
Disclosure

SEC source: 0000091576-21-000059 · wf-form4_161739557055843.xml · derivative · entry 2

CUTLER ALEXANDER M · CIK 0001188585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,820

Underlying: Common Shares · 938 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2024 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2024 or the death of the participant.

F3 · balance_after: Includes approximately 553 dividend-equivalent deferred shares accrued under the Deferred Share Plan in March 2021.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:32 UTC GrantDeferred Shares · Derivative 1,251 $19.98 $24,994.98
Disclosure

SEC source: 0000091576-21-000058 · wf-form4_161739549885083.xml · derivative · entry 2

MANOS KRISTEN L · CIK 0001203997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,632

Underlying: Common Shares · 1,251 shares

Expires not disclosed

F1 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F2 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2029 or the death of the participant.

F2 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2029 or the death of the participant.

F3 · balance_after: Includes approximately 785 dividend-equivalent deferred shares accrued under the Deferred Share Plan in March 2021.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 20:31 UTC GrantDeferred Shares · Derivative 1,438 $19.98 $28,731.24
Disclosure

SEC source: 0000091576-21-000057 · wf-form4_161739543207268.xml · derivative · entry 2

Snyder Barbara R · CIK 0001496583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,474

Underlying: Common Shares · 1,438 shares

Expires not disclosed

F2 · derivative.exercise_price: Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2019 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.

F3 · derivative.exercise_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2024 or the death of the participant.

F3 · derivative.expiration_date: Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2024 or the death of the participant.

F4 · balance_after: Includes approximately 1,178 dividend-equivalent deferred shares accrued under the Deferred Share Plan in March 2021.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:18 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,947 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000056 · edgar.xml · derivative · entry 4

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,842

Underlying: Common Shares · 1,947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 414 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:18 UTC
Schosser Douglas MChief Accounting Officer
Tax withholdingCommon Shares 592 $21.54 $12,751.68
Disclosure

SEC source: 0000091576-21-000056 · edgar.xml · nonDerivative · entry 2

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,388

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:18 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionCommon Shares 1,947 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000056 · edgar.xml · nonDerivative · entry 1

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionRestricted Stock Units · Derivative 2,087 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000055 · edgar.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,259

Underlying: Common Shares · 2,087 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 443 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Ryan Kevin ThomasChief Risk Review Officer
Tax withholdingCommon Shares 634 $21.54 $13,656.36
Disclosure

SEC source: 0000091576-21-000055 · edgar.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,713

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionCommon Shares 2,087 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000055 · edgar.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,347

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionRestricted Stock Units · Derivative 12,797 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000054 · edgar.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,392

Underlying: Common Shares · 12,797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 2,718 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Paine Andrew J IIIHead of Institutional Bank
Tax withholdingCommon Shares 5,804 $21.54 $125,018.16
Disclosure

SEC source: 0000091576-21-000054 · edgar.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,527

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionCommon Shares 12,797 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000054 · edgar.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionRestricted Stock Units · Derivative 8,903 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000052 · edgar.xml · derivative · entry 3

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,707

Underlying: Common Shares · 8,903 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 1,890 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Mago Angela GHead of Commercial Bank
Tax withholdingCommon Shares 4,038 $21.54 $86,978.52
Disclosure

SEC source: 0000091576-21-000052 · edgar.xml · nonDerivative · entry 2

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,053

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionCommon Shares 8,903 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000052 · edgar.xml · nonDerivative · entry 1

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,091

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 6,121 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000053 · edgar.xml · derivative · entry 3

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,361

Underlying: Common Shares · 6,121 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 1,300 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Midkiff Mark WChief Risk Officer
Tax withholdingCommon Shares 2,776 $21.54 $59,795.04
Disclosure

SEC source: 0000091576-21-000053 · edgar.xml · nonDerivative · entry 2

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,920

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:17 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionCommon Shares 6,121 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000053 · edgar.xml · nonDerivative · entry 1

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:16 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Exercise / conversionRestricted Stock Units · Derivative 12,241 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000051 · edgar.xml · derivative · entry 3

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,723

Underlying: Common Shares · 12,241 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 2,599 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:16 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Tax withholdingCommon Shares 5,705 $21.54 $122,885.70
Disclosure

SEC source: 0000091576-21-000051 · edgar.xml · nonDerivative · entry 2

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,627

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:16 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Exercise / conversionCommon Shares 12,241 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000051 · edgar.xml · nonDerivative · entry 1

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,332

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:16 UTC
Khayat Clark HChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 3,895 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000050 · edgar.xml · derivative · entry 3

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,684

Underlying: Common Shares · 3,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 827 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:16 UTC
Khayat Clark HChief Strategy Officer
Tax withholdingCommon Shares 1,183 $21.54 $25,481.82
Disclosure

SEC source: 0000091576-21-000050 · edgar.xml · nonDerivative · entry 2

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,836

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:16 UTC
Khayat Clark HChief Strategy Officer
Exercise / conversionCommon Shares 3,895 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000050 · edgar.xml · nonDerivative · entry 1

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,019

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:16 UTC
Gorman Christopher M.Director · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 17,805 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000049 · edgar.xml · derivative · entry 4

