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KE

Kimball Electronics, Inc.

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2738
SEC CIK
0001606757
Parsed reports
220

Last 12 months

Inside the activity.

0 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 04, 2026 Filed Jan 6, 2026 19:30 UTC
Phillips Richard DDirector · CEO and Director
Tax withholdingCommon Stock 3,296 $28.31 $93,293.28
Disclosure

SEC source: 0001606757-26-000002 · wk-form4_1767727804.xml · nonDerivative · entry 2

Phillips Richard D · CIK 0001568163 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,188

F1 · kind: Shares withheld to satisfy tax obligations.

Read SEC document
January 04, 2026 Filed Jan 6, 2026 19:30 UTC
Phillips Richard DDirector · CEO and Director
Exercise / conversionCommon Stock 7,673 $0.00 $0.00
Disclosure

SEC source: 0001606757-26-000002 · wk-form4_1767727804.xml · nonDerivative · entry 1

Phillips Richard D · CIK 0001568163 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 19:54 UTC GrantPhantom Stock units · Derivative 7,410 $28.34 $209,999.40
Disclosure

SEC source: 0001606757-25-000062 · wk-form4_1763495663.xml · derivative · entry 1

Vadaketh Tom George · CIK 0001694891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,115

Underlying: Common Stock · 7,410 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 19:57 UTC GrantCommon Stock 4,411 $28.34 $125,007.74
Disclosure

SEC source: 0001606757-25-000064 · wk-form4_1763495827.xml · nonDerivative · entry 1

Holcomb Michele · CIK 0001694167 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,959

F1 · kind: Acquired pursuant to the Kimball Electronics, Inc. 2023 Equity Incentive Plan

Read SEC document
November 14, 2025 Filed Nov 18, 2025 15:01 UTC GrantPhantom Stock units · Derivative 4,411 $28.34 $125,007.74
Disclosure

SEC source: 0001606757-25-000068 · wk-form4_1763496092.xml · derivative · entry 2

Repplier Colleen C · CIK 0001620824 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,580

Underlying: Common Stock · 4,411 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 20:03 UTC GrantCommon Stock 7,322 $28.34 $207,505.48
Disclosure

SEC source: 0001606757-25-000070 · wk-form4_1763496213.xml · nonDerivative · entry 1

Lampert Gregory J. · CIK 0001415196 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,373

F1 · kind: Acquired pursuant to the Kimball Electronics, Inc. 2023 Equity Incentive Plan

Read SEC document
November 14, 2025 Filed Nov 18, 2025 19:59 UTC GrantPhantom Stock units · Derivative 4,411 $28.34 $125,007.74
Disclosure

SEC source: 0001606757-25-000066 · wk-form4_1763495975.xml · derivative · entry 1

THAXTON GREGORY A · CIK 0001340479 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,442

Underlying: Common Stock · 4,411 shares

Expires not disclosed

F1 · security: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.exercise_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

F1 · derivative.expiration_date: Each Phantom Stock unit is the economic equivalent of one share of common stock. Such units of Phantom Stock were acquired under the Kimball Electronics, Inc. Non-Employee Directors Stock Compensation Deferral Plan. The units of Phantom Stock become payable in common stock at the date the reporting person incurs a termination, or, if earlier, the date the reporting person dies or suffers a severe financial hardship.

Read SEC document
November 14, 2025 Filed Nov 18, 2025 19:50 UTC GrantCommon Stock 4,411 $28.34 $125,007.74
Disclosure

SEC source: 0001606757-25-000060 · wk-form4_1763495412.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,912

F1 · kind: Acquired pursuant to the Kimball Electronics, Inc. 2023 Equity Incentive Plan

Read SEC document
November 14, 2025 Filed Nov 18, 2025 19:46 UTC GrantCommon Stock 4,411 $28.34 $125,007.74
Disclosure

SEC source: 0001606757-25-000058 · wk-form4_1763495160.xml · nonDerivative · entry 1

Van Deursen Holly · CIK 0001414921 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,297

F1 · kind: Acquired pursuant to the Kimball Electronics, Inc. 2023 Equity Incentive Plan

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:29 UTC
DeLorenzo Jessica LChief Human Resources Officer
GrantRestricted Shares · Derivative 8,554 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000038 · wk-form4_1756477771.xml · derivative · entry 5

DeLorenzo Jessica L · CIK 0001750651 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,041

Underlying: Common Stock · 8,554 shares

Expires not disclosed

F6 · price: Not Applicable.

