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NYSE · USD

JEF

Jefferies Financial Group Inc.

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3502
SEC CIK
0000096223
Parsed reports
506

Last 12 months

Inside the activity.

4 purchase rows · 2 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202622
Jun 202600
Jul 202620
Aug 202600
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 24, 2020 Filed Jan 28, 2020 22:00 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 18,785 $0.00 $0.00
Disclosure

SEC source: 0001214659-20-000646 · marketforms-47562.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,374,115

F1 · kind: Net change resulting from an acquisition and a disposition of credited RSUs pursuant to performance certifications by the Compensation Committee relating to the Reporting Person's 2016 and 2017 RSU awards in transactions exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Net change resulting from an acquisition and a disposition of credited RSUs pursuant to performance certifications by the Compensation Committee relating to the Reporting Person's 2016 and 2017 RSU awards in transactions exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 106,981 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 663,036 shares indirectly held through family trusts.

Read SEC document
January 24, 2020 Filed Jan 28, 2020 22:00 UTC
Sharp Michael J.EVP and General Counsel
Tax withholdingCommon Stock 4,755 $21.97 $104,467.35
Disclosure

SEC source: 0001214659-20-000645 · marketforms-47569.xml · nonDerivative · entry 1

Sharp Michael J. · CIK 0001506427 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,379

F1 · kind: Shares withheld to pay tax liability resulting from the vesting of a previously granted award.

Read SEC document
January 20, 2020 Filed Jan 24, 2020 02:18 UTC
Sharp Michael J.EVP and General Counsel
Tax withholdingCommon Stock 6,049 $22.52 $136,223.48
Disclosure

SEC source: 0001214659-20-000563 · marketforms-47536.xml · nonDerivative · entry 1

Sharp Michael J. · CIK 0001506427 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,134

F1 · kind: Shares withheld to pay tax liability resulting from the vesting of a previously granted award.

Read SEC document
December 02, 2019 Filed Dec 3, 2019 18:28 UTC OtherCommon Stock 133 $21.13 $2,810.29
Disclosure

SEC source: 0001214659-19-007551 · marketforms-46781.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,512

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 00:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 33,703 $20.90 $704,392.70
Disclosure

SEC source: 0001214659-19-007545 · marketforms-46773.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,921,156

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 20,233 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 99,306 shares indirectly held through a family trust.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 00:00 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 76,314 $20.90 $1,594,962.60
Disclosure

SEC source: 0001214659-19-007544 · marketforms-46774.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,352,579

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 663,036 shares indirectly held through family trusts by the Reporting Person.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 00:00 UTC GrantCommon Stock 350 $20.90 $7,315.00
Disclosure

SEC source: 0001214659-19-007543 · marketforms-46771.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,712

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 00:00 UTC GrantCommon Stock 411 $20.90 $8,589.90
Disclosure

SEC source: 0001214659-19-007542 · marketforms-46770.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,757

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 00:00 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
SaleCommon Stock 257,505 $21.03 $5,415,330.15
Disclosure

SEC source: 0001214659-19-007540 · marketforms-46584.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · (2)

Disclosed balance after: 19,606,163

F1 · kind: Shares transferred to Jefferies Financial Group as consideration for the Reporting Person's acquisition of the New Sheridan Hotel in Telluride, Colorado, in a transaction approved by the Board of Directors (with the Reporting Person abstaining).

F2 · ownership.direct: Includes 252,652 shares beneficially owned directly by the Reporting Person's wife and shares held indirectly by the Reporting Person through corporations and trusts for the benefit of the Reporting Person's family.

Read SEC document
November 29, 2019 Filed Dec 3, 2019 00:00 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
SaleCommon Stock 522,810 $21.03 $10,994,694.30
Disclosure

SEC source: 0001214659-19-007540 · marketforms-46584.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,632,979

F1 · kind: Shares transferred to Jefferies Financial Group as consideration for the Reporting Person's acquisition of the New Sheridan Hotel in Telluride, Colorado, in a transaction approved by the Board of Directors (with the Reporting Person abstaining).

Read SEC document
November 29, 2019 Filed Dec 3, 2019 00:00 UTC GrantCommon Stock 65 $20.90 $1,358.50
Disclosure

SEC source: 0001214659-19-007541 · marketforms-46769.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,462

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
October 15, 2019 Filed Oct 16, 2019 22:45 UTC
FRIEDMAN BRIAN PDirector · President
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-006513 · marketforms-45952.xml · nonDerivative · entry 2

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,887,454

F3 · kind: Charitable gift of shares to a 501(c)(3) foundation.

F3 · shares: Charitable gift of shares to a 501(c)(3) foundation.

