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OTC · USD

JSDA

JONES SODA CO.

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Tapewire entity
7351
SEC CIK
0001083522
Parsed reports
188

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202610
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2022 Filed Apr 19, 2022 14:49 UTC ConversionConvertible Debenture · Derivative Not disclosed Not disclosed Strike: $0.50 $2,000,000.00
Disclosure

SEC source: 0001567619-22-008643 · doc1.xml · derivative · entry 3

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 0

Underlying: Common Shares · Not disclosed shares

Expires 2023-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of $2,000,000 unsecured 5% convertible debenture acquired by SOL Verano Blocker 1 LLC on August 24, 2021, and reported on a Form 3/A filed with the Securities and Exchange Commission on November 12, 2021.

F1 · price: Represents conversion of $2,000,000 unsecured 5% convertible debenture acquired by SOL Verano Blocker 1 LLC on August 24, 2021, and reported on a Form 3/A filed with the Securities and Exchange Commission on November 12, 2021.

F1 · derivative.exercise_date: Represents conversion of $2,000,000 unsecured 5% convertible debenture acquired by SOL Verano Blocker 1 LLC on August 24, 2021, and reported on a Form 3/A filed with the Securities and Exchange Commission on November 12, 2021.

F2 · ownership.nature: SOl Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
February 15, 2022 Filed Apr 19, 2022 14:49 UTC ConversionCommon Shares 4,025,035 $0.50 $2,012,517.50
Disclosure

SEC source: 0001567619-22-008643 · doc1.xml · nonDerivative · entry 1

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 16,940,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents conversion of $2,000,000 unsecured 5% convertible debenture acquired by SOL Verano Blocker 1 LLC on August 24, 2021, and reported on a Form 3/A filed with the Securities and Exchange Commission on November 12, 2021.

F2 · ownership.nature: SOl Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
February 09, 2022 Filed Feb 14, 2022 19:35 UTC Exercise / conversionWarrants · Derivative 4,830,000 Not disclosed Strike: $0.60 Not disclosed
Disclosure

SEC source: 0001567619-22-004194 · doc1.xml · derivative · entry 5

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker

Disclosed balance after: 4,380,000

Underlying: Common Shares · 4,830,000 shares

Expires 2024-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each $0.50 subscription receipt will be automatically converted into one common share and one common share purchase warrant of the Issuer upon completion of the acquisition of Pinestar Gold Inc., which will occur simultaneously with closing of the subscription receipt offering.

F1 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
February 09, 2022 Filed Feb 14, 2022 19:35 UTC Exercise / conversionSubscription Receipts · Derivative 4,830,000 $0.50 $2,415,000.00
Disclosure

SEC source: 0001567619-22-004194 · doc1.xml · derivative · entry 4

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker

Disclosed balance after: 0

Underlying: Common Shares · 4,830,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each $0.50 subscription receipt will be automatically converted into one common share and one common share purchase warrant of the Issuer upon completion of the acquisition of Pinestar Gold Inc., which will occur simultaneously with closing of the subscription receipt offering.

F2 · derivative.exercise_date: Each $0.50 subscription receipt will be automatically converted into one common share and one common share purchase warrant of the Issuer upon completion of the acquisition of Pinestar Gold Inc., which will occur simultaneously with closing of the subscription receipt offering.

F2 · derivative.expiration_date: Each $0.50 subscription receipt will be automatically converted into one common share and one common share purchase warrant of the Issuer upon completion of the acquisition of Pinestar Gold Inc., which will occur simultaneously with closing of the subscription receipt offering.

F1 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
February 09, 2022 Filed Feb 14, 2022 19:35 UTC PurchaseSubscription Receipts · Derivative 4,830,000 $0.50 $2,415,000.00
Disclosure

SEC source: 0001567619-22-004194 · doc1.xml · derivative · entry 3

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker

Disclosed balance after: 4,830,000

Underlying: Common Shares · 4,830,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each $0.50 subscription receipt will be automatically converted into one common share and one common share purchase warrant of the Issuer upon completion of the acquisition of Pinestar Gold Inc., which will occur simultaneously with closing of the subscription receipt offering.

F2 · derivative.exercise_date: Each $0.50 subscription receipt will be automatically converted into one common share and one common share purchase warrant of the Issuer upon completion of the acquisition of Pinestar Gold Inc., which will occur simultaneously with closing of the subscription receipt offering.

F2 · derivative.expiration_date: Each $0.50 subscription receipt will be automatically converted into one common share and one common share purchase warrant of the Issuer upon completion of the acquisition of Pinestar Gold Inc., which will occur simultaneously with closing of the subscription receipt offering.