F4 · derivative.exercise_date: Represents Restricted Shares which vest in August 2026 (2,852 shares), August 2027 (2,851 shares), and August 2028 (2,851 shares).

F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.

F7 · balance_after: Represents cumulative Restricted Shares that vest August 2026 (6,783 shares), August 2027 (5,407 shares), and August 2028 (2,851 shares).

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:29 UTC
DeLorenzo Jessica LChief Human Resources Officer
Exercise / conversionRestricted Shares · Derivative 5,034 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000038 · wk-form4_1756477771.xml · derivative · entry 4

DeLorenzo Jessica L · CIK 0001750651 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,487

Underlying: Common Stock · 5,034 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (5,034 shares).

F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (5,034 shares).

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:29 UTC
DeLorenzo Jessica LChief Human Resources Officer
Tax withholdingCommon Stock 5,579 $27.97 $156,044.63
Disclosure

SEC source: 0001606757-25-000038 · wk-form4_1756477771.xml · nonDerivative · entry 3

DeLorenzo Jessica L · CIK 0001750651 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,595

F2 · kind: Shares withheld to satisfy tax obligations.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:29 UTC
DeLorenzo Jessica LChief Human Resources Officer
GrantCommon Stock 7,632 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000038 · wk-form4_1756477771.xml · nonDerivative · entry 2

DeLorenzo Jessica L · CIK 0001750651 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,174

F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2023 Equity Incentive Plan which vested on August 27, 2025 upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:29 UTC
DeLorenzo Jessica LChief Human Resources Officer
Exercise / conversionCommon Stock 5,034 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000038 · wk-form4_1756477771.xml · nonDerivative · entry 1

DeLorenzo Jessica L · CIK 0001750651 · Chief Human Resources Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,542

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:15 UTC
Thomson Kathy RChief Commercial Officer
GrantRestricted Shares · Derivative 14,082 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000030 · wk-form4_1756476911.xml · derivative · entry 5

Thomson Kathy R · CIK 0001750840 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,107

Underlying: Common Stock · 14,082 shares

Expires not disclosed

F6 · price: Not Applicable.

F4 · derivative.exercise_date: Represents Restricted Shares which vest in August 2026 (4,694 shares), August 2027 (4,694 shares), and August 2028 (4,694 shares).

F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.

F7 · balance_after: Represents cumulative Restricted Shares that vest August 2026 (10,486 shares), August 2027 (8,927 shares), and August 2028 (4,694 shares).

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:15 UTC
Thomson Kathy RChief Commercial Officer
Exercise / conversionRestricted Shares · Derivative 6,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000030 · wk-form4_1756476911.xml · derivative · entry 4

Thomson Kathy R · CIK 0001750840 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,025

Underlying: Common Stock · 6,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (6,654 shares).

F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (6,654 shares).

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:15 UTC
Thomson Kathy RChief Commercial Officer
Tax withholdingCommon Stock 7,929 $27.97 $221,774.13
Disclosure

SEC source: 0001606757-25-000030 · wk-form4_1756476911.xml · nonDerivative · entry 3

Thomson Kathy R · CIK 0001750840 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,457

F2 · kind: Shares withheld to satisfy tax obligations.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:15 UTC
Thomson Kathy RChief Commercial Officer
GrantCommon Stock 10,227 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000030 · wk-form4_1756476911.xml · nonDerivative · entry 2

Thomson Kathy R · CIK 0001750840 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,386

F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2023 Equity Incentive Plan which vested on August 27, 2025 upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:15 UTC
Thomson Kathy RChief Commercial Officer
Exercise / conversionCommon Stock 6,654 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000030 · wk-form4_1756476911.xml · nonDerivative · entry 1

Thomson Kathy R · CIK 0001750840 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,159

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:27 UTC
Hass DouglasCL & AO, Secretary
GrantRestricted Shares · Derivative 22,709 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000036 · wk-form4_1756477619.xml · derivative · entry 5

Hass Douglas · CIK 0001690109 · CL & AO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,458

Underlying: Common Stock · 22,709 shares

Expires not disclosed

F6 · price: Not Applicable.

F4 · derivative.exercise_date: Represents Restricted Shares which vest in August 2026 (7,570 shares), August 2027 (7,570 shares), and August 2028 (7,569 shares).

