Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 07, 2026 Filed Jan 9, 2026 22:29 UTC |
THORPE KIM DSenior Vice President, CFO
|
Tax withholdingCommon Stock, no par value | 37,314 | $0.20 | $7,462.80 |
DisclosureSEC source: 0001477932-26-000148 · form4.xml · nonDerivative · entry 2 THORPE KIM D · CIK 0001180802 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,121,699 F4 · shares: Represents shares of restricted common stock withheld by the issuer to satisfy the reporting person's tax withholding obligation in connection with the vesting of 183,873 shares of restricted common stock previously granted to the reporting person that vested on December 2, 2025. F5 · price: The closing price of the Company's common stock as reported on the NYSE American on January 7, 2026. F3 · balance_after: Includes 45,972 shares of restricted stock granted on December 1, 2023 that vest on the third anniversary of their date of grant (December 1, 2026). In addition, included are 45,972 shares of restricted stock that Mr. Thorpe is eligible to earn in the future under the Company's Annual Incentive Compensation Program, but for which the final amounts granted will be subject to the achievement of future performance based measures. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 22:29 UTC |
Stuckey Alexander Preston AlexanderChief Administrative Officer
|
Tax withholdingCommon Stock, no par value | 42,557 | $0.20 | $8,511.40 |
DisclosureSEC source: 0001477932-26-000147 · form4.xml · nonDerivative · entry 2 Stuckey Alexander Preston Alexander · CIK 0001637664 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,030,960 F4 · shares: Represents shares of restricted common stock withheld by the issuer to satisfy the reporting person's tax withholding obligation in connection with the vesting of 170,252 shares of restricted common stock previously granted to the reporting person that vested on December 2, 2025. F5 · price: The closing price of the Company's common stock as reported on the NYSE American on January 7, 2026. F3 · balance_after: Includes 45,972 shares of restricted stock granted December 1, 2023 that vest on the third anniversary of their date of grant (December 1, 2026). In addition, included are 45,972 shares of restricted stock Mr. Stuckey is eligible to earn in the future under the Company's Annual Incentive Compensation Program, but for which the final amounts granted will be subject to the achievement of future performance based measures. Read SEC document |
| January 07, 2026 Filed Jan 9, 2026 22:29 UTC |
DEWAN DEREK EDirector · CEO
|
Tax withholdingCommon Stock, no par value | 55,165 | $0.20 | $11,033.00 |
DisclosureSEC source: 0001477932-26-000146 · form4.xml · nonDerivative · entry 2 DEWAN DEREK E · CIK 0001158018 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,629,458 F4 · shares: Represents shares of restricted common stock withheld by the issuer to satisfy the reporting person's tax withholding obligation in connection with the vesting of 238,353 shares of restricted common stock previously granted to the reporting person that vested on December 2, 2025. F5 · price: The closing price of the Company's common stock as reported on the NYSE American on January 7, 2026. F3 · balance_after: Includes 71,944 shares of restricted stock granted on December 1, 2023 that vest on the third anniversary of their date of grant (December 1, 2026). In addition, included are 71,944 shares of restricted stock Mr. Dewan is eligible to earn in the future under the Company's Annual Incentive Compensation Program, but for which the final amounts granted will be subject to the achievement of future performance based measures. Read SEC document |
| December 02, 2025 Filed Jan 9, 2026 22:29 UTC |
THORPE KIM DSenior Vice President, CFO
|
Tax withholdingCommon Stock, no par value | 162,342 | $0.19 | $30,844.98 |
DisclosureSEC source: 0001477932-26-000148 · form4.xml · nonDerivative · entry 1 THORPE KIM D · CIK 0001180802 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,159,013 F1 · shares: Represents the forfeiture of performance-based shares of restricted common stock awarded to the reporting person on December 2, 2022 that were subject to the achievement of performance based measures. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2025. F3 · balance_after: Includes 45,972 shares of restricted stock granted on December 1, 2023 that vest on the third anniversary of their date of grant (December 1, 2026). In addition, included are 45,972 shares of restricted stock that Mr. Thorpe is eligible to earn in the future under the Company's Annual Incentive Compensation Program, but for which the final amounts granted will be subject to the achievement of future performance based measures. Read SEC document |
