Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Jefferies Financial Group Inc.JEF · Entity 3502 | Director | August 28, 2020 | December 07, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Jefferies Financial Group Inc.
Report date August 28, 2020 · Filed December 07, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 106,985 |
Reported balance
After 2020-08-28 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-08-28 · Grant · Acquired 594 · Balance 106,985 F1: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BARINGS CORPORATE INVESTORS
Report date April 23, 2021 · Filed April 26, 2021
Section 16 reporting ended · disclosed 2021-04-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares ("Shares of Beneficial Interest")SEC Table I · non-derivative | Direct | 8,909.154 |
Reported balance
Holding disclosure · report date 2021-04-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 8,909.154 F1: The reporting person retired as Trustee of Barings Corporate Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Corporate Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person retired as Trustee of Barings Corporate Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Corporate Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5.
BARINGS PARTICIPATION INVESTORS
Report date April 23, 2021 · Filed April 26, 2021
Section 16 reporting ended · disclosed 2021-04-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Beneficial Interest ("Common Shares")SEC Table I · non-derivative | Direct | 17,744.253 |
Reported balance
Holding disclosure · report date 2021-04-23 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 17,744.253 F1: The reporting person retired as Trustee of Barings Participation Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Participation Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5. |
| Shares of Beneficial Interest ("Common Shares")SEC Table I · non-derivative | IndirectBy Spouse | 2,519.355 |
Reported balance
Holding disclosure · report date 2021-04-23 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,519.355 F1: The reporting person retired as Trustee of Barings Participation Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Participation Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person retired as Trustee of Barings Participation Investors, Inc. effective April 23, 2021. As a result, the reporting person is no longer subject to Section 16 in connection with his transactions in the securities of Barings Participation Investors, Inc. and therefore will no longer report any such transactions on Form 4 or Form 5.
ORMAT TECHNOLOGIES, INC.
Report date August 07, 2017 · Filed August 08, 2017
Section 16 reporting ended · disclosed 2017-08-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-08-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-08-07 · Exercise / conversion · Acquired 7,500 · Balance 7,500 Row 2 · 2017-08-07 · Sale · Disposed 7,500 · Balance 0 |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.46 · Expires 2018-07-26 | Direct | 0 |
Reported balance
After 2017-08-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-08-07 · Exercise / conversion · Disposed 7,500 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 28, 2020 Filed Sep 1, 2020 23:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 594 | $17.79 | $10,567.26 |
DisclosureSEC source: 0001214659-20-007609 · marketforms-49564.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,985 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| August 28, 2020 Filed Dec 7, 2020 19:05 UTC Amendment | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 594 | $17.79 | $10,567.26 |
DisclosureSEC source: 0001214659-20-010218 · marketforms-50554.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,985 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 29, 2020 Filed May 29, 2020 23:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 714 | $14.65 | $10,460.10 |
DisclosureSEC source: 0001214659-20-005221 · marketforms-48930.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,391 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 22:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 14,393 | $13.20 | $189,987.60 |
DisclosureSEC source: 0001214659-20-003535 · marketforms-48595.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,677 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:12 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 527 | $19.71 | $10,387.17 |
DisclosureSEC source: 0001214659-20-001978 · marketforms-48009.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,284 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 00:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 411 | $20.90 | $8,589.90 |
DisclosureSEC source: 0001214659-19-007542 · marketforms-46770.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,757 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| October 11, 2019 Filed Oct 16, 2019 22:45 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 4,415 | $18.07 | $79,779.05 |
DisclosureSEC source: 0001214659-19-006510 · marketforms-45950.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,346 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 22:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 429 | $18.64 | $7,996.56 |
DisclosureSEC source: 0001214659-19-005641 · marketforms-45667.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,931 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 21:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 449 | $17.67 | $7,933.83 |
DisclosureSEC source: 0001214659-19-004041 · marketforms-45125.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,502 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934. Read SEC document |
| March 28, 2019 Filed Mar 29, 2019 22:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 10,090 | $18.83 | $189,994.70 |
DisclosureSEC source: 0001214659-19-002384 · marketforms-44715.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,053 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| February 28, 2019 Filed Mar 6, 2019 23:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 327 | $20.27 | $6,628.29 |
