JEF

SEC source: 0001214659-23-004531 · marketforms-61109.xml · nonDerivative · entry 1

ALPERIN BARRY J · CIK 0001194358 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,137

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-23-004530 · marketforms-61108.xml · nonDerivative · entry 1

Adamany Linda · CIK 0001571607 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,603

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Equity Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-23-004070 · marketforms-60961.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's LLC

Disclosed balance after: 755,653

F1 · kind: Shares gifted to a family trust.

F1 · shares: Shares gifted to a family trust.

SEC source: 0001214659-23-004037 · marketforms-60897.xml · nonDerivative · entry 5

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,201,634

F2 · kind: Shares gifted from a trust, of which Reporting Person is trustee, to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-23-004037 · marketforms-60897.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2021-A Trust

Disclosed balance after: 0

F2 · kind: Shares gifted from a trust, of which Reporting Person is trustee, to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-23-004037 · marketforms-60897.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 271,906

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-23-004037 · marketforms-60897.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2021-A Trust

Disclosed balance after: 547,570

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-23-004037 · marketforms-60897.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Reporting Person's 2021 LLC

Disclosed balance after: 302,768

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members and another trust of which Reporting Person is a trustee. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-23-003714 · marketforms-60756.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 267,405

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting trusts are its members, to one of its trust members and to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-23-003714 · marketforms-60756.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022-A LLC

Disclosed balance after: 41,917

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting trusts are its members, to one of its trust members and to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-23-003714 · marketforms-60756.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,654,064

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting trusts are its members, to one of its trust members and to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-23-003714 · marketforms-60756.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022-A LLC

Disclosed balance after: 43,571

F1 · kind: Shares gifted from a LLC, of which Reporting Person is the manager and Reporting trusts are its members, to one of its trust members and to Reporting Person's direct ownership account. These transfers reflect tax planning within family trusts and result in no increases or decreases to Reporting Person's beneficial holdings. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-23-003302 · marketforms-59711.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's LLC

Disclosed balance after: 668,725

F1 · kind: Shares gifted to an LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

SEC source: 0001214659-23-003302 · marketforms-59711.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,595,357

F1 · kind: Shares gifted to an LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F2 · balance_after: This number also reflects other transactions on Feb. 24 and Feb. 28, 2023, reported separately.

SEC source: 0001214659-23-003300 · marketforms-59634.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,406,421

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity shares in a transaction exempt under Rule 16b-3(e).

F2 · balance_after: This number also reflects a transaction on Feb. 24, 2023, reported separately.

SEC source: 0001214659-23-003301 · marketforms-59710.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,264,082

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants in a transaction exempt under Rule 16b-3(e).

F2 · balance_after: This number also reflects a transaction on Feb. 24, 2023, reported separately.

SEC source: 0001214659-23-003305 · marketforms-59708.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,406,421

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F2 · balance_after: This number also reflects beneficial ownership as of Feb. 28, 2023, including transactions through that date.

SEC source: 0001214659-23-003304 · marketforms-59712.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,595,357

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F2 · balance_after: This number also reflects beneficial ownership as of Feb. 28, 2023, including transactions through that date.

SEC source: 0001214659-23-003283 · marketforms-59637.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,036

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-23-003282 · marketforms-59643.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,286

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-23-003512 · marketforms-59792.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,806,421

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) under the Securities Exchange Act of 1934.

F2 · balance_after: This number also reflects beneficial ownership as of Feb. 28, 2023, including transactions through that date.

F3 · balance_after: Correction to "Amount of Securities Beneficially Owned Following Reported Transaction(s)" (column (5)) to reflect transfer of directly owned shares to indirect ownership in LLC. The transfer was exempt from reporting under Rule 16a-13 and the transferred shares were correctly reflected in column 5 shares beneficially owned by Reporting Person's LLC in the original filing.

SEC source: 0001214659-23-001971 · marketforms-59439.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022-A Trust

Disclosed balance after: 298,266

F1 · kind: Shares transferred Reporting Person's direct ownership account to a trust, of which Reporting Person is the trustee. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred Reporting Person's direct ownership account to a trust, of which Reporting Person is the trustee. These transactions may be exempt under Rule 16a-9.

SEC source: 0001214659-23-001971 · marketforms-59439.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,786,535

F1 · kind: Shares transferred Reporting Person's direct ownership account to a trust, of which Reporting Person is the trustee. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred Reporting Person's direct ownership account to a trust, of which Reporting Person is the trustee. These transactions may be exempt under Rule 16a-9.

SEC source: 0001214659-23-001129 · marketforms-58288.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,773,557

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

F1 · acquired: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

SEC source: 0001214659-23-001128 · marketforms-58289.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,888,814

F1 · kind: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

F1 · acquired: Shares withheld to pay tax liability resulting from the distribution of long-term equity grants.