| December 02, 2025 Filed Jan 9, 2026 22:29 UTC |
Stuckey Alexander Preston AlexanderChief Administrative Officer
|
Tax withholdingCommon Stock, no par value | 150,316 | $0.19 | $28,560.04 |
DisclosureSEC source: 0001477932-26-000147 · form4.xml · nonDerivative · entry 1 Stuckey Alexander Preston Alexander · CIK 0001637664 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,073,517 F1 · shares: Represents the forfeiture of performance-based shares of restricted common stock awarded to the reporting person on December 2, 2022 that were subject to the achievement of performance based measures. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2025. F3 · balance_after: Includes 45,972 shares of restricted stock granted December 1, 2023 that vest on the third anniversary of their date of grant (December 1, 2026). In addition, included are 45,972 shares of restricted stock Mr. Stuckey is eligible to earn in the future under the Company's Annual Incentive Compensation Program, but for which the final amounts granted will be subject to the achievement of future performance based measures. Read SEC document |
| December 02, 2025 Filed Jan 9, 2026 22:29 UTC |
DEWAN DEREK EDirector · CEO
|
Tax withholdingCommon Stock, no par value | 210,443 | $0.19 | $39,984.17 |
DisclosureSEC source: 0001477932-26-000146 · form4.xml · nonDerivative · entry 1 DEWAN DEREK E · CIK 0001158018 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,684,623 F1 · shares: Represents the forfeiture of performance-based shares of restricted common stock awarded to the reporting person on December 2, 2022 that were subject to the achievement of performance based measures. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2025. F3 · balance_after: Includes 71,944 shares of restricted stock granted on December 1, 2023 that vest on the third anniversary of their date of grant (December 1, 2026). In addition, included are 71,944 shares of restricted stock Mr. Dewan is eligible to earn in the future under the Company's Annual Incentive Compensation Program, but for which the final amounts granted will be subject to the achievement of future performance based measures. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:40 UTC |
MOORE DARLA DDirector
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.20 Strike: $0.20 | $9,785.00 |
DisclosureSEC source: 0001477932-25-004556 · form4.xml · derivative · entry 1 MOORE DARLA D · CIK 0001206810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Underlying: Common stock · 50,000 shares Expires 2035-06-10 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on June 10, 2025. F2 · derivative.exercise_date: Options were granted on June 10, 2025, and became fully vested on that date. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:39 UTC |
Sandberg DavidDirector
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.20 Strike: $0.20 | $9,785.00 |
DisclosureSEC source: 0001477932-25-004555 · form4.xml · derivative · entry 1 Sandberg David · CIK 0001423093 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common stock · 50,000 shares Expires 2035-06-10 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on June 10, 2025. F2 · derivative.exercise_date: Options were granted on June10, 2025, and became fully vested on that date. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:38 UTC |
TANOUS PETER JDirector
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.20 Strike: $0.20 | $9,785.00 |
DisclosureSEC source: 0001477932-25-004551 · form4.xml · derivative · entry 1 TANOUS PETER J · CIK 0001250185 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 375,000 Underlying: Common stock · 50,000 shares Expires 2035-06-10 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on June 10, 2025. F2 · derivative.exercise_date: Options were granted on June 10, 2025, and became fully vested on that date. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:38 UTC |
Gormly Matthew EDirector
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.20 Strike: $0.20 | $9,785.00 |