F2 · ownership.direct: Includes 20,233 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 99,306 shares indirectly held through a trust.

Read SEC document
October 11, 2019 Filed Oct 16, 2019 22:45 UTC GrantCommon Stock 701 $18.07 $12,667.07
Disclosure

SEC source: 0001214659-19-006509 · marketforms-45949.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,397

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
October 11, 2019 Filed Oct 16, 2019 22:45 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 466,698 $18.07 $8,433,232.86
Disclosure

SEC source: 0001214659-19-006513 · marketforms-45952.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,982,454

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 20,233 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 99,306 shares indirectly held through a trust.

Read SEC document
October 11, 2019 Filed Oct 16, 2019 22:45 UTC GrantCommon Stock 3,755 $18.07 $67,852.85
Disclosure

SEC source: 0001214659-19-006511 · marketforms-45951.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,362

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
October 11, 2019 Filed Oct 16, 2019 22:45 UTC GrantCommon Stock 4,415 $18.07 $79,779.05
Disclosure

SEC source: 0001214659-19-006510 · marketforms-45950.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,346

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
October 11, 2019 Filed Oct 16, 2019 22:45 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 924,092 $18.07 $16,698,342.44
Disclosure

SEC source: 0001214659-19-006508 · marketforms-45953.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,276,265

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 674,337 shares indirectly held through family trusts by the Reporting Person.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 22:08 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
OtherCommon Stock 61,140 $19.51 $1,192,841.40
Disclosure

SEC source: 0001214659-19-006141 · marketforms-45850.xml · nonDerivative · entry 6

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · (2)

Disclosed balance after: 19,863,668

F4 · kind: Transfer of beneficial ownership from indirectly held through a family trust to indirectly held through a family trust.

F2 · ownership.direct: Includes 206,972 shares beneficially owned directly by the Reporting Person's wife and shares held indirectly through corporations that are controlled by the Reporting Person and his wife and trusts for the benefit of the Reporting Person's family.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 22:08 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
OtherCommon Stock 61,140 $19.51 $1,192,841.40
Disclosure

SEC source: 0001214659-19-006141 · marketforms-45850.xml · nonDerivative · entry 5

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · (2)

Disclosed balance after: 19,802,528

F4 · kind: Transfer of beneficial ownership from indirectly held through a family trust to indirectly held through a family trust.

F2 · ownership.direct: Includes 206,972 shares beneficially owned directly by the Reporting Person's wife and shares held indirectly through corporations that are controlled by the Reporting Person and his wife and trusts for the benefit of the Reporting Person's family.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 22:08 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
GiftCommon Stock 45,680 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-006141 · marketforms-45850.xml · nonDerivative · entry 4

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · (2)

Disclosed balance after: 19,863,668

F3 · timeliness: Gift of shares indirectly held to the Reporting Person's wife.

F2 · ownership.direct: Includes 206,972 shares beneficially owned directly by the Reporting Person's wife and shares held indirectly through corporations that are controlled by the Reporting Person and his wife and trusts for the benefit of the Reporting Person's family.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 22:08 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
GiftCommon Stock 45,680 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-006141 · marketforms-45850.xml · nonDerivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · (2)

Disclosed balance after: 19,817,988

F3 · timeliness: Gift of shares indirectly held to the Reporting Person's wife.

F2 · ownership.direct: Includes 206,972 shares beneficially owned directly by the Reporting Person's wife and shares held indirectly through corporations that are controlled by the Reporting Person and his wife and trusts for the benefit of the Reporting Person's family.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 22:08 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
OtherCommon Stock 200,000 $19.51 $3,902,000.00
Disclosure

SEC source: 0001214659-19-006141 · marketforms-45850.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · (2)

Disclosed balance after: 19,863,668

F1 · kind: Transfer of beneficial ownership from indirectly held through a family trust to directly held by the Reporting Person.

F2 · ownership.direct: Includes 206,972 shares beneficially owned directly by the Reporting Person's wife and shares held indirectly through corporations that are controlled by the Reporting Person and his wife and trusts for the benefit of the Reporting Person's family.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 22:08 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
OtherCommon Stock 200,000 $19.51 $3,902,000.00
Disclosure

SEC source: 0001214659-19-006141 · marketforms-45850.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,155,789

F1 · kind: Transfer of beneficial ownership from indirectly held through a family trust to directly held by the Reporting Person.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 22:00 UTC OtherCommon Stock 152.9 $18.20 $2,782.75
Disclosure

SEC source: 0001214659-19-005637 · marketforms-45678.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,379

