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Nasdaq · USD

KALU

KAISER ALUMINUM CORP

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4302
SEC CIK
0000811596
Parsed reports
390

Last 12 months

Inside the activity.

0 purchase rows · 10 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202600
Feb 202602
Mar 202600
Apr 202607
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 05, 2019 Filed Sep 6, 2019 21:13 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 500 $90.00 $45,000.00
Disclosure

SEC source: 0001551869-19-000007 · wf-form4_156780438567046.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,840

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
August 13, 2019 Filed Aug 15, 2019 21:33 UTC
ELLSWORTH MELINDA CVP IR & Corp. Communications
SaleCommon Stock, par value $0.01 per share 600 $96.00 $57,600.00
Disclosure

SEC source: 0001628280-19-010843 · wf-form4_156590477464564.xml · nonDerivative · entry 1

ELLSWORTH MELINDA C · CIK 0001194571 · VP IR & Corp. Communications

10b5-1 filing: Not disclosed

Ownership: Indirect · By Ellsworth Revocable Living Trust

Disclosed balance after: 6,641

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on August 5, 2019 as part of the reporting person's financial planning to diversify her stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

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August 13, 2019 Filed Aug 15, 2019 21:19 UTC SaleCommon Stock, par value $0.01 per share 1,000 $95.00 $95,000.00
Disclosure

SEC source: 0001401433-19-000002 · wf-form4_156590397477495.xml · nonDerivative · entry 1

Bartholomew Carolyn · CIK 0001401433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,530

Read SEC document
August 01, 2019 Filed Aug 1, 2019 23:26 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 1,000 $95.71 $95,710.00
Disclosure

SEC source: 0001551869-19-000005 · wf-form4_156470197378789.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,340

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person in May 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
July 31, 2019 Filed Aug 1, 2019 21:33 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 1,280 $96.37 $123,355.14
Disclosure

SEC source: 0001227285-19-000002 · wf-form4_156469518355005.xml · nonDerivative · entry 2

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 58,791

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F3 · price: Represents the sale of 1,280 shares in multiple transactions, ranging from $96.23 to $96.39 per share, resulting in a weighted average sale price of $96.3712 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 30, 2019 Filed Aug 1, 2019 21:33 UTC
HOCKEMA JACK ADirector · CEO
SaleCommon Stock, par value $0.01 per share 11,220 $95.92 $1,076,173.03
Disclosure

SEC source: 0001227285-19-000002 · wf-form4_156469518355005.xml · nonDerivative · entry 1

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Hockema Family Trust

Disclosed balance after: 60,071

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 29, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · price: Represents the sale of 11,220 shares in multiple transactions, ranging from $95.46 to $96.71 per share, resulting in a weighted average sale price of $95.9156 per share. The reporting person undertakes to provide upon request by the SEC staff, the Registrant, or a security holder of the Registrant, full information regarding the number of shares sold at each separate price within the range.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 20:36 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 1,000 $97.88 $97,880.00
Disclosure

SEC source: 0001551869-19-000003 · wf-form4_156209977147707.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,340

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
June 18, 2019 Filed Jun 18, 2019 22:38 UTC
West Neal ESVP & CFO
SaleCommon Stock, par value $0.01 per share 750 $100.00 $75,000.00
Disclosure

SEC source: 0001628280-19-008101 · wf-form4_156089750451649.xml · nonDerivative · entry 1

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By West Family Trust

Disclosed balance after: 5,717

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on April 26, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

Read SEC document
June 18, 2019 Filed Jun 18, 2019 22:37 UTC
DONNAN JOHN MALCOLMEVP - Legal, Compliance & HR
SaleCommon Stock, par value $0.01 per share 5,000 $100.00 $500,000.00
Disclosure

SEC source: 0001628280-19-008099 · wf-form4_156089745872285.xml · nonDerivative · entry 1

DONNAN JOHN MALCOLM · CIK 0001311544 · EVP - Legal, Compliance & HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,102

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 3, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 10,353 shares acquired pursuant to grants of restricted stock units.

