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NYSE · USD

JEF

Jefferies Financial Group Inc.

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Tapewire entity
3502
SEC CIK
0000096223
Parsed reports
506

Last 12 months

Inside the activity.

4 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202620
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 24, 2022 Filed Oct 24, 2022 22:29 UTC
FRIEDMAN BRIAN PDirector · President
SaleCommon Stock 500,000 $32.85 $16,425,000.00
Disclosure

SEC source: 0001214659-22-012588 · marketforms-57354.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,722,213

Read SEC document
August 26, 2022 Filed Aug 27, 2022 01:48 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 44,622 $32.40 $1,445,752.80
Disclosure

SEC source: 0001214659-22-010621 · marketforms-56998.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,222,213

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 26, 2022 Filed Aug 27, 2022 01:46 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 115,097 $32.40 $3,729,142.80
Disclosure

SEC source: 0001214659-22-010620 · marketforms-56996.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,692,554

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 26, 2022 Filed Aug 27, 2022 01:45 UTC GrantCommon Stock 587 $32.40 $19,018.80
Disclosure

SEC source: 0001214659-22-010618 · marketforms-56999.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,259

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
August 26, 2022 Filed Aug 27, 2022 01:44 UTC GrantCommon Stock 366 $32.40 $11,858.40
Disclosure

SEC source: 0001214659-22-010617 · marketforms-57000.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,394

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:38 UTC
Nittoli Rocco JVP, Chief Compliance Officer
SaleCommon Stock 1,000 $32.40 $32,400.10
Disclosure

SEC source: 0001214659-22-009435 · marketforms-56749.xml · nonDerivative · entry 2

Nittoli Rocco J · CIK 0001400289 · VP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 28, 2022 Filed Aug 1, 2022 20:38 UTC
Nittoli Rocco JVP, Chief Compliance Officer
SaleCommon Stock 6,000 $32.41 $194,460.60
Disclosure

SEC source: 0001214659-22-009435 · marketforms-56749.xml · nonDerivative · entry 1

Nittoli Rocco J · CIK 0001400289 · VP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Read SEC document
July 27, 2022 Filed Jul 30, 2022 01:01 UTC
FRIEDMAN BRIAN PDirector · President
Exercise / conversionOption - Right to Buy · Derivative 2,000 $0.00 Strike: $20.75 $0.00
Disclosure

SEC source: 0001214659-22-009394 · marketforms-56737.xml · derivative · entry 5

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

F3 · derivative.exercise_date: The options became exercisable as to 25% of the underlying shares on each of August 4, 2018, 2019, 2020 and 2021.

Read SEC document
July 27, 2022 Filed Jul 30, 2022 01:01 UTC
FRIEDMAN BRIAN PDirector · President
Exercise / conversionCommon Stock 2,000 $20.75 $41,500.00
Disclosure

SEC source: 0001214659-22-009394 · marketforms-56737.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,177,591

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

Read SEC document
July 27, 2022 Filed Jul 29, 2022 20:30 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
Exercise / conversionOption - Right to Buy · Derivative 2,000 $0.00 Strike: $20.75 $0.00
Disclosure

SEC source: 0001214659-22-009368 · marketforms-56738.xml · derivative · entry 7

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2022-08-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

F8 · derivative.exercise_date: The options became exercisable as to 25% of the underlying shares on each of August 4, 2018, 2019, 2020 and 2021.

Read SEC document
July 27, 2022 Filed Jul 29, 2022 20:30 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
Exercise / conversionCommon Stock 2,000 $20.75 $41,500.00
Disclosure

SEC source: 0001214659-22-009368 · marketforms-56738.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,436,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

Read SEC document
July 25, 2022 Filed Jul 26, 2022 20:30 UTC PurchaseCommon Stock 40,000 $31.21 $1,248,444.00
Disclosure

SEC source: 0001214659-22-009192 · marketforms-56719.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,962

F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transaction prices ranging from $31.01 to $31.32 per share, inclusive.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 20:24 UTC GrantCommon Stock 265 $28.25 $7,486.25
Disclosure

SEC source: 0001214659-22-008490 · marketforms-56560.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,100