F1 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
February 09, 2022 Filed Feb 14, 2022 19:35 UTC Exercise / conversionCommon Shares 4,830,000 $0.50 $2,415,000.00
Disclosure

SEC source: 0001567619-22-004194 · doc1.xml · nonDerivative · entry 1

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 12,915,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each $0.50 subscription receipt will be automatically converted into one common share and one common share purchase warrant of the Issuer upon completion of the acquisition of Pinestar Gold Inc., which will occur simultaneously with closing of the subscription receipt offering.

F1 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
February 03, 2022 Filed Feb 8, 2022 00:37 UTC
Chastain EricChief Operating Officer
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001437749-22-002644 · rdgdoc.xml · derivative · entry 1

Chastain Eric · CIK 0001611589 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-02-02

F1 · derivative.exercise_date: One-fourth of the shares subject to the option will vest on February 3, 2023 and one forty-eighth of the shares subject to the option will vest each month thereafter (subject to employee's continuous service with Company).

Read SEC document
February 03, 2022 Filed Feb 8, 2022 00:38 UTC
Culp JoeController, PAO
GrantStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.50 $0.00
Disclosure

SEC source: 0001437749-22-002645 · rdgdoc.xml · derivative · entry 1

Culp Joe · CIK 0001851897 · Controller, PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2032-02-02

F1 · derivative.exercise_date: One-fourth of the shares subject to the option will vest on February 3, 2023 and one forty-eighth of the shares subject to the option will vest each month thereafter (subject to employee's continuous service with Company).

Read SEC document
January 28, 2022 Filed Feb 1, 2022 18:27 UTC PurchaseCommon Stock 49,900 $0.50 $24,770.36
Disclosure

SEC source: 0001567619-22-002224 · doc1.xml · nonDerivative · entry 1

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 8,085,815

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.495 to $0.50, inclusive. The reporting person undertakes to provide to Jones Soda Co., any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
January 03, 2022 Filed Jan 14, 2022 21:29 UTC GrantStock Option (right to buy) · Derivative 37,037 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001437749-22-000942 · rdgdoc.xml · derivative · entry 1

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,037

Underlying: Common Stock · 37,037 shares

Expires 2032-01-02

F1 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company through such vesting date.

Read SEC document
January 03, 2022 Filed Jan 14, 2022 21:28 UTC GrantStock Option (right to buy) · Derivative 37,037 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001437749-22-000939 · rdgdoc.xml · derivative · entry 1

SIRKIN CLIVE M · CIK 0001673527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,037

Underlying: Common Stock · 37,037 shares

Expires 2032-01-02

F1 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company through such vesting date.

Read SEC document
January 03, 2022 Filed Jan 18, 2022 18:02 UTC GrantStock Option (right to buy) · Derivative 37,037 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001437749-22-001055 · rdgdoc.xml · derivative · entry 1

Norman Paul T · CIK 0001397924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,037

Underlying: Common Stock · 37,037 shares

Expires 2032-01-02

F1 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company through such vesting date.

Read SEC document
January 03, 2022 Filed Jan 18, 2022 18:02 UTC
FLEMING MICKDirector
GrantStock Option (right to buy) · Derivative 37,037 $0.00 Strike: $0.68 $0.00
Disclosure

SEC source: 0001437749-22-001054 · rdgdoc.xml · derivative · entry 1

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,037

Underlying: Common Stock · 37,037 shares

Expires 2032-01-02

F1 · derivative.exercise_date: Subject to the reporting person's continuous service with the Company through such vesting date.

Read SEC document
December 29, 2021 Filed Jan 4, 2022 15:15 UTC PurchaseCommon Stock 10,000 $0.68 $6,830.00
Disclosure

SEC source: 0001567619-22-000133 · doc1.xml · nonDerivative · entry 2

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 8,035,915

F1 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
December 27, 2021 Filed Jan 4, 2022 15:15 UTC PurchaseCommon Stock 5,200 $0.70 $3,640.00
Disclosure

SEC source: 0001567619-22-000133 · doc1.xml · nonDerivative · entry 1

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 8,025,915

F1 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
November 22, 2021 Filed Nov 23, 2021 20:03 UTC PurchaseCommon Stock 24,415 $0.97 $23,780.21
Disclosure

SEC source: 0001567619-21-021025 · doc1.xml · nonDerivative · entry 1

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 8,020,715

F1 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
November 03, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 46,300 $0.87 $40,281.00
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 15

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,996,300

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
November 02, 2021 Filed Nov 12, 2021 23:18 UTC
Blair Robert WesleyChief Marketing Officer
GrantStock Option (right to buy) · Derivative 300,000 $0.00 Strike: $0.88 $0.00
Disclosure

SEC source: 0001437749-21-026539 · rdgdoc.xml · derivative · entry 1

Blair Robert Wesley · CIK 0001893019 · Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Underlying: Common Stock · 300,000 shares

Expires 2031-11-01

F1 · derivative.exercise_date: Option vests over three years, with 100,000 shares vesting upon the one-year anniversary of the date of grant and an additional 100,000 shares vesting on each one-year anniversary thereafter (subject to employee's continuous service with the Company through each such vesting date).

