JCI

SEC source: 0001127602-16-062154 · form4.xml · derivative · entry 5

Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,652

Underlying: Ordinary Shares · 9,652 shares

Expires 2024-11-18

F7 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F8 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062154 · form4.xml · derivative · entry 4

Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,450

Underlying: Ordinary Shares · 6,450 shares

Expires 2022-10-05

F7 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062154 · form4.xml · derivative · entry 3

Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,922.44

Underlying: Ordinary Shares · 13,922.44 shares

Expires not disclosed

F4 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc.

F6 · price: Restricted stock units acquired in connection with the closing of the merger, pursuant to which each restricted stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a restricted stock unit in JCI plc.

F5 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F5 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

SEC source: 0001127602-16-062154 · form4.xml · nonDerivative · entry 2

Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k Plan Trustee

Disclosed balance after: 6,654

F3 · shares: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. The balance reflected in this report is based on an August 26, 2016 price of $43.89 per share, which is the most recent information available for the plan.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062154 · form4.xml · nonDerivative · entry 1

Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,656.32

F1 · shares: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062142 · form4.xml · derivative · entry 10

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,383.51

Underlying: Ordinary Shares · 15,383.51 shares

Expires not disclosed

F6 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc.

F8 · price: Restricted stock units acquired in connection with the closing of the merger, pursuant to which each restricted stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a restricted stock unit in JCI plc.

F7 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F7 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

SEC source: 0001127602-16-062142 · form4.xml · derivative · entry 9

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,942

Underlying: Ordinary Shares · 24,942 shares

Expires 2025-10-07

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062142 · form4.xml · derivative · entry 8

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,661

Underlying: Ordinary Shares · 18,661 shares

Expires 2024-11-18

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062142 · form4.xml · derivative · entry 7

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,204

Underlying: Ordinary Shares · 10,204 shares

Expires 2023-11-19

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062142 · form4.xml · derivative · entry 6

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,100

Underlying: Ordinary Shares · 16,100 shares

Expires 2022-10-05

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062142 · form4.xml · derivative · entry 5

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Ordinary Shares · 12,500 shares

Expires 2021-10-07

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062142 · form4.xml · derivative · entry 4

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Ordinary Shares · 9,500 shares

Expires 2020-10-01

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062142 · form4.xml · derivative · entry 3

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,300

Underlying: Ordinary Shares · 11,300 shares

Expires 2019-10-01

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062142 · form4.xml · nonDerivative · entry 2

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k Plan Trustee

Disclosed balance after: 418

F3 · shares: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. The balance reflected in this report is based on an August 26, 2016 price of $43.89 per share, which is the most recent information available for the plan.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062142 · form4.xml · nonDerivative · entry 1

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,392.82

F1 · shares: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062146 · form4.xml · derivative · entry 7

Jackson William C · CIK 0001522750 · VP & President, BE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,961

Underlying: Ordinary Shares · 49,961 shares

Expires 2025-10-07

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F7 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062146 · form4.xml · derivative · entry 6

Jackson William C · CIK 0001522750 · VP & President, BE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,441

Underlying: Ordinary Shares · 41,441 shares

Expires 2024-11-18

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F7 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062146 · form4.xml · derivative · entry 5

Jackson William C · CIK 0001522750 · VP & President, BE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,952

Underlying: Ordinary Shares · 40,952 shares

Expires 2023-11-19

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062146 · form4.xml · derivative · entry 4

Jackson William C · CIK 0001522750 · VP & President, BE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,800

Underlying: Ordinary Shares · 53,800 shares

Expires 2022-10-05

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062146 · form4.xml · derivative · entry 3

Jackson William C · CIK 0001522750 · VP & President, BE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,000

Underlying: Ordinary Shares · 86,000 shares

Expires 2021-10-07

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062146 · form4.xml · derivative · entry 2

Jackson William C · CIK 0001522750 · VP & President, BE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,324.87

Underlying: Ordinary Shares · 13,324.87 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc.

F5 · price: Restricted stock units acquired in connection with the closing of the merger, pursuant to which each restricted stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a restricted stock unit in JCI plc.

F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

SEC source: 0001127602-16-062146 · form4.xml · nonDerivative · entry 1

Jackson William C · CIK 0001522750 · VP & President, BE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,714.25

F1 · shares: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062140 · form4.xml · derivative · entry 12

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,604

Underlying: Ordinary Shares · 217,604 shares

Expires 2025-10-07

F8 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F9 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062140 · form4.xml · derivative · entry 11

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,924

Underlying: Ordinary Shares · 169,924 shares

Expires 2024-11-18

F8 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F9 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062140 · form4.xml · derivative · entry 10

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,061

Underlying: Ordinary Shares · 153,061 shares

Expires 2023-11-19

F8 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062140 · form4.xml · derivative · entry 9

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,100

Underlying: Ordinary Shares · 65,100 shares

Expires 2023-01-23

F8 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062140 · form4.xml · derivative · entry 8

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,900

Underlying: Ordinary Shares · 72,900 shares

Expires 2022-10-05

F8 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062140 · form4.xml · derivative · entry 7

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Ordinary Shares · 125,000 shares

Expires 2021-10-07

F8 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062140 · form4.xml · derivative · entry 6

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,000

Underlying: Ordinary Shares · 135,000 shares

Expires 2020-10-01

F8 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062140 · form4.xml · derivative · entry 5

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Ordinary Shares · 90,000 shares

Expires 2017-10-01

F8 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062140 · form4.xml · derivative · entry 4

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,287.616

Underlying: Ordinary Shares · 16,287.616 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc.

