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KEYCORP /NEW/

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SEC CIK
0000091576
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868

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202602
Feb 202601
Mar 202600
Apr 202600
May 202601
Jun 202601
Jul 202601
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2023 Filed Feb 28, 2023 21:07 UTC
Fishel Brian LChief Human Resources Officer
Exercise / conversionCommon Shares 32,731 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000045 · wf-form4_167761842921093.xml · nonDerivative · entry 1

Fishel Brian L · CIK 0001742183 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,129

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:07 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionRestricted Stock Units · Derivative 5,105 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000044 · wf-form4_167761839799397.xml · derivative · entry 3

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,105

Underlying: Common Shares · 5,105 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · balance_after: Includes approximately 419 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:07 UTC
Evans Trina MDirector, Corporate Center
Tax withholdingCommon Shares 2,315 $18.32 $42,410.80
Disclosure

SEC source: 0000091576-23-000044 · wf-form4_167761839799397.xml · nonDerivative · entry 2

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,205

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:07 UTC
Evans Trina MDirector, Corporate Center
Exercise / conversionCommon Shares 5,105 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000044 · wf-form4_167761839799397.xml · nonDerivative · entry 1

Evans Trina M · CIK 0001572558 · Director, Corporate Center

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:06 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 8,408 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000043 · wf-form4_167761835652327.xml · derivative · entry 4

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,408

Underlying: Common Shares · 8,408 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F5 · balance_after: Includes approximately 691 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:06 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 60,060 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000043 · wf-form4_167761835652327.xml · derivative · entry 3

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 60,060 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vested in full on February 24, 2023.

F2 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vested in full on February 24, 2023.

F3 · derivative.underlying_shares: Includes approximately 7,373 dividend-equivalent restricted stock units accrued since March 2020.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:06 UTC
Brady Amy G.Chief Information Officer
Tax withholdingCommon Shares 32,575 $18.32 $596,774.00
Disclosure

SEC source: 0000091576-23-000043 · wf-form4_167761835652327.xml · nonDerivative · entry 2

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,121

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:06 UTC
Brady Amy G.Chief Information Officer
Exercise / conversionCommon Shares 68,468 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000043 · wf-form4_167761835652327.xml · nonDerivative · entry 1

Brady Amy G. · CIK 0001562311 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,696

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:05 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionRestricted Stock Units · Derivative 2,289 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000042 · wf-form4_167761830002363.xml · derivative · entry 4

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,289

Underlying: Common Shares · 2,289 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F3 · derivative.expiration_date: These restricted stock units, granted on February 24, 2020, vest in four equal annual installments beginning on February 24, 2021.

F4 · balance_after: Includes approximately 188 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:05 UTC
Alexander Victor BHead of Consumer Bank
Tax withholdingCommon Shares 1,039 $18.32 $19,034.48
Disclosure

SEC source: 0000091576-23-000042 · wf-form4_167761830002363.xml · nonDerivative · entry 2

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,696

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:05 UTC
Alexander Victor BHead of Consumer Bank
Exercise / conversionCommon Shares 2,289 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000042 · wf-form4_167761830002363.xml · nonDerivative · entry 1

Alexander Victor B · CIK 0001800760 · Head of Consumer Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Waters James LGeneral Counsel and Secretary
GrantOption to Buy · Derivative 30,732 $0.00 Strike: $21.07 $0.00
Disclosure

SEC source: 0000091576-23-000041 · wf-form4_167710175286469.xml · derivative · entry 5

Waters James L · CIK 0001733701 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,732

Underlying: Common Shares · 30,732 shares

Expires 2033-02-17

F5 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Waters James LGeneral Counsel and Secretary
GrantRestricted Stock Units · Derivative 20,365 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000041 · wf-form4_167710175286469.xml · derivative · entry 4

Waters James L · CIK 0001733701 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,365

Underlying: Common Shares · 20,365 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F4 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Waters James LGeneral Counsel and Secretary
Exercise / conversionRestricted Stock Units · Derivative 3,019 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000041 · wf-form4_167710175286469.xml · derivative · entry 3

Waters James L · CIK 0001733701 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,055

Underlying: Common Shares · 3,019 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F2 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F3 · balance_after: Includes approximately 496 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Waters James LGeneral Counsel and Secretary
Tax withholdingCommon Shares 1,077 $19.15 $20,624.55
Disclosure

SEC source: 0000091576-23-000041 · wf-form4_167710175286469.xml · nonDerivative · entry 2

Waters James L · CIK 0001733701 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,241

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Waters James LGeneral Counsel and Secretary
Exercise / conversionCommon Shares 3,019 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000041 · wf-form4_167710175286469.xml · nonDerivative · entry 1

Waters James L · CIK 0001733701 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Warder JamieHead of Digital Banking
GrantOption to Buy · Derivative 27,186 $0.00 Strike: $21.07 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 8

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,186

Underlying: Common Shares · 27,186 shares

Expires 2033-02-17

F12 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Warder JamieHead of Digital Banking
GrantRestricted Stock Units · Derivative 18,015 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 7