Read SEC document
June 18, 2019 Filed Jun 18, 2019 22:38 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 1,200 $100.00 $120,000.00
Disclosure

SEC source: 0001628280-19-008100 · wf-form4_156089747893071.xml · nonDerivative · entry 2

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,340

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 9, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
June 17, 2019 Filed Jun 18, 2019 22:38 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 500 $95.00 $47,500.00
Disclosure

SEC source: 0001628280-19-008100 · wf-form4_156089747893071.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,540

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 9, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:17 UTC
Wilcox BrettDirector
GrantCommon Stock, par value $0.01 per share 336 $92.79 $31,177.44
Disclosure

SEC source: 0001628280-19-007877 · wf-form4_156020861624377.xml · nonDerivative · entry 2

Wilcox Brett · CIK 0001289226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,797

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 6, 2019.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:17 UTC
Wilcox BrettDirector
GrantCommon Stock, par value $0.01 per share 1,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007877 · wf-form4_156020861624377.xml · nonDerivative · entry 1

Wilcox Brett · CIK 0001289226 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,461

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:16 UTC GrantCommon Stock, par value $0.01 per share 1,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007876 · wf-form4_156020859836586.xml · nonDerivative · entry 1

Van Leeuwen Thomas Melton · CIK 0001354083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,035

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:16 UTC GrantCommon Stock, par value $0.01 per share 835 $92.79 $77,479.65
Disclosure

SEC source: 0001628280-19-007873 · wf-form4_156020854686815.xml · nonDerivative · entry 2

OSBORNE ALFRED E JR · CIK 0001213324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,348

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 6, 2019.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:16 UTC GrantCommon Stock, par value $0.01 per share 1,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007873 · wf-form4_156020854686815.xml · nonDerivative · entry 1

OSBORNE ALFRED E JR · CIK 0001213324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,513

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:16 UTC GrantCommon Stock, par value $0.01 per share 592 $92.79 $54,931.68
Disclosure

SEC source: 0001628280-19-007875 · wf-form4_156020858224360.xml · nonDerivative · entry 2

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 6, 2019.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:16 UTC GrantCommon Stock, par value $0.01 per share 1,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007875 · wf-form4_156020858224360.xml · nonDerivative · entry 1

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:16 UTC GrantCommon Stock, par value $0.01 per share 118 $92.79 $10,949.22
Disclosure

SEC source: 0001628280-19-007874 · wf-form4_156020856504707.xml · nonDerivative · entry 2

Sebastian Teresa Mosley · CIK 0001502941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,303

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 6, 2019.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:16 UTC GrantCommon Stock, par value $0.01 per share 1,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007874 · wf-form4_156020856504707.xml · nonDerivative · entry 1

Sebastian Teresa Mosley · CIK 0001502941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,185

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:15 UTC GrantCommon Stock, par value $0.01 per share 377 $92.79 $34,981.83
Disclosure

SEC source: 0001628280-19-007872 · wf-form4_156020853020915.xml · nonDerivative · entry 2

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,013

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 6, 2019.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:15 UTC GrantCommon Stock, par value $0.01 per share 1,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007872 · wf-form4_156020853020915.xml · nonDerivative · entry 1

MARTIN LAURALEE · CIK 0001164495 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,636

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:15 UTC GrantCommon Stock, par value $0.01 per share 592 $92.79 $54,931.68
Disclosure

SEC source: 0001628280-19-007871 · wf-form4_156020850993069.xml · nonDerivative · entry 2

HASSEY L PATRICK · CIK 0001183984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,355

F2 · shares: Stock received by the reporting person under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan at such person's election in lieu of all or a portion of the reporting person's annual cash retainer for serving as a member of the Board of Directors of Kaiser Aluminum Corporation, lead independent director or chair of a committee of the Board of Directors.

F3 · price: Equal to the average of the closing prices of the Issuer's common stock as reported by the Nasdaq Stock Market, LLC for the twenty trading days prior to June 6, 2019.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:15 UTC GrantCommon Stock, par value $0.01 per share 1,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007871 · wf-form4_156020850993069.xml · nonDerivative · entry 1

HASSEY L PATRICK · CIK 0001183984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,763

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:15 UTC GrantCommon Stock, par value $0.01 per share 1,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007870 · wf-form4_156020849342047.xml · nonDerivative · entry 1

Foster David A · CIK 0001372886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,104

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:14 UTC GrantCommon Stock, par value $0.01 per share 1,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007869 · wf-form4_156020847636109.xml · nonDerivative · entry 1

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,436

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020.

