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Warder Jamie

Disclosed activity across 1 company

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94097
SEC CIK
0001864243

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
KEYCORP /NEW/KEY · Entity 3220Head of Digital BankingFebruary 16, 2024February 22, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

KEYCORP /NEW/

Report date February 16, 2024 · Filed February 22, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect90,045 Ending reported balance After 2024-02-17 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-02-17 · Exercise / conversion · Acquired 13,692 · Balance 94,774

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Row 2 · 2024-02-17 · Tax withholding · Disposed 4,729 · Balance 90,045

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect23,454 Reported balance After 2024-02-16 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2024-02-16 · Grant · Acquired 23,454 · Balance 23,454

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2024-02-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2024-02-17 · Exercise / conversion · Disposed 3,095 · Balance 0

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4: These restricted stock units, granted on February 17, 2020, vested in four equal annual installments ending on February 17, 2024.

F5: Includes approximately 206 dividend-equivalent restricted stock units accrued between March and December 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect3,184 Reported balance After 2024-02-17 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2024-02-17 · Exercise / conversion · Disposed 3,184 · Balance 3,184

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F7: Includes approximately 424 dividend-equivalent restricted stock units accrued between March and December 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect5,173 Reported balance After 2024-02-17 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2024-02-17 · Exercise / conversion · Disposed 2,588 · Balance 5,173

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F9: Includes approximately 517 dividend-equivalent restricted stock units accrued between March and December 2023.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect14,476 Reported balance After 2024-02-17 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2024-02-17 · Exercise / conversion · Disposed 4,826 · Balance 14,476

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F11: Includes approximately 1,287 dividend-equivalent restricted stock units accrued between March and December 2023.

Option to BuySEC Table II · derivative / convertible security · Conversion / exercise price $15.48 · Expires 2034-02-16Direct32,069 Reported balance After 2024-02-16 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2024-02-16 · Grant · Acquired 32,069 · Balance 32,069

F3: The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F3: The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025.

F4: These restricted stock units, granted on February 17, 2020, vested in four equal annual installments ending on February 17, 2024.

F5: Includes approximately 206 dividend-equivalent restricted stock units accrued between March and December 2023.

F6: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F7: Includes approximately 424 dividend-equivalent restricted stock units accrued between March and December 2023.

F8: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F9: Includes approximately 517 dividend-equivalent restricted stock units accrued between March and December 2023.

F10: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F11: Includes approximately 1,287 dividend-equivalent restricted stock units accrued between March and December 2023.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 17, 2024 Filed Feb 22, 2024 00:22 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 4,826 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000037 · wk-form4_1708561330.xml · derivative · entry 8

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,476

Underlying: Common Shares · 4,826 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F10 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F10 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F11 · balance_after: Includes approximately 1,287 dividend-equivalent restricted stock units accrued between March and December 2023.

Read SEC document
February 17, 2024 Filed Feb 22, 2024 00:22 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,588 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000037 · wk-form4_1708561330.xml · derivative · entry 7

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,173

Underlying: Common Shares · 2,588 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F8 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F9 · balance_after: Includes approximately 517 dividend-equivalent restricted stock units accrued between March and December 2023.

Read SEC document
February 17, 2024 Filed Feb 22, 2024 00:22 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 3,184 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000037 · wk-form4_1708561330.xml · derivative · entry 6

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,184

Underlying: Common Shares · 3,184 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F6 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F7 · balance_after: Includes approximately 424 dividend-equivalent restricted stock units accrued between March and December 2023.

Read SEC document
February 17, 2024 Filed Feb 22, 2024 00:22 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 3,095 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000037 · wk-form4_1708561330.xml · derivative · entry 5

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,095 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 17, 2020, vested in four equal annual installments ending on February 17, 2024.

F4 · derivative.expiration_date: These restricted stock units, granted on February 17, 2020, vested in four equal annual installments ending on February 17, 2024.

F5 · derivative.underlying_shares: Includes approximately 206 dividend-equivalent restricted stock units accrued between March and December 2023.

Read SEC document
February 17, 2024 Filed Feb 22, 2024 00:22 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 4,729 $14.07 $66,537.03
Disclosure

SEC source: 0000091576-24-000037 · wk-form4_1708561330.xml · nonDerivative · entry 2

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,045

Read SEC document
February 17, 2024 Filed Feb 22, 2024 00:22 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 13,692 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-24-000037 · wk-form4_1708561330.xml · nonDerivative · entry 1

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:22 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 32,069 $0.00 Strike: $15.48 $0.00
Disclosure

SEC source: 0000091576-24-000037 · wk-form4_1708561330.xml · derivative · entry 4

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,069

Underlying: Common Shares · 32,069 shares

Expires 2034-02-16

F3 · derivative.exercise_date: The option to buy, granted on February 16, 2024, vests in four equal annual installments beginning on February 17, 2025.

Read SEC document
February 16, 2024 Filed Feb 22, 2024 00:22 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 23,454 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000037 · wk-form4_1708561330.xml · derivative · entry 3

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,454

Underlying: Common Shares · 23,454 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

F2 · derivative.expiration_date: These restricted stock units, granted on February 16, 2024, vest in four equal annual installments beginning on February 17, 2025.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:31 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 60,645 $0.00 $0.00
Disclosure

SEC source: 0000091576-24-000022 · wk-form4_1708471865.xml · derivative · entry 3

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 60,645 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vested in full on February 15, 2024.

