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NYSE · USD

JEF

Jefferies Financial Group Inc.

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3502
SEC CIK
0000096223
Parsed reports
506

Last 12 months

Inside the activity.

4 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202620
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2022 Filed Feb 2, 2022 23:18 UTC GrantCommon Stock 4,138 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001734 · marketforms-55232.xml · nonDerivative · entry 1

Ellis-Kirk Matrice · CIK 0001345891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,138

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:08 UTC GrantCommon Stock 4,138 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001732 · marketforms-55239.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,138

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:07 UTC
FRIEDMAN BRIAN PDirector · President
Tax withholdingCommon Stock 1,202,931 $35.89 $43,173,193.59
Disclosure

SEC source: 0001214659-22-001730 · marketforms-55240.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,341,086

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

Read SEC document
January 31, 2022 Filed Feb 2, 2022 23:07 UTC
HANDLER RICHARD BDirector · CEO
Tax withholdingCommon Stock 1,202,932 $35.89 $43,173,229.48
Disclosure

SEC source: 0001214659-22-001729 · marketforms-55047.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,920,158

F2 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

F2 · acquired: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

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January 13, 2022 Filed Jan 14, 2022 21:31 UTC PurchaseCommon Stock 4,000 $37.49 $149,946.00
Disclosure

SEC source: 0001214659-22-000720 · marketforms-55054.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Read SEC document
December 31, 2021 Filed Feb 2, 2022 23:07 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 74,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001729 · marketforms-55047.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's Trust

Disclosed balance after: 147,215

F1 · kind: Shares gifted to family trust of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

F1 · shares: Shares gifted to family trust of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

Read SEC document
December 31, 2021 Filed Feb 2, 2022 23:07 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 74,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-001729 · marketforms-55047.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,123,090

F1 · kind: Shares gifted to family trust of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

F1 · shares: Shares gifted to family trust of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 23:53 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 235,417 $38.23 $8,999,991.91
Disclosure

SEC source: 0001214659-21-013292 · marketforms-54673.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,325,098

F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 23:53 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 235,417 $38.23 $8,999,991.91
Disclosure

SEC source: 0001214659-21-013292 · marketforms-54673.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,089,681

F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 23:52 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 235,417 $38.23 $8,999,991.91
Disclosure

SEC source: 0001214659-21-013291 · marketforms-54674.xml · nonDerivative · entry 2

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,672,025

F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions

F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions

Read SEC document
December 16, 2021 Filed Dec 16, 2021 23:52 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 235,417 $38.23 $8,999,991.91
Disclosure

SEC source: 0001214659-21-013291 · marketforms-54674.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,436,608

F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 11:34 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 871,992 $38.23 $33,336,254.16
Disclosure

SEC source: 0001214659-21-013301 · marketforms-54676.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,197,090

F1 · kind: Grant of eight-year Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to a five-year cliff vesting and a subsequent three-year holding period, is also subject to ECP restrictions, including without limitation clawback/recoupment provisions.

F1 · shares: Grant of eight-year Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to a five-year cliff vesting and a subsequent three-year holding period, is also subject to ECP restrictions, including without limitation clawback/recoupment provisions.

Read SEC document
December 16, 2021 Filed Dec 17, 2021 11:34 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 871,992 $38.23 $33,336,254.16
Disclosure

SEC source: 0001214659-21-013300 · marketforms-54675.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,544,017

F1 · kind: Grant of eight-year Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to a five-year cliff vesting and a subsequent three-year holding period, is also subject to ECP restrictions, including without limitation clawback/recoupment provisions.

F1 · shares: Grant of eight-year Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to a five-year cliff vesting and a subsequent three-year holding period, is also subject to ECP restrictions, including without limitation clawback/recoupment provisions.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:20 UTC GrantCommon Stock 213 $38.37 $8,172.81
Disclosure

SEC source: 0001214659-21-012434 · marketforms-54413.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,437

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:18 UTC GrantCommon Stock 403 $38.37 $15,463.11
Disclosure

SEC source: 0001214659-21-012433 · marketforms-54414.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,620

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:16 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 89,451 $38.37 $3,432,234.87
Disclosure

SEC source: 0001214659-21-012430 · marketforms-54415.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,854,264

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
November 29, 2021 Filed Dec 1, 2021 21:14 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 41,029 $38.37 $1,574,282.73
Disclosure

SEC source: 0001214659-21-012428 · marketforms-54416.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,201,191

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 23:36 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 23,215 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011907 · marketforms-54269.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's Trust

Disclosed balance after: 73,215

F1 · kind: Shares gifted to family trusts of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 23:36 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 97,504 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011907 · marketforms-54269.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse of Reporting Person's Trust

Disclosed balance after: 147,504

F1 · kind: Shares gifted to family trusts of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 23:36 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 23,215 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011907 · marketforms-54269.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,764,813

F1 · kind: Shares gifted to family trusts of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 23:36 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 97,504 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011907 · marketforms-54269.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,788,028

F1 · kind: Shares gifted to family trusts of which the Reporting Person is a trustee, but has no pecuniary interest. All shares remain in trust for the benefit of the Reporting Person's family.