Read SEC document
June 06, 2019 Filed Jun 10, 2019 23:07 UTC GrantCommon Stock, par value $0.01 per share 1,185 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-007867 · wf-form4_156020802012941.xml · nonDerivative · entry 1

Bartholomew Carolyn · CIK 0001401433 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,530

F1 · shares: Grant to the reporting person of restricted stock under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on June 6, 2020.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 21:50 UTC
Harvey KeithPresident & COO
Tax withholdingCommon Stock, par value $0.01 per share 12,395 $92.24 $1,143,314.80
Disclosure

SEC source: 0001628280-19-007633 · wf-form4_155977140098917.xml · nonDerivative · entry 2

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,040

F3 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on June 4, 2019 of certain restricted stock granted to the reporting person in 2014 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 21:50 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 500 $90.00 $45,000.00
Disclosure

SEC source: 0001628280-19-007633 · wf-form4_155977140098917.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,435

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person on May 3, 2019 as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
May 13, 2019 Filed May 15, 2019 20:27 UTC
Krouse MarkVP - Human Resources
SaleCommon Stock, par value $0.01 per share 1,100 $93.44 $102,781.58
Disclosure

SEC source: 0001628280-19-006834 · wf-form4_155795203216865.xml · nonDerivative · entry 1

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,326

F1 · balance_after: Includes 3,452 shares acquired pursuant to grants of restricted stock units.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:07 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 500 $95.00 $47,500.00
Disclosure

SEC source: 0001551869-19-000002 · wf-form4_155752962004313.xml · nonDerivative · entry 2

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,935

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:07 UTC
Harvey KeithPresident & COO
SaleCommon Stock, par value $0.01 per share 500 $94.87 $47,435.00
Disclosure

SEC source: 0001551869-19-000002 · wf-form4_155752962004313.xml · nonDerivative · entry 1

Harvey Keith · CIK 0001551869 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,435

F1 · kind: Sales made pursuant to a 10b5-1 plan adopted by the reporting person as part of the reporting person's financial planning to diversify his stockholdings. The plan contemplates the sale of a pre-determined amount of vested shares of common stock of the Registrant held by the reporting person in specified increments subject to designated floor prices.

F2 · balance_after: Includes 42,859 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:47 UTC
West Neal ESVP & CFO
Tax withholdingCommon Stock, par value $0.01 per share 383 $108.79 $41,666.57
Disclosure

SEC source: 0001628280-19-002661 · wf-form4_155199883922771.xml · nonDerivative · entry 4

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

F5 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of certain restricted stock units granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 4,987 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:47 UTC
West Neal ESVP & CFO
Tax withholdingCommon Stock, par value $0.01 per share 499 $108.79 $54,286.21
Disclosure

SEC source: 0001628280-19-002661 · wf-form4_155199883922771.xml · nonDerivative · entry 3

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,928

F4 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of the above-referenced performance shares.

F2 · balance_after: Includes 6,092 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:47 UTC
West Neal ESVP & CFO
GrantCommon Stock, par value $0.01 per share 1,335 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002661 · wf-form4_155199883922771.xml · nonDerivative · entry 2

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,427

F3 · shares: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F3 · price: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F2 · balance_after: Includes 6,092 shares acquired pursuant to grants of restricted stock units.

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March 05, 2019 Filed Mar 7, 2019 22:47 UTC
West Neal ESVP & CFO
GrantCommon Stock, par value $0.01 per share 3,075 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002661 · wf-form4_155199883922771.xml · nonDerivative · entry 1

West Neal E · CIK 0001330319 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,092

F1 · shares: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 6,092 shares acquired pursuant to grants of restricted stock units.

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March 05, 2019 Filed Mar 7, 2019 22:46 UTC
Lynn CourtneyVice President and Treasurer
GrantCommon Stock, par value $0.01 per share 1,069 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002659 · wf-form4_155199876451413.xml · nonDerivative · entry 1

Lynn Courtney · CIK 0001751134 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,069

F1 · shares: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Reflects shares acquired pursuant to the grant of restricted stock units.

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March 05, 2019 Filed Mar 7, 2019 22:45 UTC
Krouse MarkVP - Human Resources
Tax withholdingCommon Stock, par value $0.01 per share 483 $108.79 $52,545.57
Disclosure

SEC source: 0001628280-19-002658 · wf-form4_155199872778599.xml · nonDerivative · entry 4

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,426

F5 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of certain restricted stock units granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 3,452 shares acquired pursuant to grants of restricted stock units.

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March 05, 2019 Filed Mar 7, 2019 22:45 UTC
Krouse MarkVP - Human Resources
Tax withholdingCommon Stock, par value $0.01 per share 625 $108.79 $67,993.75
Disclosure

SEC source: 0001628280-19-002658 · wf-form4_155199872778599.xml · nonDerivative · entry 3

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,909

F4 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of the above-referenced performance shares.

F2 · balance_after: Includes 4,847 shares acquired pursuant to grants of restricted stock units.