F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.

F7 · balance_after: Represents cumulative Restricted Shares that vest August 2026 (12,132 shares), August 2027 (10,757 shares), and August 2028 (7,569 shares).

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:27 UTC
Hass DouglasCL & AO, Secretary
Exercise / conversionRestricted Shares · Derivative 5,974 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000036 · wk-form4_1756477619.xml · derivative · entry 4

Hass Douglas · CIK 0001690109 · CL & AO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,749

Underlying: Common Stock · 5,974 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (5,974 shares).

F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (5,974 shares).

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:27 UTC
Hass DouglasCL & AO, Secretary
Tax withholdingCommon Stock 6,842 $27.97 $191,370.74
Disclosure

SEC source: 0001606757-25-000036 · wk-form4_1756477619.xml · nonDerivative · entry 3

Hass Douglas · CIK 0001690109 · CL & AO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,247

F2 · kind: Shares withheld to satisfy tax obligations.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:27 UTC
Hass DouglasCL & AO, Secretary
GrantCommon Stock 9,772 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000036 · wk-form4_1756477619.xml · nonDerivative · entry 2

Hass Douglas · CIK 0001690109 · CL & AO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,089

F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2023 Equity Incentive Plan which vested on August 27, 2025 upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:27 UTC
Hass DouglasCL & AO, Secretary
Exercise / conversionCommon Stock 5,974 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000036 · wk-form4_1756477619.xml · nonDerivative · entry 1

Hass Douglas · CIK 0001690109 · CL & AO, Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,317

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:23 UTC
Korn Steven TChief Operating Officer
GrantRestricted Shares · Derivative 21,906 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000034 · wk-form4_1756477425.xml · derivative · entry 8

Korn Steven T · CIK 0001620769 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,101

Underlying: Common Stock · 21,906 shares

Expires not disclosed

F8 · price: Not Applicable.

F6 · derivative.exercise_date: Represents Restricted Shares which vest in August 2026 (7,302 shares), August 2027 (7,302 shares), and August 2028 (7,302 shares).

F7 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.

F9 · balance_after: Represents cumulative Restricted Shares that vest August 2026 (25,153 shares), August 2027 (21,860 shares), and August 2028 (15,088 shares).

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:23 UTC
Korn Steven TChief Operating Officer
Exercise / conversionRestricted Shares · Derivative 11,762 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000034 · wk-form4_1756477425.xml · derivative · entry 7

Korn Steven T · CIK 0001620769 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,195

Underlying: Common Stock · 11,762 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (11,762 shares).

F5 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (11,762 shares).

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:23 UTC
Korn Steven TChief Operating Officer
Tax withholdingCommon Stock 13,885 $27.97 $388,363.45
Disclosure

SEC source: 0001606757-25-000034 · wk-form4_1756477425.xml · nonDerivative · entry 5

Korn Steven T · CIK 0001620769 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,125

F4 · kind: Shares withheld to satisfy tax obligations.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:23 UTC
Korn Steven TChief Operating Officer
GrantCommon Stock 20,148 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000034 · wk-form4_1756477425.xml · nonDerivative · entry 4

Korn Steven T · CIK 0001620769 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,010

F3 · shares: Reflects performance based shares granted pursuant to the Issuer's 2023 Equity Incentive Plan which vested on August 27, 2025 upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:23 UTC
Korn Steven TChief Operating Officer
Exercise / conversionCommon Stock 11,762 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000034 · wk-form4_1756477425.xml · nonDerivative · entry 3

Korn Steven T · CIK 0001620769 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:23 UTC
Korn Steven TChief Operating Officer
GiftCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000034 · wk-form4_1756477425.xml · nonDerivative · entry 2

Korn Steven T · CIK 0001620769 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,100

F2 · shares: Gifted shares to charitable education organization.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:23 UTC
Korn Steven TChief Operating Officer
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000034 · wk-form4_1756477425.xml · nonDerivative · entry 1

Korn Steven T · CIK 0001620769 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 94,100

F1 · shares: Gifted shares to charitable organization.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:34 UTC
Baumann Adam MChief Accounting Officer
GrantRestricted Shares · Derivative 3,755 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000042 · wk-form4_1756478046.xml · derivative · entry 6

Baumann Adam M · CIK 0001848130 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,787

Underlying: Common Stock · 3,755 shares

Expires not disclosed

F6 · price: Not Applicable.

