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Nasdaq · USD

KDP

Keurig Dr Pepper Inc.

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3055
SEC CIK
0001418135
Parsed reports
687

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2017 Filed Mar 6, 2017 22:40 UTC
Hancock Philip LExecutive Vice President
GrantEmployee Stock Option (Right to Buy) · Derivative 17,388 $94.62 Strike: $94.62 $1,645,252.56
Disclosure

SEC source: 0001209191-17-018430 · doc4.xml · derivative · entry 4

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,388

Underlying: Common Stock · 17,388 shares

Expires 2027-03-02

F4 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:39 UTC
ELLEN MARTIN MExecutive Vice President & CFO
GrantRestricted Stock Unit · Derivative 4,946 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018427 · doc4.xml · derivative · entry 6

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,946

Underlying: Common Stock · 4,946 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F8 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F8 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2020 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 22:39 UTC
ELLEN MARTIN MExecutive Vice President & CFO
GrantEmployee Stock Option (Right to Buy) · Derivative 31,360 $94.62 Strike: $94.62 $2,967,283.20
Disclosure

SEC source: 0001209191-17-018427 · doc4.xml · derivative · entry 5

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,360

Underlying: Common Stock · 31,360 shares

Expires 2027-03-02

F6 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 14:15 UTC GrantRestricted Stock Unit · Derivative 3,012 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018127 · doc4.xml · derivative · entry 3

SANDERS WAYNE R · CIK 0001191315 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

Underlying: Common Stock · 3,012 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F4 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F4 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 14:10 UTC GrantRestricted Stock Unit · Derivative 1,849 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018121 · doc4.xml · derivative · entry 5

Alexander David E · CIK 0001535218 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,849

Underlying: Common Stock · 1,849 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F5 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

F5 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 02, 2017 Filed Mar 6, 2017 14:12 UTC GrantRestricted Stock Units · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018123 · doc4.xml · derivative · entry 1

GUTIERREZ JOSE M · CIK 0001257702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Stock · 1,532 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F2 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date.

F2 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date.

Read SEC document
March 02, 2017 Filed May 12, 2017 13:15 UTC Amendment
Stephens Angela A.Sr. Vice President, Controller
GrantRestricted Stock Units · Derivative 1,183 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-17-031701 · doc4a.xml · derivative · entry 1

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,183

Underlying: Common Stock · 1,183 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F2 · shares: On March 6, 2017 the reporting person filed a Form 4 reporting the acquisition of 887 restricted stock units granted on March 2, 2107 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. The total number of shares acquired was reported as 887 and should have been reported as 1,183.

F3 · derivative.exercise_date: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on March 4, 2018, March 4, 2019 and March 4, 2020.

F3 · derivative.expiration_date: These shares represent restricted stock units granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal annual installments on March 4, 2018, March 4, 2019 and March 4, 2020.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 09:16 UTC
Thomas DavidExecutive Vice President
SaleCommon Stock 3,250 $94.69 $307,742.50
Disclosure

SEC source: 0001209191-17-014572 · doc4.xml · nonDerivative · entry 3

Thomas David · CIK 0001446970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,087

F2 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.69-$94.6902. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 09:13 UTC
Hobson Derry L.Executive Vice President
SaleCommon Stock 10,222 $94.26 $963,493.01
Disclosure

SEC source: 0001209191-17-014571 · doc4.xml · nonDerivative · entry 3

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.25-$94.29. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 14:12 UTC
ELLEN MARTIN MExecutive Vice President & CFO
OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014570 · doc4.xml · nonDerivative · entry 5

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Limited Partnership

Disclosed balance after: 69,000

F3 · kind: The reporting person directed that the 1,000 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.

F4 · balance_after: 69,000 shares are beneficially owned by Martin Robin Partners L.P., in which the reporting person has a pecuniary interest.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 14:12 UTC
ELLEN MARTIN MExecutive Vice President & CFO
OtherCommon Stock 1,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014570 · doc4.xml · nonDerivative · entry 4

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The reporting person directed that the 1,000 shares beneficially owned by reporting person be transferred to Martin Robin Partners, L.P., in which the reporting person has a pecuniary interest.