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 22:21 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 78,842 $18.64 $1,469,614.88
Disclosure

SEC source: 0001214659-19-005646 · marketforms-45670.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,352,174

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 674,337 shares indirectly held through family trusts by the Reporting Person.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 22:00 UTC GrantCommon Stock 365 $18.64 $6,803.60
Disclosure

SEC source: 0001214659-19-005640 · marketforms-45668.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,607

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 22:00 UTC GrantCommon Stock 68 $18.64 $1,267.52
Disclosure

SEC source: 0001214659-19-005642 · marketforms-45666.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,696

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 22:00 UTC GrantCommon Stock 429 $18.64 $7,996.56
Disclosure

SEC source: 0001214659-19-005641 · marketforms-45667.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,931

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
August 30, 2019 Filed Sep 4, 2019 22:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 34,428 $18.64 $641,737.92
Disclosure

SEC source: 0001214659-19-005639 · marketforms-45669.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,515,756

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 20,233 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 230,000 shares indirectly held through a family trust.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 00:00 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
GrantOption - Right to Buy · Derivative 2,000 $0.00 Strike: $23.93 $0.00
Disclosure

SEC source: 0001214659-19-004429 · marketforms-45273.xml · derivative · entry 6

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2020-07-15

F3 · kind: Acquisition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F3 · price: Acquisition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F7 · derivative.exercise_date: The options vest at a rate of 25% per year, commencing on July 15, 2016.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 00:00 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
GrantOption - Right to Buy · Derivative 2,000 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001214659-19-004429 · marketforms-45273.xml · derivative · entry 5

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2021-07-14

F3 · kind: Acquisition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F3 · price: Acquisition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F6 · derivative.exercise_date: The options vest at a rate of 25% per year, commencing on July 14, 2017.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 00:00 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
GrantOption - Right to Buy · Derivative 2,000 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0001214659-19-004429 · marketforms-45273.xml · derivative · entry 4

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2022-08-04

F3 · kind: Acquisition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F3 · price: Acquisition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F5 · derivative.exercise_date: The options vest at a rate of 25% per year, commencing on August 4, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 00:00 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
GrantOption - Right to Buy · Derivative 2,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001214659-19-004429 · marketforms-45273.xml · derivative · entry 3

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2023-08-08

F3 · kind: Acquisition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F3 · price: Acquisition pursuant to the Merger Agreement in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F4 · derivative.exercise_date: The options vest at a rate of 25% per year, commencing on August 8, 2019.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 00:00 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
GrantCommon Stock 185,622 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004429 · marketforms-45273.xml · nonDerivative · entry 2

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Indirect · (2)

Disclosed balance after: 20,063,668

F1 · kind: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed.

F1 · price: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed.

F2 · ownership.direct: Includes 206,972 shares beneficially owned by Mr. Steinberg's wife and an aggregate of 19,856,696 shares held indirectly through corporations that are owned by Mr. Steinberg and trusts for the benefit of Mr. Steinberg's family.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 00:00 UTC
STEINBERG JOSEPH SDirector · Chairman of the Board
GrantCommon Stock 1,363,102 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004429 · marketforms-45273.xml · nonDerivative · entry 1

STEINBERG JOSEPH S · CIK 0000924255 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,955,789

F1 · kind: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed.

F1 · price: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed.

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July 01, 2019 Filed Jul 2, 2019 00:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantOption - Right to Buy · Derivative 2,000 $0.00 Strike: $23.93 $0.00
Disclosure

SEC source: 0001214659-19-004420 · marketforms-45290.xml · derivative · entry 4

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2020-07-15

F1 · kind: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F1 · price: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F5 · derivative.exercise_date: The options vest at a rate of 25% per year, commencing on July 15, 2016.

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July 01, 2019 Filed Jul 2, 2019 00:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantOption - Right to Buy · Derivative 2,000 $0.00 Strike: $20.25 $0.00
Disclosure

SEC source: 0001214659-19-004420 · marketforms-45290.xml · derivative · entry 3

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2021-07-14

F1 · kind: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F1 · price: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F4 · derivative.exercise_date: The options vest at a rate of 25% per year, commencing on July 14, 2017.

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July 01, 2019 Filed Jul 2, 2019 00:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantOption - Right to Buy · Derivative 2,000 $0.00 Strike: $22.00 $0.00
Disclosure

SEC source: 0001214659-19-004420 · marketforms-45290.xml · derivative · entry 2

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2022-08-04

F1 · kind: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F1 · price: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F3 · derivative.exercise_date: The options vest at a rate of 25% per year, commencing on August 4, 2018.