Read SEC document
November 05, 2021 Filed Nov 5, 2021 20:18 UTC
FRIEDMAN BRIAN PDirector · President
SaleCommon Stock 293,561 $43.82 $12,863,637.53
Disclosure

SEC source: 0001214659-21-011213 · marketforms-54132.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,160,162

F1 · kind: This transaction represents a sale on behalf of a family limited partnership.

F1 · shares: This transaction represents a sale on behalf of a family limited partnership.

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.38 to $44.3450 per share, inclusive.

Read SEC document
November 02, 2021 Filed Nov 4, 2021 20:42 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 270,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-011148 · marketforms-54131.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,885,532

F1 · kind: This transaction represents a charitable donation by the Reporting Person to a Donor Advised Fund at the University of Rochester. 100 percent of the proceeds will benefit The University of Rochester Handler Family Scholarship Fund, The Wolf Conservation Center, and a number of other worthy causes.

Read SEC document
August 27, 2021 Filed Sep 1, 2021 00:52 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 90,585 $37.64 $3,409,619.40
Disclosure

SEC source: 0001214659-21-009191 · marketforms-53699.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,155,532

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 27, 2021 Filed Sep 1, 2021 00:52 UTC GrantCommon Stock 216 $37.64 $8,130.24
Disclosure

SEC source: 0001214659-21-009190 · marketforms-53693.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,224

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
August 27, 2021 Filed Sep 1, 2021 00:51 UTC GrantCommon Stock 408 $37.64 $15,357.12
Disclosure

SEC source: 0001214659-21-009189 · marketforms-53694.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,217

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 27, 2021 Filed Sep 1, 2021 00:51 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 41,548 $37.64 $1,563,866.72
Disclosure

SEC source: 0001214659-21-009188 · marketforms-53698.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,453,723

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 01:29 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
SaleCommon Stock 97,033 $35.05 $3,401,006.65
Disclosure

SEC source: 0001214659-21-008338 · marketforms-53562.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 106,972

F2 · kind: Sale of shares held by the Reporting Person's spouse.

F3 · price: The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $35.05 to not more than $35.10. The reporting person undertakes to provide to Jefferies Financial Group Inc. ("Jefferies"), any security holder of Jefferies, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

F4 · ownership.nature: Shares held by the Reporting Person's spouse.

Read SEC document
August 06, 2021 Filed Aug 11, 2021 01:29 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
SaleCommon Stock 2,967 $35.05 $103,993.35
Disclosure

SEC source: 0001214659-21-008338 · marketforms-53562.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 204,005

F2 · kind: Sale of shares held by the Reporting Person's spouse.

F4 · ownership.nature: Shares held by the Reporting Person's spouse.

Read SEC document
August 05, 2021 Filed Aug 11, 2021 01:29 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-21-008338 · marketforms-53562.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,434,979

F1 · kind: Charitable gift of shares to a charitable organization.

Read SEC document
July 19, 2021 Filed Jul 19, 2021 22:38 UTC PurchaseCommon Stock 4,000 $32.00 $128,000.00
Disclosure

SEC source: 0001214659-21-007623 · marketforms-53447.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Read SEC document
July 08, 2021 Filed Jul 13, 2021 10:01 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
Exercise / conversionOption - Right to Buy · Derivative 2,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001214659-21-007461 · marketforms-53382.xml · derivative · entry 4

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b).

F2 · derivative.exercise_date: The option became exercisable as to 25% of the underlying shares on each of July 14, 2017, 2018, 2019, and 2020.

Read SEC document
July 08, 2021 Filed Jul 13, 2021 10:01 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
Exercise / conversionCommon Stock 2,000 $19.00 $38,000.00
Disclosure

SEC source: 0001214659-21-007461 · marketforms-53382.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,634,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b).

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:31 UTC
FRIEDMAN BRIAN PDirector · President
Exercise / conversionOption - Right to Buy · Derivative 2,000 $0.00 Strike: $19.00 $0.00
Disclosure

SEC source: 0001214659-21-007252 · marketforms-53326.xml · derivative · entry 3

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2021-07-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b).

F2 · derivative.exercise_date: The option became exercisable as to 25% of the underlying shares on each of July 14, 2017, 2018, 2019, and 2020.

Read SEC document
June 30, 2021 Filed Jul 2, 2021 21:31 UTC
FRIEDMAN BRIAN PDirector · President
Exercise / conversionCommon Stock 2,000 $19.00 $38,000.00
Disclosure

SEC source: 0001214659-21-007252 · marketforms-53326.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,412,174

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of option exempt under Rule 16b-3 and Rule 16b-6(b).

Read SEC document
May 28, 2021 Filed Jun 3, 2021 01:37 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 85,920 $32.13 $2,760,609.60
Disclosure

SEC source: 0001214659-21-006258 · marketforms-53027.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,064,947

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F2 · shares: Includes conversion of deferred cash into deferred shares, which deferred cash was granted as a dividend equivalent for the dividend payable on February 26, 2021.