F4 · balance_after: 69,000 shares are beneficially owned by Martin Robin Partners L.P., in which the reporting person has a pecuniary interest.

Read SEC document
February 24, 2017 Filed Feb 27, 2017 14:12 UTC
ELLEN MARTIN MExecutive Vice President & CFO
SaleCommon Stock 13,701 $94.29 $1,291,819.34
Disclosure

SEC source: 0001209191-17-014570 · doc4.xml · nonDerivative · entry 3

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

F2 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.16-$94.55. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:35 UTC
Stephens Angela A.Sr. Vice President, Controller
Tax withholdingCommon Stock 1,287 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014786 · doc4.xml · nonDerivative · entry 2

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,795

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 1,287 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:35 UTC
Stephens Angela A.Sr. Vice President, Controller
GrantCommon Stock 4,577 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014786 · doc4.xml · nonDerivative · entry 1

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,082

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 1,287 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 16:36 UTC
Trebilcock James R.Executive Vice President
Tax withholdingCommon Stock 3,505 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014790 · doc4.xml · nonDerivative · entry 2

Trebilcock James R. · CIK 0001446902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,117

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 3,505 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 16:36 UTC
Trebilcock James R.Executive Vice President
GrantCommon Stock 11,985 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014790 · doc4.xml · nonDerivative · entry 1

Trebilcock James R. · CIK 0001446902 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,622

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 3,505 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 09:16 UTC
Thomas DavidExecutive Vice President
Tax withholdingCommon Stock 2,490 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014572 · doc4.xml · nonDerivative · entry 2

Thomas David · CIK 0001446970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,337

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 2,490 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 09:16 UTC
Thomas DavidExecutive Vice President
GrantCommon Stock 8,989 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014572 · doc4.xml · nonDerivative · entry 1

Thomas David · CIK 0001446970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,827

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 2,490 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 16:34 UTC
Johnston James J. JRExecutive Vice President
Tax withholdingCommon Stock 7,894 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014782 · doc4.xml · nonDerivative · entry 2

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,441

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 7,894 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 16:34 UTC
Johnston James J. JRExecutive Vice President
GrantCommon Stock 22,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014782 · doc4.xml · nonDerivative · entry 1

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,335

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 7,894 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 09:13 UTC
Hobson Derry L.Executive Vice President
Tax withholdingCommon Stock 4,760 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014571 · doc4.xml · nonDerivative · entry 2

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,222

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 4,760 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 09:13 UTC
Hobson Derry L.Executive Vice President
GrantCommon Stock 14,982 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014571 · doc4.xml · nonDerivative · entry 1

Hobson Derry L. · CIK 0001432446 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,982

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 4,760 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 16:32 UTC
Baldwin James L. JRExecutive Vice President
Tax withholdingCommon Stock 4,065 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014771 · doc4.xml · nonDerivative · entry 2

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,279

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 4,065 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 16:32 UTC
Baldwin James L. JRExecutive Vice President
GrantCommon Stock 13,317 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014771 · doc4.xml · nonDerivative · entry 1

Baldwin James L. JR · CIK 0001432449 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,344

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 4,065 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 16:33 UTC
Collins Rodger L.Executive Vice President
Tax withholdingCommon Stock 9,429 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014775 · doc4.xml · nonDerivative · entry 2

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,440

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 9,429 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 16:33 UTC
Collins Rodger L.Executive Vice President
GrantCommon Stock 22,474 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014775 · doc4.xml · nonDerivative · entry 1

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,869

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 9,429 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:37 UTC
YOUNG LARRY DDirector · President & CEO
Tax withholdingCommon Stock 40,362 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014792 · doc4.xml · nonDerivative · entry 2

YOUNG LARRY D · CIK 0001206946 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,531

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 40,362 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:37 UTC
YOUNG LARRY DDirector · President & CEO
GrantCommon Stock 99,893 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014792 · doc4.xml · nonDerivative · entry 1