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,415

Underlying: Common Shares · 17,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 3,781 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:16 UTC
Gorman Christopher M.Director · Chairman and CEO
Tax withholdingCommon Shares 8,075 $21.54 $173,935.50
Disclosure

SEC source: 0000091576-21-000049 · edgar.xml · nonDerivative · entry 2

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 708,569

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:16 UTC
Gorman Christopher M.Director · Chairman and CEO
Exercise / conversionCommon Shares 17,805 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000049 · edgar.xml · nonDerivative · entry 1

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 716,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Fishel Brian LChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 2,504 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000048 · edgar.xml · derivative · entry 3

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,511

Underlying: Common Shares · 2,504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 532 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Fishel Brian LChief Human Resources Officer
Tax withholdingCommon Shares 760 $21.54 $16,370.40
Disclosure

SEC source: 0000091576-21-000048 · edgar.xml · nonDerivative · entry 2

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,868

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Fishel Brian LChief Human Resources Officer
Exercise / conversionCommon Shares 2,504 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000048 · edgar.xml · nonDerivative · entry 1

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,628

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionOption to Buy · Derivative 16,355 $0.00 Strike: $10.49 $0.00
Disclosure

SEC source: 0000091576-21-000047 · edgar.xml · derivative · entry 8

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 16,355 shares

Expires 2026-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: This option vested in four equal annual installments ending on February 15, 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionOption to Buy · Derivative 8,450 $0.00 Strike: $9.33 $0.00
Disclosure

SEC source: 0000091576-21-000047 · edgar.xml · derivative · entry 7

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 8,450 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option vested in four equal annual installments ending on March 1, 2017.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 4,730 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000047 · edgar.xml · derivative · entry 6

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,187

Underlying: Common Shares · 4,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F5 · balance_after: Includes approximately 1,004 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Evans Trina MDirector, Corporate Center
SaleCommon Shares 34,305 $21.41 $734,470.05
Disclosure

SEC source: 0000091576-21-000047 · edgar.xml · nonDerivative · entry 5

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,109

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.40 to $21.43.

F3 · price: The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionCommon Shares 16,355 $10.49 $171,563.95
Disclosure

SEC source: 0000091576-21-000047 · edgar.xml · nonDerivative · entry 4

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionCommon Shares 8,450 $9.33 $78,838.50
Disclosure

SEC source: 0000091576-21-000047 · edgar.xml · nonDerivative · entry 3

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Evans Trina MDirector, Corporate Center
Tax withholdingCommon Shares 1,436 $21.54 $30,931.44
Disclosure

SEC source: 0000091576-21-000047 · edgar.xml · nonDerivative · entry 2

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,609

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionCommon Shares 4,730 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000047 · edgar.xml · nonDerivative · entry 1

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:10 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 2,122 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000045 · edgar.xml · derivative · entry 4

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,363

Underlying: Common Shares · 2,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 450 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:10 UTC
Alexander Victor BHead of Consumer Bank
Tax withholdingCommon Shares 645 $21.54 $13,893.30
Disclosure

SEC source: 0000091576-21-000045 · edgar.xml · nonDerivative · entry 2

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,777

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:10 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionCommon Shares 2,122 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000045 · edgar.xml · nonDerivative · entry 1

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 7,790 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000046 · edgar.xml · derivative · entry 3

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,369

Underlying: Common Shares · 7,790 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 1,654 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Brady Amy G.Chief Information Officer
Tax withholdingCommon Shares 3,630 $21.54 $78,190.20
Disclosure

SEC source: 0000091576-21-000046 · edgar.xml · nonDerivative · entry 2

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,871

Read SEC document
February 24, 2021 Filed Feb 26, 2021 21:15 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionCommon Shares 7,790 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000046 · edgar.xml · nonDerivative · entry 1

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,725 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000042 · edgar.xml · derivative · entry 6

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,447

Underlying: Common Shares · 1,725 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F7 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F8 · balance_after: Includes approximately 275 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,581 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000042 · edgar.xml · derivative · entry 5

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,581

Underlying: Common Shares · 1,581 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F5 · derivative.expiration_date: The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.

F6 · balance_after: Includes approximately 168 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,093 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000042 · edgar.xml · derivative · entry 4

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 2,093 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 20, 2017, vested in four equal annual installments ending on February 17, 2021.

F4 · derivative.underlying_shares: Includes approximately 111 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC
Schosser Douglas MChief Accounting Officer
Tax withholdingCommon Shares 1,633 $19.72 $32,202.76
Disclosure

SEC source: 0000091576-21-000042 · edgar.xml · nonDerivative · entry 2

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,033

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionCommon Shares 5,399 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-21-000042 · edgar.xml · nonDerivative · entry 1

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,666

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2021 Filed Feb 19, 2021 22:14 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionRestricted Stock Units · Derivative 2,007 $0.00 $0.00
Disclosure

SEC source: 0000091576-21-000041 · edgar.xml · derivative · entry 6

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,012

Underlying: Common Shares · 2,007 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F7 · derivative.expiration_date: The restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F8 · balance_after: Includes approximately 320 dividend-equivalent restricted stock units accrued between March and December 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.