Read SEC document
October 27, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 10,000 $0.87 $8,710.00
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 14

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,950,000

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
October 26, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 80,000 $0.89 $71,520.00
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 13

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,940,000

F8 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.883 to $0.91, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
October 25, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 30,000 $899.00 $26,970,000.00
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 12

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,860,000

F7 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.89 to $0.907, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
October 21, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 20,000 $0.90 $17,960.00
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 11

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,830,000

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
October 20, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 35,000 $0.95 $33,110.00
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 10

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,810,000

F6 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.943 to $0.95, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
October 19, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 23,602 $0.95 $22,374.70
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 9

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,775,000

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
October 12, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 30,000 $0.98 $29,490.00
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 8

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,751,398

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
October 11, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 27,000 $0.95 $25,650.00
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 7

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,721,398

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
October 08, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 29,640 $0.95 $28,098.72
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 6

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,694,398

F5 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $0.941 to $0.95, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
September 22, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 14,430 $0.97 $14,054.82
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 5

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,664,758

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
September 16, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 20,328 $1.03 $20,998.82
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 4

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,650,328

F4 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.02 to $1.04, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
September 07, 2021 Filed Sep 15, 2021 21:13 UTC
FLEMING MICKDirector
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.32 $0.00
Disclosure

SEC source: 0001437749-21-022205 · rdgdoc.xml · derivative · entry 3

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2025-04-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was fully vested as of April 13, 2016.

Read SEC document
September 07, 2021 Filed Sep 15, 2021 21:13 UTC
FLEMING MICKDirector
SaleCommon Stock 50,000 $1.05 $52,565.00
Disclosure

SEC source: 0001437749-21-022205 · rdgdoc.xml · nonDerivative · entry 2

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,368

Read SEC document
September 07, 2021 Filed Sep 15, 2021 21:13 UTC
FLEMING MICKDirector
Exercise / conversionCommon Stock 50,000 $0.32 $16,000.00
Disclosure

SEC source: 0001437749-21-022205 · rdgdoc.xml · nonDerivative · entry 1

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 19,108 $1.11 $21,133.45
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 3

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,630,000

F3 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.088 to $1.15, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

Read SEC document
September 03, 2021 Filed Sep 9, 2021 21:00 UTC Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.45 Strike: $0.45 $9,000.00
Disclosure

SEC source: 0001437749-21-021818 · rdgdoc.xml · derivative · entry 3

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,583

Underlying: Common Stock · 20,000 shares

Expires 2027-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents partial exercise of Stock Option (right to buy) that was fully vested as of August 1, 2018. After reported exercise, 19,583 vested shares remain.

Read SEC document
September 03, 2021 Filed Sep 9, 2021 21:00 UTC SaleCommon Stock 20,000 $1.10 $22,000.00
Disclosure

SEC source: 0001437749-21-021818 · rdgdoc.xml · nonDerivative · entry 2

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,301

F2 · shares: Represents sale of partial exercise of vested Stock Option (right to buy). The 20,000 shares were sold in 8 separate sale transactions, all at the price of $1.10 per share.

Read SEC document
September 03, 2021 Filed Sep 9, 2021 21:00 UTC Exercise / conversionCommon Stock 20,000 $0.45 $9,000.00
Disclosure

SEC source: 0001437749-21-021818 · rdgdoc.xml · nonDerivative · entry 1

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,301

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents partial exercise of vested Stock Option (right to buy).

Read SEC document
September 01, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 40,000 $1.19 $47,600.00
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 2

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,610,892

F2 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.183 to $1.20, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

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August 31, 2021 Filed Nov 12, 2021 20:54 UTC PurchaseCommon Stock 118,000 $1.29 $151,748.00
Disclosure

SEC source: 0001567619-21-019999 · doc1.xml · nonDerivative · entry 1

SOL Global Investments Corp. · CIK 0001710138 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · SOL Verano Blocker 1 LLC

Disclosed balance after: 7,570,892

F1 · price: The purchase price reported above is a weighted average price. These shares were purchased in multiple transactions at price ranging from $1.27 to $1.30, inclusive. The reporting person undertakes to provide to Jones Soda Co, any security holder of Jones Soda Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F9 · ownership.nature: SOL Verano Blocker 1 LLC is a wholly-owned subsidiary of the reporting person.