YOUNG LARRY D · CIK 0001206946 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,893

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 40,362 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:33 UTC
Hancock Philip LExecutive Vice President
Tax withholdingCommon Stock 3,024 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014779 · doc4.xml · nonDerivative · entry 2

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,507

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 3,024 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 21:33 UTC
Hancock Philip LExecutive Vice President
GrantCommon Stock 10,819 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014779 · doc4.xml · nonDerivative · entry 1

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,531

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 3,024 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 14:12 UTC
ELLEN MARTIN MExecutive Vice President & CFO
Tax withholdingCommon Stock 9,064 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014570 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,701

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 9,064 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 23, 2017 Filed Feb 27, 2017 14:12 UTC
ELLEN MARTIN MExecutive Vice President & CFO
GrantCommon Stock 23,765 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-014570 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,765

F1 · kind: These shares were issued to the Reporting Person as the result of the vesting of non-derivative performance stock units ("PSU"). The level of achievement of the performance targets set forth in the Issuer's PSU Plan and the number of shares to be issued was approved by the Compensation Committee of the Issuer on February 23, 2017. 9,064 shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of these PSUs.

Read SEC document
February 22, 2017 Filed Feb 24, 2017 09:15 UTC
Collins Rodger L.Executive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 39,017 $43.82 Strike: $43.82 $1,709,724.94
Disclosure

SEC source: 0001209191-17-014121 · doc4.xml · derivative · entry 3

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 39,017 shares

Expires 2024-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: This option was granted pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

F1 · kind: This option was granted pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

F1 · derivative.exercise_date: This option was granted pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

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February 22, 2017 Filed Feb 24, 2017 09:15 UTC
Collins Rodger L.Executive Vice President
SaleCommon Stock 39,017 $94.49 $3,686,650.00
Disclosure

SEC source: 0001209191-17-014121 · doc4.xml · nonDerivative · entry 2

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,395

F2 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.22-$94.77. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 22, 2017 Filed Feb 24, 2017 09:15 UTC
Collins Rodger L.Executive Vice President
Exercise / conversionCommon Stock 39,017 $43.82 $1,709,724.94
Disclosure

SEC source: 0001209191-17-014121 · doc4.xml · nonDerivative · entry 1

Collins Rodger L. · CIK 0001432448 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,412

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option was granted pursuant to Issuer's Omnibus Stock Incentive Plan of 2009 and is fully vested.

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February 21, 2017 Filed Feb 22, 2017 16:49 UTC
Johnston James J. JRExecutive Vice President
SaleCommon Stock 33,314 $94.63 $3,152,353.91
Disclosure

SEC source: 0001209191-17-013317 · doc4.xml · nonDerivative · entry 1

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,861

F1 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $94.53-$94.73. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

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February 17, 2017 Filed Feb 21, 2017 13:37 UTC
Stephens Angela A.Sr. Vice President, Controller
SaleCommon Stock 2,100 $94.05 $197,494.50
Disclosure

SEC source: 0001209191-17-012443 · doc4.xml · nonDerivative · entry 1

Stephens Angela A. · CIK 0001457301 · Sr. Vice President, Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,505

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February 15, 2017 Filed Feb 16, 2017 08:46 UTC
Thomas DavidExecutive Vice President
SaleCommon Stock 4,162 $92.55 $385,213.08
Disclosure

SEC source: 0001209191-17-011324 · doc4.xml · nonDerivative · entry 1

Thomas David · CIK 0001446970 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,838

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February 15, 2017 Filed Feb 16, 2017 13:45 UTC
ELLEN MARTIN MExecutive Vice President & CFO
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 10,000 $51.68 Strike: $51.68 $516,800.00
Disclosure

SEC source: 0001209191-17-011323 · doc4.xml · derivative · entry 3

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,224

Underlying: Common Stock · 10,000 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 3, 2015.

F1 · derivative.exercise_date: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 3, 2015.

