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JEF

Jefferies Financial Group Inc.

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3502
SEC CIK
0000096223
Parsed reports
506

Last 12 months

Inside the activity.

4 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202620
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 28, 2019 Filed Mar 29, 2019 22:00 UTC
Katz Jacob MDirector
GrantCommon Stock 10,090 $18.83 $189,994.70
Disclosure

SEC source: 0001214659-19-002385 · marketforms-44716.xml · nonDerivative · entry 1

Katz Jacob M · CIK 0001715063 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,090

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 22:00 UTC GrantCommon Stock 10,090 $18.83 $189,994.70
Disclosure

SEC source: 0001214659-19-002383 · marketforms-44714.xml · nonDerivative · entry 1

Gilmartin MaryAnne · CIK 0001760844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,090

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 22:00 UTC GrantCommon Stock 10,090 $18.83 $189,994.70
Disclosure

SEC source: 0001214659-19-002382 · marketforms-44713.xml · nonDerivative · entry 1

BORGES FRANCISCO L · CIK 0001272020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,556

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 22:00 UTC GrantCommon Stock 10,090 $18.83 $189,994.70
Disclosure

SEC source: 0001214659-19-002381 · marketforms-44712.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,556

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 22:00 UTC GrantCommon Stock 10,090 $18.83 $189,994.70
Disclosure

SEC source: 0001214659-19-002380 · marketforms-44711.xml · nonDerivative · entry 1

ALPERIN BARRY J · CIK 0001194358 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,090

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 22:00 UTC GrantCommon Stock 10,090 $18.83 $189,994.70
Disclosure

SEC source: 0001214659-19-002379 · marketforms-44710.xml · nonDerivative · entry 1

Adamany Linda · CIK 0001571607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,556

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 01, 2019 Filed Mar 6, 2019 23:00 UTC OtherCommon Stock 97 $20.66 $2,004.02
Disclosure

SEC source: 0001214659-19-001925 · marketforms-44459.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,023

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

Read SEC document
February 28, 2019 Filed Mar 6, 2019 23:00 UTC GrantCommon Stock 327 $20.27 $6,628.29
Disclosure

SEC source: 0001214659-19-001929 · marketforms-44451.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,963

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) as well as Rule 16a-3(g)(2) under the Securities Exchange Act of 1934.

Read SEC document
February 28, 2019 Filed Mar 6, 2019 23:00 UTC GrantCommon Stock 331 $20.27 $6,709.37
Disclosure

SEC source: 0001214659-19-001928 · marketforms-44452.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,770

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) as well as Rule 16a-3(g)(2) under the Securities Exchange Act of 1934.

Read SEC document
February 28, 2019 Filed Mar 6, 2019 23:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 31,118 $20.27 $630,761.86
Disclosure

SEC source: 0001214659-19-001927 · marketforms-44453.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,424,603

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) as well as Rule 16a-3(g)(2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) as well as Rule 16a-3(g)(2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 20,233 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 230,000 shares indirectly held through a family trust.

Read SEC document
February 28, 2019 Filed Mar 6, 2019 23:00 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 71,425 $20.27 $1,447,784.75
Disclosure

SEC source: 0001214659-19-001926 · marketforms-44454.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,170,084

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) as well as Rule 16a-3(g)(2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) as well as Rule 16a-3(g)(2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 674,337 shares indirectly held through family trusts by the Reporting Person.

Read SEC document
February 13, 2019 Filed Feb 15, 2019 21:34 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-001300 · marketforms-44128.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,098,660

F1 · kind: Charitable donation of 100,000 shares of Jefferies to the Handler Family Scholarship Fund at the University of Rochester.

F1 · price: Charitable donation of 100,000 shares of Jefferies to the Handler Family Scholarship Fund at the University of Rochester.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 674,337 shares indirectly held through family trusts.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 23:00 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 312,015 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-000673 · marketforms-43884.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,198,660

F1 · kind: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F1 · shares: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 674,337 shares indirectly held through family trusts.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 23:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 312,015 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-000672 · marketforms-43885.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,393,485

F1 · kind: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F1 · shares: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F2 · ownership.direct: Includes 20,233 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 230,000 shares indirectly held through a family trust.

Read SEC document
January 24, 2019 Filed Jan 26, 2019 01:08 UTC
Sharp Michael J.EVP and General Counsel
Tax withholdingCommon Stock 4,087 $19.98 $81,658.26
Disclosure

SEC source: 0001214659-19-000539 · marketforms-43862.xml · nonDerivative · entry 1

Sharp Michael J. · CIK 0001506427 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,183

F1 · kind: Shares withheld to pay tax liability resulting from the vesting of a previously granted award.