DisclosureSEC source: 0001477932-25-004552 · form4.xml · derivative · entry 1 Gormly Matthew E · CIK 0001810233 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common stock · 50,000 shares Expires 2035-06-10 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on June 10, 2025. F2 · derivative.exercise_date: Options were granted on Jun 10, 2025, and became fully vested on that date. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:38 UTC |
James JyrlDirector
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.20 Strike: $0.20 | $9,785.00 |
DisclosureSEC source: 0001477932-25-004550 · form4.xml · derivative · entry 1 James Jyrl · CIK 0001991680 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common stock · 50,000 shares Expires 2035-06-10 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on June 10, 2025. F2 · derivative.exercise_date: Options were granted on June 10, 2025, and became fully vested on that date. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:38 UTC |
Waterfield John RandallDirector
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.20 Strike: $0.20 | $9,785.00 |
DisclosureSEC source: 0001477932-25-004549 · form4.xml · derivative · entry 1 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common stock · 50,000 shares Expires 2035-06-10 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on June 10, 2025. F2 · derivative.exercise_date: Options were granted on June 10, 2025, and became fully vested on that date. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:37 UTC |
Vetrano ThomasDirector
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.20 Strike: $0.20 | $9,785.00 |
DisclosureSEC source: 0001477932-25-004548 · form4.xml · derivative · entry 1 Vetrano Thomas · CIK 0001810237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common stock · 50,000 shares Expires 2035-06-10 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on June 10, 2025. F2 · derivative.exercise_date: Options were granted on June 10, 2025, and became fully vested on that date. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 21:37 UTC |
ISAAC WILLIAM MDirector
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.20 Strike: $0.20 | $9,785.00 |
DisclosureSEC source: 0001477932-25-004545 · form4.xml · derivative · entry 1 ISAAC WILLIAM M · CIK 0001054404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 377,500 Underlying: Common stock · 50,000 shares Expires 2035-06-10 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on June 10, 2025. F2 · derivative.exercise_date: Options were granted on June 10, 2025, and became fully vested on that date. Read SEC document |
| January 14, 2025 Filed Jan 16, 2025 02:00 UTC |
Waterfield John RandallDirector
|
PurchaseCommon Stock, no par value | 131,779 | $0.24 | $31,521.54 |
DisclosureSEC source: 0001477932-25-000284 · form4.xml · nonDerivative · entry 1 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 936,779 F1 · balance_after: Includes 50,000 restricted common stock that were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. Read SEC document |
| June 04, 2024 Filed Jun 5, 2024 01:51 UTC |
Waterfield John RandallDirector
|
PurchaseCommon stock, no par value | 150,000 | $0.38 | $56,700.00 |
DisclosureSEC source: 0001477932-24-003503 · form4.xml · nonDerivative · entry 2 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 805,000 F1 · balance_after: Includes 50,000 restricted common stock that were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. Read SEC document |
| May 31, 2024 Filed Jun 5, 2024 01:51 UTC |
Waterfield John RandallDirector
|
PurchaseCommon stock, no par value | 150,000 | $0.37 | $55,020.00 |
DisclosureSEC source: 0001477932-24-003503 · form4.xml · nonDerivative · entry 1 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 655,000 F1 · balance_after: Includes 50,000 restricted common stock that were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. Read SEC document |
| May 29, 2024 Filed May 30, 2024 22:35 UTC |
Waterfield John RandallDirector
|
PurchaseCommon Stock, no par value | 50,879 | $0.36 | $18,306.26 |
DisclosureSEC source: 0001477932-24-003399 · form4.xml · nonDerivative · entry 3 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 505,000 F1 · balance_after: Includes 50,000 restricted common stock that were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. Read SEC document |
| May 28, 2024 Filed May 30, 2024 22:35 UTC |
Waterfield John RandallDirector
|