F7 · price: Phantom stock units acquired in connection with the closing of the merger, pursuant to which each phantom stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a phantom stock unit in JCI plc.

F6 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Retirement Restoration Plan and settle 100% in cash upon the reporting person's retirement.

F6 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Retirement Restoration Plan and settle 100% in cash upon the reporting person's retirement.

SEC source: 0001127602-16-062140 · form4.xml · derivative · entry 3

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,862.464

Underlying: Ordinary Shares · 94,862.464 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc.

F5 · price: Restricted stock units acquired in connection with the closing of the merger, pursuant to which each restricted stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a restricted stock unit in JCI plc.

F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

SEC source: 0001127602-16-062140 · form4.xml · nonDerivative · entry 2

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k Plan Trustee

Disclosed balance after: 22,416

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062140 · form4.xml · nonDerivative · entry 1

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,847.719

F1 · shares: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062135 · form4.xml · derivative · entry 11

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,562

Underlying: Ordinary Shares · 104,562 shares

Expires 2025-10-07

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F7 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062135 · form4.xml · derivative · entry 10

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,437

Underlying: Ordinary Shares · 80,437 shares

Expires 2024-11-18

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F7 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062135 · form4.xml · derivative · entry 9

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,319

Underlying: Ordinary Shares · 49,319 shares

Expires 2023-11-19

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062135 · form4.xml · derivative · entry 8

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,800

Underlying: Ordinary Shares · 74,800 shares

Expires 2022-10-05

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062135 · form4.xml · derivative · entry 7

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Underlying: Ordinary Shares · 140,000 shares

Expires 2021-10-07

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062135 · form4.xml · derivative · entry 6

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Ordinary Shares · 150,000 shares

Expires 2020-10-01

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062135 · form4.xml · derivative · entry 5

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Ordinary Shares · 170,000 shares

Expires 2019-10-01

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062135 · form4.xml · derivative · entry 4

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Ordinary Shares · 160,000 shares

Expires 2018-10-01

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062135 · form4.xml · derivative · entry 3

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,248

Underlying: Ordinary Shares · 47,248 shares

Expires 2017-10-01

F6 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062135 · form4.xml · derivative · entry 2

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,430.79

Underlying: Ordinary Shares · 235,430.79 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc.

F5 · price: Restricted stock units acquired in connection with the closing of the merger, pursuant to which each restricted stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a restricted stock unit in JCI plc.

F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

SEC source: 0001127602-16-062135 · form4.xml · nonDerivative · entry 1

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k Plan Trustee

Disclosed balance after: 15,012

F1 · shares: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. The balance reflected in this report is based on an August 26, 2016 price of $43.89 per share, which is the most recent information available for the plan.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062121 · form4.xml · nonDerivative · entry 2

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse as Trustee of TR

Disclosed balance after: 11,464

F1 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062121 · form4.xml · nonDerivative · entry 1

JOERRES JEFFREY A · CIK 0001182537 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,970

F1 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001225208-16-038907 · doc4.xml · nonDerivative · entry 1

Rishi Girish D · CIK 0001578454 · EVP, NA Install & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,540

F1 · shares: Reflects the number of ordinary shares underlying previously granted performance share units that, pursuant to the award agreements governing such awards, were converted into time-based restricted stock units at target level at the effective time of the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016. The amount reflects the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger. Subject to certain forfeiture and accelerated vesting provisions, such awards will vest on the last day of the three-year performance period originally applicable to the performance share units.

SEC source: 0001225208-16-038905 · doc4.xml · nonDerivative · entry 1

Pfeiffer Johan Fredrik · CIK 0001493450 · EVP, ROW Install & Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,862

F1 · shares: Reflects the number of ordinary shares underlying previously granted performance share units that, pursuant to the award agreements governing such awards, were converted into time-based restricted stock units at target level at the effective time of the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016. The amount reflects the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger. Subject to certain forfeiture and accelerated vesting provisions, such awards will vest on the last day of the three-year performance period originally applicable to the performance share units.

SEC source: 0001225208-16-038906 · doc4.xml · nonDerivative · entry 1

Reinsdorf Judith A · CIK 0001305361 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,271

F1 · shares: Reflects the number of ordinary shares underlying previously granted performance share units that, pursuant to the award agreements governing such awards, were converted into time-based restricted stock units at target level at the effective time of the merger between Johnson Controls, Inc. and a subsidiary of Tyco International plc on September 2, 2016. The amount reflects the 0.955-for-1 consolidation that applied to Tyco ordinary shares and equity awards immediately prior to the merger. Subject to certain forfeiture and accelerated vesting provisions, such awards will vest on the last day of the three-year performance period originally applicable to the performance share units.