DisclosureSEC source: 0001214659-19-001929 · marketforms-44451.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,963 F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) as well as Rule 16a-3(g)(2) under the Securities Exchange Act of 1934. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 21:30 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 302 | $21.85 | $6,598.70 |
DisclosureSEC source: 0001214659-18-007449 · marketforms-43411.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,636 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| September 28, 2018 Filed Oct 3, 2018 21:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 299 | $21.96 | $6,566.04 |
DisclosureSEC source: 0001214659-18-006344 · marketforms-43008.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,334 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 21:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 230 | $22.74 | $5,230.20 |
DisclosureSEC source: 0001214659-18-004756 · marketforms-42414.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,035 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:26 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 3,900 | $14.72 | $57,408.00 |
DisclosureSEC source: 0001225208-18-010656 · doc4.xml · nonDerivative · entry 2 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 2,519.355 Read SEC document |
| June 13, 2018 Filed Jun 14, 2018 20:26 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 100 | $14.73 | $1,473.00 |
DisclosureSEC source: 0001225208-18-010656 · doc4.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,419.355 Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 21:35 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 150 | $14.80 | $2,220.00 |
DisclosureSEC source: 0001225208-18-010425 · doc4.xml · nonDerivative · entry 6 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,519.355 Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 21:35 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 600 | $14.78 | $8,868.60 |
DisclosureSEC source: 0001225208-18-010425 · doc4.xml · nonDerivative · entry 5 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 6,669.355 Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 21:35 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 200 | $14.79 | $2,957.48 |
DisclosureSEC source: 0001225208-18-010425 · doc4.xml · nonDerivative · entry 4 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,269.355 Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 21:35 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 100 | $14.79 | $1,479.44 |
DisclosureSEC source: 0001225208-18-010425 · doc4.xml · nonDerivative · entry 3 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,469.355 Read SEC document |
| June 08, 2018 Filed Jun 8, 2018 21:35 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 50 | $14.81 | $740.35 |
DisclosureSEC source: 0001225208-18-010425 · doc4.xml · nonDerivative · entry 2 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,569.355 Read SEC document |
| June 07, 2018 Filed Jun 8, 2018 21:35 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 5,000 | $14.76 | $73,800.00 |
DisclosureSEC source: 0001225208-18-010425 · doc4.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 7,619.355 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 14:24 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 4,187 | $14.73 | $61,674.51 |
DisclosureSEC source: 0001225208-18-010144 · doc4.xml · nonDerivative · entry 3 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 12,619.355 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 14:24 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 300 | $14.73 | $4,419.03 |
DisclosureSEC source: 0001225208-18-010144 · doc4.xml · nonDerivative · entry 2 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 16,806.355 Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 14:24 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 100 | $14.75 | $1,475.00 |
DisclosureSEC source: 0001225208-18-010144 · doc4.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 17,106.355 Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 16:59 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 6,403 | $14.65 | $93,803.95 |
DisclosureSEC source: 0001225208-18-010015 · doc4.xml · nonDerivative · entry 2 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 17,206.355 Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 16:59 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 2,000 | $14.85 | $29,700.00 |
DisclosureSEC source: 0001225208-18-010015 · doc4.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 23,609.355 F1 · balance_after: Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 23, 2018 Filed May 25, 2018 21:00 UTC | Jefferies Financial Group Inc. JEF · Entity 3502 | GrantCommon Stock | 6,391 | $23.47 | $149,996.77 |
DisclosureSEC source: 0001214659-18-004085 · marketforms-42118.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,805 F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 21:00 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 201 | $22.73 | $4,568.73 |
DisclosureSEC source: 0001214659-18-002606 · marketforms-41593.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,414 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| December 27, 2017 Filed Dec 29, 2017 21:29 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 172 | $26.43 | $4,545.96 |
DisclosureSEC source: 0001214659-17-007519 · marketforms-40551.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,213 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 21:00 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 179 | $25.25 | $4,519.75 |
DisclosureSEC source: 0001214659-17-005916 · marketforms-39835.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,041 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| September 01, 2017 Filed Sep 1, 2017 23:25 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 1,410 | $14.36 | $20,247.60 |