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 20:23 UTC GrantCommon Stock 265 $28.25 $7,486.25
Disclosure

SEC source: 0001214659-22-008489 · marketforms-56561.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,672

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 20:23 UTC
Katz Jacob MDirector
GrantCommon Stock 265 $28.25 $7,486.25
Disclosure

SEC source: 0001214659-22-008488 · marketforms-56559.xml · nonDerivative · entry 1

Katz Jacob M · CIK 0001715063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,554

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 20:22 UTC GrantCommon Stock 265 $28.25 $7,486.25
Disclosure

SEC source: 0001214659-22-008487 · marketforms-56557.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,962

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 20:22 UTC GrantCommon Stock 265 $28.25 $7,486.25
Disclosure

SEC source: 0001214659-22-008486 · marketforms-56556.xml · nonDerivative · entry 1

Gilmartin MaryAnne · CIK 0001760844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,554

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 20:21 UTC GrantCommon Stock 265 $28.25 $7,486.25
Disclosure

SEC source: 0001214659-22-008485 · marketforms-56558.xml · nonDerivative · entry 1

Ellis-Kirk Matrice · CIK 0001345891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,100

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 20:20 UTC GrantCommon Stock 265 $28.25 $7,486.25
Disclosure

SEC source: 0001214659-22-008484 · marketforms-56562.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,028

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 20:20 UTC GrantCommon Stock 265 $28.25 $7,486.25
Disclosure

SEC source: 0001214659-22-008483 · marketforms-56555.xml · nonDerivative · entry 1

ALPERIN BARRY J · CIK 0001194358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,554

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 20:19 UTC GrantCommon Stock 265 $28.25 $7,486.25
Disclosure

SEC source: 0001214659-22-008482 · marketforms-56554.xml · nonDerivative · entry 1

Adamany Linda · CIK 0001571607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,020

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
May 27, 2022 Filed May 28, 2022 00:46 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 43,482 $32.95 $1,432,731.90
Disclosure

SEC source: 0001214659-22-007544 · marketforms-56383.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,872,370

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
May 27, 2022 Filed May 28, 2022 00:43 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 112,155 $32.95 $3,695,507.25
Disclosure

SEC source: 0001214659-22-007542 · marketforms-56384.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,577,456

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
May 27, 2022 Filed May 28, 2022 00:41 UTC GrantCommon Stock 572 $32.95 $18,847.40
Disclosure

SEC source: 0001214659-22-007541 · marketforms-56381.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,407

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
May 27, 2022 Filed May 28, 2022 00:41 UTC GrantCommon Stock 355 $32.95 $11,697.25
Disclosure

SEC source: 0001214659-22-007540 · marketforms-56382.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,763

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 21:01 UTC SaleCommon Stock 6,000 $33.39 $200,351.40
Disclosure

SEC source: 0001214659-22-005523 · marketforms-55997.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,138

F1 · kind: Shares sold to cover tax obligations.

F1 · shares: Shares sold to cover tax obligations.

Read SEC document
March 30, 2022 Filed Mar 31, 2022 20:32 UTC PurchaseCommon Stock 10,000 $33.48 $334,800.00
Disclosure

SEC source: 0001214659-22-004592 · marketforms-55927.xml · nonDerivative · entry 2

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,697

F2 · price: The reported price is a weighted average price. These shares were sold in multiple transaction prices ranging from $33.25 to $33.72 per share, inclusive.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:30 UTC
Katz Jacob MDirector
GrantCommon Stock 5,697 $33.35 $189,994.95
Disclosure

SEC source: 0001214659-22-004588 · marketforms-55924.xml · nonDerivative · entry 1

Katz Jacob M · CIK 0001715063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,289

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:22 UTC GrantCommon Stock 5,697 $33.35 $189,994.95
Disclosure

SEC source: 0001214659-22-004583 · marketforms-55925.xml · nonDerivative · entry 1

Adamany Linda · CIK 0001571607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,755

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:32 UTC GrantCommon Stock 5,697 $33.35 $189,994.95
Disclosure

SEC source: 0001214659-22-004592 · marketforms-55927.xml · nonDerivative · entry 1

JONES THOMAS W · CIK 0001192374 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,697

