JCI

SEC source: 0001127602-16-062424 · form4.xml · nonDerivative · entry 1

Davis Simon · CIK 0001609398 · VP & Chief Human Resources Ofc

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,920.82

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062422 · form4.xml · nonDerivative · entry 2

Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,028.18

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062422 · form4.xml · nonDerivative · entry 1

Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,134.18

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062420 · form4.xml · nonDerivative · entry 1

Pfeiffer Johan Fredrik · CIK 0001493450 · VP & Pres., Tyco Rest of World

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,756

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062418 · form4.xml · nonDerivative · entry 1

Reinsdorf Judith A · CIK 0001305361 · Executive VP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,418

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062416 · form4.xml · nonDerivative · entry 2

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,970.222

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062416 · form4.xml · nonDerivative · entry 1

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,629.222

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062414 · form4.xml · nonDerivative · entry 2

Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,305.32

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062414 · form4.xml · nonDerivative · entry 1

Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,964.32

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062412 · form4.xml · nonDerivative · entry 1

Rishi Girish D · CIK 0001578454 · VP & President, Tech Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,552

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062410 · form4.xml · derivative · entry 4

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,513.72

Underlying: Ordinary Shares · 26,118 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc.

F3 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F3 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

SEC source: 0001127602-16-062410 · form4.xml · derivative · entry 3

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,395.72

Underlying: Ordinary Shares · 17,980 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc.

F3 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F3 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

SEC source: 0001127602-16-062410 · form4.xml · nonDerivative · entry 2

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,250

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062410 · form4.xml · nonDerivative · entry 1

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,133

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062408 · form4.xml · nonDerivative · entry 2

Jackson William C · CIK 0001522750 · VP & President, BE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,398.25

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062408 · form4.xml · nonDerivative · entry 1

Jackson William C · CIK 0001522750 · VP & President, BE

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,163.25

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-063129 · form4a.xml · derivative · entry 2

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,700.72

Underlying: Ordinary Shares · 18,285 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit is the economic equivalent of one ordinary share of JCI plc.

F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 12, 2016 and is being filed to correct the originally reported acquisition of 17,980 ordinary shares underlying restricted share units granted on September 8, 2012 and the acquisition of 17,980 phantom stock units also on September 8, 2016.

F3 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F3 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

SEC source: 0001127602-16-063129 · form4a.xml · nonDerivative · entry 1

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,439

F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 12, 2016 and is being filed to correct the originally reported acquisition of 17,980 ordinary shares underlying restricted share units granted on September 8, 2012 and the acquisition of 17,980 phantom stock units also on September 8, 2016.

SEC source: 0001127602-16-063127 · form4a.xml · nonDerivative · entry 1

Molinaroli Alex A · CIK 0001292960 · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462,610.719

F1 · shares: This report on Form 4/A amends the original Form 4 filed by the Reporting Person on September 12, 2016 and is being filed to correct the originally reported acquisition of 146,247 ordinary shares underlying restricted share units granted on September 8, 2012.

SEC source: 0001127602-16-065282 · form4.xml · derivative · entry 3

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,856.79

Underlying: Ordinary Shares · 103,426 shares

Expires not disclosed

F3 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc.

F4 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F4 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

SEC source: 0001127602-16-065282 · form4.xml · nonDerivative · entry 1

McDonald R Bruce · CIK 0001207696 · Executive VP and Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,111

F1 · shares: Reflects grant of restricted stock units. Restricted stock units accrue dividend equivalent units and convert to ordinary shares upon vesting.

SEC source: 0001127602-16-062111 · form4.xml · nonDerivative · entry 1

ABNEY DAVID P · CIK 0001229820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,661

F1 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062116 · form4.xml · nonDerivative · entry 1

VERGNANO MARK P · CIK 0001474107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,584

F1 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062160 · form4.xml · derivative · entry 5

Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,703

Underlying: Ordinary Shares · 5,703 shares

Expires 2025-10-07

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062160 · form4.xml · derivative · entry 4

Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,989

Underlying: Ordinary Shares · 3,989 shares

Expires 2024-11-18

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062160 · form4.xml · derivative · entry 3

Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,200

Underlying: Ordinary Shares · 10,200 shares

Expires 2022-10-05

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062160 · form4.xml · nonDerivative · entry 2

Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k Plan Trustee

Disclosed balance after: 416

F3 · shares: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. The balance reflected in this report is based on an August 26, 2016 price of $43.89 per share, which is the most recent information available for the plan.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062160 · form4.xml · nonDerivative · entry 1

Vincent Suzanne M · CIK 0001620748 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,649.18

F1 · shares: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 12

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,038

Underlying: Ordinary Shares · 50,038 shares

Expires 2025-10-07

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 11

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,722

Underlying: Ordinary Shares · 8,722 shares

Expires 2025-01-05

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 10

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,478

Underlying: Ordinary Shares · 14,478 shares

Expires 2024-11-18

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F5 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 9

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,428

Underlying: Ordinary Shares · 11,428 shares

Expires 2023-11-19

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 8

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,100

Underlying: Ordinary Shares · 16,100 shares

Expires 2022-10-05

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 7

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Ordinary Shares · 12,500 shares

Expires 2021-10-07

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 6

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,200

Underlying: Ordinary Shares · 13,200 shares

Expires 2020-10-01

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 5

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Ordinary Shares · 15,000 shares

Expires 2019-10-01

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 4

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Ordinary Shares · 12,000 shares

Expires 2018-10-01

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062162 · form4.xml · derivative · entry 3

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,600

Underlying: Ordinary Shares · 9,600 shares

Expires 2017-10-01

F4 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062162 · form4.xml · nonDerivative · entry 2

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401k Plan Trustee

Disclosed balance after: 3,693

F3 · shares: The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund. The balance reflected in this report is based on an August 26, 2016 price of $43.89 per share, which is the most recent information available for the plan.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062162 · form4.xml · nonDerivative · entry 1

Walicki Joseph A · CIK 0001629558 · Vice President & President, PS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,151.222

F1 · shares: The balance includes unvested restricted stock units and dividend equivalents that were converted into an equivalent number of restricted stock units in JCI plc in connection with the closing of the merger.

F2 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062158 · form4.xml · derivative · entry 8

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,627

Underlying: Ordinary Shares · 45,627 shares

Expires 2025-10-07

F5 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F6 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062158 · form4.xml · derivative · entry 7

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,175

Underlying: Ordinary Shares · 32,175 shares

Expires 2024-11-18

F5 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F6 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062158 · form4.xml · derivative · entry 6

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,353

Underlying: Ordinary Shares · 14,353 shares

Expires 2023-11-19

F5 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062158 · form4.xml · derivative · entry 5

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Ordinary Shares · 21,500 shares

Expires 2022-10-05

F5 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062158 · form4.xml · derivative · entry 4

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,500

Underlying: Ordinary Shares · 34,500 shares

Expires 2021-10-07

F5 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062158 · form4.xml · derivative · entry 3

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Ordinary Shares · 35,000 shares

Expires 2020-10-01

F5 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

SEC source: 0001127602-16-062158 · form4.xml · derivative · entry 2

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,415.72

Underlying: Ordinary Shares · 71,415.72 shares

Expires not disclosed

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc.

F4 · price: Restricted stock units acquired in connection with the closing of the merger, pursuant to which each restricted stock unit of Johnson Controls (the economic equivalent of one share of Johnson Controls common stock) was converted into a restricted stock unit in JCI plc.

F3 · derivative.exercise_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

F3 · derivative.expiration_date: Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.

SEC source: 0001127602-16-062158 · form4.xml · nonDerivative · entry 1

Stief Brian J · CIK 0001494478 · Executive VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,153

F1 · price: Shares acquired in connection with the closing of the merger between Johnson Controls, Inc. ("Johnson Controls") and Johnson Controls International plc (formerly Tyco International plc) ("JCI plc") (the "merger"), pursuant to which each share of Johnson Controls was converted into 0.8357 ordinary shares of JCI plc and $5.7293 in cash.

SEC source: 0001127602-16-062154 · form4.xml · derivative · entry 7

Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,427

Underlying: Ordinary Shares · 4,427 shares

Expires 2026-03-15

F7 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F8 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.

SEC source: 0001127602-16-062154 · form4.xml · derivative · entry 6

Nevill Trent M · CIK 0001670418 · VP & President, Asia Pacific

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,406

Underlying: Ordinary Shares · 11,406 shares

Expires 2025-10-07

F7 · price: Options acquired in connection with the closing of the merger, pursuant to which Johnson Controls options were converted into an equivalent number of options with respect to JCI plc at the same exercise price.

F8 · derivative.exercise_date: Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.