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August 26, 2021 Filed Sep 3, 2021 17:51 UTC
FLEMING MICKDirector
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $0.34 $0.00
Disclosure

SEC source: 0001437749-21-021462 · rdgdoc.xml · derivative · entry 3

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2022-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option was fully vested as of August 29, 2013.

Read SEC document
August 26, 2021 Filed Sep 3, 2021 17:51 UTC
FLEMING MICKDirector
SaleCommon Stock 50,000 $1.11 $55,695.00
Disclosure

SEC source: 0001437749-21-021462 · rdgdoc.xml · nonDerivative · entry 2

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,368

Read SEC document
August 26, 2021 Filed Sep 3, 2021 17:51 UTC
FLEMING MICKDirector
Exercise / conversionCommon Stock 50,000 $0.34 $17,000.00
Disclosure

SEC source: 0001437749-21-021462 · rdgdoc.xml · nonDerivative · entry 1

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 23, 2021 Filed Mar 25, 2021 21:51 UTC
Culp JoeController, PFO,PAO
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0001437749-21-007209 · rdgdoc.xml · derivative · entry 1

Culp Joe · CIK 0001851897 · Controller, PFO,PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-03-23

F1 · derivative.exercise_date: One-fourth of the shares subject to the option will vest on March 23, 2022 and one forty-eighth of the shares subject to the option will vest each month thereafter (subject to the employee's continuous service with the Company).

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March 23, 2021 Filed Mar 31, 2021 19:18 UTC
Chastain EricChief Operating Officer
GrantStock Option (Right to Buy) · Derivative 50,000 $0.00 Strike: $0.49 $0.00
Disclosure

SEC source: 0001437749-21-007803 · rdgdoc.xml · derivative · entry 1

Chastain Eric · CIK 0001611589 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2031-03-23

F1 · derivative.exercise_date: One-fourth of the shares subject to the option will vest on March 23, 2022 and one forty-eighth of the shares subject to the option will vest each month thereafter (subject to the employee's continuous service with the Company).

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:09 UTC
Colbourne JamieDirector · Acting Prin. Financial Officer
GrantStock Option (Right to Buy) · Derivative 104,690 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001437749-21-000305 · rdgdoc.xml · derivative · entry 1

Colbourne Jamie · CIK 0001809425 · Director · Acting Prin. Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,690

Underlying: Common Stock · 104,690 shares

Expires 2031-01-03

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:09 UTC GrantStock Option (Right to Buy) · Derivative 104,690 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001437749-21-000304 · rdgdoc.xml · derivative · entry 1

SIRKIN CLIVE M · CIK 0001673527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,690

Underlying: Common Stock · 104,690 shares

Expires 2031-01-03

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:09 UTC GrantStock Option (Right to Buy) · Derivative 104,690 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001437749-21-000303 · rdgdoc.xml · derivative · entry 1

Anderson Jeffrey D. · CIK 0001714299 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,690

Underlying: Common Stock · 104,690 shares

Expires 2031-01-03

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:08 UTC
FLEMING MICKDirector
GrantStock Option (Right to Buy) · Derivative 104,690 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001437749-21-000302 · rdgdoc.xml · derivative · entry 1

FLEMING MICK · CIK 0001241476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,690

Underlying: Common Stock · 104,690 shares

Expires 2031-01-03

Read SEC document
January 04, 2021 Filed Jan 6, 2021 23:08 UTC GrantStock Option (Right to Buy) · Derivative 104,690 $0.00 Strike: $0.24 $0.00
Disclosure

SEC source: 0001437749-21-000301 · rdgdoc.xml · derivative · entry 1

Norman Paul T · CIK 0001397924 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,690

Underlying: Common Stock · 104,690 shares

Expires 2031-01-03

Read SEC document
December 02, 2020 Filed Dec 4, 2020 22:15 UTC
Colbourne JamieDirector · Acting Prin. Financial Officer
GrantStock Option (Right to Buy) · Derivative 11,870 $0.00 Strike: $0.18 $0.00
Disclosure

SEC source: 0001437749-20-024862 · rdgdoc.xml · derivative · entry 1

Colbourne Jamie · CIK 0001809425 · Director · Acting Prin. Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,870

Underlying: Common Stock · 11,870 shares

Expires 2030-12-01

Read SEC document
November 10, 2020 Filed Nov 12, 2020 22:05 UTC PurchaseCommon Stock 1,000,000 $0.17 $171,500.00
Disclosure

SEC source: 0001562762-20-000419 · certent-form4.xml · nonDerivative · entry 1

SIRKIN CLIVE M · CIK 0001673527 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,519,036

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.