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KEYCORP /NEW/

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3220
SEC CIK
0000091576
Parsed reports
868

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 2, 2022 21:21 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Tax withholdingCommon Shares 15,122 $22.99 $347,654.78
Disclosure

SEC source: 0000091576-22-000056 · wf-form4_164625605298382.xml · nonDerivative · entry 2

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,990

Read SEC document
March 01, 2022 Filed Mar 2, 2022 21:21 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
GrantCommon Shares 32,450 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000056 · wf-form4_164625605298382.xml · nonDerivative · entry 1

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,112

F1 · price: These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 18, 2019.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:22 UTC
Warder JamieHead of Digital Banking
SaleCommon Shares 9,632 $24.80 $238,873.60
Disclosure

SEC source: 0000091576-22-000057 · wf-form4_164625609701155.xml · nonDerivative · entry 1

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:28 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 2,016 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000055 · wf-form4_164608370447902.xml · derivative · entry 4

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,031

Underlying: Common Shares · 2,016 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 205 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:28 UTC
Schosser Douglas MChief Accounting Officer
Tax withholdingCommon Shares 612 $24.13 $14,767.56
Disclosure

SEC source: 0000091576-22-000055 · wf-form4_164608370447902.xml · nonDerivative · entry 2

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,649

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:28 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionCommon Shares 2,016 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000055 · wf-form4_164608370447902.xml · nonDerivative · entry 1

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:28 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionRestricted Stock Units · Derivative 2,160 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000054 · wf-form4_164608367179361.xml · derivative · entry 4

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,319

Underlying: Common Shares · 2,160 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 220 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:28 UTC
Ryan Kevin ThomasChief Risk Review Officer
Tax withholdingCommon Shares 770 $24.13 $18,580.10
Disclosure

SEC source: 0000091576-22-000054 · wf-form4_164608367179361.xml · nonDerivative · entry 2

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,852

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:28 UTC
Ryan Kevin ThomasChief Risk Review Officer
Exercise / conversionCommon Shares 2,160 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000054 · wf-form4_164608367179361.xml · nonDerivative · entry 1

Ryan Kevin Thomas · CIK 0001669910 · Chief Risk Review Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,622

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:19 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionRestricted Stock Units · Derivative 13,246 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000053 · wf-form4_164608310733775.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,493

Underlying: Common Shares · 13,246 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 1,347 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:19 UTC
Paine Andrew J IIIHead of Institutional Bank
Tax withholdingCommon Shares 6,008 $24.13 $144,973.04
Disclosure

SEC source: 0000091576-22-000053 · wf-form4_164608310733775.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,263

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:19 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionCommon Shares 13,246 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000053 · wf-form4_164608310733775.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:18 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 6,336 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000052 · wf-form4_164608304936756.xml · derivative · entry 3

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,669

Underlying: Common Shares · 6,336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 644 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:18 UTC
Midkiff Mark WChief Risk Officer
Tax withholdingCommon Shares 2,874 $24.13 $69,349.62
Disclosure

SEC source: 0000091576-22-000052 · wf-form4_164608304936756.xml · nonDerivative · entry 2

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,202

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:18 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionCommon Shares 6,336 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000052 · wf-form4_164608304936756.xml · nonDerivative · entry 1

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,076

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:17 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionRestricted Stock Units · Derivative 9,215 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000051 · wf-form4_164608299339088.xml · derivative · entry 3

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,429

Underlying: Common Shares · 9,215 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 937 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:17 UTC
Mago Angela GHead of Commercial Bank
Tax withholdingCommon Shares 4,180 $24.13 $100,863.40
Disclosure

SEC source: 0000091576-22-000051 · wf-form4_164608299339088.xml · nonDerivative · entry 2

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,716

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:17 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionCommon Shares 9,215 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000051 · wf-form4_164608299339088.xml · nonDerivative · entry 1

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:14 UTC
Gorman Christopher M.Director · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 18,430 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000048 · wf-form4_164608284249376.xml · derivative · entry 4