Read SEC document
January 22, 2019 Filed Jan 25, 2019 01:30 UTC
Sharp Michael J.EVP and General Counsel
Tax withholdingCommon Stock 6,080 $20.19 $122,755.20
Disclosure

SEC source: 0001214659-19-000518 · marketforms-43853.xml · nonDerivative · entry 1

Sharp Michael J. · CIK 0001506427 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,270

F1 · kind: Shares withheld to pay tax liability resulting from the vesting of a previously granted award.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 16:58 UTC OtherCommon Stock 90 $22.13 $1,991.70
Disclosure

SEC source: 0001214659-18-007473 · marketforms-43428.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,925

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:30 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 64,108 $21.85 $1,400,759.80
Disclosure

SEC source: 0001214659-18-007453 · marketforms-43416.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,884,563

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 674,337 shares indirectly held through family trusts by the Reporting Person.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:30 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 26,929 $21.85 $588,398.65
Disclosure

SEC source: 0001214659-18-007452 · marketforms-43415.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,081,054

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 19,818 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 230,000 shares indirectly held through a family trust.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:30 UTC GrantCommon Stock 305 $21.85 $6,664.25
Disclosure

SEC source: 0001214659-18-007451 · marketforms-43414.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,439

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:30 UTC GrantCommon Stock 105 $21.85 $2,294.25
Disclosure

SEC source: 0001214659-18-007450 · marketforms-43413.xml · nonDerivative · entry 1

KEIL JEFFREY C · CIK 0001059248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,165

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:30 UTC GrantCommon Stock 302 $21.85 $6,598.70
Disclosure

SEC source: 0001214659-18-007449 · marketforms-43411.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,636

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
November 30, 2018 Filed Dec 3, 2018 21:30 UTC GrantCommon Stock 216 $21.85 $4,719.60
Disclosure

SEC source: 0001214659-18-007448 · marketforms-43409.xml · nonDerivative · entry 1

CAMPBELL W PATRICK · CIK 0001244543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,609

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 21:12 UTC OtherCommon Stock 90 $22.10 $1,988.73
Disclosure

SEC source: 0001214659-18-006348 · marketforms-43011.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,835

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 21:19 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 63,426 $21.96 $1,392,834.96
Disclosure

SEC source: 0001214659-18-006351 · marketforms-43014.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,820,455

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 649,337 shares indirectly held through family trusts by the Reporting Person.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 21:15 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 26,642 $21.96 $585,058.32
Disclosure

SEC source: 0001214659-18-006350 · marketforms-43012.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,054,125

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 19,818 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 230,000 shares indirectly held through a family trust.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 21:06 UTC GrantCommon Stock 302 $21.96 $6,631.92
Disclosure

SEC source: 0001214659-18-006346 · marketforms-43010.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,133

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 21:04 UTC GrantCommon Stock 104 $21.96 $2,283.84
Disclosure

SEC source: 0001214659-18-006345 · marketforms-43009.xml · nonDerivative · entry 1

KEIL JEFFREY C · CIK 0001059248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,060

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 20:51 UTC GrantCommon Stock 214 $21.96 $4,699.44
Disclosure

SEC source: 0001214659-18-006342 · marketforms-43007.xml · nonDerivative · entry 1

CAMPBELL W PATRICK · CIK 0001244543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,393

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
September 28, 2018 Filed Oct 3, 2018 21:00 UTC GrantCommon Stock 299 $21.96 $6,566.04
Disclosure

SEC source: 0001214659-18-006344 · marketforms-43008.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,334

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 21:00 UTC OtherCommon Stock 69.72 $22.68 $1,580.97
Disclosure

SEC source: 0001214659-18-004754 · marketforms-42412.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,745

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 21:00 UTC GrantCommon Stock 80 $22.74 $1,819.20
Disclosure

SEC source: 0001214659-18-004760 · marketforms-42416.xml · nonDerivative · entry 1

KEIL JEFFREY C · CIK 0001059248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,955

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 21:00 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 48,786 $22.74 $1,109,393.64
Disclosure

SEC source: 0001214659-18-004759 · marketforms-42422.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,757,029

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 649,337 shares indirectly held through family trusts by the Reporting Person.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 21:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 20,493 $22.74 $466,010.82
Disclosure

SEC source: 0001214659-18-004758 · marketforms-42419.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,027,483

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 19,818 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 230,000 shares indirectly held through a family trust.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 21:00 UTC GrantCommon Stock 232 $22.74 $5,275.68
Disclosure