PurchaseCommon Stock, no par value | 99,121 | $0.36 | $35,524.97 |
DisclosureSEC source: 0001477932-24-003399 · form4.xml · nonDerivative · entry 2 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 454,121 F1 · balance_after: Includes 50,000 restricted common stock that were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. Read SEC document |
| May 24, 2024 Filed May 30, 2024 22:35 UTC |
Waterfield John RandallDirector
|
PurchaseCommon Stock, no par value | 100,000 | $0.36 | $36,000.00 |
DisclosureSEC source: 0001477932-24-003399 · form4.xml · nonDerivative · entry 1 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,000 F1 · balance_after: Includes 50,000 restricted common stock that were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. Read SEC document |
| May 23, 2024 Filed May 24, 2024 01:49 UTC |
THORPE KIM DSenior Vice President, CFO
|
PurchaseCommon Stock, no par value | 46,300 | $0.36 | $16,455.02 |
DisclosureSEC source: 0001477932-24-003270 · form4.xml · nonDerivative · entry 2 THORPE KIM D · CIK 0001180802 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Indirect · Self-Directed IRA Account Disclosed balance after: 1,321,355 F1 · shares: The shares are held under a Self-Directed IRA Account for which Mr. Thorpe has the sole voting and dipositive power over the shares. F2 · balance_after: Includes (a) 192,657 shares of common stock that are held by FRUS Capital, LLC, an entity 50% owned by Mr. Thorpe and 50% owned by his wife, Susan M. Thorpe, and (b) 920,384 shares owned by Mr. Thorpe directly, of which 438,178 are restricted shares to be earned over three-year periods from their dates of grant and cliff vest as follows: (i) 208,333 restricted shares on August 13, 2024, (ii) 183,873 restricted shares on December 2, 2025, and (iii) 45,972 restricted shares on December 1, 2026. In addition, included are 208,314 restricted shares that Mr. Thorpe is eligible to earn in the future under the Company's Annual Incentive Compensation Program, but for which the final amounts to be granted are to be earned over three-year periods from their dates of grant, and that also are subject to the achievement of future performance-based measures. Read SEC document |
| May 23, 2024 Filed May 24, 2024 21:15 UTC |
Vetrano ThomasDirector
|
PurchaseCommon Stock, no par value | 40,000 | $0.34 | $13,708.00 |
DisclosureSEC source: 0001477932-24-003303 · form4.xml · nonDerivative · entry 1 Vetrano Thomas · CIK 0001810237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 108,000 Read SEC document |
| May 23, 2024 Filed May 24, 2024 21:15 UTC |
Waterfield John RandallDirector
|
PurchaseCommon Stock, no par value | 80,000 | $0.35 | $28,240.00 |
DisclosureSEC source: 0001477932-24-003302 · form4.xml · nonDerivative · entry 2 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 255,000 F1 · balance_after: Includes 50,000 restricted common stock that were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. Read SEC document |
| May 22, 2024 Filed May 24, 2024 21:15 UTC |
Waterfield John RandallDirector
|
PurchaseCommon Stock, no par value | 125,000 | $0.36 | $44,400.00 |
DisclosureSEC source: 0001477932-24-003302 · form4.xml · nonDerivative · entry 1 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 F1 · balance_after: Includes 50,000 restricted common stock that were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. Read SEC document |
| May 21, 2024 Filed May 24, 2024 01:49 UTC |
THORPE KIM DSenior Vice President, CFO
|
PurchaseCommon Stock, no par value | 35,906 | $0.35 | $12,549.15 |
DisclosureSEC source: 0001477932-24-003270 · form4.xml · nonDerivative · entry 1 THORPE KIM D · CIK 0001180802 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Indirect · Self-Directed IRA Account Disclosed balance after: 1,275,055 F1 · shares: The shares are held under a Self-Directed IRA Account for which Mr. Thorpe has the sole voting and dipositive power over the shares. Read SEC document |
| May 21, 2024 Filed May 24, 2024 01:49 UTC |
TANOUS PETER JDirector
|
PurchaseCommon Stock, no par value | 20,000 | $0.36 | $7,100.00 |
DisclosureSEC source: 0001477932-24-003269 · form4.xml · nonDerivative · entry 1 TANOUS PETER J · CIK 0001250185 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,320 Read SEC document |
| May 20, 2024 Filed May 23, 2024 01:50 UTC |
James JyrlDirector
|
PurchaseCommon Stock, no par value | 14,285 | $0.36 | $5,088.32 |