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,859

Underlying: Common Shares · 18,430 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 1,874 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:14 UTC
Gorman Christopher M.Director · Chairman and CEO
Tax withholdingCommon Shares 8,359 $24.13 $201,702.67
Disclosure

SEC source: 0000091576-22-000048 · wf-form4_164608284249376.xml · nonDerivative · entry 2

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,529

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:14 UTC
Gorman Christopher M.Director · Chairman and CEO
Exercise / conversionCommon Shares 18,430 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000048 · wf-form4_164608284249376.xml · nonDerivative · entry 1

Gorman Christopher M. · CIK 0001486643 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,888

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:16 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Exercise / conversionRestricted Stock Units · Derivative 12,670 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000050 · wf-form4_164608293700416.xml · derivative · entry 3

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,341

Underlying: Common Shares · 12,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 1,289 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:16 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Tax withholdingCommon Shares 5,905 $24.13 $142,487.65
Disclosure

SEC source: 0000091576-22-000050 · wf-form4_164608293700416.xml · nonDerivative · entry 2

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 423,662

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:16 UTC
KIMBLE DONALD RCFO, CAO, & Vice Chair
Exercise / conversionCommon Shares 12,670 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000050 · wf-form4_164608293700416.xml · nonDerivative · entry 1

KIMBLE DONALD R · CIK 0001217174 · CFO, CAO, & Vice Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:15 UTC
Khayat Clark HChief Strategy Officer
Exercise / conversionRestricted Stock Units · Derivative 4,031 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000049 · wf-form4_164608289846227.xml · derivative · entry 3

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,063

Underlying: Common Shares · 4,031 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 410 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:15 UTC
Khayat Clark HChief Strategy Officer
Tax withholdingCommon Shares 1,829 $24.13 $44,133.77
Disclosure

SEC source: 0000091576-22-000049 · wf-form4_164608289846227.xml · nonDerivative · entry 2

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,392

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:15 UTC
Khayat Clark HChief Strategy Officer
Exercise / conversionCommon Shares 4,031 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000049 · wf-form4_164608289846227.xml · nonDerivative · entry 1

Khayat Clark H · CIK 0001342543 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:13 UTC
Fishel Brian LChief Human Resources Officer
Exercise / conversionRestricted Stock Units · Derivative 2,592 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000047 · wf-form4_164608278444347.xml · derivative · entry 3

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,182

Underlying: Common Shares · 2,592 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 264 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:13 UTC
Fishel Brian LChief Human Resources Officer
Tax withholdingCommon Shares 1,176 $24.13 $28,376.88
Disclosure

SEC source: 0000091576-22-000047 · wf-form4_164608278444347.xml · nonDerivative · entry 2

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,332

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:13 UTC
Fishel Brian LChief Human Resources Officer
Exercise / conversionCommon Shares 2,592 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000047 · wf-form4_164608278444347.xml · nonDerivative · entry 1

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,508

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:12 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 4,895 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000046 · wf-form4_164608272046558.xml · derivative · entry 3

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,790

Underlying: Common Shares · 4,895 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 498 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:12 UTC
Evans Trina MDirector, Corporate Center
Tax withholdingCommon Shares 2,220 $24.13 $53,568.60
Disclosure

SEC source: 0000091576-22-000046 · wf-form4_164608272046558.xml · nonDerivative · entry 2

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,436

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:12 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionCommon Shares 4,895 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000046 · wf-form4_164608272046558.xml · nonDerivative · entry 1

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,656

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:11 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 8,063 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000045 · wf-form4_164608264545083.xml · derivative · entry 3

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,126

Underlying: Common Shares · 8,063 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 820 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:11 UTC
Brady Amy G.Chief Information Officer
Tax withholdingCommon Shares 3,758 $24.13 $90,680.54
Disclosure

SEC source: 0000091576-22-000045 · wf-form4_164608264545083.xml · nonDerivative · entry 2