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,015

Underlying: Common Shares · 18,015 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F11 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F11 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Warder JamieHead of Digital Banking
Exercise / conversionRestricted Stock Units · Derivative 2,415 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 6

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,243

Underlying: Common Shares · 2,415 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F9 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F10 · balance_after: Includes approximately 397 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Warder JamieHead of Digital Banking
Exercise / conversionRestricted Stock Units · Derivative 2,972 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 5

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,943

Underlying: Common Shares · 2,972 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F7 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F8 · balance_after: Includes approximately 366 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Warder JamieHead of Digital Banking
Exercise / conversionRestricted Stock Units · Derivative 2,889 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 4

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,889

Underlying: Common Shares · 2,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 17, 2020, vest in four equal annual installments beginning on February 17, 2021.

F5 · derivative.expiration_date: These restricted stock units, granted on February 17, 2020, vest in four equal annual installments beginning on February 17, 2021.

F6 · balance_after: Includes approximately 237 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Warder JamieHead of Digital Banking
Exercise / conversionRestricted Stock Units · Derivative 5,076 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · derivative · entry 3

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 5,076 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F3 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F4 · derivative.underlying_shares: Includes approximately 208 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Warder JamieHead of Digital Banking
Tax withholdingCommon Shares 4,269 $19.15 $81,751.35
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · nonDerivative · entry 2

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,142

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:36 UTC
Warder JamieHead of Digital Banking
Exercise / conversionCommon Shares 13,351 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000040 · wf-form4_167710172809797.xml · nonDerivative · entry 1

Warder Jamie · CIK 0001864243 · Head of Digital Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,411

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · balance_after: Includes approximately 2,965 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between March 2022 and February 2023.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:35 UTC
Schosser Douglas MChief Accounting Officer
GrantDeferred Shares · Derivative 5,255 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000039 · wf-form4_167710169504470.xml · derivative · entry 9

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,922

Underlying: Common Shares · 5,255 shares

Expires not disclosed

F11 · derivative.exercise_price: Each deferred share represents a right to receive the cash value of one share of common stock.

F13 · price: In connection with the vesting on February 17, 2023, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 5,255 shares of common stock was deferred, resulting in the reporting person's receipt instead of 5,255 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan.

F12 · derivative.exercise_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F12 · derivative.expiration_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F14 · balance_after: Includes approximately 233 dividend-equivalent deferred shares accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:35 UTC
Schosser Douglas MChief Accounting Officer
GrantOption to Buy · Derivative 8,865 $0.00 Strike: $21.07 $0.00
Disclosure

SEC source: 0000091576-23-000039 · wf-form4_167710169504470.xml · derivative · entry 8

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,865

Underlying: Common Shares · 8,865 shares

Expires 2033-02-17

F10 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:35 UTC
Schosser Douglas MChief Accounting Officer
GrantRestricted Stock Units · Derivative 5,874 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000039 · wf-form4_167710169504470.xml · derivative · entry 7

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,874

Underlying: Common Shares · 5,874 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F9 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:35 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,207 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000039 · wf-form4_167710169504470.xml · derivative · entry 6

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,622

Underlying: Common Shares · 1,207 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F7 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F8 · balance_after: Includes approximately 198 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:35 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,698 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000039 · wf-form4_167710169504470.xml · derivative · entry 5

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,396

Underlying: Common Shares · 1,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F5 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F6 · balance_after: Includes approximately 209 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:35 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 1,861 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000039 · wf-form4_167710169504470.xml · derivative · entry 4

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 1,861 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F3 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F4 · derivative.underlying_shares: Includes approximately 77 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:35 UTC
Schosser Douglas MChief Accounting Officer
Tax withholdingCommon Shares 1,701 $19.15 $32,574.15
Disclosure

SEC source: 0000091576-23-000039 · wf-form4_167710169504470.xml · nonDerivative · entry 2

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,714

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:35 UTC
Schosser Douglas MChief Accounting Officer
Exercise / conversionCommon Shares 4,766 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000039 · wf-form4_167710169504470.xml · nonDerivative · entry 1

Schosser Douglas M · CIK 0001390812 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,415

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

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February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Paine Andrew J IIIHead of Institutional Bank
GrantDeferred Shares · Derivative 17,267 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 11

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,874

Underlying: Common Shares · 17,267 shares

Expires not disclosed

F11 · derivative.exercise_price: Each deferred share represents a right to receive the cash value of one share of common stock.

F13 · price: In connection with the vesting on February 17, 2023, of cash-settling performance shares previously granted to the reporting person, the reporting person's receipt of the cash value of 17,267 shares of common stock was deferred, resulting in the reporting person's receipt instead of 17,267 deferred shares pursuant to KeyCorp's Long-Term Incentive Deferral Plan.

F12 · derivative.exercise_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F12 · derivative.expiration_date: The deferred shares become payable upon the reporting person's termination of employment with KeyCorp and its subsidiaries.

F14 · balance_after: Includes approximately 846 dividend-equivalent deferred shares accrued between March and December 2022.