DisclosureSEC source: 0001477932-24-003249 · form4.xml · nonDerivative · entry 1 James Jyrl · CIK 0001991680 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,285 F1 · balance_after: Includes 50,000 shares of restricted common stock that were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:23 UTC |
Stuckey Alexander Preston AlexanderChief Administrative Officer
|
Tax withholdingCommon Stock, no par value | 63,133 | $0.79 | $49,875.07 |
DisclosureSEC source: 0001477932-23-008985 · form4.xml · nonDerivative · entry 2 Stuckey Alexander Preston Alexander · CIK 0001637664 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,223,833 F4 · shares: Represents the forfeiture of performance-based shares of restricted common stock granted to the reporting person on December 2, 2022 that were subject to the achievement of performance based measures. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:23 UTC |
Stuckey Alexander Preston AlexanderChief Administrative Officer
|
GrantCommon Stock, no par value | 91,944 | $0.54 | $49,649.76 |
DisclosureSEC source: 0001477932-23-008985 · form4.xml · nonDerivative · entry 1 Stuckey Alexander Preston Alexander · CIK 0001637664 · Chief Administrative Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,286,966 F1 · shares: These shares of restricted common stock were granted on December 1, 2023, and are comprised of; (i) 45,972 restricted shares that are to be earned over a three-year period and cliff vest at the end of the third anniversary of the grant date (December 1, 2026); and (ii) 45,972 shares that are also to be earned over a three-year period and cliff vest at the end of the third anniversary of the grant date (December 1, 2026), but for which the final amounts to be granted, are also subject to the achievement of performance based measures. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on December 1, 2023. F3 · balance_after: Includes 183,333 shares of restricted common stock that cliff vest on August 12, 2024. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:22 UTC |
THORPE KIM DSenior Vice President, CFO
|
Tax withholdingCommon Stock, no par value | 68,183 | $0.79 | $53,864.57 |
DisclosureSEC source: 0001477932-23-008983 · form4.xml · nonDerivative · entry 2 THORPE KIM D · CIK 0001180802 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Indirect · FRUS Capital LLC Disclosed balance after: 1,239,149 F4 · shares: Represents the forfeiture of performance-based shares of restricted common stock granted to the reporting person on December 2, 2022 that were subject to the achievement of performance based measures. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:22 UTC |
THORPE KIM DSenior Vice President, CFO
|
GrantCommon Stock, no par value | 91,944 | $0.54 | $49,649.76 |
DisclosureSEC source: 0001477932-23-008983 · form4.xml · nonDerivative · entry 1 THORPE KIM D · CIK 0001180802 · Senior Vice President, CFO 10b5-1 filing: No plan indicated Ownership: Indirect · FRUS Capital LLC Disclosed balance after: 1,307,332 F1 · shares: These shares of restricted common stock were granted on December 1, 2023, and are comprised of; (i) 45,972 restricted shares that are to be earned over a three-year period and cliff vest at the end of the third anniversary of the grant date (December 1, 2026); and (ii) 45,972 shares that are also to be earned over a three-year period and cliff vest at the end of the third anniversary of the grant date (December 1, 2026), but for which the final amounts to be granted, are also subject to the achievement of performance based measures. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on December 1, 2023. F3 · balance_after: Includes 208,333 shares of restricted common stock that cliff vest on August 12, 2024. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:22 UTC |
DEWAN DEREK EDirector · CEO
|
Tax withholdingCommon Stock, no par value | 88,386 | $0.79 | $69,824.94 |
DisclosureSEC source: 0001477932-23-008982 · form4.xml · nonDerivative · entry 2 DEWAN DEREK E · CIK 0001158018 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Derek Dewan Irrevocable Living Trust II Disclosed balance after: 2,895,065 F4 · shares: Represents the forfeiture of performance-based shares of restricted common stock granted to the reporting person on December 2, 2022 that were subject to the achievement of performance based measures. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 21:22 UTC |
DEWAN DEREK EDirector · CEO
|