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March 05, 2019 Filed Mar 7, 2019 22:45 UTC
Krouse MarkVP - Human Resources
GrantCommon Stock, par value $0.01 per share 1,687 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002658 · wf-form4_155199872778599.xml · nonDerivative · entry 2

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,534

F3 · shares: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F3 · price: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F2 · balance_after: Includes 4,847 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:45 UTC
Krouse MarkVP - Human Resources
GrantCommon Stock, par value $0.01 per share 1,074 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002658 · wf-form4_155199872778599.xml · nonDerivative · entry 1

Krouse Mark · CIK 0001586289 · VP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,847

F1 · shares: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 4,847 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:46 UTC
Parkinson RayVP - Advanced Engineering
Tax withholdingCommon Stock, par value $0.01 per share 690 $108.79 $75,065.10
Disclosure

SEC source: 0001628280-19-002660 · wf-form4_155199880141468.xml · nonDerivative · entry 4

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,881

F5 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of certain restricted stock units granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 5,038 shares acquired pursuant to grants of restricted stock units.

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March 05, 2019 Filed Mar 7, 2019 22:46 UTC
Parkinson RayVP - Advanced Engineering
Tax withholdingCommon Stock, par value $0.01 per share 869 $108.79 $94,538.51
Disclosure

SEC source: 0001628280-19-002660 · wf-form4_155199880141468.xml · nonDerivative · entry 3

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,571

F4 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of the above-referenced performance shares.

F2 · balance_after: Includes 7,031 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:46 UTC
Parkinson RayVP - Advanced Engineering
GrantCommon Stock, par value $0.01 per share 2,409 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002660 · wf-form4_155199880141468.xml · nonDerivative · entry 2

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,440

F3 · shares: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F3 · price: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F2 · balance_after: Includes 7,031 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:46 UTC
Parkinson RayVP - Advanced Engineering
GrantCommon Stock, par value $0.01 per share 1,570 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002660 · wf-form4_155199880141468.xml · nonDerivative · entry 1

Parkinson Ray · CIK 0001551870 · VP - Advanced Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,031

F1 · shares: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 7,031 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:45 UTC
Huey JenniferVP & Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 61 $108.79 $6,636.19
Disclosure

SEC source: 0001628280-19-002657 · wf-form4_155199868538921.xml · nonDerivative · entry 4

Huey Jennifer · CIK 0001769865 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,050

F5 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of certain restricted stock units granted to the reporting person in 2016 & 2017 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 806 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:45 UTC
Huey JenniferVP & Chief Accounting Officer
Tax withholdingCommon Stock, par value $0.01 per share 110 $108.79 $11,966.90
Disclosure

SEC source: 0001628280-19-002657 · wf-form4_155199868538921.xml · nonDerivative · entry 3

Huey Jennifer · CIK 0001769865 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,111

F4 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of the above-referenced performance shares.

F2 · balance_after: Includes 954 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:45 UTC
Huey JenniferVP & Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 267 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002657 · wf-form4_155199868538921.xml · nonDerivative · entry 2

Huey Jennifer · CIK 0001769865 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,221

F3 · shares: Shares earned upon the vesting on March 5, 2019 of certain performance shares granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended. On March 5, 2019, the Registrant's compensation committee certified the performance shares payout multiplier based on the level of achievement by the Registrant of certain pre-established performance goals for 2016 through 2018.

F2 · balance_after: Includes 954 shares acquired pursuant to grants of restricted stock units.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 22:45 UTC
Huey JenniferVP & Chief Accounting Officer
GrantCommon Stock, par value $0.01 per share 534 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-002657 · wf-form4_155199868538921.xml · nonDerivative · entry 1

Huey Jennifer · CIK 0001769865 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 954

F1 · shares: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F1 · price: Grant to the reporting person effective as of March 5, 2019 of restricted stock units under the Kaiser Aluminum Corporation 2016 Equity and Incentive Compensation Plan. All restrictions will lapse on March 5, 2022 or earlier upon the occurrence of certain specified circumstances.

F2 · balance_after: Includes 954 shares acquired pursuant to grants of restricted stock units.

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March 05, 2019 Filed Mar 7, 2019 22:44 UTC
HOCKEMA JACK ADirector · CEO
Tax withholdingCommon Stock, par value $0.01 per share 5,370 $108.79 $584,202.30
Disclosure

SEC source: 0001628280-19-002656 · wf-form4_155199864869355.xml · nonDerivative · entry 4

HOCKEMA JACK A · CIK 0001227285 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,832

F5 · shares: Shares withheld to satisfy the withholding tax obligations resulting from the vesting on March 5, 2019 of certain restricted stock units granted to the reporting person in 2016 under the Kaiser Aluminum Corporation 2006 Equity and Performance Incentive Plan, as amended.

F6 · balance_after: Includes 27,282 shares acquired pursuant to grants of restricted stock units.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.