Read SEC document
July 01, 2019 Filed Jul 2, 2019 00:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantOption - Right to Buy · Derivative 2,000 $0.00 Strike: $25.25 $0.00
Disclosure

SEC source: 0001214659-19-004420 · marketforms-45290.xml · derivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Underlying: Common Stock · 2,000 shares

Expires 2023-08-08

F1 · kind: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F1 · price: Acquisition pursuant to the Agreement and Plan of Merger by and among HomeFed Corporation ("HomeFed"), Jefferies Financial Group Inc. ("Jefferies") and Heat Merger Sub, LLC dated as of April 12, 2019, as amended by Amendment No. 1 to the Merger Agreement dated as of May 2, 2019 (as amended, the "Merger Agreement"), in exchange for options to purchase shares of common stock of HomeFed in the ratio of two shares of Jefferies for each share of HomeFed (with a concurrent exercise price adjustment).

F2 · derivative.exercise_date: The options vest at a rate of 25% per year, commencing on August 8, 2019.

Read SEC document
June 03, 2019 Filed Jun 4, 2019 21:00 UTC OtherCommon Stock 114 $17.71 $2,018.94
Disclosure

SEC source: 0001214659-19-004046 · marketforms-45176.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,227

F1 · kind: Voluntary dividend reinvestment into additional shares of common stock.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:00 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 82,440 $17.67 $1,456,714.80
Disclosure

SEC source: 0001214659-19-004044 · marketforms-45129.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,252,524

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person; and includes 674,337 shares indirectly held through family trusts by the Reporting Person.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:30 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 20,808 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004050 · marketforms-45095.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,481,328

F1 · kind: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F1 · shares: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F2 · ownership.direct: Includes 20,233 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 230,000 shares indirectly held through a family trust.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:30 UTC
HANDLER RICHARD BDirector · CEO
GrantCommon Stock 20,808 $0.00 $0.00
Disclosure

SEC source: 0001214659-19-004049 · marketforms-45096.xml · nonDerivative · entry 1

HANDLER RICHARD B · CIK 0001211677 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,273,332

F1 · kind: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F1 · shares: Acquisition of restricted stock units pursuant to previously reported grant of 2016 Long-Term Performance-Linked Restricted Stock Units.

F2 · ownership.direct: Includes 104,230 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 674,337 shares indirectly held through family trusts.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:00 UTC
FRIEDMAN BRIAN PDirector · President
GrantCommon Stock 35,917 $17.67 $634,653.39
Disclosure

SEC source: 0001214659-19-004045 · marketforms-45128.xml · nonDerivative · entry 1

FRIEDMAN BRIAN P · CIK 0001275002 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,460,520

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F1 · shares: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

F2 · ownership.direct: Includes 20,233 shares indirectly held by the Reporting Person by the Trustee under the Profit Sharing Plan for the benefit of the Reporting Person. Includes 230,000 shares indirectly held through a family trust.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:00 UTC GrantCommon Stock 382 $17.67 $6,749.94
Disclosure

SEC source: 0001214659-19-004043 · marketforms-45127.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,242

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:00 UTC GrantCommon Stock 71 $17.67 $1,254.57
Disclosure

SEC source: 0001214659-19-004042 · marketforms-45126.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,627

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:00 UTC GrantCommon Stock 449 $17.67 $7,933.83
Disclosure

SEC source: 0001214659-19-004041 · marketforms-45125.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,502

F1 · kind: Reporting acquisition of deferred shares as a dividend reinvestment in a transaction exempt under Rule 16b-3(d)(1) and (2) under the Securities Exchange Act of 1934.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 22:00 UTC GrantCommon Stock 10,090 $18.83 $189,994.70
Disclosure

SEC source: 0001214659-19-002387 · marketforms-44718.xml · nonDerivative · entry 1

REESE STUART HARRY · CIK 0001201759 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,113

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 22:00 UTC GrantCommon Stock 10,090 $18.83 $189,994.70
Disclosure

SEC source: 0001214659-19-002386 · marketforms-44717.xml · nonDerivative · entry 1

O Kane Michael T · CIK 0001334579 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,860

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document
March 28, 2019 Filed Mar 29, 2019 22:00 UTC GrantCommon Stock 10,090 $18.83 $189,994.70
Disclosure

SEC source: 0001214659-19-002384 · marketforms-44715.xml · nonDerivative · entry 1

JOYAL ROBERT EUGENE · CIK 0001228682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,053

F1 · kind: Acquisition of securities under Jefferies Financial Group Inc.'s Directors' Stock Compensation Plan in a transaction exempt under Rule 16b-3(d)(1) & (2) under the Securities Exchange Act of 1934.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.