GrantCommon Stock, no par value | 143,888 | $0.54 | $77,699.52 |
DisclosureSEC source: 0001477932-23-008982 · form4.xml · nonDerivative · entry 1 DEWAN DEREK E · CIK 0001158018 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Derek Dewan Irrevocable Living Trust II Disclosed balance after: 2,983,451 F1 · shares: These shares of restricted common stock were granted on December 1, 2023, and are comprised of; (i) 71,944 restricted shares that are to be earned over a three-year period and cliff vest at the end of the third anniversary of the grant date (December 1, 2026); and (ii) 71,944 shares that are also to be earned over a three-year period and cliff vest at the end of the third anniversary of the grant date (December 1, 2026), but for which the final amounts to be granted, are also subject to the achievement of performance based measures. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on December 1, 2023. F3 · balance_after: Includes 250,000 shares of restricted common stock, previously granted, that cliff vest on August 12, 2024. Read SEC document |
| September 19, 2023 Filed Nov 8, 2023 22:22 UTC |
Vetrano ThomasDirector
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.59 Strike: $0.59 | $29,500.00 |
DisclosureSEC source: 0001477932-23-008191 · form4.xml · derivative · entry 1 Vetrano Thomas · CIK 0001810237 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 50,000 shares Expires 2033-09-19 F1 · derivative.exercise_price: The closing price of the Companys common stock as reported on the NYSE American on September 19, 2023. F2 · derivative.exercise_date: Options were granted on September 19, 2023, and became fully vested on that date. Read SEC document |
| September 19, 2023 Filed Nov 9, 2023 02:57 UTC |
ISAAC WILLIAM MDirector
|
GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.59 Strike: $0.59 | $29,500.00 |
DisclosureSEC source: 0001477932-23-008199 · form4.xml · derivative · entry 1 ISAAC WILLIAM M · CIK 0001054404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 327,500 Underlying: Common Stock · 50,000 shares Expires 2033-09-19 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on September 19, 2023. F2 · derivative.exercise_date: Options were granted on September 19, 2023, and became fully vested on that date. Read SEC document |
| September 19, 2023 Filed Nov 8, 2023 22:22 UTC |
Gormly Matthew EDirector
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GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.59 Strike: $0.59 | $29,500.00 |
DisclosureSEC source: 0001477932-23-008192 · form4.xml · derivative · entry 1 Gormly Matthew E · CIK 0001810233 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 50,000 shares Expires 2033-09-19 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on September 19, 2023. F2 · derivative.exercise_date: Options were granted on September 19, 2023, and became fully vested on that date. Read SEC document |
| September 19, 2023 Filed Nov 8, 2023 22:22 UTC |
TANOUS PETER JDirector
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GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.59 Strike: $0.59 | $29,500.00 |
DisclosureSEC source: 0001477932-23-008190 · form4.xml · derivative · entry 1 TANOUS PETER J · CIK 0001250185 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,000 Underlying: Common Stock · 50,000 shares Expires 2033-09-19 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on September 19, 2023. F2 · derivative.exercise_date: Options were granted on September 19, 2023, and became fully vested on that date. Read SEC document |
| September 19, 2023 Filed Nov 8, 2023 22:21 UTC |
James JyrlDirector
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GrantCommon Stock, no par value | 50,000 | $0.59 | $29,500.00 |
DisclosureSEC source: 0001477932-23-008189 · form4.xml · nonDerivative · entry 1 James Jyrl · CIK 0001991680 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · shares: The 50,000 restricted common stock were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on September 19, 2023. Read SEC document |
| September 19, 2023 Filed Nov 8, 2023 22:21 UTC |
Waterfield John RandallDirector
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GrantCommon Stock, no par value | 50,000 | $0.59 | $29,500.00 |
DisclosureSEC source: 0001477932-23-008188 · form4.xml · nonDerivative · entry 1 Waterfield John Randall · CIK 0001524368 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · shares: The 50,000 restricted common stock were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on September 19, 2023. Read SEC document |
