JEF

SEC source: 0001214659-21-002640 · marketforms-51686.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,979,027

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · balance_after: The number of shares beneficially owned is reduced by the number of previously reported performance-based RSUs that were not earned by performance, in a transaction exempt from reporting and liability under Rule 16a-4(d), Rule 16b-3(e) and other applicable rules under the Securities Exchange Act of 1934.

SEC source: 0001214659-21-001444 · marketforms-51445.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,565

SEC source: 0001214659-21-000835 · marketforms-51266.xml · nonDerivative · entry 1

Sharp Michael J. · CIK 0001506427 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,657

F1 · kind: Shares withheld to pay tax liability resulting from the vesting of a previously granted award.

SEC source: 0001214659-20-010807 · marketforms-50780.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,698,270

F1 · kind: Shares contributed to two trusts over which the Reporting Person is a trustee but has no pecuniary interest.

F1 · timeliness: Shares contributed to two trusts over which the Reporting Person is a trustee but has no pecuniary interest.

F2 · balance_after: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-21-011906 · marketforms-54268.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse of Reporting Person's Trust

Disclosed balance after: 50,000

F1 · acquired: On December 30, 2020, the Reporting Person reported via Form 4 a reduction in beneficial ownership as a result of a 100,000 share gift to two family trusts. This amendment is filed solely to reflect the acquisition of an indirect beneficial ownership of such shares in the trusts as a result of the Reporting Person being the trustee. All shares remain in trust for the benefit of the Reporting Person's family.

SEC source: 0001214659-21-011906 · marketforms-54268.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's Trust

Disclosed balance after: 50,000

F1 · acquired: On December 30, 2020, the Reporting Person reported via Form 4 a reduction in beneficial ownership as a result of a 100,000 share gift to two family trusts. This amendment is filed solely to reflect the acquisition of an indirect beneficial ownership of such shares in the trusts as a result of the Reporting Person being the trustee. All shares remain in trust for the benefit of the Reporting Person's family.

SEC source: 0001214659-20-010266 · marketforms-50571.xml · derivative · entry 2

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,133

Underlying: Common Stock · 1,253,133 shares

Expires 2030-12-05

F3 · price: The stock option and stock appreciation right were granted for no cash consideration. The grant date fair value of the combined awards was estimated at $12.5 million.

F2 · derivative.exercise_date: Cash-settled stock appreciation right becomes exercisable as to one-third of the underlying shares on each of the first three anniversaries of the date of grant.

SEC source: 0001214659-20-010266 · marketforms-50571.xml · derivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,133

Underlying: Common Stock · 1,253,133 shares

Expires 2030-12-05

F3 · price: The stock option and stock appreciation right were granted for no cash consideration. The grant date fair value of the combined awards was estimated at $12.5 million.

F1 · derivative.exercise_date: Stock option becomes exercisable as to one-third of the underlying shares on each of the first three anniversaries of the date of grant.

SEC source: 0001214659-20-010265 · marketforms-50563.xml · derivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,133

Underlying: Common Stock · 1,253,133 shares

Expires 2030-12-05

F3 · price: The stock option and stock appreciation right were granted for no cash consideration. The grant date fair value of the combined awards was estimated at $12.5 million.

F2 · derivative.exercise_date: Cash-settled stock appreciation right becomes exercisable as to one-third of the underlying shares on each of the first three anniversaries of the date of grant.

SEC source: 0001214659-20-010265 · marketforms-50563.xml · derivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,253,133

Underlying: Common Stock · 1,253,133 shares

Expires 2030-12-05

F3 · price: The stock option and stock appreciation right were granted for no cash consideration. The grant date fair value of the combined awards was estimated at $12.5 million.

F1 · derivative.exercise_date: Stock option becomes exercisable as to one-third of the underlying shares on each of the first three anniversaries of the date of grant.

SEC source: 0001214659-21-002247 · marketforms-51570.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,758

F1 · kind: Dividend reinvestment into additional shares of common stock.

SEC source: 0001214659-20-010004 · marketforms-50348.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,798,270

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-20-010005 · marketforms-50351.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,137,758

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-20-007612 · marketforms-49559.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100,868

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-20-007613 · marketforms-49567.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,565

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

SEC source: 0001214659-20-007611 · marketforms-49562.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,714,895

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-20-007610 · marketforms-49565.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,665

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-007609 · marketforms-49564.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,985

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-007608 · marketforms-49563.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,417

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-010003 · marketforms-50345.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,100,868

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-20-010002 · marketforms-50347.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,714,895

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-20-010218 · marketforms-50554.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,985

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-010217 · marketforms-50555.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,665

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-010215 · marketforms-50552.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,417

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-010216 · marketforms-50556.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,565

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

F1 · shares: Voluntary dividend reinvestment into additional shares of common stock.

SEC source: 0001214659-20-006310 · marketforms-49218.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,052,053

F1 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-20-005335 · marketforms-48958.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,308

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

SEC source: 0001214659-20-005224 · marketforms-48920.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,604,564

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-20-005223 · marketforms-48919.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,047,053

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-20-005222 · marketforms-48929.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,200

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-005221 · marketforms-48930.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,391

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-005220 · marketforms-48931.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,160

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-003540 · marketforms-48590.xml · nonDerivative · entry 1

Adamany Linda · CIK 0001571607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,949

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-003539 · marketforms-48592.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,939

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-003538 · marketforms-48593.xml · nonDerivative · entry 1

BORGES FRANCISCO L · CIK 0001272020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,949

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-003537 · marketforms-48591.xml · nonDerivative · entry 1

ALPERIN BARRY J · CIK 0001194358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,483

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-003536 · marketforms-48594.xml · nonDerivative · entry 1

Gilmartin MaryAnne · CIK 0001760844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,483

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-003535 · marketforms-48595.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,677

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-003534 · marketforms-48596.xml · nonDerivative · entry 1

Katz Jacob M · CIK 0001715063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,483

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-003533 · marketforms-48597.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,553

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-003532 · marketforms-48598.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,078

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-002908 · marketforms-48435.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,471,944

F1 · kind: Transfer of beneficial ownership of shares from indirectly held through family trusts to directly held.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-20-002908 · marketforms-48435.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,471,944

F1 · kind: Transfer of beneficial ownership of shares from indirectly held through family trusts to directly held.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person.

SEC source: 0001214659-20-002073 · marketforms-48047.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,685

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

SEC source: 0001214659-20-001979 · marketforms-48010.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,546

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-001978 · marketforms-48009.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,284

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-001977 · marketforms-48008.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,160

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-20-001976 · marketforms-48006.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,988,375

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 99,306 shares indirectly held through a family trust.

SEC source: 0001214659-20-001975 · marketforms-47927.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,471,944

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 663,036 shares indirectly held through family trusts by the Reporting Person.

SEC source: 0001214659-20-000647 · marketforms-47556.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,945,091

F1 · kind: Net change resulting from an acquisition and a disposition of credited RSUs pursuant to performance certifications by the Compensation Committee relating to the Reporting Person's 2016 and 2017 RSU awards in transactions exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Net change resulting from an acquisition and a disposition of credited RSUs pursuant to performance certifications by the Compensation Committee relating to the Reporting Person's 2016 and 2017 RSU awards in transactions exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 25,383 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 99,306 shares indirectly held through a family trust.