F4 · derivative.exercise_date: Represents Restricted Shares which vest in August 2026 (1,252 shares), August 2027 (1,252 shares), and August 2028 (1,251 shares).

F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.

F7 · balance_after: Represents cumulative Restricted Shares that vest August 2026 (2,438 shares), August 2027 (2,098 shares), and August 2028 (1,251 shares).

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:34 UTC
Baumann Adam MChief Accounting Officer
Exercise / conversionRestricted Shares · Derivative 1,561 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000042 · wk-form4_1756478046.xml · derivative · entry 5

Baumann Adam M · CIK 0001848130 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,032

Underlying: Common Stock · 1,561 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (1,561 shares).

F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (1,561 shares).

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:34 UTC
Baumann Adam MChief Accounting Officer
Tax withholdingCommon Stock 1,767 $27.97 $49,422.99
Disclosure

SEC source: 0001606757-25-000042 · wk-form4_1756478046.xml · nonDerivative · entry 3

Baumann Adam M · CIK 0001848130 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,527

F2 · kind: Shares withheld to satisfy tax obligations.

Read SEC document
August 27, 2025 Filed Aug 29, 2025 14:34 UTC
Baumann Adam MChief Accounting Officer
GrantCommon Stock 2,592 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000042 · wk-form4_1756478046.xml · nonDerivative · entry 2

Baumann Adam M · CIK 0001848130 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,294

F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2023 Equity Incentive Plan which vested on August 27, 2025 upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer.

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August 27, 2025 Filed Aug 29, 2025 14:34 UTC
Baumann Adam MChief Accounting Officer
Exercise / conversionCommon Stock 1,561 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000042 · wk-form4_1756478046.xml · nonDerivative · entry 1

Baumann Adam M · CIK 0001848130 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,702

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 27, 2025 Filed Aug 29, 2025 14:31 UTC GrantRestricted Shares · Derivative 21,697 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000040 · wk-form4_1756477908.xml · derivative · entry 5

Croom Jana T · CIK 0001840657 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,565

Underlying: Common Stock · 21,697 shares

Expires not disclosed

F6 · price: Not Applicable.

F4 · derivative.exercise_date: Represents Restricted Shares which vest in August 2026 (7,233 shares, August 2027 (7,232 shares), and August 2028 (7,232 shares).

F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.

F7 · balance_after: Represents cumulative Restricted Shares that vest August 2026 (16,727 shares), August 2027 (13,606 shares), and August 2028 (7,232 shares).

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August 27, 2025 Filed Aug 29, 2025 14:31 UTC Exercise / conversionRestricted Shares · Derivative 11,091 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000040 · wk-form4_1756477908.xml · derivative · entry 4

Croom Jana T · CIK 0001840657 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,868

Underlying: Common Stock · 11,091 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (11,091 shares).

F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (11,091 shares).

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August 27, 2025 Filed Aug 29, 2025 14:31 UTC Tax withholdingCommon Stock 13,711 $27.97 $383,496.67
Disclosure

SEC source: 0001606757-25-000040 · wk-form4_1756477908.xml · nonDerivative · entry 3

Croom Jana T · CIK 0001840657 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,324

F2 · kind: Shares withheld to satisfy tax obligations.

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August 27, 2025 Filed Aug 29, 2025 14:31 UTC GrantCommon Stock 18,967 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000040 · wk-form4_1756477908.xml · nonDerivative · entry 2

Croom Jana T · CIK 0001840657 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,035

F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2023 Equity Incentive Plan which vested on August 27, 2025 upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer.

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August 27, 2025 Filed Aug 29, 2025 14:31 UTC Exercise / conversionCommon Stock 11,091 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000040 · wk-form4_1756477908.xml · nonDerivative · entry 1

Croom Jana T · CIK 0001840657 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 27, 2025 Filed Aug 29, 2025 14:19 UTC
Phillips Richard DDirector · CEO and Director
GrantRestricted Shares · Derivative 49,936 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000032 · wk-form4_1756477167.xml · derivative · entry 5

Phillips Richard D · CIK 0001568163 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,977

Underlying: Common Stock · 49,936 shares

Expires not disclosed

F6 · price: Not Applicable.

F4 · derivative.exercise_date: Represents Restricted Shares which vest in August 2026 (16,646 shares), August 2027 (16,645 shares), and August 2028 (16,645 shares).