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February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Paine Andrew J IIIHead of Institutional Bank
GrantOption to Buy · Derivative 56,737 $0.00 Strike: $21.07 $0.00
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 10

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,737

Underlying: Common Shares · 56,737 shares

Expires 2033-02-17

F10 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.

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February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Paine Andrew J IIIHead of Institutional Bank
GrantRestricted Stock Units · Derivative 37,597 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 9

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,597

Underlying: Common Shares · 37,597 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F9 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F9 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionRestricted Stock Units · Derivative 7,547 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 8

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,639

Underlying: Common Shares · 7,547 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F7 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F7 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F8 · balance_after: Includes approximately 1,240 dividend-equivalent restricted stock units accrued between March and December 2022.

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February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionRestricted Stock Units · Derivative 10,189 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 7

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,376

Underlying: Common Shares · 10,189 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F5 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F5 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F6 · balance_after: Includes approximately 1,255 dividend-equivalent restricted stock units accrued between March and December 2022.

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February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionRestricted Stock Units · Derivative 13,536 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · derivative · entry 6

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 13,536 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F3 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F3 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F4 · derivative.underlying_shares: Includes approximately 555 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Paine Andrew J IIIHead of Institutional Bank
Tax withholdingCommon Shares 9,670 $19.15 $185,180.50
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · nonDerivative · entry 2

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,865

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Paine Andrew J IIIHead of Institutional Bank
Exercise / conversionCommon Shares 31,272 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000038 · wf-form4_167710164902582.xml · nonDerivative · entry 1

Paine Andrew J III · CIK 0001669883 · Head of Institutional Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Midkiff Mark WChief Risk Officer
GrantOption to Buy · Derivative 35,460 $0.00 Strike: $21.07 $0.00
Disclosure

SEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · derivative · entry 7

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,460

Underlying: Common Shares · 35,460 shares

Expires 2033-02-17

F9 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Midkiff Mark WChief Risk Officer
GrantRestricted Stock Units · Derivative 23,498 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · derivative · entry 6

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,498

Underlying: Common Shares · 23,498 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F8 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 4,528 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · derivative · entry 5

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,583

Underlying: Common Shares · 4,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F6 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F7 · balance_after: Includes approximately 744 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 5,094 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · derivative · entry 4

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,188

Underlying: Common Shares · 5,094 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F4 · derivative.exercise_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F4 · derivative.expiration_date: These restricted stock units, granted on February 15, 2021, vest in four equal annual installments beginning on February 17, 2022.

F5 · balance_after: Includes approximately 628 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 7,445 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · derivative · entry 3

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Shares · 7,445 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F2 · derivative.exercise_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F2 · derivative.expiration_date: These restricted stock units, granted on February 18, 2019, vested in four equal annual installments ending on February 17, 2023.

F3 · derivative.underlying_shares: Includes approximately 306 dividend-equivalent restricted stock units accrued between March and December 2022.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Midkiff Mark WChief Risk Officer
Tax withholdingCommon Shares 5,314 $19.15 $101,763.10
Disclosure

SEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · nonDerivative · entry 2

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,954

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:34 UTC
Midkiff Mark WChief Risk Officer
Exercise / conversionCommon Shares 17,066 Not disclosed Not disclosed
Disclosure

SEC source: 0000091576-23-000037 · wf-form4_167710160691829.xml · nonDerivative · entry 1

Midkiff Mark W · CIK 0001728747 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,268

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:33 UTC
Mago Angela GHead of Commercial Bank
GrantOption to Buy · Derivative 44,917 $0.00 Strike: $21.07 $0.00
Disclosure

SEC source: 0000091576-23-000036 · wf-form4_167710155299465.xml · derivative · entry 7

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,917

Underlying: Common Shares · 44,917 shares

Expires 2033-02-17

F9 · derivative.exercise_date: The option to buy, granted on February 17, 2023, vests in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:33 UTC
Mago Angela GHead of Commercial Bank
GrantRestricted Stock Units · Derivative 29,765 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000036 · wf-form4_167710155299465.xml · derivative · entry 6

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,765

Underlying: Common Shares · 29,765 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F8 · derivative.exercise_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

F8 · derivative.expiration_date: These restricted stock units, granted on February 17, 2023, vest in four equal annual installments beginning on February 17, 2024.

Read SEC document
February 17, 2023 Filed Feb 22, 2023 21:33 UTC
Mago Angela GHead of Commercial Bank
Exercise / conversionRestricted Stock Units · Derivative 5,736 $0.00 $0.00
Disclosure

SEC source: 0000091576-23-000036 · wf-form4_167710155299465.xml · derivative · entry 5

Mago Angela G · CIK 0001669893 · Head of Commercial Bank

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,206

Underlying: Common Shares · 5,736 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.

F6 · derivative.exercise_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F6 · derivative.expiration_date: These restricted stock units, granted on February 14, 2022, vest in four equal annual installments beginning on February 17, 2023.

F7 · balance_after: Includes approximately 942 dividend-equivalent restricted stock units accrued between March and December 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.