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May 28, 2021 Filed Jun 3, 2021 01:36 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 40,248 $32.13 $1,293,168.24
Disclosure

SEC source: 0001214659-21-006257 · marketforms-53028.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,410,174

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F2 · shares: Includes conversion of deferred cash into deferred shares, which deferred cash was granted as a dividend equivalent for the dividend payable on February 26, 2021.

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May 28, 2021 Filed Jun 3, 2021 01:36 UTC GrantCommon Stock 482 $32.13 $15,486.66
Disclosure

SEC source: 0001214659-21-006256 · marketforms-53026.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,008

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F2 · shares: Includes conversion of deferred cash into deferred shares, which deferred cash was granted as a dividend equivalent for the dividends payable on November 25, 2020 and February 26, 2021.

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May 28, 2021 Filed Jun 3, 2021 01:35 UTC GrantCommon Stock 1,034 $32.13 $33,222.42
Disclosure

SEC source: 0001214659-21-006255 · marketforms-53025.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,808

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F2 · shares: Includes conversion of deferred cash into deferred shares, which deferred cash was granted as a dividend equivalent for the dividends payable on November 25, 2020 and February 26, 2021.

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April 12, 2021 Filed Apr 14, 2021 18:03 UTC
REESE STUART HARRYFormer Director
SaleCommon Stock 5,000 $31.70 $158,500.00
Disclosure

SEC source: 0001214659-21-004176 · marketforms-52261.xml · nonDerivative · entry 2

REESE STUART HARRY · CIK 0001201759 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,756

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April 12, 2021 Filed Apr 14, 2021 18:03 UTC
REESE STUART HARRYFormer Director
SaleCommon Stock 5,000 $31.47 $157,350.00
Disclosure

SEC source: 0001214659-21-004176 · marketforms-52261.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,756

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April 07, 2021 Filed Apr 9, 2021 21:26 UTC
REESE STUART HARRYFormer Director
SaleCommon Stock 10,000 $31.20 $312,000.00
Disclosure

SEC source: 0001214659-21-004092 · marketforms-52232.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,756

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March 26, 2021 Filed Mar 30, 2021 21:34 UTC GrantCommon Stock 6,109 $31.10 $189,989.90
Disclosure

SEC source: 0001214659-21-003634 · marketforms-52154.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,526

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 26, 2021 Filed Mar 30, 2021 21:02 UTC GrantCommon Stock 6,109 $31.10 $189,989.90
Disclosure

SEC source: 0001214659-21-003620 · marketforms-52146.xml · nonDerivative · entry 1

Gilmartin MaryAnne · CIK 0001760844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,592

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 26, 2021 Filed Mar 30, 2021 21:01 UTC GrantCommon Stock 6,109 $31.10 $189,989.90
Disclosure

SEC source: 0001214659-21-003618 · marketforms-52143.xml · nonDerivative · entry 1

Adamany Linda · CIK 0001571607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,058

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 26, 2021 Filed Mar 30, 2021 21:01 UTC GrantCommon Stock 6,109 $31.10 $189,989.90
Disclosure

SEC source: 0001214659-21-003617 · marketforms-52144.xml · nonDerivative · entry 1

ALPERIN BARRY J · CIK 0001194358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,592

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 26, 2021 Filed Mar 30, 2021 21:00 UTC
Katz Jacob MDirector
GrantCommon Stock 6,109 $31.10 $189,989.90
Disclosure

SEC source: 0001214659-21-003615 · marketforms-52147.xml · nonDerivative · entry 1

Katz Jacob M · CIK 0001715063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,592

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 26, 2021 Filed Mar 30, 2021 21:00 UTC GrantCommon Stock 6,109 $31.10 $189,989.90
Disclosure

SEC source: 0001214659-21-003616 · marketforms-52145.xml · nonDerivative · entry 1

BORGES FRANCISCO L · CIK 0001272020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,058

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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March 26, 2021 Filed Mar 30, 2021 21:00 UTC GrantCommon Stock 6,109 $31.10 $189,989.90
Disclosure

SEC source: 0001214659-21-003613 · marketforms-52149.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,774

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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February 26, 2021 Filed Mar 3, 2021 01:48 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 35,655 $29.04 $1,035,421.20
Disclosure

SEC source: 0001214659-21-002642 · marketforms-51687.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,369,926

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · balance_after: The number of shares beneficially owned has been reduced by 75,000 shares resulting from a transaction, exempt from reporting, that occurred on October 14, 2019. The Reporting Person's beneficial ownership reported on each Form 4 filed since October 14, 2019 is hereby adjusted in each case by reducing Table I, Column 5 by 75,000 shares.

F3 · balance_after: The number of shares beneficially owned is reduced by the number of previously reported performance-based RSUs that were not earned by performance, in a transaction exempt from reporting and liability under Rule 16a-4(d), Rule 16b-3(e) and other applicable rules under the Securities Exchange Act of 1934.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.