DisclosureSEC source: 0001225208-17-014487 · doc4.xml · nonDerivative · entry 6 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,831.921 F1 · balance_after: Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:07 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleCommon Shares ("Shares of Beneficial Interest") | 2,700 | $15.62 | $42,183.18 |
DisclosureSEC source: 0001225208-17-014486 · doc4.xml · nonDerivative · entry 7 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,909.154 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:07 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleCommon Shares ("Shares of Beneficial Interest") | 2,600 | $15.63 | $40,645.02 |
DisclosureSEC source: 0001225208-17-014486 · doc4.xml · nonDerivative · entry 6 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,609.154 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:07 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleCommon Shares ("Shares of Beneficial Interest") | 2,100 | $15.58 | $32,725.14 |
DisclosureSEC source: 0001225208-17-014486 · doc4.xml · nonDerivative · entry 5 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,209.154 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:07 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleCommon Shares ("Shares of Beneficial Interest") | 2,000 | $15.62 | $31,245.20 |
DisclosureSEC source: 0001225208-17-014486 · doc4.xml · nonDerivative · entry 4 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,309.154 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:07 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleCommon Shares ("Shares of Beneficial Interest") | 400 | $15.63 | $6,253.12 |
DisclosureSEC source: 0001225208-17-014486 · doc4.xml · nonDerivative · entry 3 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,309.154 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:07 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleCommon Shares ("Shares of Beneficial Interest") | 100 | $15.62 | $1,562.35 |
DisclosureSEC source: 0001225208-17-014486 · doc4.xml · nonDerivative · entry 2 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,709.154 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:07 UTC | BARINGS CORPORATE INVESTORS MCI · Entity 2765 | SaleCommon Shares ("Shares of Beneficial Interest") | 100 | $15.63 | $1,562.88 |
DisclosureSEC source: 0001225208-17-014486 · doc4.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,809.154 F1 · balance_after: Amount includes shares acquired through a dividend reinvestment plan not previously reported since prior filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:25 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 2,400 | $14.39 | $34,536.24 |
DisclosureSEC source: 0001225208-17-014487 · doc4.xml · nonDerivative · entry 5 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,241.921 F1 · balance_after: Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:25 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 613 | $14.38 | $8,814.94 |
DisclosureSEC source: 0001225208-17-014487 · doc4.xml · nonDerivative · entry 4 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,641.921 F1 · balance_after: Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:25 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 200 | $14.39 | $2,878.40 |
DisclosureSEC source: 0001225208-17-014487 · doc4.xml · nonDerivative · entry 3 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,254.921 F1 · balance_after: Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:25 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 200 | $14.40 | $2,880.00 |
DisclosureSEC source: 0001225208-17-014487 · doc4.xml · nonDerivative · entry 2 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,454.921 F1 · balance_after: Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 23:25 UTC | BARINGS PARTICIPATION INVESTORS MPV · Entity 6389 | SaleShares of Beneficial Interest ("Common Shares") | 100 | $14.40 | $1,439.50 |
DisclosureSEC source: 0001225208-17-014487 · doc4.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,654.921 F1 · balance_after: Balance includes shares acquired through dividend reinvestment plan not previously reported since the last filing pursuant to Rule 16a-11 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 13:46 UTC | ORMAT TECHNOLOGIES, INC. ORA · Entity 3743 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $47.46 | $0.00 |
DisclosureSEC source: 0001437749-17-014012 · rdgdoc.xml · derivative · entry 3 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires 2018-07-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 13:46 UTC | ORMAT TECHNOLOGIES, INC. ORA · Entity 3743 | SaleCommon Stock | 7,500 | $57.75 | $433,125.00 |
DisclosureSEC source: 0001437749-17-014012 · rdgdoc.xml · nonDerivative · entry 2 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| August 07, 2017 Filed Aug 8, 2017 13:46 UTC | ORMAT TECHNOLOGIES, INC. ORA · Entity 3743 | Exercise / conversionCommon Stock | 7,500 | $47.46 | $355,950.00 |
DisclosureSEC source: 0001437749-17-014012 · rdgdoc.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 30, 2017 Filed Jun 30, 2017 20:53 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 108 | $26.16 | $2,825.28 |
DisclosureSEC source: 0001214659-17-004248 · marketforms-39157.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,862 F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 25, 2017 Filed May 30, 2017 19:29 UTC | Jefferies Financial Group Inc. LUK · Entity 3502 | GrantCommon Stock | 4,858 | $24.70 | $119,992.60 |
DisclosureSEC source: 0001214659-17-003667 · marketforms-38909.xml · nonDerivative · entry 1 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,754 F1 · kind: Acquisition of securities under Leucadia National Corporation's Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934. Read SEC document |
| May 16, 2017 Filed May 18, 2017 12:01 UTC | ORMAT TECHNOLOGIES, INC. ORA · Entity 3743 | Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $38.24 Strike: $38.24 | $286,800.00 |
DisclosureSEC source: 0001437749-17-009522 · rdgdoc.xml · derivative · entry 3 JOYAL ROBERT EUGENE · CIK 0001228682 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires 2022-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.