SEC source: 0001214659-18-004757 · marketforms-42417.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,831

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 21:00 UTC GrantCommon Stock 230 $22.74 $5,230.20
Disclosure

SEC source: 0001214659-18-004756 · marketforms-42414.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,035

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 29, 2018 Filed Jul 3, 2018 21:00 UTC GrantCommon Stock 164 $22.74 $3,729.36
Disclosure

SEC source: 0001214659-18-004755 · marketforms-42413.xml · nonDerivative · entry 1

CAMPBELL W PATRICK · CIK 0001244543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,179

F1 · kind: Acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16-b(3)(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:00 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004557 · marketforms-42308.xml · nonDerivative · entry 2

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,708,243

F1 · kind: Transfer of shares by the Reporting Person to family trusts. The transfer results in a change of ownership from direct to indirect. The transfer does not result in a change in the number of shares beneficially owned by the Reporting Person.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 649,337 shares indirectly held through family trusts by the Reporting Person.

Read SEC document
June 20, 2018 Filed Jun 22, 2018 21:00 UTC
HANDLER RICHARD BDirector · CEO
GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-004557 · marketforms-42308.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,708,243

F1 · kind: Transfer of shares by the Reporting Person to family trusts. The transfer results in a change of ownership from direct to indirect. The transfer does not result in a change in the number of shares beneficially owned by the Reporting Person.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 649,337 shares indirectly held through family trusts by the Reporting Person.

Read SEC document
May 23, 2018 Filed May 25, 2018 21:00 UTC GrantCommon Stock 6,391 $23.47 $149,996.77
Disclosure

SEC source: 0001214659-18-004088 · marketforms-42121.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,676

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
May 23, 2018 Filed May 25, 2018 21:00 UTC GrantCommon Stock 6,391 $23.47 $149,996.77
Disclosure

SEC source: 0001214659-18-004087 · marketforms-42120.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,599

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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May 23, 2018 Filed May 25, 2018 21:00 UTC GrantCommon Stock 6,391 $23.47 $149,996.77
Disclosure

SEC source: 0001214659-18-004086 · marketforms-42119.xml · nonDerivative · entry 1

KEIL JEFFREY C · CIK 0001059248 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,875

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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May 23, 2018 Filed May 25, 2018 21:00 UTC GrantCommon Stock 6,391 $23.47 $149,996.77
Disclosure

SEC source: 0001214659-18-004085 · marketforms-42118.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,805

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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May 23, 2018 Filed May 25, 2018 21:00 UTC GrantCommon Stock 6,391 $23.47 $149,996.77
Disclosure

SEC source: 0001214659-18-004084 · marketforms-42117.xml · nonDerivative · entry 1

CAMPBELL W PATRICK · CIK 0001244543 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,014

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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May 23, 2018 Filed May 25, 2018 21:00 UTC GrantCommon Stock 6,391 $23.47 $149,996.77
Disclosure

SEC source: 0001214659-18-004083 · marketforms-42116.xml · nonDerivative · entry 1

BORGES FRANCISCO L · CIK 0001272020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,466

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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May 23, 2018 Filed May 25, 2018 21:00 UTC GrantCommon Stock 6,391 $23.47 $149,996.77
Disclosure

SEC source: 0001214659-18-004082 · marketforms-42114.xml · nonDerivative · entry 1

Adamany Linda · CIK 0001571607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,466

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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May 23, 2018 Filed May 25, 2018 21:00 UTC GrantCommon Stock 6,391 $23.47 $149,996.77
Disclosure

SEC source: 0001214659-18-004081 · marketforms-42115.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,466

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

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April 10, 2018 Filed Apr 11, 2018 22:00 UTC
FRIEDMAN BRIAN PDirector · President
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001214659-18-002748 · marketforms-41731.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,006,990

F1 · ownership.direct: Includes 19,818 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 230,000 shares indirectly held through a family trust.

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April 03, 2018 Filed Apr 4, 2018 21:00 UTC OtherCommon Stock 46.37 $22.23 $1,030.69
Disclosure

SEC source: 0001214659-18-002641 · marketforms-41612.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,285

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

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March 30, 2018 Filed Apr 3, 2018 21:00 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 48,593 $22.73 $1,104,518.89
Disclosure

SEC source: 0001214659-18-002611 · marketforms-41597.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,708,243

F1 · kind: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F1 · shares: Acquisition of restricted stock units as a result of dividend reinvestment in a transaction exempt under Rule 16b-3(d) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 102,149 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 449,337 shares indirectly held through family trusts by the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.