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February 15, 2017 Filed Feb 16, 2017 13:45 UTC
ELLEN MARTIN MExecutive Vice President & CFO
SaleCommon Stock 10,000 $92.96 $929,625.00
Disclosure

SEC source: 0001209191-17-011323 · doc4.xml · nonDerivative · entry 2

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $92.95-$93.00. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

F3 · balance_after: 68,000 shares are beneficially owned by Martin Robin Partners L.P., in which the reporting person has a pecuniary interest.

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February 15, 2017 Filed Feb 16, 2017 13:45 UTC
ELLEN MARTIN MExecutive Vice President & CFO
Exercise / conversionCommon Stock 10,000 $51.68 $516,800.00
Disclosure

SEC source: 0001209191-17-011323 · doc4.xml · nonDerivative · entry 1

ELLEN MARTIN M · CIK 0001189832 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and vests in three equal installments on each anniversary date of the grant commencing on March 3, 2015.

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January 05, 2017 Filed Jan 19, 2017 17:00 UTC
Johnston James J. JRExecutive Vice President
OtherCommon Stock 129 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-004564 · doc5.xml · nonDerivative · entry 4

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,175

F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person.

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December 14, 2016 Filed Jan 19, 2017 21:59 UTC
Hancock Philip LExecutive Vice President
GiftCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-004562 · doc5.xml · nonDerivative · entry 1

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,712

Read SEC document
December 06, 2016 Filed Dec 7, 2016 21:58 UTC
Hancock Philip LExecutive Vice President
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 8,482 $37.80 Strike: $37.80 $320,619.60
Disclosure

SEC source: 0001209191-16-153925 · doc4.xml · derivative · entry 4

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,482 shares

Expires 2022-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option was granted on 3/2/2012 and is fully vested.

F1 · derivative.exercise_date: This option was granted on 3/2/2012 and is fully vested.

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December 06, 2016 Filed Dec 7, 2016 21:58 UTC
Hancock Philip LExecutive Vice President
SaleCommon Stock 3,337 $87.00 $290,320.67
Disclosure

SEC source: 0001209191-16-153925 · doc4.xml · nonDerivative · entry 3

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,712

F3 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $86.96-$87.10. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 06, 2016 Filed Dec 7, 2016 21:58 UTC
Hancock Philip LExecutive Vice President
SaleCommon Stock 8,482 $87.08 $738,594.75
Disclosure

SEC source: 0001209191-16-153925 · doc4.xml · nonDerivative · entry 2

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,049

F2 · price: The price represents the weighted average sale price of the securities disposed of. The range of prices for the transaction is $86.96-$87.33. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 06, 2016 Filed Dec 7, 2016 21:58 UTC
Hancock Philip LExecutive Vice President
Exercise / conversionCommon Stock 8,482 $37.80 $320,619.60
Disclosure

SEC source: 0001209191-16-153925 · doc4.xml · nonDerivative · entry 1

Hancock Philip L · CIK 0001569254 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,531

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This option was granted on 3/2/2012 and is fully vested.

Read SEC document
October 05, 2016 Filed Jan 19, 2017 17:00 UTC
Johnston James J. JRExecutive Vice President
OtherCommon Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-004564 · doc5.xml · nonDerivative · entry 3

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,046

F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person.

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September 22, 2016 Filed Sep 23, 2016 20:21 UTC GrantRestricted Stock Units · Derivative 706 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-16-142607 · doc4.xml · derivative · entry 1

GUTIERREZ JOSE M · CIK 0001257702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 706

Underlying: Common Stock · 706 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.

F2 · derivative.exercise_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date.

F2 · derivative.expiration_date: Restricted stock units vest in one installment three years from the date of grant and will be settled in shares of the Issuer's Common Stock on the settlement date.

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July 07, 2016 Filed Jan 19, 2017 17:00 UTC
Johnston James J. JRExecutive Vice President
OtherCommon Stock 121 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-004564 · doc5.xml · nonDerivative · entry 2

Johnston James J. JR · CIK 0001432612 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,910

F1 · kind: These shares are dividend equivalent payments made under the Issuer's Dividend Reinvestment Plan with respect to the shares beneficially owned by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.