F5 · derivative.expiration_date: The Restricted Shares expire if the reporting person ceases employment for any reason other than death, disability, or retirement.

F7 · balance_after: Represents cumulative Restricted Shares that vest January 2026 (7,673 shares), August 2026 (40,953 shares), August 2027 (34,706 shares), and August 2028 (16,645 shares).

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August 27, 2025 Filed Aug 29, 2025 14:19 UTC
Phillips Richard DDirector · CEO and Director
Exercise / conversionRestricted Shares · Derivative 24,307 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000032 · wk-form4_1756477167.xml · derivative · entry 4

Phillips Richard D · CIK 0001568163 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,041

Underlying: Common Stock · 24,307 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (24,307 shares).

F3 · derivative.expiration_date: Represents Restricted Shares granted in prior years that vested on August 27, 2025 (24,307 shares).

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August 27, 2025 Filed Aug 29, 2025 14:19 UTC
Phillips Richard DDirector · CEO and Director
Tax withholdingCommon Stock 49,474 $27.97 $1,383,787.78
Disclosure

SEC source: 0001606757-25-000032 · wk-form4_1756477167.xml · nonDerivative · entry 3

Phillips Richard D · CIK 0001568163 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,811

F2 · kind: Shares withheld to satisfy tax obligations.

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August 27, 2025 Filed Aug 29, 2025 14:19 UTC
Phillips Richard DDirector · CEO and Director
GrantCommon Stock 91,151 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000032 · wk-form4_1756477167.xml · nonDerivative · entry 2

Phillips Richard D · CIK 0001568163 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,285

F1 · shares: Reflects performance based shares granted pursuant to the Issuer's 2023 Equity Incentive Plan which vested on August 27, 2025 upon the achievement of certain performance criteria certified by the Talent, Culture, and Compensation Committee of the Board of Directors of the Issuer.

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August 27, 2025 Filed Aug 29, 2025 14:19 UTC
Phillips Richard DDirector · CEO and Director
Exercise / conversionCommon Stock 24,307 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000032 · wk-form4_1756477167.xml · nonDerivative · entry 1

Phillips Richard D · CIK 0001568163 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,134

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 27, 2025 Filed Sep 5, 2025 14:07 UTC Amendment
Baumann Adam MChief Accounting Officer
Tax withholdingCommon Stock 1,766 $27.97 $49,395.02
Disclosure

SEC source: 0001606757-25-000044 · wk-form4a_1757081241.xml · nonDerivative · entry 1

Baumann Adam M · CIK 0001848130 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,528

F1 · kind: Shares withheld to satisfy tax obligations.

F2 · shares: The original Form 4, filed on August 29, 2025, is being amended by this Form 4 amendment solely to correct the number of shares withheld to satisfy tax obligations in the third row of Table I, as the original Form 4 amount reported of 1,767 was overstated by 1 share. This Form 4 amendment also corrects the number of share beneficially owned by the Reporting Person following the transaction from 7,527 to 7,528.

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January 04, 2025 Filed Jan 6, 2025 20:26 UTC
Phillips Richard DDirector · CEO and Director
Exercise / conversionRestricted Shares · Derivative 7,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000002 · wk-form4_1736195159.xml · derivative · entry 3

Phillips Richard D · CIK 0001568163 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,348

Underlying: Common Stock · 7,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Represents Restricted Shares granted in a prior year that vested on 1/4/2025 (7,672 shares).

F2 · derivative.expiration_date: Represents Restricted Shares granted in a prior year that vested on 1/4/2025 (7,672 shares).

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January 04, 2025 Filed Jan 6, 2025 20:26 UTC
Phillips Richard DDirector · CEO and Director
Tax withholdingCommon Stock 3,656 $18.45 $67,453.20
Disclosure

SEC source: 0001606757-25-000002 · wk-form4_1736195159.xml · nonDerivative · entry 2

Phillips Richard D · CIK 0001568163 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,827

F1 · kind: Shares withheld to satisfy tax obligations.

Read SEC document
January 04, 2025 Filed Jan 6, 2025 20:26 UTC
Phillips Richard DDirector · CEO and Director
Exercise / conversionCommon Stock 7,672 $0.00 $0.00
Disclosure

SEC source: 0001606757-25-000002 · wk-form4_1736195159.xml · nonDerivative · entry 1

Phillips Richard D · CIK 0001568163 · Director · CEO and Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,483

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.