F3 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vested in full on February 15, 2024.

F4 · derivative.underlying_shares: Includes approximately 7,742 dividend-equivalent restricted stock units accrued since March 2021.

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:31 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 18,735 $14.20 $266,037.00
Disclosure

SEC source: 0000091576-24-000022 · wk-form4_1708471865.xml · nonDerivative · entry 2

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,689

Read SEC document
February 15, 2024 Filed Feb 20, 2024 23:31 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 60,645 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-24-000022 · wk-form4_1708471865.xml · nonDerivative · entry 1

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · balance_after: Includes approximately 5,030 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between March 2023 and February 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 27,186 $0.00 Strike: $21.07 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 8

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,186

Underlying: Common Shares · 27,186 shares

Expires 2033-02-17

F12 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 18,015 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 7

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,015

Underlying: Common Shares · 18,015 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F11 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F11 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,415 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 6

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,243

Underlying: Common Shares · 2,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F9 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F10 · balance_after: Includes approximately 397 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,972 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 5

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,943

Underlying: Common Shares · 2,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F7 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F8 · balance_after: Includes approximately 366 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,889 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 4

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,889

Underlying: Common Shares · 2,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 17, 2020, vest in four equal annual installments beginning on February 17, 2021.

F5 · derivative.expiration_date: These restricted stock units, granted on February 17, 2020, vest in four equal annual installments beginning on February 17, 2021.

F6 · balance_after: Includes approximately 237 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 5,076 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 3

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F3 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F4 · derivative.underlying_shares: Includes approximately 208 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 4,269 $19.15 $81,751.35
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · nonDerivative · entry 2

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,142

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 13,351 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · nonDerivative · entry 1

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · balance_after: Includes approximately 2,965 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between March 2022 and February 2023.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:22 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 9,632 $24.80 $238,873.60
Disclosure

SEC source: 0000091576-22-000057 · wf-form4_164625609701155.xml · nonDerivative · entry 1

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,095

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:31 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,850 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · derivative · entry 6

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,548

Underlying: Common Shares · 2,850 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F8 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F9 · balance_after: Includes approximately 289 dividend-equivalent restricted stock units accrued between June and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:31 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 2,770 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · derivative · entry 5

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,540

Underlying: Common Shares · 2,770 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: These restricted stock units, granted on February 17, 2020, vest in four equal annual installments beginning on February 17, 2021.

F6 · derivative.expiration_date: These restricted stock units, granted on February 17, 2020, vest in four equal annual installments beginning on February 17, 2021.

F7 · balance_after: Includes approximately 211 dividend-equivalent restricted stock units accrued between June and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:31 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 4,867 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · derivative · entry 4

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,868

Underlying: Common Shares · 4,867 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F4 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vest in four equal annual installments beginning on February 17, 2020.

F5 · balance_after: Includes approximately 247 dividend-equivalent restricted stock units accrued between June and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:31 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionRestricted Stock Units · Derivative 3,344 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · derivative · entry 3

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 3,344 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.

F2 · derivative.expiration_date: These restricted stock units, granted on February 19, 2018, vested in four equal annual installments ending on February 17, 2022.

F3 · derivative.underlying_shares: Includes approximately 85 dividend-equivalent restricted stock units accrued between June and December 2021.

Read SEC document
February 17, 2022 Filed Feb 22, 2022 22:31 UTC KEYCORP /NEW/ KEY · Entity 3220 Tax withholdingCommon Shares 4,199 $25.73 $108,040.27
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · nonDerivative · entry 2

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,727

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February 17, 2022 Filed Feb 22, 2022 22:31 UTC KEYCORP /NEW/ KEY · Entity 3220 Exercise / conversionCommon Shares 13,831 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-22-000043 · wf-form4_164556905402416.xml · nonDerivative · entry 1

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

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February 14, 2022 Filed Feb 16, 2022 21:51 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantOption to Buy · Derivative 13,840 $0.00 Strike: $28.50 $0.00
Disclosure

SEC source: 0000091576-22-000025 · wf-form4_164504827279928.xml · derivative · entry 3

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,840

Underlying: Common Shares · 13,840 shares

Expires 2032-02-17

F4 · derivative.exercise_date: The option to buy, granted on February 14, 2022, vests in four equal annual installments beginning on February 17, 2023.

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February 14, 2022 Filed Feb 16, 2022 21:51 UTC KEYCORP /NEW/ KEY · Entity 3220 GrantRestricted Stock Units · Derivative 9,262 $0.00 $0.00
Disclosure

SEC source: 0000091576-22-000025 · wf-form4_164504827279928.xml · derivative · entry 2

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,262

Underlying: Common Shares · 9,262 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F3 · derivative.expiration_date: The restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

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September 10, 2021 Filed Sep 13, 2021 20:21 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 3,112 $19.97 $62,146.64
Disclosure

SEC source: 0000091576-21-000117 · wf-form4_163156445869677.xml · nonDerivative · entry 1

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,264

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September 08, 2021 Filed Sep 10, 2021 20:11 UTC KEYCORP /NEW/ KEY · Entity 3220 SaleCommon Shares 9,684 $19.76 $191,355.84
Disclosure

SEC source: 0000091576-21-000116 · wf-form4_163130466595731.xml · nonDerivative · entry 1

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,376

F1 · balance_after: Includes approximately 801 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between June and August of 2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.