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:31 UTC GrantCommon Stock 5,697 $33.35 $189,994.95
Disclosure

SEC source: 0001214659-22-004591 · marketforms-55923.xml · nonDerivative · entry 1

Weiler Melissa · CIK 0001845244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,835

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:31 UTC GrantCommon Stock 5,697 $33.35 $189,994.95
Disclosure

SEC source: 0001214659-22-004590 · marketforms-55922.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,835

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:29 UTC GrantCommon Stock 5,697 $33.35 $189,994.95
Disclosure

SEC source: 0001214659-22-004587 · marketforms-55919.xml · nonDerivative · entry 1

Gilmartin MaryAnne · CIK 0001760844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,289

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:29 UTC GrantCommon Stock 5,697 $33.35 $189,994.95
Disclosure

SEC source: 0001214659-22-004586 · marketforms-55920.xml · nonDerivative · entry 1

Ellis-Kirk Matrice · CIK 0001345891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,835

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:23 UTC GrantCommon Stock 5,697 $33.35 $189,994.95
Disclosure

SEC source: 0001214659-22-004584 · marketforms-55926.xml · nonDerivative · entry 1

ALPERIN BARRY J · CIK 0001194358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,289

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 29, 2022 Filed Mar 31, 2022 20:24 UTC GrantCommon Stock 5,697 $33.35 $189,994.95
Disclosure

SEC source: 0001214659-22-004585 · marketforms-55921.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,409

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 422,958 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 6

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,456,824

F2 · kind: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

F2 · acquired: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 422,958 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 5

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2021-A Trust

Disclosed balance after: 186,114

F2 · kind: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

F2 · acquired: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 7,585 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 255,800

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 7,585 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2021 LLC

Disclosed balance after: 0

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 609,072 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2021-A Trust

Disclosed balance after: 609,072

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

Read SEC document
March 16, 2022 Filed Jan 14, 2023 02:08 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 609,072 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2021 LLC

Disclosed balance after: 7,585

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

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February 28, 2022 Filed Mar 2, 2022 00:48 UTC
FRIEDMAN BRIAN PDirector · President
Tax withholdingCommon Stock 368,884 $35.42 $13,065,871.28
Disclosure

SEC source: 0001214659-22-003483 · marketforms-55627.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,149,991

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

F1 · acquired: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

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February 28, 2022 Filed Mar 2, 2022 00:47 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 616,657 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-003482 · marketforms-55621.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's LLC

Disclosed balance after: 616,657

F2 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F2 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

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February 28, 2022 Filed Mar 2, 2022 00:47 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 616,657 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-003482 · marketforms-55621.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,934,626

F2 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F2 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

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February 28, 2022 Filed Mar 2, 2022 00:47 UTC
HANDLER RICHARD BDirector · CEO
Tax withholdingCommon Stock 368,875 $35.42 $13,065,552.50
Disclosure

SEC source: 0001214659-22-003482 · marketforms-55621.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,551,283

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

F1 · acquired: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

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February 25, 2022 Filed Mar 2, 2022 02:07 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 45,416 $36.02 $1,635,884.32
Disclosure

SEC source: 0001214659-22-003489 · marketforms-55626.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,195,407

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F2 · balance_after: The reported holdings is as of close of business on 2/28/2022, taking into account transactions on that day as reported on an earlier filed Form 4.

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February 25, 2022 Filed Mar 2, 2022 02:06 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 107,717 $36.02 $3,879,966.34
Disclosure

SEC source: 0001214659-22-003488 · marketforms-55619.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,042,343

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F2 · balance_after: The reported holdings is as of close of business on 2/28/2022, taking into account transactions on that day as reported on an earlier filed Form 4.

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February 25, 2022 Filed Mar 2, 2022 02:04 UTC GrantCommon Stock 519 $36.02 $18,694.38
Disclosure

SEC source: 0001214659-22-003487 · marketforms-55600.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,138

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

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February 25, 2022 Filed Mar 2, 2022 02:02 UTC GrantCommon Stock 275 $36.02 $9,905.50
Disclosure

SEC source: 0001214659-22-003485 · marketforms-55599.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,712

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.