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 15

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,535,522

F4 · kind: Reporting voluntarily an increase in deferred shares as an anti-dilution adjustment, an event that does not constitute an acquisition and that is exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F4 · acquired: Reporting voluntarily an increase in deferred shares as an anti-dilution adjustment, an event that does not constitute an acquisition and that is exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 14

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,250,886

F2 · kind: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

F2 · acquired: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 13

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022-A Trust

Disclosed balance after: 195,987

F2 · kind: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

F2 · acquired: Shares transferred from a trust, of which Reporting Person is the trustee, to Reporting Person's direct ownership account. These transactions may be exempt under Rule 16a-13.

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 12

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 265,751

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 11

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022 LLC

Disclosed balance after: 0

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 10

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022-A Trust

Disclosed balance after: 609,906

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 9

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022 LLC

Disclosed balance after: 9,951

F1 · kind: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

F1 · acquired: Shares transferred from a LLC, of which Reporting Person is the manager and Reporting Person's trusts are its members, to one of its trust members. These transactions may be exempt under Rule 16a-9.

SEC source: 0001214659-22-015050 · marketforms-57871.xml · nonDerivative · entry 2

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,586,223

F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

SEC source: 0001214659-22-015050 · marketforms-57871.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,407,447

F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

SEC source: 0001214659-22-015049 · marketforms-57872.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,228,671

F1 · kind: Restricted stock units (RSUs) earned in respect of compensation year 2020 grant of Long-Term Performance-Linked RSUs.

F1 · shares: Restricted stock units (RSUs) earned in respect of compensation year 2020 grant of Long-Term Performance-Linked RSUs.

SEC source: 0001214659-22-015048 · marketforms-57870.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,836,967

F2 · kind: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F2 · shares: Grants of Restricted Stock Units under the Company's ECP, exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which are subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

SEC source: 0001214659-22-015048 · marketforms-57870.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,622,436

F1 · kind: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

F1 · shares: Grants of target Performance-Based Restricted Stock Units under the Company's Equity Compensation Plan (the "ECP"), exempt pursuant to Rule 16b-3(d) under the Securities Exchange Act of 1934, which, in addition to performance requirements, are also subject to ECP restrictions, including without limitation three-year cliff vesting and clawback/recoupment provisions.

SEC source: 0001214659-22-015047 · marketforms-57873.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,407,905

F1 · kind: Restricted stock units (RSUs) earned in respect of compensation year 2020 grant of Long-Term Performance-Linked RSUs.

F1 · shares: Restricted stock units (RSUs) earned in respect of compensation year 2020 grant of Long-Term Performance-Linked RSUs.

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 8

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2022 LLC

Disclosed balance after: 619,857

F3 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F3 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

SEC source: 0001214659-23-000641 · marketforms-55827.xml · nonDerivative · entry 7

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,836,967

F3 · kind: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

F3 · acquired: Shares gifted to a LLC of which Reporting Person is the manager and Reporting Person's trusts are its members.

SEC source: 0001214659-22-014414 · marketforms-57739.xml · nonDerivative · entry 4

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse of Reporting Person's Trust

Disclosed balance after: 279,504

F2 · kind: Transfer of shares by Reporting Person from directly owned to indirectly owned through family trusts.

SEC source: 0001214659-22-014414 · marketforms-57739.xml · nonDerivative · entry 3

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By Reporting Person's 2012 Trust

Disclosed balance after: 255,800

F2 · kind: Transfer of shares by Reporting Person from directly owned to indirectly owned through family trusts.

SEC source: 0001214659-22-014414 · marketforms-57739.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,560,403

F2 · kind: Transfer of shares by Reporting Person from directly owned to indirectly owned through family trusts.

SEC source: 0001214659-22-014414 · marketforms-57739.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,793,403

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-22-014413 · marketforms-57766.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,761,311

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-22-014412 · marketforms-57735.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,715

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-22-014411 · marketforms-57732.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,773

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

SEC source: 0001214659-22-012948 · marketforms-57446.xml · derivative · entry 7

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2023-08-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

F8 · derivative.exercise_date: The options became exercisable as to 25% of the underlying shares on each of August 8, 2019, 2020, 2021 and 2022.

SEC source: 0001214659-22-012948 · marketforms-57446.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,438,979

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Exercise of options exempt under Rule 16b-3 and Rule 16b-6(b).

SEC source: 0001214659-22-012588 · marketforms-57354.xml · nonDerivative · entry 2

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Limited Partnership

Disclosed balance after: 556,779

F1 · ownership.nature: The reporting person disclaims beneficial ownership of the portion of shares held by the limited partnership in excess of his proportionate pecuniary interest in those shares.