| September 19, 2023 Filed Nov 14, 2023 21:10 UTC |
MOORE DARLA DDirector
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GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.59 Strike: $0.59 | $29,500.00 |
DisclosureSEC source: 0001477932-23-008443 · form4.xml · derivative · entry 1 MOORE DARLA D · CIK 0001206810 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 175,000 Underlying: Common Stock · 50,000 shares Expires 2033-09-19 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on September 19, 2023. F2 · derivative.exercise_date: Options were granted on September 19, 2023, and became fully vested on that date. Read SEC document |
| September 19, 2023 Filed Nov 15, 2023 00:40 UTC |
Sandberg DavidDirector
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GrantCommon Stock, no par value | 50,000 | $0.59 | $29,500.00 |
DisclosureSEC source: 0001477932-23-008477 · form4.xml · nonDerivative · entry 1 Sandberg David · CIK 0001423093 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By: The Red Oak Fund, L.P. and The Red Oak Long Fund, L.P. Disclosed balance after: 10,002,675 F1 · shares: The 50,000 restricted common stock were granted as compensation for services as a director of the Company and will cliff vest at the end of a three-year period on September 19, 2026. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on September 19, 2023. F3 · ownership.nature: Red Oak Fund, L.P. ("ROF") and Red Oak Long Fund, L.P. ("ROLF") are each controlled by Red Oak Partners, LLC ("ROP"). Mr. Sandberg is the controlling member of ROP. Mr. Sandberg, as the managing member of ROP may be deemed to beneficially own the shares of Common Stock beneficially owned by ROP through ROF and ROLF. Read SEC document |
| December 02, 2022 Filed Dec 7, 2022 02:26 UTC |
THORPE KIM DSenior Vice President, CFO
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GrantCommon Stock, no par value | 414,398 | $0.79 | $327,374.42 |
DisclosureSEC source: 0001477932-22-009128 · form4.xml · nonDerivative · entry 1 THORPE KIM D · CIK 0001180802 · Senior Vice President, CFO 10b5-1 filing: Not disclosed Ownership: Indirect · FRUS Capital LLC Disclosed balance after: 1,215,388 F1 · shares: These shares of restricted common stock were granted on December 2, 2022, comprised of; 170,886 shares that vest on an annual pro-rata basis on each subsequent three (3) anniversary dates of the grant, and 243,512 shares that also vest over the same period, but for which the annual amounts that would otherwise vest are also subject to the achievement of performance based measures. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2022. F3 · balance_after: Includes 300,000 shares of restricted common stock that cliff vest on August 12, 2023, and 208,333 shares of restricted common stock that cliff vest on August 12, 2024. Read SEC document |
| December 02, 2022 Filed Dec 7, 2022 02:26 UTC |
Stuckey Alexander Preston AlexanderChief Administrative Officer · 10% owner
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GrantCommon Stock, no par value | 383,701 | $0.79 | $303,123.79 |
DisclosureSEC source: 0001477932-22-009127 · form4.xml · nonDerivative · entry 1 Stuckey Alexander Preston Alexander · CIK 0001637664 · Chief Administrative Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,195,022 F1 · shares: These shares of restricted common stock were granted on December 2, 2022, comprised of; 158,227 shares that vest on an annual pro-rata basis on each subsequent three (3) anniversary dates of the grant, and 225,474 shares that also vest over this same period, but for which the annual amounts, that would otherwise vest, are also subject to the achievement of performance based measures. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2022. F3 · balance_after: Includes 183,333 shares of restricted common stock that cliff vest on and August 12, 2024. Read SEC document |
| December 02, 2022 Filed Dec 7, 2022 01:22 UTC |
DEWAN DEREK EDirector · CEO
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GrantCommon Stock, no par value | 537,182 | $0.79 | $424,373.78 |