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,628

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:11 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionCommon Shares 8,063 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000045 · wf-form4_164608264545083.xml · nonDerivative · entry 1

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:10 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 2,196 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000044 · wf-form4_164608257697165.xml · derivative · entry 4

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,390

Underlying: Common Shares · 2,196 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: The restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 223 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:10 UTC
Alexander Victor BHead of Consumer Bank
Tax withholdingCommon Shares 997 $24.13 $24,057.61
Disclosure

SEC source: 0000091576-22-000044 · wf-form4_164608257697165.xml · nonDerivative · entry 2

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,363

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:10 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionCommon Shares 2,196 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000044 · wf-form4_164608257697165.xml · nonDerivative · entry 1

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,360

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:31 UTC
Warder JamieHead of Digital Banking
Exercise / conversionRestricted Stock Units · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · derivative · entry 6

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,548

Underlying: Common Shares · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F8 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F9 · balance_after: Includes approximately 289 dividend-equivalent restricted stock units accrued between June and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:31 UTC
Warder JamieHead of Digital Banking
Exercise / conversionRestricted Stock Units · Derivative 2,770 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · derivative · entry 5

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,540

Underlying: Common Shares · 2,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: These restricted stock units, granted on February 17, 2020, vest in four equal annual installments beginning on February 17, 2021.

F6 · derivative.expiration_date: These restricted stock units, granted on February 17, 2020, vest in four equal annual installments beginning on February 17, 2021.

F7 · balance_after: Includes approximately 211 dividend-equivalent restricted stock units accrued between June and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:31 UTC
Warder JamieHead of Digital Banking
Exercise / conversionRestricted Stock Units · Derivative 4,867 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · derivative · entry 4

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,868

Underlying: Common Shares · 4,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F4 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F5 · balance_after: Includes approximately 247 dividend-equivalent restricted stock units accrued between June and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:31 UTC
Warder JamieHead of Digital Banking
Exercise / conversionRestricted Stock Units · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · derivative · entry 3

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.

F2 · derivative.expiration_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.

F3 · derivative.underlying_shares: Includes approximately 85 dividend-equivalent restricted stock units accrued between June and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:31 UTC
Warder JamieHead of Digital Banking
Tax withholdingCommon Shares 4,199 $25.73 $108,040.27
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · nonDerivative · entry 2

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,727

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:31 UTC
Warder JamieHead of Digital Banking
Exercise / conversionCommon Shares 13,831 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · nonDerivative · entry 1

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:30 UTC
Schosser Douglas MChief Accounting Officer
GrantDeferred Shares · Derivative 5,434 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000042 · wf-form4_164556902214739.xml · derivative · entry 7

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434

Underlying: Common Shares · 5,434 shares

Expires not disclosed

F9 · derivative.exercise_price: Each deferred share represents a right to receive the cash value of one share of common stock.

F11 · price: In connection with the vesting on February 17, 2022, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 5,434 shares ofcommon stock was deferred, resulting in the reporting person's receipt instead of 5,434 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan.

F10 · derivative.exercise_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F10 · derivative.expiration_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:30 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,628 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000042 · wf-form4_164556902214739.xml · derivative · entry 6

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,885

Underlying: Common Shares · 1,628 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F7 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F8 · balance_after: Includes approximately 221 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:30 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,784 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000042 · wf-form4_164556902214739.xml · derivative · entry 5

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,784

Underlying: Common Shares · 1,784 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F5 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F6 · balance_after: Includes approximately 121 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:30 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,637 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000042 · wf-form4_164556902214739.xml · derivative · entry 4

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,637 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.

F3 · derivative.expiration_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.

F4 · derivative.underlying_shares: Includes approximately 55 dividend-equivalent restricted stock units accrued between March and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:30 UTC
Schosser Douglas MChief Accounting Officer
Tax withholdingCommon Shares 1,721 $25.73 $44,281.33
Disclosure

SEC source: 0000091576-22-000042 · wf-form4_164556902214739.xml · nonDerivative · entry 2

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,245

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.