DisclosureSEC source: 0001477932-22-009122 · form4.xml · nonDerivative · entry 1 DEWAN DEREK E · CIK 0001158018 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Indirect · Derek Dewan Irrevocable Living Trust II Disclosed balance after: 2,839,563 F1 · shares: These shares of restricted common stock were granted on December 2, 2022, comprised of; 221,518 shares that vest on an annual pro-rata basis on each subsequent three (3) anniversary dates of the grant, and 315,664 shares that also vest over the same period, but for which the annual amounts, that would otherwise vest, are also subject to the achievement of performance based measures. F2 · price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2022. F3 · balance_after: Includes 250,000 shares of restricted common stock, previously granted, that cliff vest on August 12, 2024. Read SEC document |
| December 02, 2022 Filed Dec 7, 2022 11:13 UTC |
MOORE DARLA DDirector
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GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.79 Strike: $0.79 | $39,500.00 |
DisclosureSEC source: 0001477932-22-009140 · form4.xml · derivative · entry 1 MOORE DARLA D · CIK 0001206810 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 Underlying: Common Stock · 50,000 shares Expires 2032-12-02 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2022. F2 · derivative.exercise_date: Options were granted on December 2, 2022, and became fully vested on that date. Read SEC document |
| December 02, 2022 Filed Dec 7, 2022 11:12 UTC |
ISAAC WILLIAM MDirector
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GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.79 Strike: $0.79 | $39,500.00 |
DisclosureSEC source: 0001477932-22-009138 · form4.xml · derivative · entry 1 ISAAC WILLIAM M · CIK 0001054404 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 277,500 Underlying: Common Stock · 50,000 shares Expires 2032-12-02 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2022. F2 · derivative.exercise_date: Options were granted on December 2, 2022, and became fully vested on that date. Read SEC document |
| December 02, 2022 Filed Dec 7, 2022 11:12 UTC |
TANOUS PETER JDirector
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GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.79 Strike: $0.79 | $39,500.00 |
DisclosureSEC source: 0001477932-22-009136 · form4.xml · derivative · entry 1 TANOUS PETER J · CIK 0001250185 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 50,000 shares Expires 2032-12-02 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2022. F2 · derivative.exercise_date: Options were granted on December 2, 2022, and became fully vested on that date. Read SEC document |
| December 02, 2022 Filed Dec 7, 2022 11:09 UTC |
CAMDEN CARL TDirector
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GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.79 Strike: $0.79 | $39,500.00 |
DisclosureSEC source: 0001477932-22-009134 · form4.xml · derivative · entry 1 CAMDEN CARL T · CIK 0001211266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 50,000 shares Expires 2032-12-02 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2022. F2 · derivative.exercise_date: Options were granted on December 2, 2022, and became fully vested on that date. Read SEC document |
| December 02, 2022 Filed Dec 7, 2022 11:05 UTC |
Vetrano ThomasDirector
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GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.79 Strike: $0.79 | $39,500.00 |
DisclosureSEC source: 0001477932-22-009132 · form4.xml · derivative · entry 1 Vetrano Thomas · CIK 0001810237 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 50,000 shares Expires 2032-12-02 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2022. F2 · derivative.exercise_date: Options were granted on December 2, 2022, and became fully vested on that date. Read SEC document |
| December 02, 2022 Filed Dec 7, 2022 11:03 UTC |
Gormly Matthew EDirector
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GrantOption to Purchase Common Stock · Derivative | 50,000 | $0.79 Strike: $0.79 | $39,500.00 |
DisclosureSEC source: 0001477932-22-009130 · form4.xml · derivative · entry 1 Gormly Matthew E · CIK 0001810233 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 50,000 shares Expires 2032-12-02 F1 · derivative.exercise_price: The closing price of the Company's common stock as reported on the NYSE American on December 2, 2022. F2 · derivative.exercise_date: Options were granted on December 2, 2022, and became fully vested on that date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.